Alberta Gazette, Part I — Wednesday, May 31, 2023
Wednesday, May 31, 2023
Alberta — Gazette
The Alberta Gazette
Part I
Vol. 119 Edmonton, Wednesday, May 31, 2023 No. 10
GOVERNMENT NOTICES
Agriculture and Irrigation
Form 15
(Irrigation Districts Act)
(Section 88)
Notice to Irrigation Secretariat:
Change of Area of an Irrigation District
On behalf of the Western Irrigation District, I hereby request that the Irrigation
Secretariat forward a certified copy of this notice to the Registrar of Land Titles for
the purposes of registration under
section 22 of the Land Titles Act and arrange for
notice to be published in the Alberta Gazette.
The following parcels of land should be added to the irrigation district and the
appropriate notation added to the certificate of title:
LINC Number
Short Legal Description as shown on title
Title Number
0024 280 836
4;25;22;18;SW
001 078 067
I certify the procedures required under
part 4 of the Irrigation Districts Act have been
completed and the area of the Western Irrigation District should be changed
according to the above list.
Rebecca Fast, Office Administrator,
Irrigation Secretariat.
______________
On behalf of the Western Irrigation District, I hereby request that the Irrigation
Secretariat forward a certified copy of this notice to the Registrar for Land Titles for
the purposes of registration under
section 22 of the Land Titles Act and arrange for
notice to be published in the Alberta Gazette.
The following parcels of land should be removed from the irrigation district and the
notation removed from the certificate of title:
LINC Number
Short Legal Description as shown on title
Title Number
0022 067 144
4;22;22;15;SW
201 145 791
0038 621 777
4;25;23;2;NW
201 087 957 +2
I certify the procedures required under
part 4 of the Irrigation Districts Act have been
completed and the area of the Western Irrigation District should be changed
according to the above list.
Rebecca Fast, Office Administrator,
Irrigation Secretariat.
Energy
Unit Agreement
(Mines and Minerals Act)
Notice is hereby given, pursuant to
section 102 of the Mines and Minerals Act, that
the Minister of Energy on behalf of the Crown has executed counterparts of the
agreement entitled "Unit Agreement - South Buck Lake Cardium Unit No.1" with
respect to M5 R6 T46: 30NW & M5 R7 T46: 9NW; 14SW, and that the enlargement
became effective on May 1, 2023.
Executive Council
Hosting Expenses Exceeding $600.00
For the period January 1, 2023 to March 31, 2023
Function: Speech of the Throne/House Opening
Date: November 29, 2022
Amount: $3,561.24
Location: Government House, Edmonton
Function: Reception Portrait Unveiling for former Premier Rachel Notley
Date: December 8, 2022
Amount: $3,042.53
Location: Government House, Edmonton
Function: Official visit of Consul General of the United Kingdom
Date: December 12, 2022
Amount: $1,004.56
Location: Government House, Edmonton
Function: Official visit of Consul General of Portugal
Date: December 15, 2022
Amount: $1,000.49
Location: Government House, Edmonton
Function: AOE Queen's Platinum Presentation Ceremony
Date: January 20, 2023
Amount: $3,509.78
Location: Legislature Building, Edmonton
Function: Official visit of Consul General of Japan
Date: March 7, 2023
Amount: $1,389.54
Location: Government House, Edmonton
Function: Official visit of Ambassador of the Kingdom of Belgium
Date: March 9, 2023
Amount: $1,396.71
Location: Government House, Edmonton
Function: Official visit of High Commissioner for New Zealand
Date: March 20, 2023
Amount: $1,351.27
Location: Government House, Edmonton
Municipal Affairs
Hosting Expenses Exceeding $600.00
For the period January 1, 2023 to March 31, 2023
Function: Public Library Network Operational Partners Meeting
Purpose: An in-person information-sharing meeting of the Public Library Network
Operational Partners hosted by Public Library Services Branch.
Date: January 25, 2023
Amount: $1,556.79
Location: Edmonton, Alberta
Function: City of Chestermere Public Information Session
Purpose: Information session to share the final municipal inspection report with
Chestermere residents.
Date: March 15, 2023
Amount: $14,748.57
Location: Chestermere, Alberta
Function: Minister's Open House and Meeting Room, 2023 Rural Municipalities of
Alberta (RMA) Spring Convention
Purpose: The Minister hosted an Open House and conducted meetings during the
2023 RMA Spring Convention.
Date: March 20-22, 2023
Amount: $14,807.05
Location: Edmonton, Alberta
Function: Initial Public Meeting for Village of Delia's Viability Review
Purpose: Public meeting to inform the residents and property owners of the viability
review process and discuss the subject matter contained in the viability review report,
answering initial questions and concerns, and gathering preliminary input from the
public.
Date: March 22, 2023
Amount: $651.26
Location: Delia, Alberta
Function: Minister's Meeting Room, Alberta Municipalities Spring 2023 Municipal
Leaders' Caucus
Purpose: The Minister conducted meetings with municipalities during the event.
Date: March 29-30, 2023
Amount: $1,689.60
Location: Edmonton, Alberta
Safety Codes Council
Corporate Accreditation
(Safety Codes Act)
Pursuant to
Section 28 of the Safety Codes Act it is hereby ordered that
Inter Pipeline Ltd., Accreditation No. C000151, Order No. 0995
provide services under the Safety Codes Act including applicable Alberta amendments
and regulations on industrial and related facility properties owned by or under their
care and control for the discipline of Electrical
Consisting of all parts of the CSA C22.1-21 Canadian Electrical Code (25th Edition)
as amended from time to time.
Accredited Date: June 17, 1997 Issued Date: May 16, 2023.
Alberta Securities Commission
AMENDMENTS TO MULTILATERAL INSTRUMENT 11-102
PASSPORT SYSTEM
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO MULTILATERAL INSTRUMENT 11-102
PASSPORT SYSTEM
1. Multilateral Instrument 11-102 Passport System is amended by this
Instrument.
Section 1.1 is amended by
(
a) deleting the definition of "SEDAR", and
(
b) adding the following definition:
"SEDAR+" has the same meaning as in National Instrument 13-103 System
for Electronic Data Analysis and Retrieval + (SEDAR+);.
3. Paragraph 3.3(1)(
b) is amended by replacing "SEDAR" with "SEDAR+".
4. Paragraph 3.3(2)(
b) is amended by replacing "SEDAR" with "SEDAR+".
5. Appendix D is amended by
(
a) replacing "SEDAR" with "SEDAR+", and
(
b) replacing "NI 13-101" with "NI 13-103".
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
REPEAL AND REPLACEMENT OF ALBERTA SECURITIES COMMISSION
RULE 13-102 SYSTEM FEES
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
MULTILATERAL INSTRUMENT 13-102 SYSTEM FEES
Definitions
(1) In this Instrument,
"annual information form" means
(
a) an "AIF" as defined by National Instrument 51-102 Continuous
Disclosure Obligations, or
(
b) an annual information form referred to in
Part 9 of National Instrument
81-106 Investment Fund Continuous Disclosure;
"principal regulator" means the principal regulator determined under
section 5 of National Instrument 13-103 System for Electronic Data
Analysis and Retrieval + (SEDAR+);
"shelf prospectus" means a prospectus filed under National Instrument 44-
102 Shelf Distributions;
"system fee" means a fee set out in Appendix A or B.
(2) In this Instrument, a term referred to in Column 1 of the following table has
the meaning ascribed to it in the Instrument referred to in Column 2 opposite
that term:
Column 1
Defined Term
Column 2
Instrument
CPC instrument
National Instrument 45-106 Prospectus Exemptions
document
National Instrument 13-103 System for Electronic Data
Analysis and Retrieval + (SEDAR+)
long form prospectus
National Instrument 41-101 General Prospectus
Requirements
preliminary MJDS
prospectus
National Instrument 71-101 The Multijurisdictional
Disclosure System
rights offering circular
Section 2.1 of National Instrument 45-106 Prospectus
Exemptions
SEDAR+
National Instrument 13-103 System for Electronic Data
Analysis and Retrieval + (SEDAR+)
short form prospectus
National Instrument 41-101 General Prospectus
Requirements
sponsoring firm
National Instrument 33-109 Registration Information
Inconsistency with other instruments
2 If there is any conflict or inconsistency between this Instrument and National
Instrument 13-103 System for Electronic Data Analysis and Retrieval +
(SEDAR+), this Instrument prevails.
System fees for transmission
(1) A person or company described in Column A of Appendix A must pay the
corresponding system fee specified in Column C of the Appendix to the
person or company's principal regulator, if the person or company transmits
a filing of a type described in Column B of the Appendix.
(2) Subsection (1) does not apply unless the securities regulatory authority in
the local jurisdiction is the person or company's principal regulator.
Annual registrant system fee
4 On December 31 of each year, a sponsoring firm must, for each individual
registrant of the sponsoring firm, pay the system fee specified in Column C of
Appendix B to the securities regulatory authority if the securities regulatory
authority in the local jurisdiction is the individual registrant's principal regulator
on that date.
Means of payment
5 A person or company required to pay a system fee must pay the fee through
SEDAR+.
Exemption
(1) The regulator or the securities regulatory authority may grant an exemption
from this Instrument, in whole or in part, subject to such conditions or
restrictions as may be imposed in the exemption.
(2) Despite subsection (1), in Ontario, only the regulator may grant such an
exemption.
(3) Except in Alberta and Ontario, an exemption referred to in subsection (1) is
granted under the statute referred to in Appendix B of National Instrument
14-101
Definitions, opposite the name of the local jurisdiction.
Transition
(1) Despite
section 5, a person or company required to pay a system fee under
Item 1 of Appendix A or under Appendix B must pay the fee through NRD,
as defined in National Instrument 31-102 National Registration Database,
until National Instrument 13-103 System for Electronic Data Analysis and
Retrieval + (SEDAR+) requires that the person or company transmit,
through SEDAR+, a filing of a type described in Item 1 of Appendix A or in
Appendix B.
(2) Despite
section 3, a person or company is not required to pay a system fee
under Item 2 of Appendix A until National Instrument 13-103 System for
Electronic Data Analysis and Retrieval + (SEDAR+) requires that the
person or company transmit, through SEDAR+, a filing of a type described
in Item 2 of Appendix A.
Repeal
8 Multilateral Instrument 13-102 System Fees for SEDAR and NRD, which came
into force on October 12, 2013, is repealed.
Effective date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
Appendix A
System Fees
In this Appendix,
"application" means a request transmitted through SEDAR+ for a decision of
the regulator or securities regulatory authority but, for greater certainty, does not
include a pre-filing;
"pre-filing" means a request to consult with the principal regulator regarding the
application of securities legislation or securities directions generally or the
application of securities legislation or a direction to a particular transaction or
matter or proposed transaction or matter.
Item
Column A
Person or company
required to file
Column B
Filing Type
Column C
System Fee
Sponsoring firm - in
respect of an individual
registrant
Application for registration or
reactivation of registration
$86
International dealer or
international adviser
Annual notice of reliance on
exemption from dealer
registration requirement or
adviser registration
requirement
$350
Investment fund that is
a reporting issuer
Annual financial statements
$525
Investment fund
Preliminary, pro forma, or
combined preliminary and pro
forma long form prospectus
$2200, regardless of
whether the applicable
long form prospectus
relates to the
distribution of the
securities of one or
more than one
investment fund
Preliminary, pro forma, or
combined preliminary and pro
forma simplified prospectus
$2200, regardless of
whether the applicable
simplified prospectus
relates to the
distribution of the
securities of one or
more than one
investment fund
Reporting issuer other
than an investment
fund
Annual financial statements
$765
Reporting issuer, other
than an investment
fund, that is not a short
form prospectus issuer
Annual information form
$430
Investment fund that is
not a short form
prospectus issuer
Annual information form
$430
Reporting issuer that is
a short form prospectus
issuer
Annual information form
$2530
Issuer other than an
investment fund
Preliminary long form
prospectus
Preliminary prospectus
governed by a CPC
instrument
$950
Preliminary short form
prospectus, preliminary shelf
prospectus or preliminary
MJDS prospectus
$1500
All filers
Issuer bid circular filed under
Part 2 of National Instrument
62-104 Take-Over Bids and
Issuer Bids or take-over bid
circular filed under
Part 2 of
National Instrument 62-104
Take-Over Bids and Issuer
Bids
$350
Issuer, other than an
investment fund
Rights offering circular
$1500
All filers
Report of exempt distribution
$40
All filers
Pre-filing that is transmitted
through SEDAR+
$350
All filers
Application that is required to
be transmitted through
SEDAR+ under National
Instrument 13-103 System for
Electronic Data Analysis and
Retrieval + (SEDAR+),
(
a) if a pre-filing referred to
in Item 13 was previously
transmitted in respect of the
application, and
(
b) in any other case
$350
Appendix B
System Fees
Column A
Person or company
required to file
Column B
Filing Type
Column C
System Fee
Sponsoring firm - in respect
of each individual registrant
sponsored by the firm
Annual registration renewal
$86
NATIONAL INSTRUMENT 13-103 SYSTEM FOR ELECTRONIC DATA
ANALYSIS AND RETRIEVAL + (SEDAR+)
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
NATIONAL INSTRUMENT 13-103 SYSTEM FOR ELECTRONIC DATA
ANALYSIS AND RETRIEVAL + (SEDAR+)
Definitions and
Interpretation
(1) In this Instrument:
"deliver" includes deposit, furnish, provide, send or submit;
"document" includes information and material that is required or permitted
to be filed with or delivered to a securities regulatory authority or regulator;
"profile" means a set of information providing a profile of a person or
company;
"SEDAR+" means the system for the transmission of documents known as
the System for Electronic Data Analysis and Retrieval +.
(2) In this Instrument, a reference to a document that is permitted to be filed
includes an application for a decision of the regulator or securities regulatory
authority.
Transmission of documents through SEDAR+
2 Subject to
section 3, if a person or company is required or permitted, under
securities legislation or under a decision of the securities regulatory authority or
regulator, to file a document with, or deliver a document to, the securities
regulatory authority or regulator, the person or company must file or deliver the
document by transmitting it through SEDAR+.
Transmission of documents outside of SEDAR+
3 Unless a decision made under securities legislation provides for filing or delivery
through SEDAR+, a person or company must not file or deliver the following
through SEDAR+:
(
a) a document required or permitted to be filed with or delivered to the
securities regulatory authority or regulator in connection with a hearing,
compliance review, proceeding or investigation;
(
b) a letter required to be delivered under subsection 4.11(8) or (9) of
National Instrument 51-102 Continuous Disclosure Obligations;
(
c) a Form 51-102F3 Material Change Report filed on a confidential basis
under subsection 7.1(2) of National Instrument 51-102 Continuous
Disclosure Obligations, subsection 11.2(2) of National Instrument 81-
106 Investment Fund Continuous Disclosure or, in Ontario, subsection
75(3) of the Securities Act (Ontario);
(
d) a notice under subsection 7.1(5) of National Instrument 51-102
Continuous Disclosure Obligations, subsection 11.2(4) of National
Instrument 81-106 Investment Fund Continuous Disclosure or, in
Ontario, subsection 75(4) of the Securities Act (Ontario);
(
e) a notice under subsection 13.2(2) of National Instrument 51-102
Continuous Disclosure Obligations;
(
f) a notice under subsection 5(1) or 6(1) of National Instrument 52-108
Auditor Oversight;
(
g) a Form 62-104F1 Take-Over Bid Circular filed by an offeror in respect
of a take-over bid to acquire securities of an issuer that is not a
reporting issuer and that has not filed a profile under subsection 4(1);
(
h) a notice under subsection 18.6(2) of National Instrument 81-106
Investment Fund Continuous Disclosure;
(
i) a document that a person or company is required or permitted to file or
deliver pursuant to a provision of, or a decision of the securities
regulatory authority or regulator issued in respect of, securities
legislation listed in Column A of the Appendix, other than the
exceptions listed in Column B of the Appendix.
Profile requirements
(1) Before a person or company transmits a document through SEDAR+ for the
first time, the person or company must file a profile by transmitting it
through SEDAR+.
(2) If information contained in a profile becomes inaccurate, the person or
company must file an updated profile with the accurate information by
transmitting it through SEDAR+ at the earlier of
(
a) the next time the person or company transmits a document through
SEDAR+ after the date on which the person or company knew or
reasonably should have known that the information contained in the
profile is inaccurate, and
(b) 10 days after the date on which the person or company knew or
reasonably should have known that the information contained in the
profile is inaccurate.
Payment of fees
(1) At the time that a person or company transmits a document through
SEDAR+, a person or company must pay through SEDAR+
(
a) the prescribed fee for that document, other than a fee prescribed under
Multilateral Instrument 13-102 System Fees or, in Manitoba, an
equivalent regulation, to the securities regulatory authority or regulator,
and
(
b) the fee for that document prescribed under Multilateral Instrument 13-
102 System Fees or, in Manitoba, an equivalent regulation, to the
person or company's principal regulator if the principal regulator is the
securities regulatory authority in the local jurisdiction.
(2) For the purposes of subsection (1), if the person or company is transmitting
through SEDAR+ a document to which Multilateral Instrument 11-102
Passport System applies, "principal regulator" has the meaning set out in
Part 3, 4, 4A, 4B or 4C of Multilateral Instrument 11-102 Passport System,
as applicable.
(3) For the purposes of subsection (1), if the person or company is transmitting
through SEDAR+ a document to which Multilateral Instrument 11-102
Passport System does not apply, the principal regulator is the securities
regulatory authority or regulator that would be the principal regulator if
Part
3 of Multilateral Instrument 11-102 Passport System applied.
(4) Despite subsection (3), if the person or company is transmitting through
SEDAR+ a Form 45-106F1 Report of Exempt Distribution, and the person
or company does not have a head office in Canada or is an investment fund
with an investment fund manager that does not have a head office in
Canada, the principal regulator is the securities regulatory authority or
regulator of the jurisdiction with which the person or company has the most
significant connection.
Temporary hardship exemption
(1) If technical difficulties prevent a person or company from transmitting a
document through SEDAR+ within the time required or permitted under
securities legislation, the person or company may file the document with or
deliver the document to the securities regulatory authority or regulator
outside of SEDAR+ no later than 2 business days after the date on or by
which the person or company was required or permitted to file the document
with, or deliver the document to, the securities regulatory authority or
regulator.
(2) A person or company must include the following legend in capital letters at
the top of the first page of a document filed or delivered outside of SEDAR+
in reliance on subsection (1):
IN ACCORDANCE WITH
SECTION 6 OF NATIONAL
INSTRUMENT 13-103 SYSTEM FOR ELECTRONIC DATA
ANALYSIS AND RETRIEVAL + (SEDAR+), THIS [SPECIFY
DOCUMENT] IS BEING FILED OR DELIVERED outside of
SEDAR+ UNDER A TEMPORARY HARDSHIP EXEMPTION
(3) If a person or company files or delivers a document to the securities
regulatory authority or regulator in the manner and within the time
prescribed by this section, the person or company is exempt from the
requirement to file or deliver the document by the date prescribed in
securities legislation.
(4) If a person or company files or delivers a document to the securities
regulatory authority or regulator outside of SEDAR+ in reliance on this
section, the person or company must transmit the document to the securities
regulatory authority or regulator through SEDAR+ as soon as practicable
and in any event within 3 business days of the date on which the technical
difficulties have been resolved, and must include the following legend in
capital letters at the top of the first page of the document :
THIS DOCUMENT IS A COPY OF [SPECIFY DOCUMENT] FILED
WITH OR DELIVERED TO [LIST ALL SECURITIES REGULATORY
AUTHORITIES OR REGULATORS WITH WHOM THE DOCUMENT
WAS FILED OR TO WHOM IT WAS DELIVERED] ON [DATE]
UNDER A TEMPORARY HARDSHIP EXEMPTION UNDER
SECTION 6 OF NATIONAL INSTRUMENT 13-103 SYSTEM FOR
ELECTRONIC DATA ANALYSIS AND RETRIEVAL + (SEDAR+).
Decisions
(1) Despite paragraph 3(i), if a decision made under securities legislation
requires a person or company to file a document with, or deliver a document
to, the securities regulatory authority or regulator through the System for
Electronic Document Analysis and Retrieval (SEDAR), the person or
company must file or deliver the document by transmitting it through
SEDAR+.
(2) In British Columbia, subsection (1) does not apply.
Exemptions
(1) The securities regulatory authority or regulator may grant an exemption
from this Instrument, in whole or in part, subject to such conditions or
restrictions as may be imposed in the exemption.
(2) Despite subsection (1), in Ontario only the regulator may grant an
exemption from this Instrument.
(3) Except in Alberta and Ontario, an exemption referred to in subsection (1) is
granted under the statute referred to in Appendix B of National Instrument
14-101
Definitions opposite the name of the local jurisdiction.
Repeal of former instrument
9 National Instrument 13-101 System for Electronic Document Analysis and
Retrieval (SEDAR) is repealed.
Effective date
10 This Instrument comes into force on June 9, 2023.
11 In Saskatchewan, despite
section 10, if this Instrument is filed with the Registrar
of Regulations after June 9, 2023, this Instrument comes into force on the day on
which it is filed with the Registrar of Regulations.
APPENDIX
NATIONAL INSTRUMENT 13-103
SYSTEM FOR ELECTRONIC DATA ANALYSIS AND RETRIEVAL +
(SEDAR+)
Securities legislation pursuant to which documents must not be
transmitted through SEDAR+
(Paragraph 3(i))
Column A
Column B
National and multilateral instruments pursuant to
which documents must not be filed or delivered
through SEDAR+
Exceptions to Column A:
Filers who must file or
deliver the document
through SEDAR+
Part 4A Registration and
Part 4B Application to
Become a Designated Rating Organization of
Multilateral Instrument 11-102 Passport System
N/A
National Instrument 21-101 Marketplace Operation
N/A
National Instrument 23-101 Trading Rules
N/A
National Instrument 23-102 Use of Client Brokerage
Commissions
N/A
National Instrument 23-103 Electronic Trading and
Direct Electronic Access to Marketplace
N/A
National Instrument 24-101 Institutional Trade
Matching and Settlement
N/A
National Instrument 24-102 Clearing Agency
Requirements
N/A
National Instrument 25-101 Designated Rating
Organizations
N/A
National Instrument 31-102 National Registration
Database
N/A
National Instrument 31-103 Registration Requirements,
Exemptions and Ongoing Registrant Obligations
N/A
Multilateral Instrument 32-102 Registration Exemptions
for Non-Resident Investment Fund Managers
N/A
National Instrument 33-105 Underwriting Conflicts
N/A
National Instrument 33-109 Registration Information
N/A
National Instrument 35-101 Conditional Exemption
From Registration For United States Broker-Dealers
and Agents
N/A
Multilateral Instrument 45-108 Crowdfunding
An issuer filing or
delivering a document
under
section 15,
section
16 or
section 17
An issuer filing an
application for an
exemption under
section
National Instrument 45-110 Start-Up Crowdfunding
Registration and Prospectus Exemptions
An issuer filing a
document under
section 6
An issuer filing an
application for an
exemption under
section 7
National Instrument 52-107 Acceptable Accounting
Principles and Auditing Standards
An issuer filing an
application for an
exemption under
subsection 5.1(1)
National Instrument 55-102 System for Electronic
Disclosure by Insiders (SEDI)
An issuer filing an
application for an
exemption under
subsection 6.1(1)
National Instrument 55-104 Insider Reporting
Requirements and Exemptions
An issuer filing an
application for an
exemption under
subsection 10.1(1)
Multilateral Instrument 91-101 Derivatives: Product
Determination
N/A
Multilateral Instrument 91-102 Prohibition of Binary
Options
N/A
Multilateral Instrument 91-506 Derivatives: Product
Determination
N/A
Multilateral Instrument 91-507 Trade Repositories and
Derivatives Data Reporting
N/A
National Instrument 94-101 Mandatory Central
Counterparty Clearing of Derivatives
N/A
National Instrument 94-102 Derivatives: Customer
Clearing and Protection of Customer Collateral and
Positions
N/A
Multilateral Instrument 96-101 Trade Repositories and
Derivatives Data Reporting
N/A
Column A
Column B
British Columbia securities legislation pursuant to
which documents must not be filed or delivered
through SEDAR+
Exceptions to Column A:
Filers who must file or
deliver the document
through SEDAR+
Exemption orders (Part 1) -
section 3.1 of the Securities
Act R.S.B.C. 1996, c 418
An issuer filing an
application for an order
under
section 3.1
An issuer required or
permitted to file or deliver
a document pursuant to an
exemption order
Designations (Part 1) -
section 3.2 of the Securities Act
R.S.B.C. 1996, c 418
A person filing an
application under
paragraph 3.2(1)(
b) for an
order that a person or a
person within a class of
persons is a mutual fund, a
non-redeemable
investment fund or a
reporting issuer
An issuer required or
permitted to file or deliver
a document pursuant to a
designation order
Benchmark Administrators, Clearing Agencies,
Exchanges, Information Processors, Quotation and
Trade Reporting Systems, Self-Regulatory Bodies and
Trade Repositories (Part 4) - sections 23-33 of the
Securities Act R.S.B.C. 1996, c 418
N/A
Registration (Part 5) - sections 34-41 of the Securities
Act R.S.B.C. 1996, c 418
N/A
Exemption order by commission or executive director
(Part 6) -
section 48 of the Securities Act R.S.B.C.
1996, c 418
A person filing an
application for an
exemption from the
prospectus requirement
Trading in Derivatives (Part 8) - sections 58 - 60 of the
Securities Act R.S.B.C. 1996, c 418
N/A
Initial and subsequent insider report -
section 87 of the
Securities Act R.S.B.C. 1996, c 418
N/A
Exemption order by commission or executive director
(Part 12) -
section 91 of the Securities Act R.S.B.C.
1996, c 418
An issuer filing an
application under
section
91 for an exemption order
other than an application
for an exemption from the
insider reporting
requirement
An issuer required or
permitted to file or deliver
a document pursuant to an
exemption order
Filing and inspection of records (Part 20) -
section 169
of the Securities Act R.S.B.C. 1996, c 418
An issuer filing an
application under
section
Discretion to revoke or vary decision (Part 20) -
section
171 of the Securities Act R.S.B.C. 1996, c 418
An issuer filing an
application under
section
An issuer required or
permitted to file or deliver
a document pursuant to an
order
Administrative powers respecting commission rules
(Part 20) -
section 187 of the Securities Act R.S.B.C.
1996, c 418
An issuer filing an
application under
section
An issuer required or
permitted to file or deliver
a document pursuant to an
order
Column A
Column B
Alberta securities legislation pursuant to which
documents must not be filed or delivered through
SEDAR+
Exceptions to Column A:
Filers who must file or
deliver the document
through SEDAR+
Form 4 Report by a Registered Owner of Securities
Beneficially Owned by an Insider Under
Section 183 of
the Securities Act -
section 17 of Alberta Securities
Commission Rules (General)
N/A
Designation orders -
section 10 of the Securities Act
RSA 2000, c S-4
An issuer filing an
application under
section
Regulation, Recognition and Designation of Entities and
Benchmarks -
Part 4 of the Securities Act RSA 2000, c
S-4
N/A
Surrender of registration -
section 78 of the Securities
Act RSA 2000, c S-4
N/A
Further Information -
section 82 of the Securities Act
RSA 2000, c S-4
N/A
Trading in Securities and Derivatives Generally -
Part 7
of the Securities Act RSA 2000, c S-4
N/A
Discretionary exemptions -
section 144 of the Securities
Act RSA 2000, c S-4
A person or company
filing an application for
relief from the prospectus
requirement
Applications to the Commission -
section 179 of the
Securities Act RSA 2000, c S-4
An issuer filing an
application under
section
General Exemption -
section 213 of the Securities Act
RSA 2000, c S-4
An issuer filing an
application under
section
213, other than a registrant
An issuer transmitting a
document pursuant to a
blanket order
Revoke or vary decisions -
section 214 of the Securities
Act RSA 2000, c S-4
An issuer filing an
application under
section
Filing and confidentiality -
section 221 of the Securities
Act RSA 2000, c S-4
An issuer filing an
application under
section
Alberta Securities Commission Rule 13-501 Fees
An issuer filing any of the
following:
* an application under
section 3
* Form 13-501F1 Class
1 Reporting Issuers
and Class 3B
Reporting Issuers -
Participation Fee
* Form 13-501F2 Class
2 Reporting Issuers -
Participation Fee
* Form 13-501F3
Adjustment of Fee
Payment for Class 2
Reporting Issuer
* Form 13-501F4 Class
3A Reporting Issuers
- Participation Fee
* Form 13-501F5
Investment Fund -
Participation Fee
* Form 13-501F6
Subsidiary Exemption
Notice
Alberta Securities Commission Rule 91-504 Strip
Bonds
A person or company
filing an application for
exemption under
section
4.1, other than a person or
company that is a
registrant, or would be a
registrant but for reliance
on the rule
Compensation fund or contingency trust fund -
section
6 of Alberta Securities Commission Rules (General)
N/A
Trading in Securities and Derivatives Generally -
Part
4 of Alberta Securities Commission Rules (General)
N/A
Column A
Column B
Saskatchewan securities legislation pursuant to
which documents must not be filed or delivered
through SEDAR+
Exceptions to Column A:
Filers who must file or
deliver the document
through SEDAR+
Designation -
section 11.1 of The Securities Act, 1988
SS 1988-89, c S-42.2
An issuer filing an
application for an order
pursuant to
section 11.1
Recognition of Entities (Part V) - sections 21-25 of The
Securities Act, 1988 SS 1988-89, c S-42.2
N/A
Designation of Entities (Part V.1) of The Securities Act,
1988 SS 1988-89, c S-42.2
N/A
Voluntary surrender of registration -
section 29 of The
Securities Act, 1988 SS 1988-89, c S-42.2
N/A
Trading in Securities and Derivatives (Part IX) of The
Securities Act, 1988 SS 1988-89, c S-42.2
N/A
Saskatchewan General Ruling/Order 91-906 Strip
Bonds
A person or company
other than a registrant
filing an application
pursuant to Saskatchewan
General Ruling/Order 91-
906 Strip Bonds
Order relieving reporting issuer of status as reporting
issuer,
section 92 of The Securities Act, 1988 SS 1988-
89, c S-42.2
An issuer filing an
application for an order
pursuant to
section 92
Applications to the Commission-section 101 of The
Securities Act, 1988 SS 1988-89, c S-42.2
N/A
Part XVIII-Enforcement-section 135.6 of The Securities
Act, 1988 SS 1988-89, c S-42.2 Financial compensation
N/A
Order re exemption or declaration-section 83 of The
Securities Act, 1988 SS 1988-89, c S-42.2
An issuer filing an
application pursuant to
section 83
Filing in other Jurisdictions-
section 130 of The
Securities Act, 1988 SS 1988-89, c S-42.2
An issuer filing an
application pursuant to
section 130
Filing and Inspection of material-section 152 (1) of The
Securities Act, 1988 SS 1988-89, c S-42.2
An issuer filing an
application pursuant to
section 152
Revoke or vary decisions-section 158(3) of The
Securities Act, 1988 SS 1988-89, c S-42.2
An issuer filing an
application pursuant to
section 158(3)
General Exemption-section 160 of The Securities Act,
1988 SS 1988-89, c S-42.2
An issuer filing an
application pursuant to
section 160
Column A
Column B
Manitoba securities legislation pursuant to which
documents must not be filed or delivered through
SEDAR+
Exceptions to Column A:
Filers who must file or
deliver the document
through SEDAR+
Exemption by commission -
section 20 of the Securities
Act C.C.S.M. c.S50
An issuer filing an
application under
section
Blanket Order -
section 20 of the Securities Act
C.C.S.M. c.S50
A person or company
required or permitted to
file or deliver a document
through SEDAR pursuant
to the blanket order.
An issuer required or
permitted to file or deliver
a document pursuant to
the blanket order.
Self-regulatory organizations (Part IV.1) - sections
31.1, 31.3 and 31.4 of the Securities Act C.C.S.M. c.S50
N/A
Trade repositories and clearing agencies (Part IV.2) -
sections 31.6, 31.11 and 31.12 of the Securities Act
C.C.S.M. c.S50
N/A
Trading in derivatives (Part VIII.1) -
section 79.1 of the
Securities Act C.C.S.M. c.S50
N/A
Designating a person or company as an insider -
section
108.1 of the Securities Act C.C.S.M. c.S50
A person or company
filing an application for an
order that an issuer or
class of issuers is, or is
not, a mutual fund or a
non-redeemable
investment fund
Exemption and extension orders
section 116 of the
Securities Act C.C.S.M. c.S50
An issuer filing an
application under
section
Audit oversight bodies (Part XX) - sections 204 and
206 of the Securities Act C.C.S.M. c.S50
N/A
Column A
Column B
Ontario securities legislation pursuant to which
documents must not be filed or delivered through
SEDAR+
Exceptions to Column A:
Filers who must file or
deliver the document
through SEDAR+
Relieving orders - subsection 1(10) of the Securities
Act, RSO 1990, c S.5
An issuer filing an
application for an order
under subsection 1(10)
Designation - subsection 1(11) of the Securities Act,
RSO 1990, c S.5
An issuer filing an
application for an order
under subsection 1(11)
Exchanges, alternative trading systems, self-regulatory
organizations, clearing agencies, quotation and trade
reporting systems, information processors -
Part VIII of
the Securities Act, RSO 1990, c S.5
N/A
Credit rating organizations -
Part IX of the Securities
Act, RSO 1990, c S.5
N/A
Benchmarks -
Part X of the Securities Act, RSO 1990, c
S.5
N/A
Registration -
Part XI of the Securities Act, RSO 1990,
c S.5
N/A
Disclosure of trade information to the Commission -
subsection 36(2) of the Securities Act, RSO 1990, c S.5
N/A
Exemption order - subsection 74(1) of the Securities
Act, RSO 1990, c S.5
A person or company
filing an application for
relief from the prospectus
requirement
An issuer required or
permitted to file or deliver
a document pursuant to an
exemption order
Insider reporting -
section 107 of the Securities Act,
RSO 1990, c S.5
N/A
Report of transfer by insider -
section 109 of the
Securities Act, RSO 1990, c S.5
N/A
Filing in other jurisdictions -
section 121 of the
Securities Act, RSO 1990, c S.5
An issuer filing an
application under
section
Filing and inspection of material -
section 140 of the
Securities Act, RSO 1990, c S.5
An issuer filing an
application under
section
Class order exemption - subsection 143.11(2) of the
Securities Act, RSO 1990, c S.5
A person or company
required or permitted to
file or deliver a document
through SEDAR pursuant
to a class order
An issuer required or
permitted to file or deliver
a document pursuant to a
class order
Revocation or variation of decision -
section 144 of the
Securities Act, RSO 1990, c S.5
An issuer filing an
application under
section
Exemption -
section 147 of the Securities Act, RSO
1990, c S.5
An issuer filing an
application under
section
OSC Rule 11-501 Electronic Delivery of Documents to
the Ontario Securities Commission
N/A
OSC Rule 13-502 Fees
An issuer filing any of the
following:
* Form 13-502F1 Class
1 and Class 3B
Reporting Issuers -
Participation Fee
* Form 13-502F2 Class
2 Reporting Issuers -
Participation Fee
* Form 13-502F2A
Adjustment of Fee for
Class 2 Reporting
Issuers
* Form 13-502F3A
Class 3A Reporting
Issuers -
Participation Fee
* Form 13-502F6
Subsidiary Exemption
Notice
* an application under
section 8.1
OSC Rule 31-505 Conditions of Registration
N/A
OSC Rule 32-501 Direct Purchase Plans
N/A
OSC Rule 32-505 Conditional Exemption from
Registration for United States Broker-Dealers and
Advisers Servicing U.S. Clients from Ontario
N/A
OSC Rule 35-502 Non-Resident Advisers
An issuer filing an
application under OSC
Rule 35-502
OSC Rule 91-501 Strip Bonds
A person or company
other than a registrant
filing an application under
OSC Rule 91-501
OSC Rule 91-502 Trades in Recognized Options
N/A
OSC Rule 91-507 Trade Repositories and Derivatives
Data Reporting
N/A
Column A
Column B
Qu‚bec securities legislation pursuant to which
documents must not be filed or delivered through
SEDAR+
Exceptions to Column A:
Filers who must file or
deliver the document
through SEDAR+
Insider reports - sections 89 to 98 of the Securities Act,
CQLR, c. V-1.1
N/A
Surrender of registration -
section 153 of the Securities
Act, CQLR, c. V-1.1
N/A
Self-Regulatory Organizations, Securities Exchange or
Clearing Activities, Credit rating Organization,
Benchmarks and Benchmark Administrators - sections
169 to 186.6 of the Securities Act, CQLR, c. V-1.1
N/A
Exemption order by the Autorit‚ des march‚s financiers
section 263 of the Securities Act, CQLR, c. V-1.1
An issuer filing an
application for an
exemption
A person filing an
application for an
exemption from the
prospectus requirement
An issuer required or
permitted to file or deliver
a document pursuant to an
exemption order
Blanket order by Autorit‚ des march‚s financiers -
section 263 of the Securities Act, CQLR, c. V-1.1
An issuer required or
permitted to file or deliver
a document pursuant to a
blanket order
Designation -
section 272.2 of the Securities Act,
CQLR, c. V-1.1
A person filing an
application to be
designated a non-
redeemable investment
fund, a mutual fund or a
reporting issuer
An issuer required or
permitted to file or deliver
a document pursuant to a
designation order
Derivatives Act, CQLR, c. I-14.01
N/A
An Act Respecting the Regulation of the Financial
Sector, CQLR, c. A-33.2
N/A
Column A
Column B
New Brunswick securities legislation pursuant to
which documents must not be filed or delivered
through SEDAR+
Exceptions to Column A:
Filers who must file or
deliver the document
through SEDAR+
Designations -
section 1.1(1) of the Securities Act SNB
2004, c S-5.5.
An issuer filing an
application for an order
under
section 1.1(1)
An issuer required or
permitted to file or deliver
a document pursuant to a
designation order
Self-Regulated Organizations and other regulated
entities - sections 35-39 of the Securities Act SNB
2004, c S-5.5.
N/A
Exemption orders -
section 44.02(1) of the Securities
Act SNB 2004, c S-5.5.
N/A
Further information -
section 50 of the Securities Act
SNB 2004, c S-5.5.
N/A
Surrender of registration-
section 51(1) of the Securities
Act SNB 2004, c S-5.5.
N/A
Exemption order -
section 55(1) of the Securities Act
SNB 2004, c S-5.5.
A person filing an
application that also
includes relief from the
prospectus requirement
Derivatives -
section 70.5(1) of the Securities Act SNB
2004, c S-5.5.
N/A
Prospectus and distribution -
section 80(1) of the
Securities Act SNB 2004, c S-5.5.
A person required or
permitted to file or deliver
a document through
SEDAR pursuant to an
exemption order
An issuer required or
permitted to file or deliver
a document pursuant to an
exemption order
Continuous Disclosure -
section 92(1) of the Securities
Act SNB 2004, c S-5.5.
An issuer filing an
application under
section
92 for an exemption from
the insider reporting
requirement
An issuer required or
permitted to file or deliver
a document pursuant to an
exemption order
Insider trading and self-dealing -
section 148(1) of the
Securities Act SNB 2004, c S-5.5.
A person required or
permitted to file or deliver
a document through
SEDAR pursuant to an
exemption order
An issuer required or
permitted to file or deliver
a document pursuant to an
exemption order
Filing and inspection of material -
section 198 of the
Securities Act SNB 2004, c S-5.5.
An issuer filing an
application under
section
Powers to revoke or vary decision -
section 205.1(1) of
the Securities Act SNB 2004, c S-5.5
An issuer filing an
application under
section
205.1(1)
An issuer required or
permitted to file or deliver
a document pursuant to an
order
General - Exemption order -
section 208(1) of the
Securities Act SNB 2004, c S-5.5.
An issuer filing an
application under
section
208(1)
An issuer required or
permitted to file or deliver
a document pursuant to an
order
Column A
Column B
Nova Scotia securities legislation pursuant to which
documents must not be filed or delivered through
SEDAR+
Exceptions to Column A:
Filers who must file or
deliver the document
through SEDAR+
Recognition of self-regulatory organizations -
section
30 of the Securities Act, RSNS 1989, c. 418, as
amended
N/A
Designation -
section 30 A of the Securities Act, RSNS
1989, c. 418, as amended
A person or company
filing an application under
section 30 A to be
designated a mutual fund,
non-redeemable
investment fund or
reporting issuer
Designation of credit rating agencies - sections 30 EA
and 30 F of the Securities Act, RSNS 1989, c. 418, as
amended
N/A
Recognition of exchanges, quotation and trade reporting
systems, clearing agencies, derivatives trading facilities,
and derivative trade repositories -
section 30 I of the
Securities Act, RSNS 1989, c. 418, as amended
N/A
Designation of benchmarks and benchmark
administrators -sections 30 N and 30 O of the Securities
Act, RSNS 1989, c. 418, as amended
N/A
Voluntary surrender or suspension of registration -
section 33 of the Securities Act, RSNS 1989, c. 418, as
amended
N/A
Discretionary exemptions -
section 79 of the Securities
Act, RSNS 1989, c. 418, as amended
A person or company
filing an application for
relief from the prospectus
requirement
Commission orders -
section 98 of the Securities Act,
RSNS 1989, c. 418, as amended
An issuer filing an
application under
section
Relieving orders -
section 121 of the Securities Act,
RSNS 1989, c. 418, as amended
An issuer filing an
application under
section
Exemption Order -
section 128 of the Securities Act,
RSNS 1989, c.418, as amended
An issuer filing an
application under
section
Filing and confidentiality - subsection 148(2) of the
Securities Act, RSNS 1989, c. 418, as amended
An issuer filing an
application under
subsection 148(2)
Revocation or variation of a decision -
section 151 of
the Securities Act, RSNS 1989, c.418, as amended
An issuer filing an
application under
section
Discretionary exemptions -
section 151A of the
Securities Act, RSNS 1989, c. 418, as amended
An issuer filing an
application under
section
151A
Blanket order -
section 151A of the Securities Act,
RSNS 1989, c.418, as amended
A person or company
required or permitted to
file or deliver a document
through SEDAR pursuant
to the blanket order.
An issuer required or
permitted to file or deliver
a document pursuant to
the blanket order.
Column A
Column B
Prince Edward Island securities legislation pursuant
to which documents must not be filed or delivered
through SEDAR+
Exceptions to Column A:
Filers who must file or
deliver the document
through SEDAR+
Recognition orders - sections 72 and 73 of the
Securities Act
Chapter S-3.1
N/A
Designation orders - sections 6 and 71 of the Securities
Act
Chapter S-3.1
N/A
Authorization orders -
section 76 of the Securities Act
Chapter S-3.1
N/A
Exemption orders -
section 16 of the Securities Act
Chapter S-3.1
N/A
Superintendent orders - subsection 15(1) of the
Securities Act
Chapter S-3.1
N/A
Insider filings - subsection 104(2) and
section 105 of
the Securities Act
Chapter S-3.1
N/A
Exchanges and quotation and trade reporting systems -
section 70 of the Securities Act
Chapter S-3.1
N/A
Column A
Column B
Newfoundland and Labrador securities legislation
pursuant to which documents must not be filed or
delivered through SEDAR+
Exceptions to Column A:
Filers who must file or
deliver the document
through SEDAR+
Trading in Securities Generally -
Part XII of the
Securities Act RSNL 1990, c S-13
N/A
Exemptions from Registration Requirements -
Part XI
of the Securities Act RSNL 1990, c S-13
A person or company
filing an application for
relief from the prospectus
requirement
Exemption -
section 142.1 of the Securities Act RSNL
1990, c S-13
An issuer filing an
application under
section
142.1
Surrender of registration -
section 28 of the Securities
Act RSNL 1990, c S-13
N/A
Self-regulation -
Part VIII of the Securities Act RSNL
1990, c S-13
N/A
Investigations and Examinations -
Part VI of the
Securities Act RSNL 1990, c S-13
N/A
Applications to superintendent -
section 93 of the
Securities Act RSNL 1990, c S-13
An issuer filing an
application under
section
Further information -
section 32 of the Securities Act
RSNL 1990, c S-13
N/A
Filing and inspection of material -
section 140 of the
Securities Act RSNL 1990, c S-13
An issuer filing an
application under
section
Column A
Column B
Yukon securities legislation pursuant to which
documents must not be filed or delivered through
SEDAR+
Exceptions to Column A:
Filers who must file or
deliver the document
through SEDAR+
Recognition orders - sections 72 and 73 of the
Securities Act S.Y. 2007, c.16
N/A
Designation orders - sections 6 and 71 of the Securities
Act S.Y. 2007, c.16
N/A
Authorization orders -
section 76 of the Securities Act
S.Y. 2007, c.16
N/A
Exemption orders -
section 16 of the Securities Act S.Y.
2007, c.16
N/A
Superintendent orders - subsection 15(1) of the
Securities Act S.Y. 2007, c.16
N/A
Designation of credit rating organizations -
section 83.1
of the Securities Act S.Y. 2007, c.16
N/A
Insider filings - subsection 104(2) and
section 105 of
the Securities Act S.Y. 2007, c.16
N/A
Exchanges and quotation and trade reporting systems -
section 70 of the Securities Act S.Y. 2007, c.16
N/A
Column A
Column B
Nunavut securities legislation pursuant to which
documents must not be filed or delivered through
SEDAR+
Exceptions to Column A:
Filers who must file or
deliver the document
through SEDAR+
Recognition orders - sections 72 and 73 of the
Securities Act, SNu 2008, c 12
N/A
Designation orders - sections 6 and 71 of the Securities
Act, SNu 2008, c 12
N/A
Authorization orders -
section 76 of the Securities Act,
SNu 2008, c 12
N/A
Exemption orders -
section 16 of the Securities Act,
SNu 2008, c 12
N/A
Superintendent orders - subsection 15(1) of the
Securities Act, SNu 2008, c 12
N/A
Designation of credit rating organizations -
section 83.1
of the Securities Act, SNu 2008, c 12
N/A
Insider filings - subsection 104(2) and
section 105 of
the Securities Act, SNu 2008, c 12
N/A
Column A
Column B
Northwest Territories securities legislation pursuant
to which documents must not be filed or delivered
through SEDAR+
Exceptions to Column A:
Filers who must file or
deliver the document
through SEDAR+
Recognition orders - sections 72 and 73 of the
Securities Act, SNWT 2008, c. 10
N/A
Designation orders - sections 6 and 71 of the Securities
Act, SNWT 2008, c. 10
N/A
Authorization orders -
section 76 of the Securities Act,
SNWT 2008, c. 10
N/A
Exemption orders -
section 16 of the Securities Act,
SNWT 2008, c. 10
N/A
Superintendent orders - subsection 15(1) of the
Securities Act, SNWT 2008, c. 10
N/A
Designation of credit rating organizations -
section 83.1
of the Securities Act, SNWT 2008, c. 10
N/A
Insider filings - subsection 104(2) and
section 105 of
the Securities Act, SNWT 2008, c. 10
N/A
Exchanges and quotation and trade reporting systems -
section 70 of the Securities Act, SNWT 2008, c. 10
N/A
AMENDMENTS TO NATIONAL INSTRUMENT 41-101
GENERAL PROSPECTUS REQUIREMENTS
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 41-101
GENERAL PROSPECTUS REQUIREMENTS
1. National Instrument 41-101 General Prospectus Requirements is amended by
this Instrument.
Schedule 1 - Part A of Appendix A is amended by replacing "System for
Electronic Document Analysis and Retrieval (SEDAR)" with "System for
Electronic Data Analysis and Retrieval + (SEDAR+)" under the heading
"General Instructions".
3. Form 41-101F1 is amended in Item 36A.1(3)(b)(ii) by replacing
"www.sedar.com" with "www.sedarplus.com".
4. Form 41-101F1 is amended in Item 36A.1(5) by replacing "SEDAR" with
"SEDAR+".
5. Form 41-101F2 is amended in Item 37.1 by replacing "www.sedar.com" with
"www.sedarplus.com".
6. Form 41-101F3 is amended in the following items of Part B by replacing
"www.sedar.com" with "www.sedarplus.com":
(
a) Item 4.1(1);
(
b) Item 15.1(2).
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
AMENDMENTS TO NATIONAL INSTRUMENT 43-101
STANDARDS OF DISCLOSURE FOR MINERAL PROJECTS
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 43-101
STANDARDS OF DISCLOSURE FOR MINERAL PROJECTS
1. National Instrument 43-101 Standards of Disclosure for Mineral Projects is
amended by this Instrument.
2. Paragraph 6.4(1)(
b) is amended by replacing "SEDAR" with "SEDAR+".
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
AMENDMENTS TO NATIONAL INSTRUMENT 44-101
SHORT FORM PROSPECTUS DISTRIBUTIONS
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 44-101
SHORT FORM PROSPECTUS DISTRIBUTIONS
1. National Instrument 44-101 Short Form Prospectus Distributions is amended
by this Instrument.
Section 1.1 is amended by
(
a) deleting the definition of "NI 13-101", and
(
b) adding the following definition:
"SEDAR+" has the same meaning as in National Instrument 13-103 System
for Electronic Data Analysis and Retrieval + (SEDAR+);.
Section 2.2 is amended by replacing paragraph (
a) with the following:
(
a) the issuer is required to transmit documents through SEDAR+;.
4. Subsection 2.3(1) is amended by replacing paragraph (
a) with the following:
(
a) the issuer is required to transmit documents through SEDAR+;.
5. Subsection 2.6(1) is amended by replacing paragraph (
a) with the following:
(
a) the issuer is required to transmit documents through SEDAR+;.
6. Form 44-101F1 is amended in Item 1.3 by replacing "www.sedar.com" with
"www.sedarplus.com".
7. Form 44-101F1 is amended in Item 11.6(3)(b)(ii) by replacing
"www.sedar.com" with "www.sedarplus.com".
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
AMENDMENTS TO NATIONAL INSTRUMENT 44-102
SHELF DISTRIBUTIONS
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 44-102
SHELF DISTRIBUTIONS
1. National Instrument 44-102 Shelf Distributions is amended by this Instrument.
2. Clause 9A.3(7)(b)(iv)(
B) is amended by replacing "www.sedar.com" with
"www.sedarplus.com".
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
AMENDMENTS TO NATIONAL INSTRUMENT 45-102
RESALE OF SECURITIES
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 45-102
RESALE OF SECURITIES
1. National Instrument 45-102 Resale of Securities is amended by this
Instrument.
Section 1.1 is amended by repealing the definition of "SEDAR".
3. In the following provisions, "on SEDAR" is deleted:
(
a) paragraph 2.8(3)(b);
(
b) paragraph 2.11(a);
(
c) paragraph 2.12(a).
4. Form 45-102F1 is amended under "INSTRUCTION:" by deleting
"electronically through SEDAR".
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
AMENDMENTS TO NATIONAL INSTRUMENT 45-106
PROSPECTUS EXEMPTIONS
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 45-106
PROSPECTUS EXEMPTIONS
1. National Instrument 45-106 Prospectus Exemptions is amended by this
Instrument.
Section 1.1 is amended
(
a) in the definition of "qualifying issuer" by repealing paragraph (a), and
(
b) by repealing the definition of "SEDAR filer".
Section 5.2 is amended by repealing paragraph (b).
4. Subparagraph 5A.2(k)(i)(
B) is amended by replacing "www.sedar.com" with
"www.sedarplus.com".
5. Form 45-106F1 is repealed and replaced with the following form:
Form 45-106F1 Report of Exempt Distribution
A. General Instructions
1. Filing instructions
An issuer or underwriter that is required to file a report of exempt distribution and
pay the applicable filing fee must pay the filing fee and file the information required
by this form in the manner and using the templates specified in the System for
Electronic Data Analysis and Retrieval + (SEDAR+) in accordance with National
Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) (in
Qu‚bec, Regulation 13-103 respecting System for Electronic Data Analysis and
Retrieval + (SEDAR +)).
The issuer or underwriter must file the report in a jurisdiction of Canada if the
distribution occurs in the jurisdiction, and the issuer or underwriter is relying on a
specific exemption from the prospectus requirement set out in
section 6.1 of the
Instrument. The requirement to file this report might also be a condition of a
prospectus exemption provided in a national, multilateral or local rule or instrument,
or a condition of an exemptive relief order. If a distribution is made in more than one
jurisdiction of Canada, the issuer or underwriter may satisfy its obligation to file the
report by completing a single report identifying all purchasers, and file the report in
each jurisdiction of Canada in which the distribution occurs. Filing fees payable in a
particular jurisdiction are not affected by identifying all purchasers in a single report.
In order to determine the applicable filing fee in a particular jurisdiction of Canada,
consult the securities legislation of that jurisdiction. The issuer or underwriter must
pay the filing fee through SEDAR+ in accordance with National Instrument 13-103
System for Electronic Data Analysis and Retrieval + (SEDAR+)(NI 13-103)(in Qu‚bec,
Regulation 13-103 respecting System for Electronic Data Analysis and Retrieval +
(SEDAR+)).
2. Issuers located outside of Canada
If an issuer located outside of Canada determines that a distribution has taken place
in a jurisdiction of Canada, include information about purchasers resident in that
jurisdiction only.
3. Multiple distributions
An issuer may use one report for multiple distributions occurring within 10 days of
each other, provided the report is filed on or before the 10th day following the first
distribution date. However, an investment fund issuer that is relying on the
exemptions set out in subsection 6.2(2) of NI 45-106 (in Qu‚bec, Regulation 45-106
respecting Prospectus Exemptions) may file the report annually in accordance with
that subsection.
4. References to purchaser
References to a purchaser in this form are to the beneficial owner of the securities.
However, if a trust company, trust corporation, or registered adviser described in
paragraph (
p) or (
q) of the definition of "accredited investor" in
section 1.1 of NI 45-
106 (in Qu‚bec, Regulation 45-106 respecting Prospectus Exemptions) has
purchased the securities on behalf of a fully managed account, provide information
about the trust company, trust corporation or registered adviser only; do not include
information about the beneficial owner of the fully managed account.
Joint purchasers may be treated as one purchaser for the purposes of Item 7(
f) of
this form.
5. References to issuer
References to "issuer" in this form include an investment fund issuer and a non-
investment fund issuer, unless otherwise specified.
6. Investment fund issuers
If the issuer is an investment fund, complete Items 1-3, 6-8, 10, 11 and
Schedule 1 of
this form.
7. Mortgage investment entities
If the issuer is a mortgage investment entity, complete all applicable items of this
form other than Item 6.
8. Language
must comply with linguistic rights and obligations prescribed by Qu‚bec law.
9. Currency
All dollar amounts in the report must be in Canadian dollars. If the distribution was
made or any compensation was paid in connection with the distribution in a foreign
currency, convert the currency to Canadian dollars using the daily exchange rate of
the Bank of Canada on the distribution date. If the distribution date occurs on a date
when the daily exchange rate of the Bank of Canada is not available, convert the
currency to Canadian dollars using the most recent daily exchange rate of the Bank
of Canada available before the distribution date. For investment funds in continuous
distribution, convert the currency to Canadian dollars using the average daily
exchange rate of the Bank of Canada for the distribution period covered by the
report.
If the distribution was not made in Canadian dollars, provide the foreign currency in
Item 7(
a) of the report.
10. Date of information in report
Unless otherwise indicated in this form, provide the information as of the
distribution end date.
11. Date of formation
For the date of formation, provide the date on which the issuer was incorporated,
continued or organized (formed). If the issuer resulted from an amalgamation,
arrangement, merger or reorganization, provide the date of the most recent
amalgamation, arrangement, merger or reorganization.
12. Security codes
Wherever this form requires disclosure of the type of security, use the following
security codes:
Security
code
Security type
BND
Bonds
CER
Certificates (including pass-through certificates, trust certificates)
CMS
Common shares
CVD
Convertible debentures
CVN
Convertible notes
CVP
Convertible preferred shares
DCT
Digital coins or tokens
DEB
Debentures
DRS
Depository receipts (such as American or Global depository receipts/shares)
FTS
Flow-through shares
FTU
Flow-through units
LPU
Limited partnership units and limited partnership interests (including capital
commitments)
MTG
Mortgages (other than syndicated mortgages)
NOT
Notes (include all types of notes except convertible notes)
OPT
Options
PRS
Preferred shares
RTS
Rights
SMG
Syndicated mortgages
SUB
Subscription receipts
UBS
Units of bundled securities (such as a unit consisting of a common share and
a warrant)
UNT
Units (exclude units of bundled securities, include trust units and mutual
fund units)
WNT
Warrants (including special warrants)
OTH
Other securities not included above (if selected, provide details of security
type in Item 7d)
13. Distributions by more than one issuer of a single security
If two or more issuers distributed a single security, provide the full legal names of
the co-issuers in Item 3.
B. Terms used in the form
1. For the purposes of this form:
"designated foreign jurisdiction" means Australia, France, Germany, Hong
Kong, Italy, Japan, Mexico, the Netherlands, New Zealand, Singapore, South
Africa, Spain, Sweden, Switzerland or the United Kingdom of Great Britain and
Northern Ireland;
"eligible foreign security" means a security offered primarily in a foreign
jurisdiction as part of a distribution of securities in either of the following
circumstances:
(
a) the security is issued by an issuer
(
i) that is incorporated, formed or created under the laws of a
foreign jurisdiction,
(ii) that is not a reporting issuer in a jurisdiction of Canada,
(iii) that has its head office outside of Canada, and
(iv) that has a majority of the executive officers and a majority of the
directors ordinarily resident outside of Canada;
(
b) the security is issued or guaranteed by the government of a foreign
jurisdiction;
"foreign public issuer" means an issuer where any of the following apply:
(
a) the issuer has a class of securities registered under
section 12 of the
1934 Act;
(
b) the issuer is required to file reports under
section 15(
d) of the 1934
Act;
(
c) the issuer is required to provide disclosure relating to the issuer and
the trading in its securities to the public, to security holders of the
issuer or to a regulatory authority and that disclosure is publicly
available in a designated foreign jurisdiction;
"legal entity identifier" means a unique identification code assigned to the
person
(
a) in accordance with the standards set by the Global Legal Entity
Identifier System, or
(
b) that complies with the standards established by the Legal Entity
Identifier Regulatory Oversight Committee for pre-legal entity
identifiers;
"NRD" means National Registration Database;
"permitted client" has the same meaning as in National Instrument 31-103
Registration Requirements, Exemptions and Ongoing Registrant Obligations (in
Qu‚bec, Regulation 31-103 respecting Registration Requirements, Exemptions
and Ongoing Registrant Obligations);
"SEDAR+" has the same meaning as in National Instrument 13-103 System for
Electronic Data Analysis and Retrieval + (SEDAR+)(in Qu‚bec, Regulation 13-103
respecting System for Electronic Data Analysis and Retrieval + (SEDAR+));
"SEDAR+ profile" means a profile required under
section 4 of National
Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+)
(in Qu‚bec, Regulation 13-103 respecting System for Electronic Data Analysis
and Retrieval + (SEDAR+)).
2. For the purposes of this form, a person is connected with an issuer or an
investment fund manager if either of the following applies:
(
a) one of them is controlled by the other;
(
b) each of them is controlled by the same person.
Form 45-106F1 Report of Exempt Distribution
SCHEDULE 1 TO FORM 45-106F1 (CONFIDENTIAL PURCHASER INFORMATION)
Schedule 1 must be filed in the format of an Excel spreadsheet in a form
acceptable to the securities regulatory authority or regulator.
The information in this
schedule will not be placed on the public file of any securities
regulatory authority or regulator. However, freedom of information legislation may
require the securities regulatory authority or regulator to make this information
available if requested.
a) General information (provide only once)
1. Name of issuer
2. Certification date (YYYY-MM-DD)
Provide the following information for each purchaser that participated in the
distribution. For each purchaser, create separate entries for each distribution
date, security type and exemption relied on for the distribution.
b) Legal name of purchaser
If two or more individuals have purchased a security as joint purchasers, provide
information for each purchaser under the columns for family name, first given
name and secondary given names, if applicable, and separate the individuals'
names with an ampersand. For example, if Jane Jones and Robert Smith are joint
purchasers, indicate "Jones & Smith" in the family name column.
1. Family name
2. First given name
3. Secondary given names (if applicable)
4. Full legal name of non-individual (if applicable)
c) Contact information of purchaser
1. Residential street address
2. Municipality
3. Province/State
4. Postal code/Zip code
5. Country
6. Telephone number
7. Email address (if available)
d) Details of securities purchased
1. Date of distribution (YYYY-MM-DD)
2. Number of securities
3. Security code
4. Amount paid (Canadian $)
e) Details of exemption relied on
1. Rule,
section and subsection number
2. If relying on
section 2.3 [Accredited investor] of NI 45-106 (in Qu‚bec,
Regulation 45-106 respecting Prospectus Exemptions), provide the
paragraph number in the definition of "accredited investor" in
section
1.1 of NI 45-106 (in Qu‚bec, Regulation 45-106 respecting Prospectus
Exemptions) that applies to the purchaser. (select only one - if the
purchaser is a permitted client that is not an individual, "NIPC" can be
selected instead of the paragraph number)
3. If relying on
section 2.5 [Family, friends and business associates] of NI
45-106 (in Qu‚bec, Regulation 45-106 respecting Prospectus
Exemptions), provide:
a. the paragraph number in subsection 2.5(1) that applies to the
purchaser (select only one); and
b. if relying on paragraphs 2.5(1)(
b) to (i), provide:
i. the name of the director, executive officer, control person, or
founder of the issuer or affiliate of the issuer claiming a
relationship to the purchaser. (Note: if Item 9(
a) has been
completed, the name of the director, executive officer or
control person must be consistent with the name provided in
Item 9 and
Schedule 2.)
ii. the position of the director, executive officer, control person,
or founder of the issuer or affiliate of the issuer claiming a
relationship to the purchaser.
4. If relying on subsection 2.9(2) or, in Alberta, New Brunswick, Nova
Scotia, Ontario, Qu‚bec, or Saskatchewan, subsection 2.9(2.1)
[Offering memorandum] of NI 45-106 (in Qu‚bec, Regulation 45-106
respecting Prospectus Exemptions) and the purchaser is an eligible
investor, provide the paragraph number in the definition of "eligible
investor" in
section 1.1 of NI 45-106 (in Qu‚bec, Regulation 45-106
respecting Prospectus Exemptions) that applies to the purchaser.
(select only one)
f) Other information
Paragraphs f)1. and f)2. do not apply if any of the following apply:
(
a) the issuer is a foreign public issuer;
(
b) the issuer is a wholly owned subsidiary of a foreign public issuer;
(
c) the issuer is distributing only eligible foreign securities and the
distribution is to permitted clients only.
1. Is the purchaser a registrant? (Y/N)
2. Is the purchaser an insider of the issuer? (Y/N) (not applicable if the
issuer is an investment fund)
3. Full legal name of person compensated for distribution to purchaser. If
a person compensated is a registered firm, provide the firm NRD
number only. (Note: the names must be consistent with the names of
the persons compensated as provided in Item 8.)
INSTRUCTIONS FOR
SCHEDULE 1
Any securities issued as payment for commissions or finder's fees must be disclosed
in Item 8 of the report, not in
Schedule 1.
Details of exemption relied on - When identifying the exemption the issuer relied
on for the distribution to each purchaser, refer to the rule, statute or instrument in
which the exemption is provided and identify the specific
section and, if applicable,
subsection or paragraph. For example, if the issuer is relying on an exemption in a
National Instrument, refer to the number of the National Instrument, and the
subsection or paragraph number of the specific provision. If the issuer is relying on
an exemption in a local blanket order, refer to the blanket order by number.
For exemptions that require the purchaser to meet certain characteristics, such as
the exemption in
section 2.3 [Accredited investor],
section 2.5 [Family, friends and
business associates] or subsection 2.9(2) or, in Alberta, New Brunswick, Nova Scotia,
Ontario, Qu‚bec, or Saskatchewan, subsection 2.9(2.1) [Offering memorandum] of
NI 45-106 (in Qu‚bec, Regulation 45-106 respecting Prospectus Exemptions),
provide the specific paragraph in the definition of those terms that applies to each
purchaser.
Reports filed under paragraph 6.1(1)(j) [TSX Venture Exchange offering] of NI 45-
106 (in Qu‚bec, Regulation 45-106 respecting Prospectus Exemptions) - For reports
filed under paragraph 6.1(1)(j) [TSX Venture Exchange offering] of NI 45-106 (in
Qu‚bec, Regulation 45-106 respecting Prospectus Exemptions),
Schedule 1 must list
the total number of purchasers by jurisdiction only, and is not required to include
the name, residential address, telephone number or email address of the
purchasers.
SCHEDULE 2 TO FORM 45-106F1 (CONFIDENTIAL DIRECTOR, EXECUTIVE
OFFICER, PROMOTER AND CONTROL PERSON INFORMATION)
Schedule 2 must be filed in the format of an Excel spreadsheet in a form
acceptable to the securities regulatory authority or regulator.
Complete the following only if Item 9(
a) is required to be completed. This
schedule
also requires information to be provided about control persons of the issuer at the
time of the distribution.
The information in this
schedule will not be placed on the public file of any securities
regulatory authority or regulator. However, freedom of information legislation may
require the securities regulatory authority or regulator to make this information
available if requested.
a) General information (provide only once)
1. Name of issuer
2. Certification date (YYYY-MM-DD)
b) Business contact information of Chief Executive Officer (if not provided in
Item 10 or 11 of report)
1. Email address
2. Telephone number
c) Residential address of directors, executive officers, promoters and control
persons of the issuer
Provide the following information for each individual who is a director, executive
officer, promoter or control person of the issuer at the time of the distribution. If
the promoter or control person is not an individual, provide the following
information for each director and executive officer of the promoter and control
person. (Note: names of directors, executive officers and promoters must be
consistent with the information in Item 9 of the report, if required to be
provided.)
1. Family name
2. First given name
3. Secondary given names
4. Residential street address
5. Municipality
6. Province/State
7. Postal code/Zip code
8. Country
9. Indicate whether the individual is a control person, or a director
and/or executive officer of a control person (if applicable)
d) Non-individual control persons (if applicable)
If the control person is not an individual, provide the following information. For
locations within Canada, state the province or territory, otherwise state the
country.
1. Organization or company name
2. Province or country of business location
Questions:
Refer any questions to:
Alberta Securities Commission
Suite 600, 250 - 5th Street SW
Calgary, Alberta T2P 0R4
Telephone: 403-297-6454
Facsimile: 403-297-6156
Toll free in Canada: 1-877-355-0585
Public official contact regarding indirect collection of information: FOIP Coordinator
British Columbia Securities Commission
P.O. Box 10142, Pacific Centre
701 West Georgia Street
Vancouver, British Columbia V7Y 1L2
Inquiries: 604-899-6854
Toll free in Canada: 1-800-373-6393
Facsimile: 604-899-6506
Email: FOI-privacy@bcsc.bc.ca
Public official contact regarding indirect collection of information: Privacy Officer
The Manitoba Securities Commission
500 - 400 St. Mary Avenue
Winnipeg, Manitoba R3C 4K5
Telephone: 204-945-2561
Toll free in Manitoba: 1-800-655-5244
Facsimile: 204-945-0330
Public official contact regarding indirect collection of information: Director
Financial and Consumer Services Commission (New Brunswick)
85 Charlotte Street, Suite 300
Saint John, New Brunswick E2L 2J2
Telephone: 506-658-3060
Toll free in Canada: 1-866-933-2222
Facsimile: 506-658-3059
Email: info@fcnb.ca
Public official contact regarding indirect collection of information: Chief Executive
Officer and Privacy Officer
Government of Newfoundland and Labrador
Office of the Superintendent
Department of Digital Government and Service NL
P.O. Box 8700
Confederation Building
2nd Floor, West Block
Prince Philip Drive
St. John's, Newfoundland and Labrador A1B 4J6
Attention: Superintendent of Securities
Telephone: 709-729-2571
Facsimile: 709-729-6187
Public official contact regarding indirect collection of information: Superintendent of
Securities
Government of the Northwest Territories
Office of the Superintendent of Securities
P.O. Box 1320
Yellowknife, Northwest Territories X1A 2L9
Telephone: 867-767-9305
Facsimile: 867-873-0243
Public official contact regarding indirect collection of information: Superintendent of
Securities
Nova Scotia Securities Commission
Suite 400, 5251 Duke Street
Duke Tower
P.O. Box 458
Halifax, Nova Scotia B3J 2P8
Telephone: 902-424-7768
Facsimile: 902-424-4625
Public official contact regarding indirect collection of information: Executive Director
Government of Nunavut Office of the Superintendent of Securities
Legal Registries Division
P.O. Box 1000, Station 570
4th Floor, Building 1106
Iqaluit, Nunavut X0A 0H0
Telephone: 867-975-6590
Facsimile: 867-975-6594
Public official contact regarding indirect collection of information: Superintendent of
Securities
Ontario Securities Commission
20 Queen Street West, 22nd Floor
Toronto, Ontario M5H 3S8
Telephone: 416-593-8314
Toll free in Canada: 1-877-785-1555
Facsimile: 416-593-8122
Email: exemptmarketfilings@osc.gov.on.ca
Public official contact regarding indirect collection of information: Inquiries Officer
Prince Edward Island Securities Office
95 Rochford Street, 4th Floor Shaw Building
P.O. Box 2000
Charlottetown, Prince Edward Island C1A 7N8
Telephone: 902-368-4569
Facsimile: 902-368-5283
Public official contact regarding indirect collection of information: Superintendent of
Securities
Autorit‚ des march‚s financiers
800, rue du Square-Victoria, 22e ‚tage
C.P. 246, Place Victoria
Montr‚al, Qu‚bec H4Z 1G3
Telephone: 514-395-0337 or 1-877-525-0337
Facsimile: 514-873-6155 (For filing purposes only)
Facsimile: 514-864-6381 (For privacy requests only)
Email: financementdessocietes@lautorite.qc.ca (For corporate finance issuers);
fonds_dinvestissement@lautorite.qc.ca (For investment fund issuers)
Public official contact regarding indirect collection of information: Corporate
Secretary
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601 - 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Telephone: 306-787-5842
Facsimile: 306-787-5899
Public official contact regarding indirect collection of information: Executive
Director, Securities Division
Office of the Superintendent of Securities
Government of Yukon
Department of Community Services
307 Black Street, 1st Floor
P.O. Box 2703, C-6
Whitehorse, Yukon Y1A 2C6
Telephone: 867-667-5466
Facsimile: 867-393-6251
Email: securities@yukon.ca
Public official contact regarding indirect collection of information: Superintendent of
Securities
6. Form 45-106F3 is amended in Item 2.2 by replacing "SEDAR website at
www.sedar.com" with "SEDAR+ website at www.sedarplus.com".
7. Form 45-106F3 is amended in Item 2.3 by replacing "SEDAR" with
"SEDAR+".
8. Form 45-106F3 is amended in Item C.1 by replacing "SEDAR" with
"SEDAR+".
9. Form 45-106F3 is amended in Item D.2 by replacing "SEDAR" with
"SEDAR+".
10. Form 45-106F14 is amended in Item 9 by replacing "SEDAR" with
"SEDAR+".
11. Form 45-106F15 is amended in Item 40 by replacing "SEDAR" with
"SEDAR+".
12. Form 45-106F19 is amended in Item 14 by replacing "www.sedar.com" with
"www.sedarplus.com".
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
AMENDMENTS TO MULTILATERAL INSTRUMENT 45-108
CROWDFUNDING
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO MULTILATERAL INSTRUMENT 45-108
CROWDFUNDING
1. Multilateral Instrument 45-108 Crowdfunding is amended by this Instrument.
2. Item 10 of Form 45-108F1 is amended by replacing "SEDAR website at
www.sedar.com" with "SEDAR+ website at www.sedarplus.com".
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
AMENDMENTS TO NATIONAL INSTRUMENT 51-101
STANDARDS OF DISCLOSURE FOR OIL AND GAS ACTIVITIES
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 51-101
STANDARDS OF DISCLOSURE FOR OIL AND GAS ACTIVITIES
1. National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities
is amended by this Instrument.
2. Paragraph 5.18(2)(
c) is amended by replacing "SEDAR" with "SEDAR+".
3. Form 51-101F4 is amended by replacing
(a) "SEDAR" with "SEDAR+", and
(b) "SEDAR at www.sedar.com" with "SEDAR+ at www.sedarplus.com".
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
AMENDMENTS TO NATIONAL INSTRUMENT 51-102
CONTINUOUS DISCLOSURE OBLIGATIONS
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 51-102
CONTINUOUS DISCLOSURE OBLIGATIONS
1. National Instrument 51-102 Continuous Disclosure Obligations is amended by
this Instrument.
2. Subsection 1.1(1) is amended by deleting the definition of "electronic format".
3. Paragraph 4.9(
i) is amended by replacing "in electronic format" with
"electronically".
Section 5.8 is amended by replacing "www.sedar.com" wherever it occurs with
"www.sedarplus.com".
Section 9.1.1 is amended by replacing "SEDAR" wherever it occurs with
"SEDAR+" and "non-SEDAR" wherever it occurs with "non-SEDAR+".
Section 9.2 is amended by replacing "SEDAR" wherever it occurs with
"SEDAR+".
7. Paragraph 12.1(2)(
b) is amended by replacing "in an acceptable electronic
format" with "electronically".
8. In the following provisions, "in electronic format" is replaced with
"electronically":
(
a) Section 13.3;
(
b) Section 13.4.
9. Form 51-102F1 is amended in Item 1.15(
a) by replacing "SEDAR at
www.sedar.com" with "SEDAR+ at www.sedarplus.com".
10. Form 51-102F2 is amended in
Part 1 under "Incorporating Information by
Reference" by replacing
(a) "SEDAR" with "SEDAR+", and
(b) "SEDAR at www.sedar.com" with "SEDAR+ at www.sedarplus.com".
11. Form 51-102F2 is amended in Item 17.1(1) by replacing "SEDAR at
www.sedar.com" with "SEDAR+ at www.sedarplus.com".
12. Form 51-102F3 is amended in Item 5.2(ii) under "INSTRUCTIONS" by
replacing "SEDAR at www.sedar.com" with "SEDAR+ at www.sedarplus.com".
13. Form 51-102F4 is amended in
Part 1 under "Incorporating Material by
Reference" by replacing "SEDAR at www.sedar.com" with "SEDAR+ at
www.sedarplus.com".
14. Form 51-102F5 is amended in
Part 1 under "Incorporating Material by
Reference" by replacing "SEDAR at www.sedar.com" with "SEDAR+ at
www.sedarplus.com".
15. Form 51-102F5 is amended in Item 16.1 of
Part 2 by replacing "SEDAR at
www.sedar.com" with "SEDAR+ at www.sedarplus.com".
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
AMENDMENTS TO MULTILATERAL INSTRUMENT 51-105
ISSUERS QUOTED IN THE U.S. OVER-THE-COUNTER MARKETS
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO MULTILATERAL INSTRUMENT 51-105
ISSUERS QUOTED IN THE U.S. OVER-THE-COUNTER MARKETS
1. Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter
Markets is amended by this Instrument.
2. Paragraph 5(
a) is replaced with the following:
(
a) National Instrument 13-103 System for Electronic Data Analysis and
Retrieval + (SEDAR+);.
3. Subsection 7(2) is amended by replacing "in electronic format under
section 2.2
of National Instrument 13-101 System for Electronic Document Analysis and
Retrieval (SEDAR)" with "in accordance with National Instrument 13-103
System for Electronic Data Analysis and Retrieval + (SEDAR+)".
4. Subsection 8(3) is amended by replacing "in electronic format in accordance
with National Instrument 13-101 System for Electronic Document Analysis and
Retrieval (SEDAR)" with "in accordance with National Instrument 13-103
System for Electronic Data Analysis and Retrieval + (SEDAR+)".
5. Form 51-105F3A is amended in the General Instructions under "Delivery" by
replacing "System for Electronic Document Analysis and Retrieval
(SEDAR)" with "System for Electronic Data Analysis and Retrieval +
(SEDAR+)".
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
AMENDMENTS TO NATIONAL INSTRUMENT 52-112
NON-GAAP AND OTHER FINANCIAL MEASURES DISCLOSURE
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 52-112
NON-GAAP AND OTHER FINANCIAL MEASURES DISCLOSURE
1. National Instrument 52-112 Non-GAAP and Other Financial Measures
Disclosure is amended by this Instrument.
2. Paragraph 5(2)(
c) is amended by replacing "SEDAR at www.sedar.com" with
"SEDAR+ at www.sedarplus.com" .
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
AMENDMENTS TO NATIONAL INSTRUMENT 54-101
COMMUNICATION WITH BENEFICIAL OWNERS OF SECURITIES
OF A REPORTING ISSUER
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 54-101
COMMUNICATION WITH BENEFICIAL OWNERS OF SECURITIES
OF A REPORTING ISSUER
1. National Instrument 54-101 Communication with Beneficial Owners of
Securities of a Reporting Issuer is amended by this Instrument.
Section 1.1 is amended by adding the following definition:
"SEDAR+" has the same meaning as in National Instrument 13-103 System for
Electronic Data Analysis and Retrieval + (SEDAR+);.
Section 2.7.1 is amended by replacing "SEDAR" wherever it occurs with
"SEDAR+" and "non-SEDAR" wherever it occurs with "non-SEDAR+".
Section 2.7.2 is amended by replacing "SEDAR" with "SEDAR+".
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
AMENDMENTS TO NATIONAL INSTRUMENT 58-101
DISCLOSURE OF CORPORATE GOVERNANCE PRACTICES
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 58-101
DISCLOSURE OF CORPORATE GOVERNANCE PRACTICES
1. National Instrument 58-101 Disclosure of Corporate Governance Practices is
amended by this Instrument.
Section 1.1 is amended by
(
a) deleting the definition of "SEDAR", and
(
b) adding the following definition:
"SEDAR+" has the same meaning as in National Instrument 13-103 System
for Electronic Data Analysis and Retrieval + (SEDAR+);.
Section 2.3 is amended by replacing "SEDAR" with "SEDAR+".
4. Form 58-101F1 is amended under "INSTRUCTION" by replacing "SEDAR"
with "SEDAR+".
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
AMENDMENTS TO NATIONAL INSTRUMENT 62-104
TAKE-OVER BIDS AND ISSUER BIDS
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 62-104
TAKE-OVER BIDS AND ISSUER BIDS
1. National Instrument 62-104 Take-Over Bids and Issuer Bids is amended by
this Instrument.
2. Subsection 3.2(5) is amended by replacing "National Instrument 13-101 System
for Electronic Document Analysis and Retrieval (SEDAR)" with "National
Instrument 13-103 System for Electronic Data Analysis and Retrieval +
(SEDAR+)".
3. Subsection 3.2(6) is amended by
(
a) replacing "in an acceptable electronic format" with "electronically";
(
b) replacing "National Instrument 13-101 System for Electronic Document
Analysis and Retrieval (SEDAR)" with "National Instrument 13-103 System
for Electronic Data Analysis and Retrieval + (SEDAR+)".
4. Form 62-104F1 is amended in
Part 1(
b) by replacing "SEDAR at
www.sedar.com" with "SEDAR+ at www.sedarplus.com".
5. Form 62-104F2 is amended in
Part 1(
b) by replacing "SEDAR at
www.sedar.com" with "SEDAR+ at www.sedarplus.com".
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
AMENDMENTS TO NATIONAL INSTRUMENT 81-101
MUTUAL FUND PROSPECTUS DISCLOSURE
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 81-101
MUTUAL FUND PROSPECTUS DISCLOSURE
1. National Instrument 81-101 Mutual Fund Prospectus Disclosure is amended
by this Instrument.
2. Form 81-101F1 is amended by replacing "www.sedar.com" wherever it occurs
with "www.sedarplus.com" in the following provisions:
(
a) Item 3 of Part A;
(
b) Item 12 of Part B.
3. Form 81-101F2 is amended in Item 24(2) by replacing "www.sedar.com" with
"www.sedarplus.com".
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
AMENDMENTS TO NATIONAL INSTRUMENT 81-106
INVESTMENT FUND CONTINUOUS DISCLOSURE
(Securities Act)
Made as a rule by the Alberta Securities Commission on October 12, 2022 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 81-106
INVESTMENT FUND CONTINUOUS DISCLOSURE
1. National Instrument 81-106 Investment Fund Continuous Disclosure is
amended by this Instrument.
2. In the following provisions, "SEDAR" is replaced with "SEDAR+":
(
a) paragraph 5.2(5)(d);
(
b) paragraph 5.3(4)(b).
3. Paragraph 9.4(2.2)(
f) is amended by replacing "www.sedar.com" with
"www.sedarplus.com".
4. Paragraph 12.2.1(a)(iii) is amended by replacing "SEDAR" with "SEDAR+"
and "non-SEDAR" with "non-SEDAR+".
5. In the following provisions, "SEDAR" is replaced with "SEDAR+":
(
a) paragraph 12.2.1(f);
(
b) subparagraph 12.2.1(g)(i);
(
c) clause 12.2.1(g)(ii)(B);
(
d) subparagraph 12.2.1(i)(ii).
6. Form 81-106F1 is amended in Item 1 of Part B by replacing "SEDAR at
www.sedar.com" with "SEDAR+ at www.sedarplus.com".
7. Form 81-106F1 is amended in Item 5(9) of Part B under "INSTRUCTIONS" by
replacing "www.sedar.com" with "www.sedarplus.com".
8. Form 81-106F1 is amended in Item 1 of
Part C by replacing "SEDAR at
www.sedar.com" with "SEDAR+ at www.sedarplus.com".
Effective Date
(1) This Instrument comes into force on June 9, 2023.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after June 9, 2023, this Instrument comes into force
on the day on which it is filed with the Registrar of Regulations.
AMENDMENTS TO
ALBERTA SECURITIES COMMISSION RULE 13-501 FEES
(Securities Act)
Made as a rule by the Alberta Securities Commission on May 10, 2023 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO
ALBERTA SECURITIES COMMISSION RULE 13-501 FEES
1. Alberta Securities Commission Rule 13-501 Fees is amended by this
Instrument.
Part 2 is replaced with the following:
PAYMENT, WAIVER AND REFUND
Payment of fees
2. Any fee payable under this Rule must be paid to the Commission.
Waiver or refund of fees
3. The Executive Director may waive or refund any fee in whole or in part that
is payable under Alberta securities laws..
3. Subsection 11(4) is amended
(
a) by replacing "report of exempt distribution" with "Form 45-106F1 Report
of Exempt Distribution", and
(
b) by deleting "pursuant to National Instrument 45-106 Prospectus
Exemptions".
Section 12 is amended
(
a) in subsection (2), by adding "file a notice of proceeds." after "termination
of the offering,",
(
b) by deleting paragraphs (2)(
a) and (b), and
(
c) by deleting subsection (3).
5. Subsection 15(1) is amended
(
a) by deleting "it must be accompanied by", and
(
b) by adding "must be paid" after "participation fee".
Section 41 is repealed.
Section 42 is amended
(
a) in subsection (1), by replacing ", 39 and any other pre-filing" with "or 39",
(
b) by adding the following subsection after subsection (1):
(1.1) Each pre-filing that is not a pre-filing referred to under subsection (1),
and is a pre-filing under National Policy 11-202 Process for
Prospectus Reviews in Multiple Jurisdictions, National Policy 11-203
Applications for Exemptive Relief in Multiple Jurisdictions or National
Policy 11-206 Process for Cease to be a Reporting Issuer
Applications, must be accompanied by a fee of $375.,
(
c) in subsection (2), by adding the words "or (1.1)" after "subsection (1)",
and
(
d) in subsection (3), by adding the words "or (1.1)" after "subsection (1)",
and replacing "and when a" with "the" .
Section 51 is repealed.
9. Form 13-501F1 Class 1 Reporting Issuers and Class 3b Reporting Issuers -
Participation Fee is amended by deleting the following:
Late Fee, if applicable $ ______________________
Total Fee Payable $ ______________________
(Participation Fee plus Late Fee).
10. Form 13-501F2 Class 2 Reporting Issuers- Participation Fee is amended by
deleting the following:
Late Fee, if applicable $ ______________________
Total Fee Payable $ ______________________
(Participation Fee plus Late Fee).
11. Form 13-501F4 Class 3A Reporting Issuers- Participation Fee is amended by
deleting the following:
Late Fee, if applicable $ ______________________
Total Fee Payable
(Participation Fee plus Late Fee) $ 400.
12. Form 13-501F5 Investment Fund - Participation Fee is repealed, and replaced
with the following:
FORM 13-501F5
INVESTMENT FUND - PARTICIPATION FEE
MANAGEMENT CERTIFICATION
I, ____________________, a manager of the investment fund(
s) noted below have
examined this Form 13-501F5 (the Form) being submitted hereunder to the Alberta
Securities Commission and certify that to my knowledge, having exercised reasonable
diligence, the information provided in the Form is complete and accurate.
_______________________________ _______________________________
Name: Date:
Title:
Investment Fund Name: _____________________________________
(If this form is being filed for more than one investment fund, enter 'See
Schedule A'
in the 'Investment Fund Name' field and identify the full legal name of each fund in
Schedule
A) Financial year end date: _____________________________________
The investment fund(
s) is(are) required to file an annual financial statement pursuant
to National Instrument 81-106 Investment Fund Continuous Disclosure.
Participation Fee
$ 350
Number of Investment Funds
Total Fee Payable
(Participation Fee multiplied by the
number of Investment Funds)
Schedule A
Investment Fund Name
(Enter the full legal name of each investment fund included in this form).
13. This Instrument comes into force on June 9, 2023.
AMENDMENTS TO ALBERTA SECURITIES COMMISSION RULE 45-511
LOCAL PROSPECTUS EXEMPTIONS AND RELATED REQUIREMENTS
(Securities Act)
Made as a rule by the Alberta Securities Commission on May 10, 2023 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO ALBERTA SECURITIES COMMISSION RULE 45-511
LOCAL PROSPECTUS EXEMPTIONS AND RELATED REQUIREMENTS
1. Alberta Securities Commission Rule 45-511 Local Prospectus Exemptions and
Related Requirements is amended by this Instrument.
2. Subparagraph 3.4(2)(b)(ii) is replaced by the following:
(ii) file with the Commission the offering memorandum, and any amended
offering memorandum, on or before the 10th day after the distribution under
the offering memorandum or amended offering memorandum..
Section 3.5 is amended by replacing "Alberta Securities Commission" with
"Commission".
4. This Instrument comes into force on June 9, 2023.
AMENDMENTS TO NATIONAL INSTRUMENT 55-102
SYSTEM FOR ELECTRONIC DISCLOSURE BY INSIDERS (SEDI)
(Securities Act)
Made as a rule by the Alberta Securities Commission on May 10, 2023 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 55-102
SYSTEM FOR ELECTRONIC DISCLOSURE BY INSIDERS (SEDI)
1. National Instrument 55-102 System for Electronic Disclosure by Insiders
(SEDI) is amended by this Instrument.
Section 1.1 is amended in the definition of "SEDI issuer" by replacing "that is
required to comply with National Instrument 13-101 System for Electronic
Document Analysis and Retrieval (SEDAR), including a foreign issuer referred to
under paragraph 2 of subsection 2.1(1) of that Instrument" with "that is required
to comply with National Instrument 13-103 System for Electronic Data Analysis
and Retrieval + (SEDAR+)".
3. Form 55-102F1 in
section 9 is amended by replacing "SEDAR" wherever it
occurs with "SEDAR+".
4. Form 55-102F3 is amended in Item 1 by
(
a) replacing "SEDAR" wherever it occurs with "SEDAR+", and
(
b) deleting "See National Instrument 13-101 System for Electronic Document
Analysis and Retrieval (SEDAR)." .
Effective Date
5. This Instrument comes into force on June 9, 2023.
AMENDMENTS TO NATIONAL INSTRUMENT 55-104
INSIDER REPORTING REQUIREMENTS AND EXEMPTIONS
(Securities Act)
Made as a rule by the Alberta Securities Commission on May 10, 2023 pursuant to
sections 223 and 224 of the Securities Act.
AMENDMENTS TO NATIONAL INSTRUMENT 55-104
INSIDER REPORTING REQUIREMENTS AND EXEMPTIONS
1. National Instrument 55-104 Insider Reporting Requirements and Exemptions
is amended by this Instrument.
2. Paragraph 6.2(
a) is amended by replacing "SEDAR" with "SEDAR+".
3. Paragraph 6.3(
e) is amended by replacing "SEDAR" with "SEDAR+".
Section 7.3 is amended by replacing "SEDAR" with "SEDAR+".
Effective Date
5. This Instrument comes into force on June 9, 2023.
Service Alberta and Red Tape Reduction
Hosting Expenses Exceeding $600.00
For the period October 1, 2022 to December 31, 2022
Function: Queen Elizabeth II's Platinum Jubilee Medal Ceremony
Purpose: Ceremony to award 16 recipients of the Jubilee Medal, who had made a
significant contribution to the Alberta Public Service.
Date: October 3, 2022
Amount: $725.19
Location: Edmonton, Alberta
ADVERTISEMENTS
Notice of Certificate of Intent to Dissolve
(Business Corporations Act)
Notice is hereby given that a Certificate of Intent to Dissolve was issued to TAL Oil
Ltd. on May 8, 2023.
Dated at Calgary, Alberta, May 16, 2023.
Public Sale of Land
(Municipal Government Act)
Village of Rycroft
Notice is hereby given that, under the provisions of the Municipal Government Act,
the Village of Rycroft will offer for sale, by public auction, at the Rycroft Village
Office, 4703 51 Street, Rycroft, Alberta, on Wednesday, July 26, 2023, at 10:00 a.m.,
the following lands:
Roll
Lot
Block
Plan
C. of T.
206.000
11 & 12
253KS
306.000
350.000
418.000
3 & 4
Each parcel will be offered for sale subject to a reserve bid and to the reservations and
conditions contained in the existing certificate of title.
The land is being offered for sale on an "as is, where is" basis, and the Village of
Rycroft makes no representation and gives no warranty whatsoever as to the adequacy
of services, soil conditions, land use districting, building and development conditions,
absence or presence of environmental contamination, or the developability of the
subject land for any intended use by the purchaser. No bid will be accepted where the
bidder attempts to attach conditions precedent to the sale of any parcel. No terms and
conditions of sale will be considered other than those specified by the Village of
Rycroft.
The Village of Rycroft may, after the public auction, become the owner of any parcel
of land not sold at the public auction.
Terms: 10% deposit to be paid at the date of public auction, and balance to be paid
within 10 days of the public auction; full purchase price to be paid at date of public
auction for vacant subdivided lots. All payments shall be by cash or certified funds.
The Village of Rycroft shall collect Land Title Office fees from purchaser at final
payment at the rate charged for Land Title Fees. The purchaser of the property will be
responsible for the property taxes for the current year. Any additional terms and
conditions of sale will be announced at the sale or may be obtained from the
undersigned.
Redemption may be effected by payment of all arrears of taxes and costs at any time
prior to the sale.
Dated at Rycroft, Alberta, April 24, 2023.
Peter Thomas, Chief Administrative Officer.
NOTICE TO ADVERTISERS
The Alberta Gazette is issued twice monthly, on the 15th and last day.
Notices and advertisements must be received ten full working days before the
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Proof of Publication: Statutory Declaration is available upon request.
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The dates for publication of Tax Sale Notices in The Alberta Gazette are as follows:
Issue of
Earliest date on which
sale may be held
June 15
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June 30
August 10
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August 25
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October 26
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October 14
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November 15
December 26
November 30
January 10
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