Personal Property Registry Accreditation and Document Handling Regulation (Alta. Reg. 235/2007)

Alta. Reg. 235/2007

Alberta — Regulations

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Note All persons making use of this consolidation are reminded that it has no legislative sanction, that amendments have been embodied for convenience of reference only. The official Statutes and Regulations should be consulted for all purposes of interpreting and applying the law.

(Consolidated up to 237/2022) ALBERTA REGULATION 235/2007 Government Organization Act PERSONAL PROPERTY REGISTRY ACCREDITATION AND DOCUMENT HANDLING REGULATION Table of Contents 1

Interpretation

Part 1 Designation of Registry 2 Designation of registry

Part 2 Accreditation 3 Accredited person 4 Application for accreditation 5 E x a m i n a t i o n 6 Accreditation of applicant 7 Duty to inform applic ant of accreditation

Part 3 Document Handling 8 Assigning user ID 9 Requirement to be employ ed by transmitting party 10 Use of user ID 11 Transmittal of designated documents 12 Effect of authorization and transmittal 13 Duty of Registrar on receiving transmittal 14 Responsibility re user ID

Part 4 Suspension and Cancellation of Accredited Person’s Access to Registry 15 Inspections and audits 16 Suspension or cancellation of access to registry 17 Objection process following suspension or cancellation

Section 1 AR 235/2007 PERSONAL PROPERTY REGISTRY ACCREDITATION AND DOCUMENT HANDLING REGULATION 2

Part 5 General Provisions 18 Personal Property Registry 19 Effect of using user ID 20 Forms 21 Service charges 22 Powers of Registrar under other enactments 23 E x p i r y

Schedule

Interpretation 1(1) In this Regulation, (a) “accredited person” means a person who successfully obtains accreditation pursuant to this Regulation; (b) “designated document” mean s an electronic version of a form, including a financing statement and a financing change statement, that has been designated by the Registrar under

section 7(2) of

Schedule 12 as a designated document for the purposes of this Regulation; (c) “electronic access agreement” means an agreement referred to in

section 3(1) or 6(1) of

Schedule 12, pursuant to which a registry agent or other person (

i) is provided electronic acce ss to the Personal Property Registry, and (ii) is authorized to tran smit in accordance with this Regulation and the terms of that agreement; (d) “information” includes data in an electronic format; (e) “other applicable enactme nt” means any enactment other than

Schedule 12, this Regulation and the Personal Property Security Act that governs or affects the operation of the Personal Property Registry; (f) “Registrar” means the Regi strar of Personal Property under the Personal Property Security Act; (g) “registry” has the meaning given to it in

section 1 of

Schedule 12; (h) “Schedule 12” means

Schedule 12 to the Government Organization Act;

Section 2 AR 235/2007 PERSONAL PROPERTY REGISTRY ACCREDITATION AND DOCUMENT HANDLING REGULATION 3 (i) “transmitting party” means a registry agent or other person who is authorized by the Registrar pursuant to an electronic access agreement to effect the registration of designated documents in the Personal Property Registry; (j) “user ID” means a unique identifier assigned to an accredited person pursuant to

section 8, which may include but is not limited to a password, token, card or biometrics.

(2) Any reference in this Regulation to “transmit”, “transmitted” or “transmittal” is to be taken to refer to the sending by a transmitting party of a designated document to the Registrar in order to effect the registration of the document in the Personal Property Registry.

(3) Any reference in this Regulation to the authorizing of a designated document for processing is to be taken to refer to the document’s being authorized for processing within the meaning of

section 7(1)(

f) of

Schedule 12.

Part 1 Designation of Registry Designation of registry 2 The Personal Property Registry is designated as a registry to which

section 7 of

Schedule 12 applies.

Part 2 Accreditation Accredited person 3 For the purposes of

Schedule 12, a person may become accredited to carry out functions respecting document authorization, including a transmittal, by obtaining accreditation in accordance with this Regulation. Application for accreditation 4(1) A person may obtain accreditation by applying to the Registrar in the form and manner set by the Registrar.

(2) An application under subsection (1) must include (

a) the applicant’s name, (

b) the applicant’s residential and business addresses and telephone numbers,

Section 5 AR 235/2007 PERSONAL PROPERTY REGISTRY ACCREDITATION AND DOCUMENT HANDLING REGULATION 4 (

c) the name of the employer for whom the applicant will be carrying out functions respecting document authorization, including a transmittal, and (

d) any other information requested by the Registrar. Examination 5(1) The Registrar may require an applicant to write an examination set by the Registrar.

(2) An applicant who is required to write an examination or who challenges an examination must achieve a score on the examination that is acceptable to the Registrar.

(3) The Registrar is authorized to collect and retain (

a) an applicant’s completed examination, and (

b) an applicant’s score on the examination. Accreditation of applicant 6 Where an applicant achieves an acceptable score on the examination, the Registrar may accredit the applicant. Duty to inform applicant of accreditation 7 Where the Registrar accredits an applicant, the Registrar must (

a) confirm in writing to the applicant that the applicant is an accredited person, and (

b) advise the applicant of the specific designated documents in respect of which the applicant is accredited to carry out functions respecting document authorization, including a transmittal.

Part 3 Document Handling Assigning user ID 8 The Registrar may assign a user ID to an accredited person and provide the user ID to the accredited person. Requirement to be employed by transmitting party 9 Before an accredited person is eligible to carry out functions respecting document authorization, including a transmittal, the accredited person must be employed by a transmitting party.

Section 10 AR 235/2007 PERSONAL PROPERTY REGISTRY ACCREDITATION AND DOCUMENT HANDLING REGULATION 5 Use of user ID 10 When carrying out functions respecting document authorization, including a transmittal, the accredited person must use the accredited person’s user ID to enable the Registrar (

a) to identify the accredited person, and (

b) to ensure that the accred ited person is accredited to carry out those functions. Transmittal of designated documents 11(1) If designated documents are required or permitted by or under the Personal Property Security Act or any other applicable enactment to be registered by or sent or delivered to the Registrar, the designated documents must be registered, sent or delivered by being transmitted.

(2) An accredited person must ensure that a designated document that is to be transmitted (

a) is transmitted in the manner and in the electronic format established by the Registrar, and (

b) contains the information required by the Registrar, this Regulation and the Personal Property Security Act or other applicable enactment. Effect of authorization and transmittal 12 The authorization of a designated document for processing, including a transmittal, constitutes a request to the Registrar that the Registrar, in accordance with the Personal Property Security Act or other applicable enactment, as modified by

Schedule 12 and this Regulation, register, maintain or otherwise deal with the designated document authorized or transmitted. Duty of Registrar on receiving transmittal 13(1) On receiving a transmittal, the Registrar must (

a) issue by electronic or o ther means the appropriate verification statement or other document authorized by the Personal Property Security Act or other applicable enactment, and (

b) maintain in the electronic database of the Personal Property Registry the designated document and the information contained in the transmittal and the verification statement or other document for the life of the registration plus 90 days.

Section 14 AR 235/2007 PERSONAL PROPERTY REGISTRY ACCREDITATION AND DOCUMENT HANDLING REGULATION 6

(2) A verification statement or other document referred to in subsection (1)(

a) may be printed out by the accredited person.

(3) If a verification statement or other document is issued under subsection (1)(

a) and provided to an accredited person, the accredited person must provide that verification statement or other document to the secured party who is entitled to receive it. Responsibility re user ID 14(1) An accredited person is responsible for the security and use of that person’s user ID.

(2) An accredited person is responsible for all transmittals that include that person’s user ID.

Part 4 Suspension and Cancellation of Accredited Person’s Access to Registry Inspections and audits 15 The Registrar or a person on the Registrar’s behalf may conduct regular inspections and audits of any or all functions carried out by an accredited person (

a) to determine whether any training that may be provided to accredited persons is appropriate to enable accredited persons to carry out those functions in a manner that complies with this Regulation and any other applicable enactment, and (

b) to determine whether an accredited person is competent and is carrying out all functions in a manner that complies with this Regulation and any other applicable enactment. Suspension or cancellation of access to registry 16 The Registrar may suspend or cancel an accredited person’s access to the Personal Property Registry if, as a result of an inspection or audit under

section 15, the Registrar is of the opinion that the accredited person (

a) fails to carry out all functions in a manner that complies with this Regulation and any other applicable enactment, (

b) has in a period of 18 months carried out fewer than 10 functions respecting document authorization,

Section 17 AR 235/2007 PERSONAL PROPERTY REGISTRY ACCREDITATION AND DOCUMENT HANDLING REGULATION 7 (

c) engages in activities that a re harmful to the operation or reputation of the Registrar or the Personal Property Registry, (

d) alters the accreditati on of the accredited person, (

e) has obtained accred itation on the basis of (

i) misrepresentation or fraud, (ii) an error in the information provided to the Registrar, or (iii) an irregularity in wr iting the examination under

section 5, (

f) permits any other person to use the accredited person’s user ID for any purpose, or (

g) uses another accredited pers on’s user ID for any purpose. Objection process following suspension or cancellation 17(1) Where the Registrar suspends or cancels an accredited person’s access to the Personal Property Registry under

section 16, the Registrar must provide a notice, in writing, to the accredited person (

a) advising that the accredited person’s access to the Personal Property Registry has been suspended, for a specified period or until further notice, or cancelled, as the case may be, (

b) setting out the reasons for the suspension or cancellation, (

c) setting out the conditions that apply to the accredited person during a suspension, if any, and (

d) advising that the accredited person has a period of 30 day s following the date of the notice to object to the suspension or cancellation.

(2) An objection must be in the form set by the Registrar and must include reasons why the accredited person’s access to the Personal Property Registry should be reinstated.

(3) On receiving an objection, the Registrar must reconsider the decision to suspend or cancel in light of the accredited person’s objection.

(4) The Registrar may

Section 18 AR 235/2007 PERSONAL PROPERTY REGISTRY ACCREDITATION AND DOCUMENT HANDLING REGULATION 8 (

a) reinstate or vary the accr edited person’s access to the Personal Property Registry following a review, or (

b) uphold the suspension or cancellation.

(5) The Registrar must notify the accredited person, in writing, of (

a) the decision, (

b) the reasons for the decision, and (

c) where the decision is to uphold a suspension, the period o f the suspension and any conditions that apply to the accredited person during the suspension.

(6) An accredited person whose access to the Personal Property Registry is cancelled may re-apply in accordance with

section 4 to obtain accreditation.

Part 5 General Provisions Personal Property Registry 18 All designated documents that have been transmitted to the Registrar for registration in the Personal Property Registry, the information contained in a transmittal and any verification statement or other document issued under

section 13(1)(

a) form part of the Personal Property Registry. Effect of using user ID 19 The use of a user ID to transmit a designated document or to authorize a designated document for processing in accordance with this Regulation has the same evidentiary force as if the accredited person had signed a paper document containing the information transmitted or authorized for processing. Forms 20 The forms to be used in respect of the Personal Property Registry and in carrying out functions respecting document authorization and transmittals are the electronic forms established by the Registrar.

Service charges 21(1) The service charges payable to the Registrar with respect to a transmittal, a search and any other related services are those set out in the Schedule.

Section 22 AR 235/2007 PERSONAL PROPERTY REGISTRY ACCREDITATION AND DOCUMENT HANDLING REGULATION 9

(2) The Registrar may waive a service charge referred to in subsection (1) that is payable (

a) by a department or an agency of the Government, or (

b) by a Provincial agency as defined in the Financial Administration Act where the Registrar is satisfied that the department, agency or Provincial agency will not recover the service charge from another person. Powers of Registrar under other enactments 22 Nothing in this Regulation is to be construed so as to restrict any of the powers of the Registrar under the Personal Property Security Act,

Schedule 12 or any other applicable enactment. Expiry 23 For the purpose of ensuring that this Regulation is reviewed for ongoing relevancy and necessity, with the option that it may be repassed in its present or an amended form following a review, this Regulation expires on October 31, 2028. AR 235/2007 s23;68/2015;228/2020;237/2022

Schedule Service Charges Registrations 1 To register a financing statement covering (

a) a security agreement under the Personal Property Security Act or a registration under the Sale of Goods Act or the Factors Act $2 per year for optional registration life from 1 to 25 years, or $400 for infinity registration life (

b) any other registration authorized under any Act to be made at the Personal Property Registry $5

Schedule AR 235/2007 PERSONAL PROPERTY REGISTRY ACCREDITATION AND DOCUMENT HANDLING REGULATION 10 2 To register a writ of enforcement under the Civil Enforcement Act $10 3 To register a financing change statement covering (

a) a renewal of a registration relating to a security agreement under the Personal Property Security Act or a registration under the Sale of Goods Act or the Factors Act $2 per year for optional renewal registration life from 1 to 25 years, or $400 for infinity renewal registration life (

b) an amendment other than a renewal or total discharge no charge (

c) a renewal referred to in clause (

a) and an amendment referred to in clause (

b) the greater of the fee for the renewal or the amendment (

d) a total discharge no charge 4 To registe r (

a) a status report to renew a writ of enforcement $5 (

b) a status report, other than one referred to in clause (a), to amend a writ of enforcement no charge 5 To register a stay no charge 6 To registe r (

a) a civil enforcement agency report in respect of a seizure $5 (

b) an amendment to a civil enforcement agency report in respect of a seizure no charge

Schedule AR 235/2007 PERSONAL PROPERTY REGISTRY ACCREDITATION AND DOCUMENT HANDLING REGULATION 11 (

c) a civil enforcement agency report in respect of a sale or distribution or an amendment to a civil enforcement agency report in respect of a sale or distribution no charge 7 To registe r (

a) a maintenance orde r $5 (

b) a status report to amend a maintenance order no charge 8 To register a Global Financing Change Statement no charge 9 To register (

a) a writ of seizure and sale (federal writ) $10 (

b) a status report to renew a writ of seizure or sale (federal writ) $5 (

c) a status report to amend a writ of seizure or sale (federal writ) no charge (

d) a disposition of lan d $5 (

e) an amendment report of disposition of seized land no charge Search Requests 1 To obtain a distribution seizure search for the purposes of the Civil Enforcement Act $1 2 To obtain any other search result $1 for each name, serial number or registration number searche d Miscellaneous 1 To obtain periodic reports or secured party search reports $0.50 for each registration disclosed

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Document details

Collection	Alberta — Regulations
Citation	Alta. Reg. 235/2007
Type	regulation
Volume / chapter	2007 235
Language	en
Format	pdf
Source	PROVINCIAL
Identifier	50b672874f5628b1f5bd5aabbd35dc72194eb174

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