British Columbia Gazette Part II — B.C. Reg. 492/2003
B.C. Reg. 492/2003
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Volume 46, No. 26
B.C. Reg. 492/2003
The British Columbia Gazette,
Part II
December 31, 2003
B.C. Reg. 492/2003, deposited December 17, 2003, pursuant to the SECURITIES ACT [Section 184]. Regulation of the Securities Commission, dated December 15, 2003.
The British Columbia Securities Commission orders that, effective December 31, 2003, National Instrument 23-101 Trading Rules, B.C. Reg. 252/2001, is amended as set out in the attached Schedule. — D. HYNDMAN, British Columbia Securities Commission.
Schedule
Amendments To National Instrument 23-101 Trading Rules
Part 1 — Amendments
1.1 Amendments
(1) This Instrument amends National Instrument 23-101 Trading Rules.
(2) Section 2.1 is amended by striking out "the rules, policies and other similar instruments" and substituting "similar requirements".
(3) Part 8 is amended
(
a) in paragraph 8.4 (
c) by adding "in its capacity as a regulation services provider" after "directions made by the regulation services provider"; and
(
b) by repealing
section 8.5.
(4) Subsection 9.3 (2) is repealed.
(5) Section 10.3 is repealed.
(6) Part 11 is amended
(
a) in paragraph 11.2 (1) (
p) by striking out "and";
(
b) in paragraph 11.2 (1) (
q) by striking out "." and substituting "; and";
(
c) in subsection 11.2 (1) by adding "(
r) an insider marker.";
(
d) in subsection 11.2 (5) by adding "a securities regulatory authority or" before "a regulation services provider";
(
e) in subsection 11.2 (5) by adding "the securities regulatory authority or" before each reference to "the regulation services provider";
(
f) in subsection 11.2 (6) by striking out "After December 31, 2003, the" and substituting "The";
(
g) in subsection 11.2 (6) by adding "a securities regulatory authority or" before "a regulation services provider"; and
(
h) in subsection 11.2 (6) by adding "by the earlier of January 1, 2007 and the date on which a self-regulatory entity or a regulation services provider implements a rule, policy or other similar instrument to which the dealer or inter-dealer bond broker is subject that requires the maintenance of the record and the transmission of the record in electronic form" at the end.
Part 2 — Effective Date
2.1 Effective Date — This Instrument comes into force on December 31,
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