British Columbia Gazette Part II — B.C. Reg. 492/2003

B.C. Reg. 492/2003

British Columbia — Gazette

British Columbia Gazette Part II — B.C. Reg. 492/2003

B.C. Reg. 492/2003

British Columbia — Gazette

Copyright © Queen's Printer,

Victoria, British Columbia, Canada

Licence

Disclaimer

Volume 46, No. 26

B.C. Reg. 492/2003

The British Columbia Gazette,

Part II

December 31, 2003

B.C. Reg. 492/2003, deposited December 17, 2003, pursuant to the SECURITIES ACT [Section 184]. Regulation of the Securities Commission, dated December 15, 2003.

The British Columbia Securities Commission orders that, effective December 31, 2003, National Instrument 23-101 Trading Rules, B.C. Reg. 252/2001, is amended as set out in the attached Schedule. — D. HYNDMAN, British Columbia Securities Commission.

Schedule

Amendments To National Instrument 23-101 Trading Rules

Part 1 — Amendments

1.1 Amendments

(1) This Instrument amends National Instrument 23-101 Trading Rules.

(2) Section 2.1 is amended by striking out "the rules, policies and other similar instruments" and substituting "similar requirements".

(3) Part 8 is amended

(

a) in paragraph 8.4 (

c) by adding "in its capacity as a regulation services provider" after "directions made by the regulation services provider"; and

(

b) by repealing

section 8.5.

(4) Subsection 9.3 (2) is repealed.

(5) Section 10.3 is repealed.

(6) Part 11 is amended

(

a) in paragraph 11.2 (1) (

p) by striking out "and";

(

b) in paragraph 11.2 (1) (

q) by striking out "." and substituting "; and";

(

c) in subsection 11.2 (1) by adding "(

r) an insider marker.";

(

d) in subsection 11.2 (5) by adding "a securities regulatory authority or" before "a regulation services provider";

(

e) in subsection 11.2 (5) by adding "the securities regulatory authority or" before each reference to "the regulation services provider";

(

f) in subsection 11.2 (6) by striking out "After December 31, 2003, the" and substituting "The";

(

g) in subsection 11.2 (6) by adding "a securities regulatory authority or" before "a regulation services provider"; and

(

h) in subsection 11.2 (6) by adding "by the earlier of January 1, 2007 and the date on which a self-regulatory entity or a regulation services provider implements a rule, policy or other similar instrument to which the dealer or inter-dealer bond broker is subject that requires the maintenance of the record and the transmission of the record in electronic form" at the end.

Part 2 — Effective Date

2.1 Effective Date — This Instrument comes into force on December 31,

Copyright © 2003: Queen's Printer, Victoria, British Columbia, Canada

Document details

CollectionBritish Columbia — Gazette
CitationB.C. Reg. 492/2003
Typegazette
Volume / chapterbcgaz2 v46n26 492 2003
Languageen
Formatxml
SourcePROVINCIAL
Identifier6b11ebbe53b584eec5490445dff0b75abe95b45a

Source file is stored in the law ingest library (xml).