Alberta Gazette, Part I — Wednesday, January 15, 2014
Wednesday, January 15, 2014
Alberta — Gazette
The Alberta Gazette
Part I
Vol. 110 Edmonton, Wednesday, January 15, 2014 No. 01
PROCLAMATION
[GREAT SEAL]
CANADA
PROVINCE OF ALBERTA Donald S. Ethell, Lieutenant Governor.
ELIZABETH THE SECOND, by the Grace of God, of the United Kingdom,
Canada, and Her Other Realms and Territories, QUEEN, Head of the
Commonwealth, Defender of the Faith
P R O C L A M A T I O N
To all to Whom these Presents shall come
G R E E T I N G
Kim Armstrong Deputy Minister of Justice and
Deputy Attorney General
WHEREAS
section 25 of the Children First Act provides that that Act comes into
force on Proclamation; and
WHEREAS it is expedient to proclaim sections 4, 5, 6(
c) and (d), 9(24) and 12(6)
and (9) of the Children First Act in force:
NOW KNOW YE THAT by and with the advice and consent of Our Executive
Council of Our Province of Alberta, by virtue of the provisions of the said Act
hereinbefore referred to and of all other power and authority whatsoever in Us vested
in that behalf, We have ordered and declared and do hereby proclaim sections 4, 5,
6(
c) and (d), 9(24) and 12(6) and (9) of the Children First Act in force on January 1,
IN TESTIMONY WHEREOF We have caused these Our Letters to be made Patent
and the Great Seal of Our Province of Alberta to be hereunto affixed.
WITNESS: COLONEL (RETIRED) THE HONOURABLE DONALD S.
ETHELL, Lieutenant Governor of Our Province of Alberta, this 18th day of
December in the Year of Our Lord Two Thousand Thirteen and in the Sixty-second
Year of Our Reign.
BY COMMAND Jonathan Denis, Provincial Secretary.
PROCLAMATION
[GREAT SEAL]
CANADA
PROVINCE OF ALBERTA Donald S. Ethell, Lieutenant Governor.
ELIZABETH THE SECOND, by the Grace of God, of the United Kingdom,
Canada, and Her Other Realms and Territories, QUEEN, Head of the
Commonwealth, Defender of the Faith
P R O C L A M A T I O N
To all to Whom these Presents shall come
G R E E T I N G
Kim Armstrong Deputy Minister of Justice and
Deputy Attorney General
WHEREAS
section 11 of the Employment Standards (Compassionate Care Leave)
Amendment Act, 2012 provides that that Act comes into force on Proclamation; and
WHEREAS it is expedient to proclaim the Employment Standards (Compassionate
Care Leave) Amendment Act, 2012 in force:
NOW KNOW YE THAT by and with the advice and consent of Our Executive
Council of Our Province of Alberta, by virtue of the provisions of the said Act
hereinbefore referred to and of all other power and authority whatsoever in Us vested
in that behalf, We have ordered and declared and do hereby proclaim the Employment
Standards (Compassionate Care Leave) Amendment Act, 2012 in force on February
1, 2014.
IN TESTIMONY WHEREOF We have caused these Our Letters to be made Patent
and the Great Seal of Our Province of Alberta to be hereunto affixed.
WITNESS: COLONEL (RETIRED) THE HONOURABLE DONALD S.
ETHELL, Lieutenant Governor of Our Province of Alberta, this 18th day of
December in the Year of Our Lord Two Thousand Thirteen and in the Sixty-second
Year of Our Reign.
BY COMMAND Jonathan Denis, Provincial Secretary.
APPOINTMENTS
Appointment of Non-Presiding Justice of the Peace
(Justice of the Peace Act)
November 29, 2013
Bourque, Nadine of Red Deer
Chen, Tingting of Sherwood Park
Cook, Giselle Carol of Red Deer
Cox, Jessica Candice Layne of Fort McMurray
Cullum, Kimberley Lee-Ann of Red Deer
Martin, Leslie Anne of Calgary
Metz, Viktoriya of Edmonton
Appointment of Part-time Provincial Court Judge
(Provincial Court Act)
January 1, 2014
Honourable Judge Allan Harold Lefever
For a term to expire on May 4, 2016
Re-appointment of Part-time Provincial Court Judge
(Provincial Court Act)
January 4, 2014
Honourable Judge Philip John Maher
For a term to expire on January 3, 2015
January 18, 2014
Honourable Judge Peter Paul Ayotte
For a term to expire on January 17, 2015
January 26, 2014
Honourable Judge Stanley Gordon Peck
For a term to expire on January 25, 2015
Re-appointment of Supernumerary Provincial Court Judge
(Provincial Court Act)
February 1, 2014
Honourable Judge Kenneth Douglas Hope
For a term to expire on January 31, 2016
GOVERNMENT NOTICES
Education
Ministerial Order No. #069/2013
(School Act)
I, Jeff Johnson, Minister of Education, pursuant to Sections 219 and 220 of the
School Act, make the Order in the attached Appendix, being The Sprucefield Roman
Catholic Separate School District No. 751 Establishment Order.
Dated at Edmonton, Alberta December 5, 2013.
Jeff Johnson, Minister.
APPENDIX
The Sprucefield Roman Catholic Separate School District No. 751
Establishment Order
1 Pursuant to Sections 219 and 220 of the School Act, The Sprucefield Roman
Catholic Separate School District No. 751 is established.
2 The Sprucefield Roman Catholic Separate School District No. 751 shall be
comprised of the following lands, which are included in The Sprucefield School
District No. 2766 and which are properly assessable for separate school purposes
under the provision of Sections 153 to 160 of the School Act:
Township 60, Range 19, West of the 4th Meridian
Sections 4 to 9 inclusive; Sections 16 to 21 inclusive; North half and Southwest
quarter of
Section 15; West halves of Sections 10 and 22; Northwest quarter of
Section 3.
Ministerial Order No. #070/2013
(School Act)
I, Jeff Johnson, Minister of Education, pursuant to
Section 239 of the
School Act, make the Order in the attached Appendix, being The Lakeland Roman
Catholic Separate School District No. 150 Boundary Adjustment Order.
Dated at Edmonton, Alberta December 5, 2013.
Jeff Johnson, Minister.
APPENDIX
The Lakeland Roman Catholic Separate School District No. 150
Boundary Adjustment Order
1 Pursuant to
Section 239 of the School Act, all of the lands are taken from the
following school district and are added to The Lakeland Roman Catholic
Separate School District No. 150:
The Sprucefield Roman Catholic Separate School District No. 751
2 Pursuant to
Section 239 of the School Act, the following school district is
dissolved:
The Sprucefield Roman Catholic Separate School District No. 751
3 The Lakeland Roman Catholic Separate School District No. 150 (Ward 3) shall
be comprised of the following lands:
Township 57, Range 13, West of the 4th Meridian
Section 16; Sections 18 to 21 inclusive; Sections 28 to 33 inclusive; Those
portions of Sections 7 and 17 lying North of the North Saskatchewan River.
Township 57, Range 14, West of the 4th Meridian
Sections 13 and 14; Sections 22 to 28 inclusive; Sections 31 to 36 inclusive;
Those portions of Sections 11, 12, 15, 20, 21, 29, and 30 lying North of the
North Saskatchewan River.
Township 57, Range 15, West of the 4th Meridian
Section 36; Those portions of Sections 25, 33, 34, and 35 lying North of the
North Saskatchewan River.
Township 58, Range 13, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 58, Range 14, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 58, Range 15, West of the 4th Meridian
Sections 1 to 3 inclusive; Sections 9 to 16 inclusive; Sections 21 to 28 inclusive;
Sections 32 to 36 inclusive; Those portions of Sections 4, 8, 17, 20, 29, and 31
lying North and West of the North Saskatchewan River.
Township 58, Range 16, West of the 4th Meridian
Sections 30 to 34 inclusive; Those portions of Sections 18, 19, 20, 21, 27, 28, 29,
35, and 36 lying North and West of the North Saskatchewan River.
Township 58, Range 17, West of the 4th Meridian
Sections 8 to 10 inclusive; Sections 14 to 36 inclusive; Those portions of
Sections 3, 4, 5, 6, 7, 11, 12, and 13 lying North of the North Saskatchewan
River.
Township 58, Range 18, West of the 4th Meridian
Sections 13 to 15 inclusive; Sections 20 to 36 inclusive; Those portions of
Sections 9, 10, 11, 12, 16, 17, and 19 lying North of the North Saskatchewan
River.
Township 58, Range 19, West of the 4th Meridian
Sections 35 and 36; Those portions of Sections 24, 25, 26, 30, 31, 32, 33, and 34
lying North of the North Saskatchewan River.
Township 58, Range 20, West of the 4th Meridian
Sections 2 to 4 inclusive; Sections 9 to 11 inclusive; Sections 14 to 16 inclusive;
Sections 21 to 23 inclusive; Sections 26 to 29 inclusive; Sections 31 to 36
inclusive; North halves and Southeast quarters of Sections 20 and 30; East half of
Section 17; Northeast quarter of
Section 19; Those portions of Sections 1, 12, 13,
24, and 25 lying West of the North Saskatchewan River.
Township 58, Range 21, West of the 4th Meridian
Section 26 to 28 inclusive; Sections 33 to 36 inclusive; North half and Southeast
quarter of
Section 32; North half of
Section 25; Northeast quarters of Sections 29
and 31.
Township 59, Range 12, West of the 4th Meridian
Section 1; Sections 7 to 22 inclusive; Sections 27 to 34 inclusive; East half of
Section 2; West halves of Sections 23, 26, and 35; That portion of the North half
Section 6 lying North of the Saddle Lake Indian Reserve.
Township 59, Range 13, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 59, Range 14, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 59, Range 15, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 59, Range 16, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 59, Range 17, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 59, Range 18, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 59, Range 19, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 59, Range 20, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 59, Range 21, West of the 4th Meridian
Sections 1 to 4 inclusive; Sections 9 to 16 inclusive; Sections 20 to 36 inclusive;
East half of
Section 5.
Township 59, Range 22, West of the 4th Meridian
East halves of Sections 24, 25, and 36.
Township 60, Range 12, West of the 4th Meridian
Sections 3 to 10 inclusive; Sections 15 to 20 inclusive; Sections 29 to 32
inclusive; West half of
Section 2; South half of
Section 21.
Township 60, Range 13, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 60, Range 14, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 60, Range 15, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 60, Range 16, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 60, Range 17, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 60, Range 18, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 60, Range 19, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 60, Range 20, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 60, Range 21, West of the 4th Meridian
Sections 1 to 18 inclusive; Sections 22 to 27 inclusive; Sections 34 to 36
inclusive; Southeast quarter of
Section 21.
Township 60, Range 22, West of the 4th Meridian
Sections 13 to 16 inclusive; Sections 21 to 24 inclusive; Sections 26 to 28
inclusive; Sections 33 and 34; North halves and Southeast quarters of Sections 1
and 12; South halves and Northwest quarters of Sections 25 and 35; East halves
of Sections 17, 20, 29, and 32; Southwest quarter of
Section 36.
Township 61, Range 12, West of the 4th Meridian
Sections 5 and 6.
Township 61, Range 13, West of the 4th Meridian
Sections 1 to 12 inclusive; Sections 14 to 23 inclusive; Sections 27 to 34
inclusive; South half and Northwest quarter of
Section 26; West halves of
Sections 13 and 24; Southwest quarter of
Section 35.
Township 61, Range 14, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 61, Range 15, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 61, Range 16, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 61, Range 17, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 61, Range 18, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 61, Range 19, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 61, Range 20, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 61, Range 21, West of the 4th Meridian
Sections 1 to 3 inclusive; Sections 10 to 16 inclusive; Sections 19 to 36
inclusive; North halves and Southeast quarters of Sections 9 and 17; North half
and Southwest quarter of
Section 18; Northeast quarter of
Section 4.
Township 61, Range 22, West of the 4th Meridian
Section 4; Sections 8 to 11 inclusive; Sections 13 to 36 inclusive; North half and
Southwest quarter of
Section 3; East half of
Section 5; Northwest quarters of
Sections 2 and 12.
Township 62, Range 13, West of the 4th Meridian
Sections 3 to 9 inclusive; West half and Northeast quarter of
Section 10.
Township 62, Range 19, West of the 4th Meridian
Sections 2 to 8 inclusive; Sections 17 to 19 inclusive; West halves of Sections 9
and 16; Southwest quarter of
Section 20; Southeast quarter of
Section 30.
Township 62, Range 20, West of the 4th Meridian
Sections 1 to 18 inclusive; Sections 23 and 24; South half of
Section 21; East
half of
Section 22; Southeast quarter of
Section 20.
Township 62, Range 21, West of the 4th Meridian
Sections 1 to 4 inclusive; Sections 9 to 16 inclusive; South half and Northeast
quarter of
Section 5; South half of
Section 6; East halves of Sections 8 and 17.
Township 62, Range 22, West of the 4th Meridian
Southeast quarter of
Section 1.
_______________
Ministerial Order No. #071/2013
(School Act)
I, Jeff Johnson, Minister of Education, pursuant to
Section 239 of the
School Act, make the Order in the attached Appendix, being The Smoky Lake School
District No. 3880 (The Aspen View Public School Division No. 78) Boundary
Adjustment Order.
Dated at Edmonton, Alberta December 5, 2013.
Jeff Johnson, Minister.
APPENDIX
The Smoky Lake School District No. 3880
(The Aspen View Public School Division No. 78)
Boundary Adjustment Order
1 Pursuant to
Section 239 of the School Act, all of the lands are taken from the
following school district and are added to The Smoky Lake School District
No. 3880:
The Sprucefield School District No. 2766
2 Pursuant to
Section 239 of the School Act, the following school district is
dissolved:
The Sprucefield School District No. 2766
3 The Smoky Lake School District No. 3880 shall be comprised of the following
lands:
Township 57, Range 13, West of the 4th Meridian
Section 16; Sections 18 to 21 inclusive; Sections 28 to 33 inclusive; Those
portions of Sections 7 and 17 lying North of the North Saskatchewan River.
Township 57, Range 14, West of the 4th Meridian
Sections 13 and 14; Sections 22 to 28 inclusive; Sections 31 to 36 inclusive;
Those portions of Sections 11 and 12 lying North of the North Saskatchewan
River; Those portions of Sections 15, 20, 21, 29, and 30 lying North of the North
Saskatchewan River.
Township 57, Range 15, West of the 4th Meridian
Section 36; Those portions of Sections 25, 33, 34, and 35 lying North of the
North Saskatchewan River.
Township 58, Range 13, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 58, Range 14, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 58, Range 15, West of the 4th Meridian
Sections 1 to 3 inclusive; Sections 9 to 16 inclusive; Sections 21 to 28 inclusive;
Sections 32 to 36 inclusive; Those portions of Sections 4, 8, 17, 20, 29 and 31
lying North of the North Saskatchewan River.
Township 58, Range 16, West of the 4th Meridian
Sections 30 to 34 inclusive; Those portions of Sections 18, 19, 20, 21, 27, 28, 29,
35, and 36 lying North of the North Saskatchewan River.
Township 58, Range 17, West of the 4th Meridian
Sections 8 to 10 inclusive; Sections 14 to 36 inclusive; Those portions of
Sections 3, 4, 5, 6, 7, 11, 12, and 13 lying North of the North Saskatchewan
River.
Township 58, Range 18, West of the 4th Meridian
Sections 13 to 15 inclusive; Sections 20 to 36 inclusive; Those portions of
Sections 9, 10, 11, 12, 16, 17, and 19 lying North of the North Saskatchewan
River.
Township 58, Range 19, West of the 4th Meridian
Sections 35 and 36; Those portions of Sections 24, 25, 26, 30, 31, 32, 33, and 34
lying North of the North Saskatchewan River.
Township 58, Range 20, West of the 4th Meridian
East half of
Section 36.
Township 59, Range 12, West of the 4th Meridian
Section 1; Sections 7 to 22 inclusive; Sections 27 to 34 inclusive; East half of
Section 2; West halves of Sections 23, 26, and 35; That portion of the North half
Section 6 lying North of the Saddle Lake Indian Reserve.
Township 59, Range 13, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 59, Range 14, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 59, Range 15, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 59, Range 16, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 59, Range 17, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 59, Range 18, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 59, Range 19, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 60, Range 12, West of the 4th Meridian
Sections 3 to 10 inclusive; Sections 15 to 20 inclusive; Sections 29 to 32
inclusive; West half of
Section 2; South half of
Section 21.
Township 60, Range 13, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 60, Range 14, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 60, Range 15, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 60, Range 16, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 60, Range 17, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 60, Range 18, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 60, Range 19, West of the 4th Meridian
Sections 1 to 26 inclusive; Sections 35 and 36; East halves of Sections 27 and 34.
Township 61, Range 12, West of the 4th Meridian
Sections 5 and 6.
Township 61, Range 13, West of the 4th Meridian
Sections 1 to 12 inclusive; Sections 14 to 23 inclusive; Sections 27 to 34
inclusive; South half and Northwest quarter of
Section 26; West halves of
Sections 13 and 24; Southwest quarter of
Section 35.
Township 61, Range 14, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 61, Range 15, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 61, Range 16, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 61, Range 17, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 61, Range 18, West of the 4th Meridian
Sections 1 to 17 inclusive; Sections 20 to 29 inclusive; Sections 32 to 36
inclusive; East halves of Sections 18, 19, 30, and 31.
Township 61, Range 19, West of the 4th Meridian
Sections 1 and 2; Sections 11 and 12; East halves of Sections 3 and 10.
Township 62, Range 13, West of the 4th Meridian
Sections 3 to 9 inclusive; West half and Northeast quarter of
Section 10.
_______________
Ministerial Order No. #072/2013
(School Act)
I, Jeff Johnson, Minister of Education, pursuant to Sections 219 and 220 of the
School Act, make the Order in the attached Appendix, being The Clover Mount
Roman Catholic Separate School District No. 752 Establishment Order.
Dated at Edmonton, Alberta December 5, 2013.
Jeff Johnson, Minister.
APPENDIX
The Clover Mount Roman Catholic Separate School District No. 752
Establishment Order
1 Pursuant to Sections 219 and 220 of the School Act, The Clover Mount Roman
Catholic Separate School District No. 752 is established.
2 The Clover Mount Roman Catholic Separate School District No. 752 shall be
comprised of the following lands, which are included in The Clover Mount
School District No. 811 and which are properly assessable for separate school
purposes under the provision of Sections 153 to 160 of the School Act:
Township 30, Range 2, West of the 5th Meridian
Northeast quarter of
Section 31; North half and Southeast quarter of
Section 32;
West half of
Section 33.
Township 31, Range 2, West of the 5th Meridian
Sections 4 and 5; Sections 7 to 10 inclusive; Sections 15 to 21 inclusive; West
half of
Section 3; North half and Southeast quarter of
Section 6; South half and
Northwest quarter of
Section 22.
Township 31, Range 3, West of the 5th Meridian
Northeast quarter of
Section 12.
_______________
Ministerial Order No. #073/2013
(School Act)
I, Jeff Johnson, Minister of Education, pursuant to
Section 239 of the
School Act, make the Order in the attached Appendix, being The Rocky Mountain
House Roman Catholic Separate School District No. 131 (The Red Deer Catholic
Regional Division No. 39) Boundary Adjustment Order.
Dated at Edmonton, Alberta December 5, 2013.
Jeff Johnson, Minister.
APPENDIX
The Rocky Mountain House Roman Catholic Separate School District No. 131
(The Red Deer Catholic Regional Division No. 39)
Boundary Adjustment Order
1 Pursuant to
Section 239 of the School Act, all of the lands are taken from the
following school district and are added to The Rocky Mountain House Roman
Catholic Separate School District No. 131:
The Clover Mount Roman Catholic Separate School District No. 752
2 Pursuant to
Section 239 of the School Act, the following school district is
dissolved:
The Clover Mount Roman Catholic Separate School District No. 752
3 The Rocky Mountain House Roman Catholic Separate School District No. 131
(Rocky Mountain House Ward - The Queen Elizabeth II Electoral Subdivision)
shall be comprised of the following lands:
Township 31, Range 28, West of the 4th Meridian
Sections 18 and 19; Sections 30 and 31; North half of
Section 7.
Township 31, Range 29, West of the 4th Meridian
Sections 13, 24, 25, and 36; Portions of Sections 14, 23, 26, and 35; North half of
Section 12; Portions of the North half of
Section 11.
Township 32, Range 28, West of the 4th Meridian
Sections 1 to 12 inclusive; Sections 14 to 22 inclusive; Sections 26 to 34
inclusive; South halves and Northwest quarters of Sections 23 and 35.
Township 32, Range 29, West of the 4th Meridian
Section 1; Sections 12 and 13; Sections 24 and 25;
Section 36; Portions of
Sections 2, 11, 14, 23, 26, and 35.
Township 33, Range 27, West of the 4th Meridian
Southwest quarter of
Section 31.
Township 33, Range 28, West of the 4th Meridian
Sections 3 to 11 inclusive; Sections 13 to 36 inclusive; North half and Southwest
quarter of
Section 2.
Township 33, Range 29, West of the 4th Meridian
Section 1; Sections 12 and 13; Sections 24 and 25;
Section 36; Portions of
Sections 2, 11, 14, 23, 26, and 35.
Township 34, Range 26, West of the 4th Meridian
Sections 31 to 35 inclusive; North halves of Sections 29 and 30.
Township 34, Range 27, West of the 4th Meridian
Sections 30 and 31; Sections 34 to 36 inclusive; North halves of Sections 25, 26,
and 27.
Township 34, Range 28, West of the 4th Meridian
Sections 25 to 28 inclusive; Sections 31 to 36 inclusive.
Township 34, Range 29, West of the 4th Meridian
Section 36; Portions of Sections 2, 11, 14, 23, 26, and 35; Southwest quarter of
Section 25.
Township 35, Range 25, West of the 4th Meridian
Sections 27 to 33 inclusive; North half of
Section 34.
Township 35, Range 26, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 35, Range 27, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 35, Range 28, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 36, Range 25, West of the 4th Meridian
Sections 2 to 10 inclusive.
Township 36, Range 26, West of the 4th Meridian
Sections 1 to 11 inclusive; Sections 17 to 19 inclusive; South halves and
Northwest quarters of Sections 12 and 16; South halves of Sections 14 and 15;
West half of
Section 20.
Township 36, Range 27, West of the 4th Meridian
Sections 1 to 21 inclusive;
Section 24; East half of
Section 23.
Township 36, Range 28, West of the 4th Meridian
Sections 1 to 22 inclusive;
Section 24;
Section 28; West half of
Section 27;
Those portions of
Section 29 lying South and East of the Red Deer River; Those
portions of
Section 30 lying South of the Red Deer River; Those portions of
Section 32 lying East of the Red Deer River.
Township 30, Range 2, West of the 5th Meridian
Northeast quarter of
Section 31; North half and Southeast quarter of
Section 32;
West half of
Section 33.
Township 31, Range 1, West of the 5th Meridian
Sections 6 and 7; Sections 13 to 36 inclusive; West half and Northeast quarter of
Section 8; East half of
Section 11; North half of
Section 12.
Township 31, Range 2, West of the 5th Meridian
Sections 1, 2, 4, and 5; Sections 7 to 36 inclusive; West half of
Section 3; North
half and Southeast quarter of
Section 6.
Township 31, Range 3, West of the 5th Meridian
Section 13; Sections 15 and 16; Sections 21 to 28 inclusive; Sections 33 to 36
inclusive; Northeast quarter of
Section 12; North half and Southwest quarter of
Section 14.
Township 32, Range 1, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 32, Range 2, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 32, Range 3, West of the 5th Meridian
Sections 1 to 4 inclusive; Sections 9 to 16 inclusive; Sections 21 to 28 inclusive;
Sections 33 to 36 inclusive.
Township 32, Range 4, West of the 5th Meridian
Sections 15 to 22 inclusive; Sections 27 to 34 inclusive.
Township 32, Range 5, West of the 5th Meridian
Sections 35 and 36.
Township 33, Range 1, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 33, Range 2, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 33, Range 3, West of the 5th Meridian
Sections 1 to 4 inclusive;
Section 7; Sections 9 to 30 inclusive; Sections 34 to 36
inclusive; North half of
Section 8; East half of
Section 33.
Township 33, Range 4, West of the 5th Meridian
Sections 1 to 16 inclusive,
Section 18; Sections 22 to 24 inclusive; South half
and Northwest quarter of
Section 17; Southwest quarter of
Section 19; South
halves of Sections 25 and 26.
Township 33, Range 5, West of the 5th Meridian
Sections 1 and 2; Sections 12 and 13; Sections 24 and 25; Those portions of
Sections 10, 11, 14, 23, and 26 lying East of the Red Deer River.
Township 34, Range 1, West of the 5th Meridian
Sections 1 to 3 inclusive; Sections 10 to 15 inclusive; Sections 22 to 27
inclusive; Sections 31 to 36 inclusive; Northeast quarter of
Section 16; South half
Section 21.
Township 34, Range 2, West of the 5th Meridian
Sections 2 to 10 inclusive.
Township 34, Range 3, West of the 5th Meridian
Sections 1 to 3 inclusive; Sections 10 to 12 inclusive; East halves of Sections 4
and 9.
Township 35, Range 1, West of the 5th Meridian
Sections 1 to 6 inclusive; Sections 8 to 17 inclusive; Sections 20 to 29 inclusive;
Sections 32 to 36 inclusive.
Township 35, Range 2, West of the 5th Meridian
Section 32; Those portions of Sections 28 and 33 lying North of the Red Deer
River.
Township 36, Range 1, West of the 5th Meridian
Sections 1 to 5 inclusive; Sections 7 to 24 inclusive; Sections 26 to 29 inclusive;
Sections 32 to 35 inclusive; West half of
Section 25; East half and Southwest
quarter of
Section 30; Southeast quarter of
Section 31.
Township 36, Range 2, West of the 5th Meridian
Sections 4 and 5; Sections 8 and 9; Sections 13 to 17 inclusive; Sections 20 and
21; South half and Northwest quarter of
Section 22; South half of
Section 23;
Southeast quarters of Sections 24 and 28; Those portions of Sections 2, 3, 10, 11,
and 12 lying North of the Red Deer River.
Township 36, Range 3, West of the 5th Meridian
Sections 5 to 8 inclusive; Sections 17 to 20 inclusive; Sections 29 and 30.
Township 36, Range 4, West of the 5th Meridian
Sections 1 to 3 inclusive; Sections 11 to 14 inclusive; Sections 23 to 26
inclusive; East halves of Sections 10, 15, and 22.
_______________
Ministerial Order No. #074/2013
(School Act)
I, Jeff Johnson, Minister of Education, pursuant to
Section 239 of the
School Act, make the Order in the attached Appendix, being The Olds School District
No. 235 (The Chinook's Edge School Division No. 73) Boundary Adjustment Order.
Dated at Edmonton, Alberta December 5, 2013.
Jeff Johnson, Minister.
APPENDIX
The Olds School District No. 235
(The Chinook's Edge School Division No. 73)
Boundary Adjustment Order
1 Pursuant to
Section 239 of the School Act, all of the lands are taken from the
following school district and are added to The Olds School District No. 235:
The Clover Mount School District No. 811
2 Pursuant to
Section 239 of the School Act, the following school district is
dissolved:
The Clover Mount School District No. 811
3 The Olds School District No. 235 shall be comprised of the following lands:
Township 31, Range 28, West of the 4th Meridian
Sections 18 and 19; Sections 30 and 31; North half of
Section 7.
Township 31, Range 29, West of the 4th Meridian
Sections 13, 24, 25, and 36; Portions of Sections 14, 23, 26, and 35; North half of
Section 12; Portions of the North half of
Section 11.
Township 32, Range 28, West of the 4th Meridian
Sections 1 to 12 inclusive; Sections 14 to 22 inclusive; Sections 26 to 34
inclusive; South halves and Northwest quarters of Sections 23 and 35.
Township 32, Range 29, West of the 4th Meridian
Section 1; Sections 12 and 13; Sections 24 and 25;
Section 36; Portions of
Sections 2, 11, 14, 23, 26, and 35.
Township 33, Range 27, West of the 4th Meridian
Southwest quarter of
Section 31.
Township 33, Range 28, West of the 4th Meridian
Sections 3 to 11 inclusive; Sections 13 to 36 inclusive; North half and Southwest
quarter of
Section 2.
Township 33, Range 29, West of the 4th Meridian
Section 1; Sections 12 and 13; Sections 24 and 25;
Section 36; Portions of
Sections 2, 11, 14, 23, 26, and 35.
Township 30, Range 2, West of the 5th Meridian
Northeast quarter of
Section 31; North half and Southeast quarter of
Section 32;
West half of
Section 33.
Township 31, Range 1, West of the 5th Meridian
Sections 6 and 7; Sections 13 to 36 inclusive; West half and Northeast quarter of
Section 8; East half of
Section 11; North half of
Section 12.
Township 31, Range 2, West of the 5th Meridian
Sections 1, 2, 4, and 5; Sections 7 to 36 inclusive; West half of
Section 3; North
half and Southeast quarter of
Section 6.
Township 31, Range 3, West of the 5th Meridian
Section 13; Sections 15 and 16; Sections 21 to 28 inclusive; Sections 33 to 36
inclusive; Northeast quarter of
Section 12; North half and Southwest quarter of
Section 14.
Township 32, Range 1, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 32, Range 2, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 32, Range 3, West of the 5th Meridian
Sections 1 to 4 inclusive; Sections 9 to 16 inclusive; Sections 21 to 28 inclusive;
Sections 33 to 36 inclusive.
Township 32, Range 4, West of the 5th Meridian
Sections 15 to 22 inclusive; Sections 27 to 34 inclusive.
Township 32, Range 5, West of the 5th Meridian
Sections 35 and 36.
Township 33, Range 1, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 33, Range 2, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 33, Range 3, West of the 5th Meridian
Sections 1 to 4 inclusive;
Section 7; Sections 9 to 30 inclusive; Sections 34 to 36
inclusive; North half of
Section 8; East half of
Section 33.
Township 33, Range 4, West of the 5th Meridian
Sections 1 to 16 inclusive,
Section 18; Sections 22 to 24 inclusive; South half
and Northwest quarter of
Section 17; Southwest quarter of
Section 19; South
halves of Sections 25 and 26.
Township 33, Range 5, West of the 5th Meridian
Sections 1 and 2; Sections 12 and 13; Sections 24 and 25; Those portions of
Sections 10, 11, 14, 23, and 26 lying East of the Red Deer River.
Township 34, Range 2, West of the 5th Meridian
Sections 2 to 10 inclusive.
Township 34, Range 3, West of the 5th Meridian
Sections 1 to 3 inclusive; Sections 10 to 12 inclusive; East halves of Sections 4
and 9.
Energy
Production Allocation Unit Agreement
(Mines and Minerals Act)
Notice is hereby given, pursuant to
section 102 of the Mines and Minerals Act, that
the Minister of Energy on behalf of the Crown has executed counterparts of the
agreement entitled "Production Allocation Unit Agreement - Viking-Kinsella Upper
Mannville Agreement No. 1" and that the Unit became effective on March 1, 2010.
Notice is hereby given, pursuant to
section 102 of the Mines and Minerals Act, that
the Minister of Energy on behalf of the Crown has executed counterparts of the
agreement entitled "Production Allocation Unit Agreement - Viking-Kinsella Upper
Mannville Agreement No. 2" and that the Unit became effective on August 1, 2010.
Notice is hereby given, pursuant to
section 102 of the Mines and Minerals Act, that
the Minister of Energy on behalf of the Crown has executed counterparts of the
agreement entitled "Production Allocation Unit Agreement - Viking-Kinsella Upper
Mannville Unit Agreement No. 3" and that the Unit became effective on August 1,
Environment and Sustainable Resource Development
Notice of Variation Order 19-2013
Commercial Fishing Seasons
The close times and quotas set out in
Schedule 8 to the Alberta Fishery Regulations,
1998 in respect of the waters listed in the
Schedule to this Notice have been varied by
Variation Order 19-2013 by the Director of Fisheries Management in accordance with
section 3 of the Alberta Fishery Regulations, 1998.
Where fishing with gill nets is permitted during an open season established by the
Order, the gill net mesh size has been specified in the Order.
Pursuant to Variation Order 19-2013 commercial fishing is permitted in accordance
with the following schedule.
SCHEDULE
PART 1
Item - 1
Column 1 Waters - In respect of:
(12) Burnt Lake No. 2 (23,27-95-23-W4)
Column 2 Gear - Gill net not less than 152 mm mesh
Column 3 Open Time - 08:00 hours January 8, 2014 to 16:00 hours January 11,
Column 4 Species and Quota - 1) Lake whitefish: 4,425 kg; 2) Walleye: 1 kg; 3)
Yellow perch: 1 kg; 4) Northern pike: 500 kg; 5) Tullibee: 1 kg; 6) Lake trout: 1 kg.
Human Services
Office of the Public Trustee
Property being held by the Public Trustee for a period of Ten
(10) Years
(Public Trustee Act)
Section 11 (2)(
b) Name of Person Entitled
to Property
Description
of Property
held and its
value or
estimated value
Property part of
deceased person's
Estate or held under
Court Order:
Deceased's Name
Judicial District Court
File Number
Public Trustee
Office
Additional
Information
Tammy Hunka
Cash
$1,206.03
Alice Helen Anglin
JD of Edmonton
ES03 131296
Rae George Strudwick
Cash
$8,971.56
Arthur Strudwick
JD of Lethbridge
McLeod
ES06 13531
Edward Krein
Cash
$20,001.51
Albert Krein
JD of Lethbridge
ESOL 15480
If beneficiary is
not located 10
years after
publication in
the Alberta
Gazette, the
funds we hold
will be paid
over to the
General
Revenue Fund
Dimitrious Kartas
Personal injury
award valued at
$454.02 as of
October 24,
Second time
Mr. Kartas has
gone missing.
Funds were sent
to Provincial
Treasurer in
December
Infrastructure
Sale or Disposition of Land
(Government Organization Act)
Name of Purchaser: Earl J. Pack and Kevin M. Pack
Consideration: $140,000.00
Land Description: Plan 0829538, Block 1, Lot 1. Containing 7.52 Hectares (18.58
Acres) More or Less.
Excepting thereout:
Hectares
(Acres)
More or Less
A) Plan 1122244 Road
1.553
3.84
Excepting thereout all Mines and Minerals
Located in Saddle Hills County
International and Intergovernmental Relations
Hosting Expenses Exceeding $600.00
For January 1, 2013 to September 30, 2013
Date: Jan 30, 2013
Purpose: To introduce Alberta companies, and industry and regional economic
representatives to the International Offices' managing directors and the Asia Advisory
Council.
Amount: $7,546.10
Location: Calgary, Alberta
Date: Apr 10, 2013
Purpose: Networking event with German parliament members.
Amount: $1,194.43
Location: Edmonton, Alberta
Date: May 14, 2013
Purpose: Networking event for Alberta companies and Haskayne Executive MBA
participants to discuss market access and strategies.
Amount: $4,123.89
Location: Tokyo, Japan
Date: May 14, 2013
Purpose: Networking event between Foreign Affairs, Trade and Development
Canada, Ontario Marketing Centre, Alberta companies and key contacts in the
eHealth sector in the United Kingdom.
Amount: $1,500.00
Location: Dublin, Ireland
Date: May 16, 2013
Purpose: Host workshop to provide Alberta companies with an opportunity to
network with key contacts in the eHealth sector in the United Kingdom.
Amount: $876.54
Location: London, United Kingdom
Date: May 30, 2013
Purpose: Networking with High Commissioner from India.
Amount: $848.25
Location: Edmonton, Alberta
Date: Jun 5, 2013
Purpose: To discuss policies, procedures and gaining access to Chinese market with
Chinese Medical Devices delegation.
Amount: $2,450.00
Location: Edmonton, Alberta
Date: Jun 6-7, 2013
Purpose: Orientation for Alberta/Canadian companies participating in the Mexican
Petroleum Congress.
Amount: $5,138.54
Location: Cancun, Quintana Roo, Mexico
Date: Jun 16-19, 2013
Purpose: Networking event with the Governor of Wyoming and delegation from the
Colorado business community to promote Alberta's oil sands.
Amount: $938.00
Location: Edmonton and Fort McMurray, Alberta
Date: Jun 26, 2013
Purpose: Networking event for Alberta exhibitors at the Moscow Oil and Gas
Exhibition.
Amount: $1,000.00
Location: Moscow, Russia
Date: Jun 28-29, 2013
Purpose: To celebrate 50th anniversary of Canada - Korea relationship.
Amount: $1,558.66
Location: Seoul, Korea
Date: Jul 4, 2013
Purpose: Stampede Investment Forum-Alberta reception.
Amount: $9,997.85
Location: Calgary, Alberta
Date: Jul 12, 2013
Purpose: Networking event between Alberta Korea Office and Korea business
partners.
Amount: $2,376.75
Location: Seoul, Korea
Justice and Solicitor General
Designation of Qualified Technician Appointment
(Intox EC/IR II)
RCMP "K" Division, Traffic Services
Akitt, Laura Michelle
Anderson, Keith Gerald
Caithcart, Dean Barry
Cameron, Shawn Michael
Coates, Sheldon David
Fox, Jeffrey Roger
Fragomeni, Shiloh Rhea Lynn
Gagne, Charles Joseph
Gaultois, Timothy Glenn
Goulet, Tyler Mark Edward
Gulash, Clint Vincent
Hardy, David Gordon
Hrynyk, Christopher Scott
Jewkes, Jason Patrick
Numan, Michael Stanley
Pike, John Richard
Plamondon, Jimmy Joseph Pierre
Rotheisler, Michael John
St. John, Adam James
Vickers, Terrence William
Waites, Jeffery Scott
Zanidean, Christopher Wilaid
(Date of Designation December 16, 2013)
_______________
RCMP, Traffic Services
Hallett, Matthew Steven
(Date of Designation December 18, 2013)
Safety Codes Council
Agency Accreditation
Pursuant to
Section 30 of the Safety Codes Act it is hereby ordered that
Gunn Consultants Inc, Accreditation No. A000872, Order No. 2906
provide services under the Safety Codes Act including applicable Alberta
amendments and regulations for Elevators.
Accredited Date: December 10, 2013 Issued Date: December 10, 2013.
Municipal Accreditation
(Safety Codes Act)
Pursuant to
Section 26 of the Safety Codes Act it is hereby ordered that
City of Airdrie, Accreditation No. M000133, Order No. 0546
Codes Council is authorized to provide services under the Safety Codes Act including
applicable Alberta amendments and regulations within the Municipality's boundaries
for the discipline of Fire
Consisting of all parts of the Alberta Fire Code including investigations. Excluding
Part 4 requirements for Tank storage of flammable and combustible liquids.
Accredited Date: December 19, 1995 Issued Date: December 30, 2013.
Municipal Accreditation - Cancellation
(Safety Codes Act)
Pursuant to
section 26 of the Alberta Safety Codes Act it is hereby ordered that
County of Warner No 5., Accreditation No M000400, Order No. 2276
Due to the voluntary withdrawal from accreditation, is to cease administration under
the Safety Codes Act within its jurisdiction for Fire
Consisting of all parts of the Alberta Fire Code including investigations, including
applicable Alberta amendments and regulations. Excluding
Part 4 requirements for
tank storage for flammable & combustible liquids.
Date: October 21, 2013.
_______________
Pursuant to
section 26 of the Alberta Safety Codes Act it is hereby ordered that
Town of Raymond, Accreditation No M000403, Order No. 2279
Due to the voluntary withdrawal from accreditation, is to cease administration under
the Safety Codes Act within its jurisdiction for Fire
Consisting of all parts of the Alberta Fire Code including investigations, including
applicable Alberta amendments and regulations. Excluding
Part 4 requirements for
tank storage for flammable & combustible liquids.
Date: October 21, 2013.
Alberta Securities Commission
Erratum
Amendments to National Instrument 31-103 Registration Requirements, Exemptions
and Ongoing Registrant Obligations in
Part 1 of the July 15, 2013 edition of the
Alberta Gazette and which came into force on July 15, 2013 contained errors. It
should have appeared as follows:
AMENDMENTS TO NATIONAL INSTRUMENT 31-103
REGISTRATION REQUIREMENTS, EXEMPTIONS AND ONGOING
REGISTRANT OBLIGATIONS
(Securities Act)
Made as a rule by the Alberta Securities Commission on March 13, 2013 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO
NATIONAL INSTRUMENT 31-103 REGISTRATION REQUIREMENTS,
EXEMPTIONS AND ONGOING REGISTRANT OBLIGATIONS
1. National Instrument 31-103 Registration Requirements, Exemptions and
Ongoing Registrant Obligations is amended by this Instrument.
Section 1.1 is amended by
(
a) adding the following
definitions:
"operating charge" means any amount charged to a client by a registered
firm in respect of the operation, transfer or termination of an account of
the client and includes any federal, provincial or territorial sales taxes
paid on that amount;
"transaction charge" means any amount charged to a client by a
registered firm in respect of a purchase or sale of a security and includes
any federal, provincial or territorial sales taxes paid on that amount;,
(
b) adding the following definition:
"trailing commission" means any payment related to a client's
ownership of a security that is part of a continuing series of payments to
a registered firm or registered individual by any party;,
(
c) adding the following
definitions:
"book cost" means the total amount paid to purchase a security,
including any transaction charges related to the purchase, adjusted for
reinvested distributions, returns of capital and corporate reorganizations;
"original cost" means the total amount paid to purchase a security,
including any transaction charges related to the purchase;, and
(
d) adding the following definition:
"total percentage return" means the cumulative realized and unrealized
capital gains and losses of an investment, plus income from the
investment, over a specified period of time, expressed as a percentage;.
3. The title of Division 1 of
Part 14 is replaced with "Investment Fund
Managers".
Section 14.1 is amended by
(
a) replacing its title with "Application of this Part to Investment Fund
Managers",
(
b) replacing "sections" after "Other than" with "section",
(
c) deleting "[holding client assets in trust]" after "14.6",
(
d) adding "subsection" before "14.12(5)",
(
e) deleting "[content and delivery of trade confirmation]" after
"14.12(5)",
(
f) replacing "14.14 [account statements]" with "section 14.14",
(
g) replacing "section 14.14" with "section 14.15", and
(
h) adding "section 14.1.1," before "section 14.6".
5. Division 1 of
Part 14 is amended by adding the following section:
14.1.1 Duty to Provide Information
An investment fund manager of an investment fund must, within a reasonable
period of time, provide a registered dealer or registered adviser who has a
client that owns securities of the investment fund with the information
concerning deferred sales charges and any other charges deducted from the net
asset value of securities, and the information concerning trailing commissions
paid to the dealer or adviser, that is required by the dealer or adviser in order to
comply with paragraphs 14.12(1)(
c) and 14.17(1)(h)..
6. Subsection 14.2(2) is amended
(
a) by replacing "The information" with "Without limiting subsection (1),
the information",
(
b) by deleting the words "required to be",
(
c) by adding "that" before the word "subsection",
(
d) by replacing "(1) includes all of" with "must include",
(
e) in paragraph (
b) by replacing "discussion that identifies" with "general
description of", replacing "or" with "and", and by replacing "a client"
with "the client",
(
f) in paragraph (
c) by adding "general" before "description",
(
g) by replacing paragraph (
f) with the following:
(
f) disclosure of the operating charges the client might be required to
pay related to the account;,
(
h) by replacing paragraph (
g) with the following:
(
g) a general description of the types of transaction charges the client
might be required to pay;,
(
i) in paragraph (
h) by adding "general" before "description", by
replacing "the compensation" with "any compensation", and by adding
"by any other party" before "in relation to",
(
j) in paragraph (
j) by adding "[dispute resolution service]" after "13.16"
and replacing "registered firm's expense" with "firm's expense", and
(
k) by adding the following paragraphs:
(
m) a general explanation of how investment performance
benchmarks might be used to assess the performance of a client's
investments and any options for benchmark information that
might be made available to clients by the registered firm;
(
n) if the registered firm is a scholarship plan dealer, an explanation
of any terms of the scholarship plan offered to the client by the
scholarship plan dealer that, if not met by the client or the client's
designated beneficiary under the plan, might cause the client or
the designated beneficiary to suffer a loss of contributions,
earnings or government contributions in the plan..
7. Subsection 14.2(3) is amended by
(
a) deleting the words "to a client" after "must deliver", and
(
b) replacing "subsection (1)" with "subsection (1), if applicable, and
subsection (2) to the client in writing, except that the information in
paragraph (2)(
b) may be provided orally or in writing,".
8. Subsection 14.2(4) is amended
(
a) by replacing "to" after "significant change to" with "in respect of",
(
b) by replacing "subsection" with "subsections",
(
c) by adding " or (2)" after "(1)",
(
d) by adding ":" after "next", and
(
e) in paragraph 14.2(4)(
a) by replacing "," with ";".
9. Subsection 14.2(5) is repealed.
Section 14.2 is amended by adding the following subsection:
(5.1) A registered firm must not impose any new operating charge in respect of
an account of a client, or increase the amount of any operating charge in
respect of an account of a client, unless written notice of the new or increased
operating charge is provided to the client at least 60 days before the date on
which the imposition or increase becomes effective..
11. Subsection 14.2(6) is replaced with:
(6) This
section does not apply to a registered firm in respect of a permitted
client that is not an individual..
Section 14.2 is amended by adding the following subsections:
(7) Except for subsections (5.1), (6) and (8), this
section does not apply to a
registered dealer in respect of a client for whom the dealer purchases or
sells securities only as directed by a registered adviser acting for the
client.
(8) A registered dealer referred to in subsection (7) must deliver the
information required under paragraphs (2)(
a) and (
e) to (
j) to the client
in writing, and the information in paragraph (2)(
b) orally or in writing,
before the dealer first purchases or sells a security for the client..
13. Division 2 of
Part 14 is amended by adding the following section:
14.2.1 Pre-trade Disclosure of Charges
(1) Before a registered firm accepts an instruction from a client to purchase
or sell a security in an account other than a managed account, the firm
must disclose to the client
(
a) the charges the client will be required to pay in respect of the
purchase or sale, or a reasonable estimate if the actual amount of
the charges is not known to the firm at the time of disclosure,
(
b) in the case of a purchase to which deferred charges apply, that the
client might be required to pay a deferred sales charge on the
subsequent sale of the security and the fee
schedule that will
apply, and
(
c) whether the firm will receive trailing commissions in respect of
the security.
(2) This
section does not apply to a registered firm in respect of a permitted
client that is not an individual.
(3) This
section does not apply to a dealer in respect of a client for whom
the dealer purchases or sells securities only as directed by a registered
adviser acting for the client..
14. The title of Division 5 of
Part 14 is replaced with "Reporting to Clients".
Part 14 is amended by adding the following
section after the title of Division
14.11.1 Determining Market Value
(1) For the purposes of this Division, the market value of a security
(
a) that is issued by an investment fund which is not listed on an
exchange must be determined by reference to the net asset value
provided by the investment fund manager of the fund on the
relevant date;
(
b) in any other case, is the amount that the registered firm
reasonably believes to be the market value of the security
(
i) after referring to a price quotation on a marketplace, if one
is published for the security, using the last bid price in the
case of a long security and the last ask price in the case of a
short security, as shown on a consolidated pricing list or
exchange quotation sheet as of the close of business on the
relevant date or last trading day before the relevant date,
and after making any adjustments considered by the
registered firm to be necessary to accurately reflect the
market value;
(ii) if no reliable price for the security is quoted on a
marketplace, after referring to a published market report or
inter-dealer quotation sheet, on the relevant date or last
trading day before the relevant date, and after making any
adjustments considered by the registered firm to be
necessary to accurately reflect the market value;
(iii) if the market value for the security cannot be reasonably
determined in accordance with subparagraphs (
i) or (ii),
after applying the policy of the registered firm for
determining market value, which must include procedures
to assess the reliability of valuation inputs and assumptions
and provide for
(
A) the use of inputs that are observable, and
(
B) the use of unobservable inputs and assumptions, if
observable inputs are not reasonably available.
(2) If a registered firm determines the market value of a security in
accordance with subparagraph (1)(b)(iii), when it refers to the value in a
statement under sections 14.14 [account statement], 14.14.1 [additional
statement], 14.14.2 [position cost information], 14.15 [security holder
statements] or 14.16 [scholarship plan dealer statements], the registered
firm must include the following notification or a notification that is
substantially similar:
"There is no active market for this security so we have estimated its
value."
(3) If a registered firm reasonably believes that it cannot determine the
market value of a security in accordance with subsection (1), the market
value of the security must be reported in a statement delivered under
sections 14.14 [account statement], 14.14.1 [additional statement],
14.14.2 [position cost information], 14.15 [security holder statements] or
14.16 [scholarship plan dealer statements] as not determinable, and the
market value of the security must be excluded from the calculations in
paragraphs 14.14(5)(b), 14.14.1(2)(
b) and 14.14.2(5)(a)..
16. Subsection 14.11.1(3) is amended by adding "and in an investment
performance report delivered under
section 14.18 [investment performance
report]" before "as not determinable" and adding "and subsection 14.19(1)
[content of investment performance report]" after "14.14.2(5)(a)".
17. Subsection 14.12(1) is amended
(
a) by adding the following after paragraph (b):
(b.1) in the case of a purchase of a debt security, the security's annual
yield;,
(
b) by replacing paragraph (
c) with:
(
c) the amount of each transaction charge, deferred sales charge or
other charge in respect of the transaction, and the total amount of
all charges in respect of the transaction;,
(
c) by adding the following paragraph after paragraph (c):
(c.1) in the case of a purchase or sale of a debt security, either of the
following:
(
i) the total amount of any mark-up or mark-down,
commission or other service charges the registered dealer
applied to the transaction;
(ii) the total amount of any commission charged to the client
by the registered dealer and, if the dealer applied a mark-up
or mark-down or any service charge other than a
commission, the following notification or a notification that
is substantially similar:
"Dealer firm remuneration has been added to the price of
this security (in the case of a purchase) or deducted from
the price of this security (in the case of a sale). This amount
was in addition to any commission this trade confirmation
shows was charged to you.";,
(
d) in paragraph (
f) by adding "involved" before "in the transaction", and
(
e) in paragraph (
h) by replacing "security of" with "security issued by"
wherever it occurs and by replacing "registrant" with "registered
dealer" wherever it occurs.
Section 14.14 is amended
(
a) in subsection (2) by replacing "at" with "after",
(
b) in subsection (3) by replacing "Except if the client has otherwise
directed, a" with "A" and adding ", except that if the client has
requested receiving statements on a monthly basis, the adviser must
deliver a statement to the client every month" after "at least once every
3 months",
(
c) in paragraph (4)(
b) by replacing "the type of" with "whether the" and
adding "was a purchase, sale or transfer" after "transaction",
(
d) in paragraph 4(
e) by adding "if the transaction was a purchase or sale"
after "security", and
(
e) in paragraph 4(
f) by adding "if it was a purchase or sale" after
"transaction".
Section 14.14 is amended
(
a) in subsection (1) by replacing "deliver a statement to a client at least
once every 3 months" with "deliver to a client a statement that includes
the information referred to in subsections (4) and (5)
(
a) at least once every 3 months, or
(
b) if the client has requested receiving statements on a monthly
basis, for each one-month period",
(
b) in subsection (2) by deleting "Despite subsection (1)," before "a
registered dealer" and replacing "deliver a statement to a client after the
end of a month if any of the following apply:
(
a) the client has requested receiving statements on a monthly basis;
(
b) during the month, a transaction was effected in the account other
than a transaction made under an automatic withdrawal plan or an
automatic payment plan, including a dividend reinvestment plan",
with "deliver to a client a statement that includes the information
referred to in subsections (4) and (5) after the end of any month in which
a transaction was effected in securities held by the dealer in the account,
other than a transaction made under an automatic withdrawal plan or an
automatic payment plan, including a dividend reinvestment plan",
(
c) in subsection (2.1) by replacing "Subsection (2) does" with "Paragraph
1(
b) and subsection (2) do" and replacing "section 7.1(2)(b)" with
"paragraph 7.1(2)(b) [dealer categories]",
(
d) in subsection (3) by replacing "deliver a statement to a client" with
"deliver to a client a statement that includes the information referred to
in subsections (4) and (5)" and replacing "every month" with "for each
one-month period",
(
e) by repealing subsection (3.1),
(
f) in subsection (4) by replacing "A statement delivered under subsection
(1), (2), (3), or (3.1) must include all of the following information for
each transaction made for the client or security holder during the period
covered by the statement" with "If a registered dealer or registered
adviser made a transaction for a client during the period covered by a
statement delivered under subsections (1), (2) or (3), the statement must
include the following",
(
g) in subsection (5) by replacing "A statement delivered under subsection
(1), (2), (3), or (3.1) must include all of the following information about
the client's or security holder's account as at the end of the period for
which the statement is made" with "If a registered dealer or registered
adviser holds securities owned by a client in an account of the client, a
statement delivered under subsections (1), (2) or (3) must indicate that
the securities are held for the client by the registered firm and must
include the following information about the account determined as at the
end of the period for which the statement is made", in paragraph (
b) by
adding "and, if applicable, the notification in subsection 14.11.1(2)
[determining market value]" and adding the following paragraphs after
paragraph (e):
(
f) whether the account is covered under an investor protection fund
approved or recognized by the securities regulatory authority and,
if it is, the name of the fund;
(
g) which securities in the account might be subject to a deferred
sales charge if they are sold.,
(
h) by repealing subsection (6),
(
i) by adding the following subsection:
(7) For the purposes of this section, a security is considered to be held
by a registered firm for a client if
(
a) the firm is the registered owner of the security as nominee
on behalf of the client, or
(
b) the firm has physical possession of a certificate evidencing
ownership of the security..
20. Division 5 of
Part 14 is amended by adding the following sections:
14.14.1 Additional Statements
(1) A registered dealer or registered adviser must deliver a statement that
includes the information referred to in subsection (2) to a client if any of
the following apply in respect of a security owned by the client that is
held or controlled by a party other than the dealer or adviser:
(
a) the dealer or adviser has trading authority over the security or the
account of the client in which the security is held or was
transacted;
(
b) the dealer or adviser receives continuing payments related to the
client's ownership of the security from the issuer of the security,
the investment fund manager of the issuer or any other party;
(
c) the security is issued by a scholarship plan, a mutual fund or an
investment fund that is a labour-sponsored investment fund
corporation, or labour-sponsored venture capital corporation,
under legislation of a jurisdiction of Canada and the dealer or
adviser is the dealer or adviser of record for the client on the
records of the issuer of the security or the records of the issuer's
investment fund manager.
(2) A statement delivered under subsection (1) must include the following in
respect of the securities or the account referred to in subsection (1),
determined as at the end of the period for which the statement is made:
(
a) the name and quantity of each security;
(
b) the market value of each security and, if applicable, the
notification in subsection 14.11.1(2) [determining market value];
(
c) the total market value of each security position;
(
d) any cash balance in the account;
(
e) the total market value of all of the cash and securities;
(
f) the name of the party that holds or controls each security and a
description of the way it is held;
(
g) whether the securities are covered under an investor protection
fund approved or recognized by the securities regulatory authority
and, if they are, the name of the fund;
(
h) which of the securities might be subject to a deferred sales charge
if they are sold.
(3) If subsection (1) applies to a registered dealer or a registered adviser, the
dealer or adviser must deliver a statement that includes the information
in subsection (2) to a client at least once every 3 months, except that if a
client has requested receiving statements on a monthly basis, the adviser
must deliver a statement to the client every month.
(4) If subsection (1) applies to a registered dealer or a registered adviser that
is also required to deliver a statement to a client under subsection
14.14(1) or (3), a statement delivered under subsection (1) must be
delivered to the client in one of the following ways:
(
a) combined with a statement delivered to the client under
subsection 14.14(1) or (3) for the period ending on the same date;
(
b) as a separate document accompanying a statement delivered to the
client under subsection 14.14(1) or (3) for the period ending on
the same date;
(
c) as a separate document delivered within 10 days after the
statement delivered to the client under subsection 14.14(1) or
(3) for the period ending on the same date.
(5) For the purposes of this section, a security is considered to be held for a
client by a party other than the registered firm if any of the following
apply:
(
a) the other party is the registered owner of the security as nominee
on behalf of the client;
(
b) ownership of the security is recorded on the books of its issuer in
the client's name;
(
c) the other party has physical possession of a certificate evidencing
ownership of the security;
(
d) the client has physical possession of a certificate evidencing
ownership of the security.
(6) This
section does not apply to a registered firm in respect of a permitted
client that is not an individual.
14.14.2 Position Cost Information
(1) If a registered dealer or registered adviser is required to deliver a
statement to a client that includes information required under subsection
14.14(5) [account statements] or 14.14.1(2) [additional statements], the
dealer or adviser must deliver the information referred to in subsection
(2) to a client at least once every 3 months.
(2) The information delivered under subsection (1) must disclose the
following:
(
a) for each security position in the statement opened on or after July
15, 2015,
(
i) the cost of the position, determined as at the end of the
period for which the information under subsection 14.14(5)
or 14.14.1(2) is provided, presented on an average cost per
unit or share basis or on an aggregate basis, or
(ii) if the security position was transferred from another
registered firm, the information referred to in subparagraph
(
i) or the market value of the security position as at the date
of the position's transfer if it is also disclosed to the client
in the statement that it is the market value as of the transfer
date, not the cost of the security position, that is being
disclosed;
(
b) for each security position in the statement opened before July 15,
2015,
(
i) the cost of the position, determined as at the end of the
period for which the information under subsection 14.14(5)
or 14.14.1(2) is provided, presented on an average cost per
unit or share basis or on an aggregate basis, or
(ii) the market value of the security position as at July 15, 2015
or an earlier date, if the same date and value are used for all
clients of the firm holding that security and it is also
disclosed to the client in the statement that it is the market
value as of that date, not the cost of the security position,
that is being disclosed;
(
c) the total cost of all of the security positions in the statement,
determined in accordance with paragraphs (
a) and (b);
(
d) for each security position for which the registered firm reasonably
believes it cannot determine the cost in accordance with
paragraphs (
a) and (b), disclosure of that fact in the statement.
(3) The cost of security positions required to be disclosed under subsection
(2) must be either the book cost or the original cost and must be
accompanied by the definition of "book cost" in
section 1.1 or the
definition of "original cost" in
section 1.1, as applicable.
(4) The information delivered under subsection (1) must be delivered to the
client in one of the following ways:
(
a) combined with a statement delivered to the client that includes
information required under subsection 14.14(5) or 14.14.1(2) for
the period ending on the same date;
(
b) in a separate document accompanying a statement delivered to the
client that includes information required under subsection
14.14(5) or 14.14.1(2) for the period ending on the same date;
(
c) in a separate document delivered within 10 days after a statement
delivered to the client that includes information required under
subsection 14.14(5) or 14.14.1(2) for the period ending on the
same date.
(5) If the information under subsection (1) is delivered to the client in a
separate document in accordance with paragraph 4(c), the separate
document must also include the following:
(
a) the market value of each security in the statement and, if
applicable, the notification in subsection 14.11.1(2) [determining
market value];
(
b) the total market value of each security position in the statement;
(
c) the total market value of all cash and securities in the statement.
(6) This
section does not apply to a registered firm in respect of a permitted
client that is not an individual.
14.15 Security Holder Statements
If there is no dealer or adviser of record for a security holder on the records of a
registered investment fund manager, the investment fund manager must deliver
to the security holder at least once every 12 months a statement that includes
the following:
(
a) the information required under subsection 14.14(4) [account
statements] for each transaction that the registered investment
fund manager made for the security holder during the period;
(
b) the information required under subsection 14.14.1(2) [additional
statements] for the securities of the security holder that are on the
records of the registered investment fund manager;
(
c) the information required under
section 14.14.2 [position cost
information].
14.16 Scholarship Plan Dealer Statements
Sections 14.14 [account statements], 14.14.1 [additional statements] and
14.14.2 [position cost information] do not apply to a scholarship plan dealer if
both of the following apply:
(
a) the scholarship plan dealer is not registered in another dealer or
adviser category;
(
b) the scholarship plan dealer delivers to a client a statement at least
once every 12 months that provides the information required
under subsections 14.14(4) and 14.14.1(2)..
21. Division 5 of
Part 14 is amended by adding the following sections:
14.17 Report on Charges and Other Compensation
(1) For each 12-month period, a registered firm must deliver a report on
charges and other compensation containing the following information to
a client, except that the first report delivered after a client has opened an
account may cover a period of less than 12 months:
(
a) the registered firm's current operating charges which might be
applicable to the client's account;
(
b) the total amount of each type of operating charge related to the
account paid by the client during the period covered by the report,
and the aggregate amount of those charges;
(
c) the total amount of each type of transaction charge related to the
purchase or sale of securities paid by the client during the period
covered by the report, and the aggregate amount of those charges;
(
d) the total amount of the operating charges reported under
paragraph (
b) and the transaction charges reported under
paragraph (c);
(
e) if the registered firm purchased or sold debt securities for the
client during the period covered by the report, either of the
following:
(
i) the total amount of any mark-ups, mark-downs,
commissions or other service charges the firm applied on
the purchases or sales of debt securities;
(ii) the total amount of any commissions charged to the client
by the firm on the purchases or sales of debt securities and,
if the firm applied mark-ups, mark-downs or any service
charges other than commissions on the purchases or sales
of debt securities, the following notification or a
notification that is substantially similar:
"For debt securities purchased or sold for you during the
period covered by this report, dealer firm remuneration
was added to the price you paid (in the case of a purchase)
or deducted from the price you received (in the case of a
sale). This amount was in addition to any commissions you
were charged.";
(
f) if the registered firm is a scholarship plan dealer, the unpaid
amount of any enrolment fee or other charge that is payable by
the client;
(
g) the total amount of each type of payment other than a trailing
commission that is made to the registered firm or any of its
registered individuals by a securities issuer or another registrant in
relation to registerable services to the client during the period
covered by the report, accompanied by an explanation of each
type of payment;
(
h) if the registered firm received trailing commissions related to
securities owned by the client during the period covered by the
report, the following notification or a notification that is
substantially similar to the following:
"We received $[amount] in trailing commissions in respect of
securities you owned during the 12-month period covered by this
report.
Investment funds pay investment fund managers a fee for
managing their funds. The managers pay us ongoing trailing
commissions for the service and advice we provide you. The
amount of the trailing commissions depends on the sales charge
option you chose when you purchased the fund. You are not
directly charged the trailing commission or the management fee.
But, these fees affect you because they reduce the amount of the
fund's return to you. Information about management fees and
other charges to your investment funds is included in the
prospectus or fund facts document for each fund."
(2) For the purposes of this section, the information in respect of securities
of a client required to be reported under subsection 14.14(5) [account
statements] must be delivered in a separate report on charges and other
compensation for each account of the client.
(3) For the purposes of this section, the information in respect of securities
of a client required to be reported under subsection 14.14.1(1)
[additional statements] must be delivered in a report on charges and
other compensation for the account of the client through which they
were transacted.
(4) Subsections (2) and (3) do not apply if the registered firm provides a
report on charges and other compensation that consolidates into a single
report the required information for more than one of a client's accounts
and any information in respect of the securities of the client required to
be reported under subsection 14.14(5) or 14.14.1(1) and if the following
apply:
(
a) the client has consented in writing to the form of disclosure
referred to in this subsection;
(
b) the consolidated report specifies the accounts and securities with
respect to which information is required to be reported under
subsection 14.14.1(1) [additional statements].
(5) This
section does not apply to a registrant in respect of a permitted client
that is not an individual.
14.18 Investment Performance Report
(1) A registered firm must deliver an investment performance report to a
client every 12 months, except that the first report delivered after a
registered firm first makes a trade for a client may be sent within 24
months after the trade.
(2) For the purposes of this section, the information in respect of securities
of a client required to be reported under subsection 14.14(5) [account
statements] must be delivered in a separate report for each account of the
client.
(3) For the purposes of this section, the information in respect of securities
of a client required to be reported under subsection 14.14.1(1)
[additional statements] must be delivered in the report for each account
of the client through which the securities were transacted.
(4) Subsections (2) and (3) do not apply if the registered firm provides a
report that consolidates into a single report the required information for
more than one of a client's accounts and any information in respect of
securities of the client required to be reported under subsections 14.14(5)
or 14.14.1(1) and if the following apply:
(
a) the client has consented in writing to the form of disclosure
referred to in this subsection;
(
b) the consolidated report specifies the accounts and securities with
respect to which information is required to be reported under
subsection 14.14.1(1) [additional statements].
(5) This
section does not apply to
(
a) an account that has existed for less than a 12-month period;
(
b) a registered dealer in respect of an account in which the dealer
executes trades only as directed by a registered adviser acting for
the client; and
(
c) a registered firm in respect of a permitted client that is not an
individual.
(6) If a registered firm reasonably believes there are no securities of a client
with respect to which information is required to be reported under
subsection 14.14(5) [account statements] or subsection 14.14.1(1)
[additional statements] and for which a market value can be determined,
the firm is not required to deliver a report to the client for the period.
14.19 Content of Investment Performance Report
(1) An investment performance report required to be delivered under
section
14.18 by a registered firm must include all of the following in respect of
the securities referenced in a statement in respect of which subsections
14.14(1), (2) or (3) [account statements] or 14.14.1(1) [additional
statements] apply:
(
a) the market value of all cash and securities in the client's account
as at the beginning of the 12-month period covered by the
investment performance report;
(
b) the market value of all cash and securities in the account as at the
end of the 12-month period covered by the investment
performance report;
(
c) the market value of all deposits and transfers of cash and
securities into the account, and the market value of all
withdrawals and transfers of cash and securities out of the
account, in the 12-month period covered by the investment
performance report;
(
d) subject to paragraph (e), the market value of all deposits and
transfers of cash and securities into the account, and the market
value of all withdrawals and transfers of cash and securities out of
the account, since account opening;
(
e) if the account was opened before July 15, 2015 and the registered
firm reasonably believes market values are not available for all
deposits, withdrawals and transfers since the account was opened,
the following:
(
i) the market value of all cash and securities in the client's
account as at July 15, 2015;
(ii) the market value of all deposits and transfers of cash and
securities into the account, and the market value of all
withdrawals and transfers of cash and securities out of the
account, since July 15, 2015;
(
f) the annual change in the market value of the account for the 12-
month period covered by the investment performance report,
determined using the following formula
A - B - C + D
where
A = the market value of all cash and securities in the account
as at the end of the 12-month period covered by the investment
performance report,
B = the market value of all cash and securities in the account
at the beginning of that 12-month period,
C = the market value of all deposits and transfers of cash and
securities into the account in that 12-month period, and
D = the market value of all withdrawals and transfers of cash
and securities out of the account in that 12-month period;
(
g) subject to paragraph (h), the cumulative change in the market
value of the account since account opening determined using the
following formula
A - E + F
where
A = the market value of all cash and securities in the account
as at the end of the 12-month period covered by the investment
performance report,
E = the market value of all deposits and transfers of cash and
securities into the account since account opening, and
F = the market value of all withdrawals and transfers of cash
and securities out of the account since account opening;
(
h) if the registered firm reasonably believes the market value of all
deposits and transfers of cash and securities into the account since
account opening or the market value of all withdrawals and
transfers of cash and securities out of the account since account
opening required in paragraph (
g) is not available to the registered
firm, the cumulative change in the market value of the account
determined using the following formula
A - G - H + I
where
A = the market value of all cash and securities in the account
as at the end of the 12-month period covered by the investment
performance report,
G = the market value of all cash and securities in the account
as at July 15, 2015,
H = the market value of all deposits and transfers of cash and
securities into the account since July 15, 2015, and
I = the market value of all withdrawals and transfers of cash
and securities out of the account since July 15, 2015;
(
i) the amount of the annualized total percentage return for the
client's account calculated net of charges, using a money-
weighted rate of return calculation method generally accepted in
the securities industry;
(
j) the definition of "total percentage return" in
section 1.1 and a
notification indicating the following:
(
i) that the total percentage return in the investment
performance report was calculated net of charges;
(ii) the calculation method used;
(iii) a general explanation in plain language of what the
calculation method takes into account.
(2) The information delivered for the purposes of paragraph (1)(
i) must be
provided for each of the following periods:
(
a) the 12-month period covered by the investment performance
report;
(
b) the 3-year period preceding the end of the 12-month period
covered by the report;
(
c) the 5-year period preceding the end of the 12-month period
covered by the report;
(
d) the 10-year period preceding the end of the 12-month period
covered by the report;
(
e) the period since the account was opened if the account has been
open for more than one year before the date of the report or, if the
account was opened before July 15, 2015 and the registered firm
reasonably believes the annualized total percentage return for the
period before July 15, 2015 is not available, the period since July
15, 2015.
(3) Despite subsection (2), if any portion of a period referred to in
paragraphs (2)(b), (
c) or (
d) was before July 15, 2015, the registered firm
is not required to report the annualized total percentage return for that
period.
(4) Despite subsection (1), the information a scholarship plan dealer is
required to deliver under
section 14.18 [investment performance report]
in respect of each scholarship plan in which a client has invested through
the scholarship plan dealer is the following:
(
a) the total amount that the client has invested in the plan as at the
date of the investment performance report;
(
b) the total amount that would be returned to the client if, as at the
date of the investment performance report, the client ceased to
make prescribed payments into the plan;
(
c) a reasonable projection of future payments that the plan might pay
to the client's designated beneficiary under the plan, or the client,
upon the maturity of the client's investment in the plan;
(
d) a
summary of any terms of the plan that, if not met by the client
or the client's designated beneficiary under the plan, might cause
the client or the designated beneficiary to suffer a loss of
contributions, earnings or government contributions in the plan.
(5) The information delivered under
section 14.18 [investment performance
report] must be presented using text, tables and charts, and must be
accompanied by notes in the investment performance report explaining
(
a) the content of the report and how a client can use the information
to assess the performance of the client's investments; and
(
b) the changing value of the client's investments as reflected in the
information in the report.
(6) If a registered firm delivers information required under this
section in a
report to a client for a period of less than one year, the firm must not
calculate the disclosed information on an annualized basis.
(7) If the registered firm reasonably believes the market value cannot be
determined for a security position, the market value must be assigned a
value of zero in the calculation of the information delivered under
subsection 14.18(1) and the fact that its market value could not be
determined must be disclosed to the client.
14.20 Delivery of Report on Charges and Other Compensation and
Investment Performance Report
(1) A report under
section 14.17 [report on charges and other
compensation] and a report under
section 14.18 [investment performance
report] must include information for the same 12-month period and the
reports must be delivered together in one of the following ways:
(
a) combined with a statement delivered to the client that includes
information required under subsection 14.14(1), (2) or
(3) [account statements], subsection 14.14.1(2) [additional
statements] or
section 14.16 [scholarship plan dealer statements];
(
b) accompanying a statement delivered to the client that includes
information required under subsection 14.14(1), (2) or
(3) [account statements], subsection 14.14.1(2) [additional
statements] or
section 14.16 [scholarship plan dealer statements];
(
c) within 10 days after a statement delivered to the client that
includes information required under subsection 14.14(1),(2) or
(3) [account statements], subsection 14.14.1(2) [additional
statements] or
section 14.16 [scholarship plan dealer statements].
(2) Subsection (1) does not apply in respect of the first report under
section
14.17 [report on charges and other compensation] and the first report
under
section 14.18 [investment performance report] for a client..
Coming into force
(1) Subject to subsection (2), this Instrument comes into force on July 15,
(2) The provisions of this Instrument listed in column 1 of the following
table come into force on the date set out in column 2 of the table:
Column 1
Provisions of this Instrument
Column 2
Date
2(b), 6(k), 13, 17(a), 17(
c) July 15, 2014
2(c), 4(g), 15, 19, 20
July 15, 2015
2(d), 4(h), 5, 16, 17(b), 21
July 15, 2016
Alberta Securities Commission
AMENDMENTS TO NATIONAL INSTRUMENT 13-101
SYSTEM FOR ELECTRONIC DOCUMENT ANALYSIS AND RETRIEVAL
(SEDAR)
(Securities Act)
Made as a rule by the Alberta Securities Commission on September 11, 2013 pursuant
to sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 13-101
SYSTEM FOR ELECTRONIC DOCUMENT ANALYSIS AND RETRIEVAL
(SEDAR)
1. National Instrument 13-101 System for Electronic Document Analysis and
Retrieval (SEDAR) is amended by this Instrument.
Section 1.1 is amended by, in the definition of "SEDAR filing service
contractor", replacing "CDS INC." with "the Alberta Securities Commission".
3. This Instrument comes into force on January 13, 2014.
Alberta Securities Commission
AMENDMENTS TO NATIONAL INSTRUMENT 31-102
NATIONAL REGISTRATION DATABASE
(Securities Act)
Made as a rule by the Alberta Securities Commission on September 11, 2013 pursuant
to sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 31-102
NATIONAL REGISTRATION DATABASE
1. National Instrument 31-102 National Registration Database is amended by
this Instrument.
Section 1.1 is amended by, in the definition of "NRD administrator",
replacing "CDS INC." with "the Alberta Securities Commission".
3. Paragraph 4.5(
e) is amended by replacing "pays the following fees by
submitting a cheque, payable to CDS INC. in Canadian funds, to the firm's
principal regulator within 14 days of the date the payment is due" with "pays
the following fees within 14 days of the date the payment is due by submitting
a cheque, payable to the Ontario Securities Commission in Canadian currency,
to CSA Service Desk, Attn: NRD Administrator, 12 Millennium Blvd, Suite
210, Moncton, NB E1C 0M3".
4. This Instrument comes into force on January 13, 2014.
Alberta Securities Commission
AMENDMENTS TO NATIONAL INSTRUMENT 55-102
SYSTEM FOR ELECTRONIC DISCLOSURE BY INSIDERS (SEDI)
(Securities Act)
Made as a rule by the Alberta Securities Commission on September 11, 2013 pursuant
to sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 55-102
SYSTEM FOR ELECTRONIC DISCLOSURE BY INSIDERS (SEDI)
1. National Instrument 55-102 System for Electronic Disclosure by Insiders
(SEDI) is amended by this Instrument.
Section 1.1 is amended by, in the definition of "SEDI operator", replacing
"CDS INC." with "the Alberta Securities Commission".
3. Form 55-102F5 - SEDI User Registration Form is amended by
(
a) replacing the
section titled "Delivery of Signed Copy to SEDI Operator"
with the following:
Delivery of Signed Copy to SEDI Operator
Before you may make a valid SEDI filing, you must deliver a manually signed
paper copy of the completed user registration form to the SEDI operator for
verification purposes. To satisfy this requirement, you may print a copy of the
online user registration form once you have certified and submitted it. You
must deliver a manually signed and dated copy of the completed user
registration form via prepaid mail, personal delivery or facsimile to the SEDI
operator at the following address or fax number, as applicable:
CSA Service Desk
Attn: SEDI Operator
12 Millennium Blvd, Suite 210
Moncton, NB E1C 0M3
or at such other address(es) or fax number(
s) as may be provided on the SEDI
web site (www.sedi.ca).
(
b) replacing the
section titled "Questions" with the following:
Questions
Questions may be directed to the CSA Service Desk at 1-800-219-5381 or such
other number as may be provided on the SEDI web site.
(
c) in the
section titled "Notice - Collection and Use of Personal
Information",
(
i) replacing "CDS INC. (the SEDI operator) is retained by CDS INC."
with "the SEDI operator is retained by the SEDI operator"; and
(ii) replacing "the CDS SEDI Administrator" with "the SEDI operator";
(
d) replacing the first paragraph in the
section titled "SEDI User
Registration Form" with the following:
Note: Before an individual registering as a SEDI user may make a valid SEDI
filing, the registering individual must deliver a manually signed paper copy of
the completed user registration form to the SEDI operator for verification
purposes. The registering individual may print a copy of the online version
using the "Print" function provided for this purpose in SEDI. The signed paper
copy must be delivered by prepaid mail, personal delivery or facsimile to:
CSA Service Desk
Attn: SEDI Operator
12 Millennium Blvd, Suite 210
Moncton, NB E1C 0M3
(
e) replacing, in the
section titled " SEDI User Registration Form", the
portion titled "Section 3 - Certification of SEDI User" with the following:
Section 3 Certification of SEDI User
I certify that the foregoing information is true in all material respects. I agree to
update the information submitted on this form in SEDI as soon as practicable
following any material change in the information. I agree that an executed copy
of Form 55-102F5, if delivered to the SEDI operator by facsimile, shall have
the same effect as an originally executed copy delivered to the SEDI operator.
4. This Instrument comes into force on January 13, 2014.
ADVERTISEMENTS
Church of Jesus Christ of Latter-day Saints in Canada
Notice is hereby given pursuant to
Section 2 of the Church of Jesus Christ of Latter-
day Saints in Canada Act, which received Royal Assent on May 27, 2013, that a Trust
established in Alberta on January 2, 1968 under the name "The Church of Jesus Christ
of Latter-day Saints in Canada", was incorporated as a corporation on January 1, 2014
under the name "The Church of Jesus Christ of Latter-day Saints in Canada", and was
amalgamated with The President and High Council of the Alberta Stake of Zion, a
corporation incorporated under An Ordinance to Incorporate the President and High
Council of the Alberta Stake of Zion, Ordinances of the North-West Territories 1897,
No. 43, as amended, and The President and High Council of the Taylor Stake of Zion,
a corporation incorporated under the Taylor Stake of Zion Act, S.A. 1951, c. 112.
Dated at Calgary, Alberta, January 1, 2014.
The Church of Jesus Christ of Latter-day Saints in Canada
Notice of Certificate of Intent to Dissolve
(Business Corporations Act)
Notice is hereby given that a Certificate of Intent to Dissolve was issued to PGNX
Capital Corp. on December 19, 2013.
Dated at Winnipeg, Manitoba on December 19, 2013.
Martin Weinberg, President and a Director
PGNX Capital Corp.
Public Sale of Land
(Municipal Government Act)
City of Leduc
Notice is hereby given that, under the provisions of the Municipal Government Act,
the City of Leduc will offer for sale, by public auction, in the Lede Room B, #1
Alexandra Park, Leduc, Alberta, on Tuesday, February 25, 2014, at 10:00 a.m., the
following lands:
Lot
Block
Plan
Each parcel will be offered for sale subject to a reserve bid and to the reservations and
conditions contained in the existing Certificate of Title.
The City of Leduc may, after the public auction, become the owner of any parcel of
land not sold at the public auction.
Terms: Cash, bank draft, or certified cheque made payable to City of Leduc on the
date of the public auction.
Redemption may be affected by payment of all arrears of taxes and costs at any time
prior to the sale.
The lands are being offered for sale on an "as is, where is" basis and the City of
Leduc makes no representation and gives no warranty whatsoever as to the adequacy
of services, soil conditions, land use districting, building and development conditions,
absence or presence of environmental contamination, vacant possession, or the
developability of the lands for any intended use by the successful bidder. No bid will
be accepted where the bidder attempts to attach conditions to the sale of any parcel or
City of Leduc. The successful bidder shall be required to execute a Sale Agreement
in a form and substance acceptable to the City of Leduc. No further information is
available at the auction regarding the lands to be sold.
Dated at City of Leduc, Alberta, December 24, 2013.
Irene Sasyniuk, Director Finance.
______________
Summer Village of Sunrise Beach
Notice is hereby given that under the provisions of the Municipal Government Act,
the Summer Village of Sunrise Beach will offer for sale, by public auction, at the
Sunrise Beach Administration Office located at 1208A Hwy 642, on Friday, February
28, 2014, at 10:00 a.m., the following lands:
Lot
Block
Plan
Roll #
Title #
4652TR
072 396 166
These parcels will be offered for sale subject to a reserve bid, and to the reservations
and conditions contained in the existing certificate of title.
Terms: Cash, Certified Cheque, Bank Draft. 10% non-refundable deposit at the day of
the sale and balance due within 14 days of the Public Auction.
The Summer Village of Sunrise Beach may, after the public auction, become the
owner of any parcel of land that is not sold at the public auction.
Redemption may be effected by payment of all arrears of taxes and costs at any time
prior to the sale.
Dated at Sunrise Beach, Alberta, December 19, 2013.
Wendy Wildman, C.A.O.
NOTICE TO ADVERTISERS
The Alberta Gazette is issued twice monthly, on the 15th and last day.
Notices and advertisements must be received ten full working days before the
date of the issue in which the notices are to appear. Submissions received after
that date will appear in the next regular issue.
Notices and advertisements should be typed or written legibly and on a sheet separate
from the covering letter. An electronic submission by email or disk is preferred.
Email submissions may be sent to the Editor of The Alberta Gazette at
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the names of all signing officers typed or printed. Please include name and complete
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Proof of Publication: Statutory Declaration is available upon request.
A copy of the page containing the notice or advertisement will be mailed to each
advertiser without charge.
The dates for publication of Tax Sale Notices in The Alberta Gazette are as follows:
Issue of
Earliest date on which
sale may be held
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March 13
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March 28
February 28
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April 25
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May 15
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May 31
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July 15
August 25
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