Alberta Gazette, Part I — Tuesday, August 31, 2021
Tuesday, August 31, 2021
Alberta — Gazette
The Alberta Gazette
Part I
Vol. 117 Edmonton, Tuesday, August 31, 2021 No. 16
APPOINTMENTS
Appointment of Supernumerary Provincial Court Judge
(Provincial Court Act)
July 19, 2021
Honourable Judge Norman Russell Hess
For a term to expire July 18, 2023.
Reappointment of Ad Hoc Justice of the Peace
(Justice of the Peace Act)
July 21, 2021
Leslie Glynne Morris
For a term to expire July 20, 2022.
August 1, 2021
Ronald David Price
For a term to expire July 31, 2022.
August 11, 2021
Angeline Verenka
For a term to expire August 10, 2022.
Reappointment of Full-time Provincial Court Judge
(Provincial Court Act)
July 22, 2021
Honourable Judge James Bryce Mitchell
For a term to expire July 21, 2022.
Reappointment of Part-time Provincial Court Judge
(Provincial Court Act)
July 11, 2021
Honourable Judge Donna Rae Valgardson
For a term to expire July 10, 2022.
July 21, 2021
Honourable Judge James Joseph Ogle
For a term to expire July 20, 2022.
Reappointment of Supernumerary Provincial Court Judge
(Provincial Court Act)
July 12, 2021
Honourable Judge Gordon John Burrell
For a term to expire July 11, 2023.
August 3, 2021
Honourable Judge Michael George Allen
For a term to expire August 2, 2023.
GOVERNMENT NOTICES
Culture and Status of Women
Order Partially Rescinding a Provincial Historic Resource
(Historical Resources Act)
File: Des. 2332
MO 07/21
I, Ronald Orr, Minister of Culture, pursuant to
Section 20(15) of the Historical
Resources Act, R.S.A. 2000 C. H-9, HEREBY RESCIND that portion of the
Drumheller Courthouse Provincial Historic Resource designation signed by the
Honourable Ricardo Miranda on February 16, 2017 and registered in Alberta Land
Titles as instrument 171 147 805, with respect to the lands legally described as:
Plan 1912243
Block 47
Lot 21
Excepting thereout all mines and minerals
Dated at Edmonton, Alberta, July 27, 2021.
Ronald Orr, Minister.
Order Partially Rescinding a Provincial Historic Resource
(Historical Resources Act)
File: Des. 0892
MO 08/21
I, Ronald Orr, Minister of Culture, pursuant to
Section 20(15) of the Historical
Resources Act, R.S.A. 2000 C. H-9, HEREBY RESCIND that portion of the Taber
Courthouse Provincial Historic Resource designation signed by the Honourable
Heather Klimchuk on January 18, 2013 and registered in Alberta Land Titles as
instrument 131 031 402, with respect to the lands legally described as:
Plan 1712398
Block 15
Lot 15
Excepting thereout all mines and minerals
Dated at Edmonton, Alberta, July 27, 2021.
Ronald Orr, Minister.
Order Partially Rescinding a Provincial Historic Resource
(Historical Resources Act)
File: Des. 0768
MO 09/21
I, Ronald Orr, Minister of Culture, pursuant to
Section 20(15) of the Historical
Resources Act, R.S.A. 2000 C. H-9, HEREBY RESCIND that portion of the Fletcher
Archaeological Site Provincial Historic Resource designation signed by the
Honourable Mary J. LeMessurier on February 21, 1980 and registered in Alberta
Land Titles as instrument 801 036 937, with respect to the lands legally described as:
Meridian 4 Range 14 Township 7
Section 27
Quarter North East
Excepting thereout all mines and minerals
Dated at Edmonton, Alberta, July 27, 2021.
Ronald Orr, Minister.
Order Rescinding Provincial Historic Resource
(Historical Resources Act)
File: Des. 0432
MO 15/21
I, Ronald Orr, Minister of Culture, pursuant to
Section 20(15) of the Historical
Resources Act, R.S.A. 2000 C. H-9, HEREBY RESCIND the McDougall Memorial
United Church Provincial Historic Resource designation signed by the Honourable
Mary J. LeMessurier on October 20, 1979 and registered in Alberta Land Titles as
instrument 801 016 518, with respect to the lands legally described as:
Plan 8411089
Block A
Excepting thereout all mines and minerals
and
Descriptive Plan 9310835
Block M
Excepting thereout all mines and minerals
Dated at Edmonton, Alberta, July 28, 2021.
[Signed by Lora Pillipow, Deputy Minister]
Ronald Orr, Minister.
Education
Ministerial Order No. 018/2021
(Education Act)
I, Adriana LaGrange, Minister of Education, pursuant to Sections 107 and 108 of
the Education Act, make the Order in the attached Appendix, being The Garrington
Roman Catholic Separate School District No. 771 Establishment Order.
Dated at Edmonton, Alberta, August 5, 2021.
Adriana LaGrange, Minister.
APPENDIX
The Garrington Roman Catholic Separate School District No. 771
Establishment Order
1 Pursuant to Sections 107 and 108 of the Education Act, The Garrington Roman
Catholic Separate School District No. 771 is established.
2 The Garrington Roman Catholic Separate School District No. 771, and the said
school districts, shall be comprised of the following lands, which are included in
The Garrington School District No. 3029 and the following said school districts,
which are properly assessable for separate school purposes under the provision of
Sections 153 to 160 of the Education Act:
Cottonwood School District No. 2074
Rich Hill School District No. 2817
Vale View School District No. 1756
White Creek School District No. 1503
Township 33, Range 3, West of the 5th Meridian
Sections 31 and 32; West half of
Section 33.
Township 33, Range 4, West of the 5th Meridian
Sections 35 and 36; North halves of Sections 25 and 26.
Township 34, Range 2, West of the 5th Meridian
Sections 17 to 19 inclusive; Sections 30 and 31; Those portions of Sections 20,
29, 32, and 33 lying North and West of The Little Red Deer River.
Township 34, Range 3, West of the 5th Meridian
Sections 5 to 8 inclusive; Sections 13 to 36 inclusive; West halves of Sections 4
and 9.
Township 34, Range 4, West of the 5th Meridian
Sections 1 and 2; Sections 11 to 14 inclusive; Sections 23 and 24; Sections 34
and 35; Those portions of Sections 25, 26, 27, and 36 lying outside of The Red
Deer River.
Township 35, Range 2, West of the 5th Meridian
Sections 6 and 7;
Section 18;
Section 20; West halves of Sections 17 and 21;
Northwest quarter of
Section 16; That portion of
Section 5 and the West half of
Section 8 lying North and West of The Little Red Deer River; That portion of
Section 19 lying South of The Red Deer River.
Township 35, Range 3, West of the 5th Meridian
Sections 1 to 4 inclusive; Sections 9 to 12 inclusive; South half of
Section 7;
Those portions of Sections 5 and 6 lying outside of The Red Deer River; South
half of
Section 8 lying North and West of The Red Deer River; Those portions of
Sections 8, 13, 14, 15, 16, 17, 21, 22, 24, 27, and 28 lying South and East of
The Red Deer River.
Township 35, Range 4, West of the 5th Meridian
Sections 1 to 3 inclusive; Sections 10 to 12 inclusive; South halves of Sections
14 and 15.
3 This Order shall be effective September 1, 2022.
Ministerial Order No. 019/2021
(Education Act)
I, Adriana LaGrange, Minister of Education, pursuant to
Section 114 of the
Education Act, make the Order in the attached Appendix, being The Red Deer
Catholic Separate School Division Boundary Adjustment Order.
Dated at Edmonton, Alberta, August 5, 2021.
Adriana LaGrange, Minister.
APPENDIX
The Red Deer Catholic Separate School Division
Boundary Adjustment Order
1 Pursuant to
Section 114 of the Education Act, all of the lands are taken from the
following school district and are added to The Red Deer Catholic Separate
School Division:
The Garrington Roman Catholic Separate School District No. 771
2 Pursuant to
Section 114 of the Education Act, the following school district is
dissolved:
The Garrington Roman Catholic Separate School District No. 771
3 The Red Deer Catholic Separate School Division shall be comprised of the
following lands:
Township 31, Range 28, West of the 4th Meridian
Sections 18 and 19; Sections 30 and 31; North half of
Section 7.
Township 31, Range 29, West of the 4th Meridian
Sections 13, 24, 25, and 36; Those portions of Sections 14, 23, 26, and 35; North
half of
Section 12; That portion of the North half of
Section 11.
Township 32, Range 28, West of the 4th Meridian
Sections 1 to 12 inclusive; Sections 14 to 22 inclusive; Sections 26 to 34
inclusive; South halves and Northwest quarters of Sections 23 and 35.
Township 32, Range 29, West of the 4th Meridian
Sections 1, 12, 13, 24, 25, and 36; Those portions of Sections 2, 11, 14, 23, 26,
and 35.
Township 33, Range 27, West of the 4th Meridian
Southwest quarter of
Section 31.
Township 33, Range 28, West of the 4th Meridian
Sections 3 to 11 inclusive; Sections 13 to 36 inclusive; North half and Southwest
quarter of
Section 2.
Township 33, Range 29, West of the 4th Meridian
Sections 1, 12, 13, 24, 25, and 36; Those portions of Sections 2, 11, 14, 23, 26,
and 35.
Township 34, Range 26, West of the 4th Meridian
Sections 7 and 8; Sections 17 to 20 inclusive; Sections 29 to 35 inclusive.
Township 34, Range 27, West of the 4th Meridian
Sections 11 to 14 inclusive; Sections 23 to 26 inclusive; Sections 30 and 31;
Sections 34 to 36 inclusive; North half of
Section 27.
Township 34, Range 28, West of the 4th Meridian
Sections 5 to 8 inclusive; Sections 17 to 20 inclusive; Sections 25 to 36
inclusive; West halves of Sections 16 and 21.
Township 34, Range 29, West of the 4th Meridian
Sections 1, 12, 13, 24, 25, and 36; Those portions of Sections 2, 11, 14, 23, 26,
and 35.
Township 35, Range 25, West of the 4th Meridian
Sections 27 to 33 inclusive; North half of
Section 34.
Township 35, Range 26, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 35, Range 27, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 35, Range 28, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 36, Range 25, West of the 4th Meridian
Sections 2 to 10 inclusive; Sections 17 to 20 inclusive; Sections 29 to 33
inclusive; West halves of Sections 16, 21, and 28.
Township 36, Range 26, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 36, Range 27, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 36, Range 28, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 37, Range 25, West of the 4th Meridian
Sections 4 to 9 inclusive; Sections 14 to 23 inclusive; Sections 26 to 35
inclusive; West halves of Sections 13, 24, 25, and 26.
Township 37, Range 26, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 37, Range 27, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 37, Range 28, West of the 4th Meridian
Sections 1 to 36 inclusive lying outside of The Red Deer River.
Township 38, Range 25, West of the 4th Meridian
Sections 5 to 7 inclusive; Those portions of Sections 2, 3, 4, 8, 9, and 18 and that
portion of the West half of
Section 1 lying South of The Red Deer River.
Township 38, Range 26, West of the 4th Meridian
Sections 1 to 12 inclusive; Sections 14 to 20 inclusive; Sections 30 and 31;
Those portions of Sections 13, 21, 22, 23, 24, 29, and 32 lying South and West of
The Red Deer River.
Township 38, Range 27, West of the 4th Meridian
Sections 1 to 4 inclusive;
Section 6; Sections 8 to 17 inclusive; Sections 20 to 36
inclusive; Sections 5, 7, and 18, excluding The Queen Elizabeth II Highway;
Those portions of
Section 19 lying East of The Queen Elizabeth II Highway.
Township 38, Range 28, West of the 4th Meridian
Sections 1 to 12 inclusive; Sections 14 to 18 inclusive; Sections 21 to 23
inclusive; Sections 25 to 36 inclusive; That portion of
Section 13 lying West of
the East limit of Road Plan 2082 L.Z. and North of The Red Deer River; Those
portions of Sections 19 and 20 not covered by the waters of The Cygnet Lake;
That portion of
Section 24 lying West of the East limit of Road Plan 2082 L.Z.
Township 39, Range 26, West of the 4th Meridian
Sections 5 to 8 inclusive; Sections 19, 30, and 31; Those portions of Sections 4
and 9 lying West of The Red Deer River; Those portions of
Section 17 lying
South of The Red Deer River; Those portions of
Section 18 lying outside of
The Red Deer River.
Township 39, Range 27, West of the 4th Meridian
Sections 1 to 36 inclusive lying outside of The Queen Elizabeth II Highway,
The Red Deer River and The Blindman River.
Township 39, Range 28, West of the 4th Meridian
Sections 1 to 4 inclusive; Sections 9 to 11 inclusive; Sections 15 and 16; Sections
21 to 28 inclusive;
Section 34; Those portions of Sections 12 to 14 inclusive
lying outside of The Blindman River; West half and Southeast quarter of
Section
35; South half of
Section 33; South half and Northeast quarter of
Section 36;
Those portions of Sections 5, 8, 17, 20, and 29; That portion of the South half of
Section 32.
Township 40, Range 27, West of the 4th Meridian
Southwest quarter of
Section 6.
Township 30, Range 2, West of the 5th Meridian
Northeast quarter of
Section 31; North half and Southeast quarter of
Section 32;
West half of
Section 33.
Township 31, Range 1, West of the 5th Meridian
Sections 6 and 7; Sections 13 to 36 inclusive; West half and Northeast quarter of
Section 8; East half of
Section 11; North half of
Section 12.
Township 31, Range 2, West of the 5th Meridian
Sections 1, 2, 4, and 5; Sections 7 to 36 inclusive; West half of
Section 3; North
half and Southeast quarter of
Section 6.
Township 31, Range 3, West of the 5th Meridian
Section 13; Sections 15 and 16; Sections 21 to 28 inclusive; Sections 33 to 36
inclusive; North half and Southwest quarter of
Section 14; Northeast quarter of
Section 12.
Township 32, Range 1, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 32, Range 2, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 32, Range 3, West of the 5th Meridian
Sections 1 to 4 inclusive; Sections 9 to 16 inclusive; Sections 21 to 28 inclusive;
Sections 33 to 36 inclusive.
Township 32, Range 4, West of the 5th Meridian
Sections 15 to 22 inclusive; Sections 27 to 34 inclusive.
Township 32, Range 5, West of the 5th Meridian
Sections 35 and 36.
Township 33, Range 1, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 33, Range 2, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 33, Range 3, West of the 5th Meridian
Sections 1 to 4 inclusive;
Section 7; Sections 9 to 36 inclusive; North half of
Section 8.
Township 33, Range 4, West of the 5th Meridian
Sections 1 to 16 inclusive,
Section 18; Sections 22 to 26 inclusive; Sections 35
and 36; South half and Northwest quarter of
Section 17; Southwest quarter of
Section 19.
Township 33, Range 5, West of the 5th Meridian
Sections 1 and 2; Sections 11 to 13 inclusive; Sections 23 to 25 inclusive; Those
portions of Sections 10, 14, 15, and 26 lying East of The Red Deer River.
Township 34, Range 1, West of the 5th Meridian
Sections 1 to 3 inclusive; Sections 10 to 15 inclusive; Sections 22 to 27
inclusive; Sections 31 to 36 inclusive; South half of
Section 21; Northeast quarter
Section 16.
Township 34, Range 2, West of the 5th Meridian
Sections 2 to 10 inclusive; Sections 17 to 19 inclusive; Sections 30 and 31;
Those portions of Sections 20, 29, 32, and 33 lying North and West of The Little
Red Deer River.
Township 34, Range 3, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 34, Range 4, West of the 5th Meridian
Sections 1 and 2; Sections 11 to 14 inclusive; Sections 23 and 24; Sections 34
and 35; Those portions of Sections 25, 26, 27, and 36 lying outside of The Red
Deer River.
Township 35, Range 1, West of the 5th Meridian
Sections 1 to 6 inclusive; Sections 8 to 17 inclusive; Sections 20 to 29 inclusive;
Sections 32 to 36 inclusive.
Township 35, Range 2, West of the 5th Meridian
Sections 6, 7, 18, 20, and 32; West halves of Sections 17 and 21; Northwest
quarter of
Section 16; That portion of
Section 5 and the West half of
Section 8
lying North and West of The Little Red River; That portion of
Section 19 lying
South of The Red Deer River; Those portions of Sections 28 and 33 lying North
of The Red Deer River.
Township 35, Range 3, West of the 5th Meridian
Sections 1 to 4 inclusive; Sections 9 to 12 inclusive; South half of
Section 7;
Those portions of Sections 5 and 6 lying outside of The Red Deer River; South
half of
Section 8 lying North and West of The Red Deer River; Those portions of
Sections 8, 13, 14, 15, 16, 17, 21, 22, 24, 27, and 28 lying South and East of
The Red Deer River.
Township 35, Range 4, West of the 5th Meridian
Sections 1 to 3 inclusive; Sections 10 to 12 inclusive; South halves of Sections
14 and 15.
Township 35, Range 5, West of the 5th Meridian
North half of
Section 31.
Township 35, Range 6, West of the 5th Meridian
Sections 17 to 20 inclusive; Sections 29 to 32 inclusive;
Section 36; North halves
of Sections 33, 34, and 35.
Township 35, Range 7, West of the 5th Meridian
Sections 24, 25, and 36.
Township 36, Range 1, West of the 5th Meridian
Sections 1 to 5 inclusive; Sections 7 to 36 inclusive.
Township 36, Range 2, West of the 5th Meridian
Sections 4 and 5; Sections 8 and 9; Sections 13 to 17 inclusive; Sections 20 to 29
inclusive; Sections 32 to 36 inclusive; Those portions of Sections 2, 10, 11, and
12 lying North of The Red Deer River; Those portions of
Section 3 lying North
and West of The Red Deer River.
Township 36, Range 3, West of the 5th Meridian
Sections 5 to 8 inclusive; Sections 17 to 20 inclusive; Sections 29 and 30.
Township 36, Range 4, West of the 5th Meridian
Sections 1 to 3 inclusive; Sections 11 to 14 inclusive; Sections 23 to 26
inclusive; East halves of Sections 10, 15, and 22.
Township 36, Range 5, West of the 5th Meridian
Section 3; Sections 6 to 35 inclusive.
Township 36, Range 6, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 36, Range 7, West of the 5th Meridian
Section 1; Sections 12 to 16 inclusive; Sections 21 to 28 inclusive; Sections 33 to
36 inclusive; Those portions of Sections 9, 10, and 11 lying North of
The Clearwater River.
Township 37, Range 1, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 37, Range 2, West of the 5th Meridian
Sections 1 to 5 inclusive; Sections 8 to 36 inclusive.
Township 37, Range 3, West of the 5th Meridian
Sections 13 to 36 inclusive.
Township 37, Range 5, West of the 5th Meridian
Sections 3 to 9 inclusive; Sections 16 to 21 inclusive; Sections 28 to 33 inclusive.
Township 37, Range 6, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 37, Range 7, West of the 5th Meridian
Sections 1 to 5 inclusive; Sections 8 to 36 inclusive.
Township 37, Range 8, West of the 5th Meridian
Section 13; Sections 22 to 27 inclusive; Sections 31 to 36 inclusive; East halves
of Sections 21 and 28.
Township 37, Range 9, West of the 5th Meridian
Section 36; East half of
Section 35.
Township 38, Range 1, West of the 5th Meridian
Sections 1 to 31 inclusive; Sections 34 to 36 inclusive; Those portions of
Sections 32 and 33 lying South of The Sylvan Lake.
Township 38, Range 2, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 38, Range 3, West of the 5th Meridian
Sections 1 to 18 inclusive; Sections 24, 25, and 36; South half and Northeast
quarter of
Section 23; That portion of the North half of
Section 26 lying North of
The Medicine River; That portion of the Northeast quarter of
Section 34 lying
North of The Medicine River; That portion of
Section 35 lying North and East of
The Medicine River.
Township 38, Range 5, West of the 5th Meridian
Sections 3 to 10 inclusive; Sections 16 to 22 inclusive; Sections 27 to 34
inclusive; South half and Northwest quarter of
Section 15.
Township 38, Range 6, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 38, Range 7, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 38, Range 8, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 38, Range 9, West of the 5th Meridian
Sections 1, 12, and 13; East halves of Sections 2, 11, and 14.
Township 39, Range 1, West of the 5th Meridian
Sections 1 to 3 inclusive; Sections 10 to 16 inclusive; Sections 20 to 36
inclusive; That portion of
Section 4 lying South and East of The Sylvan Lake;
Those portions of Sections 5 and 6 lying West of The Sylvan Lake; Those
portions of Sections 8, 9, 17, 18, and 19 lying North and East of The Sylvan
Lake.
Township 39, Range 2, West of the 5th Meridian
Sections 1 to 10 inclusive; Sections 16 to 20 inclusive;
Section 25; Sections 30 to
32 inclusive; Sections 35 and 36; Those portions of Sections 11, 12, 13, 14, 15,
21, 24, 26, 27, 29, 33, and 34 lying outside of The Sylvan Lake.
Township 39, Range 3, West of the 5th Meridian
Sections 1 and 2; Sections 10 to 29 inclusive; Sections 33 and 36; South halves
and Northeast quarters of Sections 30, 32, and 35; South half and Northwest
quarter of
Section 34; East half of
Section 3; Northeast quarter of
Section 9.
Township 39, Range 5, West of the 5th Meridian
Sections 3 to 10 inclusive; Sections 15 to 20 inclusive; Sections 29 to 32
inclusive; West half of
Section 2; Southwest quarter of
Section 11; South half of
Section 21.
Township 39, Range 6, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 39, Range 7, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 39, Range 8, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 40, Range 1, West of the 5th Meridian
Sections 2 to 6 inclusive; Southeast quarter of
Section 8.
Township 40, Range 2, West of the 5th Meridian
Sections 1 to 5 inclusive; Sections 8 to 11 inclusive; South half of
Section 6;
Southwest quarter of
Section 12.
Township 40, Range 5, West of the 5th Meridian
Sections 5 to 8 inclusive.
Township 40, Range 6, West of the 5th Meridian
Sections 1 to 8 inclusive; Sections 11 and 12; Sections 17 to 20 inclusive;
Sections 29 to 32 inclusive; West halves of Sections 9, 16, 21, 28, and 33.
Township 40, Range 7, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 40, Range 8, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 41, Range 5, West of the 5th Meridian
West halves of Sections 6, 7, and 18.
Township 41, Range 6, West of the 5th Meridian
Sections 1 to 23 inclusive; West half of
Section 24.
Township 41, Range 7, West of the 5th Meridian
Sections 1 to 24 inclusive; That portion of
Section 30 lying West of The North
Saskatchewan River.
Township 41, Range 8, West of the 5th Meridian
Sections 1 to 3 inclusive; Sections 10 to 15 inclusive; Sections 22 to 24
inclusive; Sections 26 and 27; East halves of Sections 4, 9, 16, 21, and 28; That
portion of
Section 25 lying West of The North Saskatchewan River.
4 This Order shall be effective September 1, 2022.
Ministerial Order No. 020/2021
(Education Act)
I, Adriana LaGrange, Minister of Education, pursuant to
Section 114 of the
Education Act, make the Order in the attached Appendix, being The Penhold School
District No. 214 (The Chinook's Edge School Division) Boundary Adjustment Order.
Dated at Edmonton, Alberta, August 5, 2021.
Adriana LaGrange, Minister.
APPENDIX
The Penhold School District No. 214 (The Chinook's Edge School Division)
Boundary Adjustment Order
1 Pursuant to
Section 114 of the Education Act, all of the lands are taken from the
following school districts and added to The Penhold School District No. 214:
The Garrington School District No. 3029
The Cottonwood School District No. 2074
The Rich Hill School District No. 2817
The White Creek School District No. 1503
2 Pursuant to
Section 114 of the Education Act, the following school districts are
dissolved:
The Garrington School District No. 3029
The Cottonwood School District No. 2074
The Rich Hill School District No. 2817
The White Creek School District No. 1503
3 The Penhold School District No. 214 shall be comprised of the following lands:
Township 34, Range 26, West of the 4th Meridian
Sections 7 and 8; Sections 17 to 20 inclusive; Sections 29 to 35 inclusive.
Township 34, Range 27, West of the 4th Meridian
Sections 11 to 14 inclusive; Sections 23 to 26 inclusive; Sections 30 and 31;
Sections 34 to 36 inclusive; North half of
Section 27.
Township 34, Range 28, West of the 4th Meridian
Sections 5 to 8 inclusive; Sections 17 to 20 inclusive; Sections 25 to 36
inclusive; West halves of Sections 16 and 21.
Township 34, Range 29, West of the 4th Meridian
Sections 1, 12, 13, 24, 25, and 36; Those portions of Sections 2, 11, 14, 23, 26,
and 35.
Township 35, Range 25, West of the 4th Meridian
Sections 27 to 33 inclusive; North half of
Section 34.
Township 35, Range 26, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 35, Range 27, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 35, Range 28, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 36, Range 25, West of the 4th Meridian
Sections 2 to 10 inclusive; Sections 17 to 20 inclusive; Sections 29 to 33
inclusive; West halves of Sections 16, 21, and 28.
Township 36, Range 26, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 36, Range 27, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 36, Range 28, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 37, Range 25, West of the 4th Meridian
Sections 4 to 9 inclusive; Sections 14 to 23 inclusive; Sections 26 to 35
inclusive; West halves of Sections 13, 24, 25, and 36.
Township 37, Range 26, West of the 4th Meridian
Sections 1 to 36 inclusive.
Township 37, Range 27, West of the 4th Meridian
Sections 1 to 32 inclusive; Sections 35 and 36; South half of
Section 33.
Township 37, Range 28, West of the 4th Meridian
Sections 1 to 36 inclusive lying outside of The Red Deer River.
Township 38, Range 25, West of the 4th Meridian
Sections 5 to 7 inclusive; Those portions of Sections 2, 3, 4, 8, 9, and 18 and that
portion of the West half of
Section 1 lying South of The Red Deer River.
Township 38, Range 26, West of the 4th Meridian
Sections 1 to 12 inclusive; Sections 14 to 20 inclusive; Sections 30 and 31;
Those portions of Sections 13, 21, 22, 23, 24, 29, and 32 lying South and West of
The Red Deer River.
Township 38, Range 27, West of the 4th Meridian
Sections 6 and 36; East halves of Sections 24 and 25; All those portions of
Sections 5, 7, and 18 lying South and West of The Queen Elizabeth II Highway.
Township 38, Range 28, West of the 4th Meridian
Sections 1 to 12 inclusive; Sections 14 to 18 inclusive; Sections 21 to 23
inclusive; Sections 26 to 34 inclusive; South half of
Section 25; West half of
Section 35; That portion of
Section 13 lying West of the East limit of Road Plan
2082 L.Z. and North of The Red Deer River; Those portions of Sections 19 and
20 not covered by the waters of The Cygnet Lake; That portion of
Section 24
lying West of the East limit of Road Plan 2082 L.Z.
Township 39, Range 26, West of the 4th Meridian
Sections 5 to 8 inclusive; Those portions of Sections 4 and 9 lying West of The
Red Deer River; Those portions of Sections 17 and 18 lying South of The Red
Deer River.
Township 39, Range 27, West of the 4th Meridian
Sections 6 and 12; Those portions of
Section 1 lying East of The Red Deer River;
Those portions of
Section 5 lying West of The Queen Elizabeth II Highway;
West half and all those portions of the East half of
Section 8 lying North of
The Canadian National Railway; That portion of the East half of
Section 8 lying
West of The Queen Elizabeth II Highway and South of The Canadian National
Railway; Those portions of
Section 9 lying North of The Canadian National
Railway; North halves of Sections 10 and 11; Those portions of Sections 7, 13,
14, 15, 16, 17, and 18 lying South of The Blindman River.
Township 39, Range 28, West of the 4th Meridian
Sections 1 to 4 inclusive; Sections 9 to 11 inclusive; Those portions of Sections
12 to 14 inclusive lying South of The Blindman River; Those portions of
Sections 5 and 8.
Township 34, Range 1, West of the 5th Meridian
Sections 1 to 3 inclusive; Sections 10 to 15 inclusive; Sections 22 to 27
inclusive; Sections 31 to 36 inclusive; South half of
Section 21; Northeast quarter
Section 16.
Township 34, Range 2, West of the 5th Meridian
Sections 17 to 19 inclusive; Sections 30 and 31; Those portions of Sections 20,
29, 32, and 33 lying North and West of The Little Red Deer River.
Township 34, Range 3, West of the 5th Meridian
Sections 13 to 36 inclusive.
Township 34, Range 4, West of the 5th Meridian
Sections 13 and 24; Sections 34 and 35; Those portions of Sections 25, 26, 27,
and 36 lying outside of The Red Deer River.
Township 35, Range 1, West of the 5th Meridian
Sections 1 to 6 inclusive; Sections 8 to 17 inclusive; Sections 20 to 29 inclusive;
Sections 32 to 36 inclusive.
Township 35, Range 2, West of the 5th Meridian
Sections 6, 7, 18, 20, and 32; West halves of Sections 17 and 21; Northwest
quarter of
Section 16; That portion of
Section 5 and the West half of
Section 8
lying North and West of The Little Red River; That portion of
Section 19 lying
South of The Red Deer River; Those portions of Sections 28 and 33 lying North
of The Red Deer River.
Township 35, Range 3, West of the 5th Meridian
Sections 1 to 4 inclusive; Sections 9 to 12 inclusive; South half of
Section 7;
Those portions of Sections 5 and 6 lying outside of The Red Deer River; South
half of
Section 8 lying North and West of The Red Deer River; Those portions of
Sections 8, 13, 14, 15, 16, 17, 21, 22, 24, 27, and 28 lying South and East of
The Red Deer River.
Township 35, Range 4, West of the 5th Meridian
Sections 1 to 3 inclusive; Sections 10 to 12 inclusive; South halves of Sections
14 and 15.
Township 36, Range 1, West of the 5th Meridian
Sections 1 to 5 inclusive; Sections 7 to 36 inclusive.
Township 36, Range 2, West of the 5th Meridian
Sections 4 and 5; Sections 8 and 9; Sections 13 to 17 inclusive; Sections 20 to 29
inclusive; Sections 32 to 36 inclusive; Those portions of Sections 2, 10, 11, and
12 lying North of The Red Deer River; Those portions of
Section 3 lying North
and West of The Red Deer River.
Township 36, Range 3, West of the 5th Meridian
Sections 5 to 8 inclusive; Sections 17 to 20 inclusive; Sections 29 and 30.
Township 36, Range 4, West of the 5th Meridian
Sections 1 to 3 inclusive; Sections 11 to 14 inclusive; Sections 23 to 26
inclusive; East halves of Sections 10, 15, and 22.
Township 37, Range 1, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 37, Range 2, West of the 5th Meridian
Sections 1 to 5 inclusive; Sections 8 to 36 inclusive.
Township 37, Range 3, West of the 5th Meridian
Sections 13 to 36 inclusive.
Township 38, Range 1, West of the 5th Meridian
Sections 1 to 31 inclusive; Sections 34 to 36 inclusive; Those portions of
Sections 32 and 33 lying South of The Sylvan Lake.
Township 38, Range 2, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 38, Range 3, West of the 5th Meridian
Sections 1 to 18 inclusive; Sections 24, 25, and 36; South half and Northeast
quarter of
Section 23; That portion of the North half of
Section 26 lying North of
The Medicine River; That portion of the Northeast quarter of
Section 34 lying
North of The Medicine River; That portion of
Section 35 lying North and East of
The Medicine River.
Township 39, Range 1, West of the 5th Meridian
Sections 1 to 3 inclusive; Sections 10 to 12 inclusive; That portion of
Section 4
lying South and East of The Sylvan Lake; Those portions of Sections 5 and 6
lying West of The Sylvan Lake; That portion of
Section 9 lying North and East
of The Sylvan Lake.
Township 39, Range 2, West of the 5th Meridian
Section 1; South halves of Sections 2 to 5 inclusive; Southeast quarter of
Section
6; Those portions of Sections 12 and 13 lying outside of The Sylvan Lake.
4 This Order shall be effective September 1, 2022.
Ministerial Order No. 021/2021
(Education Act)
I, Adriana LaGrange, Minister of Education, pursuant to
Section 114 of the
Education Act, make the Order in the attached Appendix, being The Olds School
District No. 235 (The Chinook's Edge School Division) Boundary Adjustment Order.
Dated at Edmonton, Alberta, August 5, 2021.
Adriana LaGrange, Minister.
APPENDIX
The Olds School District No. 235 (The Chinook's Edge School Division)
Boundary Adjustment Order
1 Pursuant to
Section 114 of the Education Act, all of the lands are taken from the
following school district and added to The Olds School District No. 235:
The Vale View School District No. 1756
2 Pursuant to
Section 114 of the Education Act, the following school districts are
dissolved:
The Vale View School District No. 1756
3 The Olds School District No. 235 shall be comprised of the following lands:
Township 31, Range 28, West of the 4th Meridian
Sections 18 and 19; Sections 30 and 31; North half of
Section 7.
Township 31, Range 29, West of the 4th Meridian
Sections 13, 24, 25, and 36; Those portions of Sections 14, 23, 26, and 35; North
half of
Section 12; That portion of the North half of
Section 11.
Township 32, Range 28, West of the 4th Meridian
Sections 1 to 12 inclusive; Sections 14 to 22 inclusive; Sections 26 to 34
inclusive; South halves and Northwest quarters of Sections 23 and 35.
Township 32, Range 29, West of the 4th Meridian
Sections 1, 12, 13, 24, 25, and 36; Those portions of Sections 2, 11, 14, 23, 26,
and 35.
Township 33, Range 27, West of the 4th Meridian
Southwest quarter of
Section 31.
Township 33, Range 28, West of the 4th Meridian
Sections 3 to 11 inclusive; Sections 13 to 36 inclusive; North half and Southwest
quarter of
Section 2.
Township 33, Range 29, West of the 4th Meridian
Sections 1, 12, 13, 24, 25, and 36; Those portions of Sections 2, 11, 14, 23, 26,
and 35.
Township 30, Range 2, West of the 5th Meridian
North half and Southeast quarter of
Section 32; West half of
Section 33;
Northeast quarter of
Section 31.
Township 31, Range 1, West of the 5th Meridian
Sections 6 and 7; Sections 13 to 36 inclusive; West half and Northeast quarter of
Section 8; East half of
Section 11; North half of
Section 12.
Township 31, Range 2, West of the 5th Meridian
Sections 1, 2, 4, and 5; Sections 7 to 36 inclusive; West half of
Section 3; North
half and Southeast quarter of
Section 6.
Township 31, Range 3, West of the 5th Meridian
Section 13; Sections 15 and 16; Sections 21 to 28 inclusive; Sections 33 to 36
inclusive; Northeast quarter of
Section 12; North half and Southwest quarter of
Section 14.
Township 32, Range 1, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 32, Range 2, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 32, Range 3, West of the 5th Meridian
Sections 1 to 4 inclusive; Sections 9 to 16 inclusive; Sections 21 to 28 inclusive;
Sections 33 to 36 inclusive.
Township 32, Range 4, West of the 5th Meridian
Sections 15 to 22 inclusive; Sections 27 to 34 inclusive.
Township 32, Range 5, West of the 5th Meridian
Sections 35 and 36.
Township 33, Range 1, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 33, Range 2, West of the 5th Meridian
Sections 1 to 36 inclusive.
Township 33, Range 3, West of the 5th Meridian
Sections 1 to 4 inclusive;
Section 7; Sections 9 to 36 inclusive; North half of
Section 8.
Township 33, Range 4, West of the 5th Meridian
Sections 1 to 16 inclusive,
Section 18; Sections 22 to 26 inclusive; Sections 35
and 36; South half and Northwest quarter of
Section 17; Southwest quarter of
Section 19.
Township 33, Range 5, West of the 5th Meridian
Sections 1 and 2; Sections 11 to 13 inclusive; Sections 23 to 25 inclusive; Those
portions of Sections 10, 14, 15, and 26 lying East of The Red Deer River.
Township 34, Range 2, West of the 5th Meridian
Sections 2 to 10 inclusive.
Township 34, Range 3, West of the 5th Meridian
Sections 1 to 12 inclusive.
Township 34, Range 4, West of the 5th Meridian
Sections 1, 2, 11, 12, 14, and 23.
4 This Order shall be effective September 1, 2022.
Justice and Solicitor General
Designation of Qualified Technician Appointment
(Intox EC/IR II)
Alberta Sheriffs
Bremer, Sean Michael
Bude, Barrie Lyle
Eberman, Tyler Matthew
Hoult, Rebecca Jean
Lamb, Tyler Earl
Patton, Cody Joel
Shuya, Logan Jonathan Ted
Skoog, Lance Nyal
Topping, Jeffrey Michael
Wagner, Blake Edward
(Date of Designation August 4, 2021)
Davies, Travis John
Erickson, Cody Daniel
Ford, Kyle Allan
Hourahine, Thomas James
Lokseth, Patricia Lynn
Maier, Scott Matthew
Rudzcki, Logan James
Smith, Tanner Ward
Wand, Rodney Edward
Wiseman, Claire Louise
(Date of Designation August 9, 2021)
Office of the Public Trustee
Property being held by the Public Trustee for a period of Ten
(10) Years
(Public Trustee Act)
Section 11(2)(
b) Name of Person Entitled
to Property
Description of
Property held
and its value or
estimated value
Property part of
deceased person's
Estate or held under
Court Order:
Deceased's Name
Judicial District
Court file number
Public Trustee
Office
Additional
Information
Hans C. Hansen
C/O Administrator, Lester
C. Camp
$0.00 - funds
held in cash by
Public Trustee;
Active Pooling
Order Number
Alberta Energy
Regulator
Pooling Order Number
OPGT Calgary
(File # 045580)
Legal Description:
4;23;32;31;SE
Kneehill County
Jennie Mccraig
$18.45 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
C-037675
Legal Description:
Plan 1223J; Block
3; The South West
25 feet of Lot 16
Town of Stavely
George Boulter
$1,792.47 -
funds held in
cash by Public
Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
C-037676
Legal Description:
Plan 1223J; Block
4; Lots 3, 4 and 6
Town of Stavely
Wah Lee
$701.61 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
C-037677
Legal Description:
Plan 1223J; Block
4; the West Half of
Lot 11
Town of Stavely
Olaf J Granlien
$701.65 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
C-037678
Legal Description:
Plan 1223J; Block
4: Lot 13
Town of Stavely
Canadian Credit Mens
Trust Association LTD.
$701.74 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
C-037679
Legal Description:
Plan 1223J; Block
4; Lot 14
Town of Stavely
Robert J. Jarvis
$17.85 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
C-037680
Legal Description:
Plan 1223J; Block
4; the North
Easterly 25 feet of
Lot 15
Town of Stavely
Lang Pie
$701.47 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
C-037681
Legal Description:
Plan 1223J; Block
4; that Portion of
Lot 18 which lies
to the East of the
Westerly 25 feet of
the said lot
Town of Stavely
Amanda Bruhn
$2,640.78 -
funds held in
cash by Public
Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 1223J; Block
4; Lots 21 and 22
Plan 1223J; Block
5; the west half of
Lot 32 and the East
Half of Lot 33
Town of Stavely
Harry Orra Walker
$674.39 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 1223J; Block
4; Lot 24
Town of Stavely
Daniel D. Flanagan &
George J. Willis
$35.77 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 1223J; Block
5, Lot 9
Town of Stavely
Wah Lee & Dong Do
$25.17 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 1223J; Block
5; the South Half
of West Half of
Lot 11
Town of Stavely
William Snider
$701.76 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 1223J; Block
5, Lot 15
Town of Stavely
Mohamed, Ali & Abrahim
Karout
$1,333.96 -
funds held in
cash by Public
Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 1223J; Block
5; Lot 23 and 24
Town of Stavely
Leonard T Johnson
$698.34 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 1223J; Block
5; Lot 27
Town of Stavely
Jemima Fuller Matthews
$18.92 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 1223J; Block
5; the West Half of
Lot 29
Town of Stavely
Arthur C. Turley
$18.81 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 1223J; Block
5; the East Half of
Lot 29
Town of Stavely
Pearl Mae Dobbie,
Executrix for Mitchell
Hyde Dobbie
$701.58 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 1223J; Block
5; Lot 31
Town of Stavely
Leong Luke
$36.05 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 1223J; Block
5; the North 40
Feet of the West
Half of Lot 33
Town of Stavely
Ann Mcnabb c/o
Administrator, Harry
James
$701.60 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 5744J; Block
6; Lot 12
Town of Stavely
Albert N. Adams
$2,690.18 -
funds held in
cash by Public
Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 5744J; Block
6; Lot 3 to 6
inclusive
Town of Stavely
Leone Ringland
$701.57 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 5744J; Block
6; Lot 13
Town of Stavely
Reinhold Weiss
$701.79 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 5744J; Block
6; Lot 32
Town of Stavely
Charles Blaser
$4,130.52 -
funds held in
cash by Public
Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 2270W;
Block 9; Lots 19
and 20
Town of Stavely
Frank A. & Ida M. Hazen
$698.56 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 2270W;
Block 9; Lot 26
Town of Stavely
Anna E. Walker
$305.43 - funds
held in cash by
Public Trustee
Alberta Energy
Regulator
Pooling Order Number
205, 205A
Calgary File #
Legal Description:
Plan 1223J; Block
5; the East Half
and the North Half
of the West Half of
Lot 11
Town of Stavely
Safety Codes Council
Corporate Accreditation
(Safety Codes Act)
Pursuant to
Section 28 of the Safety Codes Act it is hereby ordered that
ARC Resources Ltd., Accreditation No. C000162, Order No. 0383
provide services under the Safety Codes Act including applicable Alberta amendments
and regulations for the discipline of Electrical
Consisting of all parts of the CSA C22.1-18 Canadian Electrical Code (24th Edition)
as amended from time to time.
Accredited Date: December 2, 1995 Issued Date: August 6, 2021.
Municipal Accreditation
(Safety Codes Act)
Pursuant to
Section 26 of the Safety Codes Act it is hereby ordered that
Town of Nanton, Accreditation No. M000296, Order No. 2779
provide services under the Safety Codes Act including applicable Alberta amendments
and regulations for the discipline of Building
Consisting of all parts of the National Building Code - 2019 Alberta Edition, and the
National Energy Code of Canada for Buildings 2017 as amended from time to time.
Accredited Date: May 23, 1995 Issued Date: September 1, 2021.
_______________
Pursuant to
Section 26 of the Safety Codes Act it is hereby ordered that
Town of Nanton, Accreditation No. M000296, Order No. 2799
provide services under the Safety Codes Act including applicable Alberta amendments
and regulations for the discipline of Electrical
Consisting of all parts of the CSA C22.1-18 Canadian Electrical Code (24th Edition)
as amended from time to time.
Accredited Date: May 23, 1995 Issued Date: September 1, 2021.
Pursuant to
Section 26 of the Safety Codes Act it is hereby ordered that
Town of Nanton, Accreditation No. M000296, Order No. 2281
provide services under the Safety Codes Act including applicable Alberta amendments
and regulations for the discipline of Fire
Consisting of all parts of the National Fire Code - 2019 Alberta Edition as amended
from time to time, except for those requirements pertaining to the installation,
alteration, and removal of the storage tank systems for flammable and combustible
liquids; and Fire Investigation (cause and circumstance).
Accredited Date: May 23, 1995 Issued Date: September 1, 2021.
_______________
Pursuant to
Section 26 of the Safety Codes Act it is hereby ordered that
Town of Nanton, Accreditation No. M000296, Order No. 2798
provide services under the Safety Codes Act including applicable Alberta amendments
and regulations for the discipline of Gas
Consisting of all parts of the CAN/CSA-B149.1-15 Natural Gas and Propane
Installation Code, CAN/CSA-B149.2-15 Propane Storage and Handling Code, and
CAN/CSA-B108-18 Natural Gas Fuelling Stations Installation Code.
Excluding the CAN/CSA149.5-15 Installation Code for Propane Fuel Systems and
Tanks on Highway Vehicles, CSA-B109-17 Natural Gas for Vehicles Installation
Code, and CAN/CSA-B149.3-15 Code for the Field Approval of Fuel Related
Components on Appliances and Equipment.
Accredited Date: May 23, 1995 Issued Date: September 1, 2021.
_______________
Pursuant to
Section 26 of the Safety Codes Act it is hereby ordered that
Town of Nanton, Accreditation No. M000296, Order No. 2795
provide services under the Safety Codes Act including applicable Alberta amendments
and regulations for the discipline of Plumbing
Consisting of all parts of the National Plumbing Code of Canada 2015, and Alberta
Private Sewage Systems Standard of Practice 2015 as amended from time to time.
Accredited Date: May 23, 1995 Issued Date: September 1, 2021.
Alberta Securities Commission
NATIONAL INSTRUMENT 45-110 START-UP CROWDFUNDING
REGISTRATION AND PROSPECTUS EXEMPTIONS
(Securities Act)
Made as a rule by the Alberta Securities Commission on May 19, 2021 pursuant to
sections 223 and 224 of the Securities Act.
NATIONAL INSTRUMENT 45-110 START-UP CROWDFUNDING
REGISTRATION AND PROSPECTUS EXEMPTIONS
PART 1
DEFINITIONS AND
INTERPRETATION
Definitions
(1) In this Instrument,
"association" means any of the following:
(
a) a cooperative, as defined in subsection 2(1) of the Canada Cooperatives
Act (Canada);
(
b) a person or company referred to in Appendix A;
"crowdfunding distribution" means a distribution under
section 5;
"eligible security" means any of the following:
(
a) a common share;
(
b) a non-convertible preference share;
(
c) a security convertible into a security referred to in paragraph (
a) or (b);
(
d) a non-convertible debt security linked to a fixed or floating interest rate;
(
e) a unit of a limited partnership;
(
f) a share in the capital of an association;
"exempt market dealer" means a person or company registered in the category
of exempt market dealer;
"founder" means a person or company that,
(
a) in the case of an issuer or a funding portal, acting alone or in conjunction
or in concert with one or more persons or companies, directly or
indirectly, takes the initiative in founding, organizing or substantially
reorganizing the business of the issuer or funding portal, and
(
b) in the case of an issuer, at the time of the distribution or trade, is actively
involved in the business of the issuer;
"funding portal" means a person or company that facilitates or proposes to
facilitate a crowdfunding distribution through a web-based or application-
based platform;
"investment dealer" means a person or company registered in the category of
investment dealer;
"issuer group" means, in respect of an issuer, the following:
(
a) the issuer;
(
b) an affiliate of the issuer;
(
c) any other issuer if either of the following applies:
(
i) the other issuer is engaged in a common enterprise with the issuer
or with an affiliate of the issuer;
(ii) the other issuer's business is founded or organized by a person or
company that founded or organized the issuer;
"minimum offering amount", in respect of a crowdfunding distribution, means
the minimum amount disclosed in the issuer's completed Form 45-110F1
Offering Document;
"principal", except under paragraph 5(1)(b), means a founder, director, officer
or control person of a funding portal or an issuer;
"subsidiary" means an issuer that is controlled directly or indirectly by another
issuer and includes a subsidiary of that subsidiary.
(2) For the purposes of this Instrument, an issuer is affiliated with another issuer if
(
a) one of them is the subsidiary of the other, or
(
b) each of them is controlled by the same person or company.
(3) For the purposes of this Instrument, a person (first person) is considered to
control another person (second person) if
(
a) the first person beneficially owns or directly or indirectly exercises
control or direction over securities of the second person carrying votes
that, if exercised, would entitle the first person to elect a majority of the
directors of the second person, unless that first person holds the voting
securities only to secure an obligation,
(
b) the second person is a partnership, other than a limited partnership, and
the first person holds more than 50% of the interests of the partnership,
(
c) the second person is a limited partnership and the general partner of the
limited partnership is the first person.
Special application - Alberta, British Columbia, Ontario, Qu‚bec and
Saskatchewan
(1) In Alberta, an offering document that is provided under
section 5 is designated
to be an offering memorandum under securities legislation.
(2) In British Columbia, an offering document that is provided under paragraph
5(1)(
h) is a prescribed disclosure document for purposes of
section 132.1 of
the Securities Act (British Columbia).
(3) In Ontario, an issuer that distributes securities under
section 5 is prescribed as
a market participant under the Securities Act (Ontario).
(4) In Saskatchewan, an offering document that is provided under
section 5 is an
offering memorandum under securities legislation.
(5) In Qu‚bec,
(
a) an offering document that is provided under
section 5 and a Form 45-
110F2 Risk Acknowledgement made available to purchasers in
accordance with this Instrument must be drawn up in French only or in
(
b) a funding portal that has relied on the exemption under
section 3 is a
market participant determined by regulation for the purpose of
section
151.1.1 of the Securities Act (Qu‚bec),
(
c) an offering document that is provided under
section 5 and materials that
are made available to purchasers in accordance with this Instrument are
documents authorized by the Autorit‚ des march‚s financiers for use in
lieu of a prospectus, and
(d) "trade", in this Instrument, means any of the following activities:
(
i) the activities described in the definition of "dealer" in
section 5 of
the Securities Act (Qu‚bec), including the following activities:
(
A) the sale or disposition of a security by onerous title, whether
the terms of payment be on margin, instalment or otherwise,
but does not include a transfer or the giving in guarantee of
securities in connection with a debt or the purchase of a
security, except as provided under subparagraph (ii);
(
B) participation as a trader in any transaction in a security
through the facilities of an exchange or a quotation and trade
reporting system;
(
C) the receipt by a registrant of an order to buy or sell a security;
(ii) a transfer or the giving in guarantee of securities of an issuer from
the holdings of a control person in connection with a debt.
PART 2
EXEMPTION FROM THE DEALER REGISTRATION REQUIREMENT
Exemption from dealer registration requirement
(1) A funding portal is exempt from the dealer registration requirement if all of
the following apply:
(
a) the funding portal is not registered under securities legislation in any
jurisdiction of Canada;
(
b) the funding portal does not advise a purchaser about the merits of an
investment or recommend or represent that an eligible security is a
suitable investment for the purchaser;
(
c) the funding portal does not receive a commission, fee or other similar
payment from a purchaser;
(
d) the funding portal facilitates or proposes to facilitate crowdfunding
distributions only;
(
e) at least 30 days before the first date the funding portal facilitates a
crowdfunding distribution, the funding portal delivered to the securities
regulatory authority or regulator both of the following:
(
i) a completed Form 45-110F3 Funding Portal Information for the
funding portal certified by an authorized individual of the funding
portal;
(ii) a completed Form 45-110F4 Portal Individual Information for
each principal of the funding portal that contains a certification
signed by that principal;
(
f) the funding portal has its head office in Canada;
(
g) the funding portal has policies and procedures to prevent a person or
company from accessing its platform unless the person or company
acknowledges that the person or company is accessing a platform of a
funding portal that
(
i) is not registered under securities legislation in any jurisdiction of
Canada, and
(ii) will not, and is not authorized to, provide advice about
(
A) the suitability of any security for investment by the person or
company, or
(
B) the merits of any investment;
(
h) the following are disclosed on the funding portal's platform:
(
i) a statement that the funding portal is not registered under securities
legislation in any jurisdiction of Canada and is relying on the
exemption from the dealer registration requirement under this
Instrument;
(ii) a statement that the funding portal will hold each purchaser's assets
(
A) separate and apart from the funding portal's own assets,
(
B) in trust for the purchaser, and
(
C) in the case of cash, in a designated trust account at a
Canadian financial institution;
(iii) the policies and procedures that the funding portal will follow for
notifying each purchaser if the funding portal becomes insolvent or
discontinues operations, and how the funding portal will return a
purchaser's assets;
(
i) the funding portal holds each purchaser's assets
(
i) separate and apart from the funding portal's own assets,
(ii) in trust for the purchaser, and
(iii) in the case of cash, in a designated trust account at a Canadian
financial institution;
(
j) the funding portal has policies and procedures for handling assets, in
relation to a crowdfunding distribution, sufficient to provide reasonable
assurance that the funding portal will comply with the conditions under
paragraph (i);
(
k) the funding portal does not close a crowdfunding distribution on its
platform unless the funding portal receives, through the funding portal's
platform, payment for the distribution of each eligible security from the
purchaser of that security;
(
l) the funding portal has policies and procedures to ensure that, after an
issuer provides the funding portal with its completed Form 45-110F1
Offering Document and a Form 45-110F2 Risk Acknowledgement, these
documents are made available to each purchaser through the funding
portal's platform;
(
m) the funding portal has policies and procedures to prevent a purchaser
from subscribing to a crowdfunding distribution unless the purchaser
first completes Form 45-110F2 Risk Acknowledgement and confirms that
the purchaser has read and understands the issuer's completed Form 45-
110F1 Offering Document;
(
n) the funding portal has policies and procedures for, upon receiving notice
from an issuer that the issuer has amended its completed Form 45-110F1
Offering Document, promptly
(
i) posting the amendment on the funding portal's platform, and
(ii) notifying each purchaser of the amendment, and of the purchaser's
right to withdraw from the agreement to purchase the security by
delivering a notice to the funding portal under paragraph 5(1)(j);
(
o) the funding portal has policies and procedures to return all assets to a
purchaser within 5 business days of receiving a withdrawal notification
under paragraph 5(1)(
j) from the purchaser;
(
p) if an issuer has not raised the minimum offering amount by the 90th day
after the issuer's completed Form 45-110F1 Offering Document is first
made available to a prospective purchaser on the funding portal's
platform, or if an issuer notifies the funding portal that it is withdrawing
its crowdfunding distribution, no later than 5 business days after the 90th
day or the notice, as applicable, the funding portal
(
i) notifies the issuer, and each purchaser of that issuer's
crowdfunding distribution, that assets have been returned or are in
the process of being returned, and
(ii) takes reasonable steps to return, or cause to be returned, all assets
to each purchaser of that issuer's crowdfunding distribution;
(
q) if both periods referred to in paragraph 5(1)(
j) have elapsed, the funding
portal
(
i) releases, or causes to be released, all assets due to the issuer at the
closing of the distribution, and
(ii) no later than 15 days after the closing of the distribution,
(
A) notifies each purchaser that the assets have been released to
the issuer, and
(
B) provides the issuer with the documents referred to in
paragraph 5(2)(b);
(
r) neither the funding portal, nor any of its principals, is or has been the
subject of an order, judgment, decree, sanction, or administrative penalty
imposed by, or has entered into a settlement agreement with, a
government agency, administrative agency, self-regulatory organization
or court in the last 10 years related to a claim based in whole or in part
on fraud, theft, deceit, misrepresentation, conspiracy, breach of trust,
breach of fiduciary duty, insider trading, unregistered trading, illegal
distributions, failure to disclose material facts or changes, or allegations
of similar conduct;
(
s) neither the funding portal nor any of its principals is or has been a
principal of an entity that is or has been subject to an order, judgment,
decree, sanction or administrative penalty or a settlement agreement
referred to in paragraph (r);
(
t) the funding portal has policies and procedures to promptly notify the
securities regulatory authority or regulator, and any purchasers for which
it holds assets, of the process the funding portal will use to return assets
to those purchasers in the event that the funding portal becomes
insolvent or discontinues operations;
(
u) the funding portal is not insolvent.
(2) A funding portal relying on subsection (1) must
(
a) maintain, for a period of 8 years from the date a record is created,
records at its head office that accurately record its financial affairs and
client transactions, and demonstrate the extent of the funding portal's
compliance with this Instrument,
(
b) notify the securities regulatory authority or regulator of each change to
the information previously submitted in a document referred to in
paragraph (1)(
e) by delivering an amendment to the document no later
than 30 days after the change,
(
c) take reasonable steps to confirm that the majority of the directors of the
funding portal ordinarily reside in Canada,
(
d) disclose on its platform, for each principal of the funding portal, the
principal's full legal name, municipality and jurisdiction of residence,
business mailing and email addresses and business telephone number,
(
e) take reasonable steps to confirm that the head office of an issuer is in
Canada before allowing the issuer to post a crowdfunding distribution on
the funding portal's platform,
(
f) not allow a person or company to access the funding portal's platform
unless the person or company acknowledges that the person or company
is accessing a platform of a funding portal that
(
i) is not registered under securities legislation in any jurisdiction of
Canada, and
(ii) will not, and is not authorized to, provide advice about
(
A) the suitability of any security for investment by the person or
company, or
(
B) the merits of any investment,
(
g) not close a crowdfunding distribution on its platform unless the funding
portal has made the issuer's completed Form 45-110F1 Offering
Document and Form 45-110F2 Risk Acknowledgement available to each
purchaser through the funding portal's platform,
(
h) not close a crowdfunding distribution on its platform unless each
purchaser completes Form 45-110F2 Risk Acknowledgement
acknowledging the risks and confirms that the purchaser has read and
understands the issuer's completed Form 45-110F1 Offering Document,
(
i) upon receiving notice from an issuer that the issuer has amended its
completed Form 45-110F1 Offering Document, promptly
(
i) post the amendment on the funding portal's platform, and
(ii) notify each purchaser of the amendment, and the purchaser's right
to withdraw from the agreement to purchase the security by
delivering a notice to the funding portal under paragraph 5(1)(j),
(
j) return all assets to a purchaser within 5 business days of receiving a
withdrawal notification under paragraph 5(1)(
j) from the purchaser,
(
k) during the following periods of each year, deliver to the securities
regulatory authority or regulator a completed Form 45 110F5 Semi-
Annual Financial Resources Certification:
(
i) between January 1 and January 10, and
(ii) between July 1 and July 10, and
(
l) upon becoming insolvent or discontinuing operations, promptly notify
the securities regulatory authority or regulator, and any purchasers for
which it holds assets, of the process the funding portal will use to return
the assets to those purchasers.
PART 3
REGISTERED FUNDING PORTALS
Requirements for investment dealers or exempt market dealers operating
funding portals
(1) A funding portal that is an investment dealer or exempt market dealer must
not
(
a) close a crowdfunding distribution on its platform unless
(
i) the funding portal receives, through its platform, payment for the
distribution of each eligible security from the purchaser of such
security,
(ii) the funding portal has made the issuer's completed Form 45-110F1
Offering Document and Form 45-110F2 Risk Acknowledgement
available to each purchaser through its platform, and
(iii) each purchaser completes the Form 45-110F2 Risk
Acknowledgement acknowledging the risks and confirms that the
purchaser has read and understands the issuer's completed Form
45-110F1 Offering Document, and
(
b) allow a person or company to access the funding portal's platform unless
the person or company has acknowledged that the person or company is
accessing a platform that
(
i) is operated by an investment dealer or an exempt market dealer, as
applicable, and
(ii) will provide advice about the suitability of the eligible security.
(2) A funding portal that is an investment dealer or exempt market dealer must
(
a) take reasonable steps to confirm that the head office of an issuer is in
Canada before allowing the issuer to post a crowdfunding distribution on
the funding portal's platform,
(
b) upon receiving notice from an issuer that the issuer has amended its
completed Form 45-110F1 Offering Document, promptly notify each
purchaser of that issuer's crowdfunding distribution of
(
i) the amendment, and
(ii) the purchaser's right to withdraw from the agreement to purchase
the security by delivering a notice to the funding portal under
paragraph 5(1)(j),
(
c) return all assets to a purchaser within 5 business days of receiving a
withdrawal notification under paragraph 5(1)(
j) from the purchaser,
(
d) upon an issuer not raising the minimum offering amount by the 90th day
after the issuer's completed Form 45-110F1 Offering Document is first
made available to a prospective purchaser on the funding portal's
platform, or an issuer notifying the funding portal that it is withdrawing
its crowdfunding distribution, no later than 5 business days after the 90th
day or the notice, as applicable,
(
i) notify the issuer, and each purchaser of that issuer's crowdfunding
distribution, that assets have been returned or are in the process of
being returned, and
(ii) take reasonable steps to return, or cause to be returned, all assets to
each purchaser of that issuer's crowdfunding distribution, and
(
e) after the later of the periods referred to in paragraph 5(1)(
j) has elapsed,
(
i) release, or cause to be released, all assets due to the issuer at the
closing of the distribution, and
(ii) no later than 15 days after the closing of the distribution,
(
A) notify each purchaser that the assets have been released to the
issuer, and
(
B) provide the issuer with all information required to comply
with the issuer's obligations under paragraph 5(2)(b).
PART 4
EXEMPTION FROM PROSPECTUS REQUIREMENT FOR ISSUERS
Exemption from prospectus requirement for issuers
(1) An issuer is exempt from the prospectus requirement in respect of a
crowdfunding distribution if all of the following apply:
(
a) the distribution of and payment for the security is facilitated through a
funding portal that is
(
i) relying on subsection 3(1), or
(ii) operated by an exempt market dealer or investment dealer;
(
b) the purchaser purchases the security as principal;
(
c) the issuer is not a reporting issuer in any jurisdiction of Canada or the
equivalent in any foreign jurisdiction;
(
d) the issuer is not an investment fund;
(
e) the issuer has its head office in Canada;
(
f) the security distributed is an eligible security of the issuer's own issue;
(
g) the aggregate gross proceeds raised by the issuer group in reliance on
this
section during the 12-month period before the closing of the
crowdfunding distribution do not exceed $1 500 000;
(
h) the issuer has completed a Form 45-110F1 Offering Document and
provided it to the funding portal;
(
i) the crowdfunding distribution closes no later than the 90th day after the
date the issuer's completed Form 45-110F1 Offering Document is first
made available to a prospective purchaser on the funding portal's
platform;
(
j) the subscription agreement provides that the purchaser may withdraw
from the agreement to purchase the security,
(
i) after entering into the agreement, by delivering a notice of
withdrawal to the funding portal not later than midnight on the 2nd
business day after the day on which the purchaser enters into the
agreement, and
(ii) after an amendment to the issuer's completed Form 45-110F1
Offering Document, by delivering a notice of withdrawal not later
than midnight on the 2nd business day after the day on which the
funding portal notifies the purchaser of the amendment;
(
k) the issuer's completed Form 45-110F1 Offering Document discloses how
the issuer intends to use the assets raised and the minimum offering
amount required to close the crowdfunding distribution;
(
l) the issuer does not close the crowdfunding distribution until the issuer
has raised the minimum offering amount stated in the issuer's completed
Form 45-110F1 Offering Document either through subscriptions to the
crowdfunding distribution or any concurrent distribution under one or
more other exemptions from the prospectus requirement, provided that
the assets are unconditionally available to the issuer;
(
m) no concurrent crowdfunding distribution is made by any member of the
issuer group for the same purposes as described in the issuer's completed
Form 45-110F1 Offering Document;
(
n) no commission, fee or similar payment is paid by the issuer to the issuer
group, or any principal, employee or agent of a member of the issuer
group, with respect to the crowdfunding distribution;
(
o) no principal of the issuer group is a principal of the funding portal;
(
p) the issuer does not distribute to any one purchaser securities valued at
more than,
(
i) subject to subparagraph (ii), $2 500, or
(ii) if the purchaser has obtained advice from a registered dealer that
the investment is suitable for the purchaser, $10 000;
(
q) the issuer
(
i) has operations other than operations to identify and evaluate assets
or a business with a view to completing an investment in, merger
with, amalgamation with or a purchase of the securities of an
issuer, or the acquisition of a business, and
(ii) does not intend to use the proceeds of the crowdfunding
distribution to invest in, merge with, amalgamate with or to
purchase securities of an issuer, or to acquire a business, unless the
issuer or the business is identified in the issuer's completed Form
45-110F1 Offering Document.
(2) An issuer relying on subsection (1) must,
(
a) if the issuer becomes aware that its completed Form 45-110F1 Offering
Document is not accurate, or is no longer accurate, promptly
(
i) advise the funding portal that the issuer's Form 45-110F1 Offering
Document is not accurate, or is no longer accurate,
(ii) amend the Form 45-110F1 Offering Document so that it is
accurate, and
(iii) provide the amended Form 45-110F1 Offering Document to the
funding portal, and
(
b) within 30 days after the closing of the crowdfunding distribution, deliver
to each purchaser
(
i) a written confirmation setting out all of the following:
(
A) the date of subscription and the closing of the crowdfunding
distribution;
(
B) the quantity and description of the eligible security
purchased;
(
C) the price per eligible security paid by the purchaser;
(
D) the total commissions, fees and any other similar payments
paid by the issuer to the funding portal in respect of the
crowdfunding distribution, and
(ii) a copy of the issuer's completed Form 45-110F1 Offering
Document.
Filing of distribution materials
6. An issuer that distributes a security under this Instrument must, no later than
the 30th day after the closing of the crowdfunding distribution, file with the
securities regulatory authority or regulator both of the following:
(
a) the issuer's completed Form 45-110F1 Offering Document;
(
b) a report of exempt distribution in accordance with Form 45-106F1
Report of Exempt Distribution of National Instrument 45-106 Prospectus
Exemptions.
PART 5
EXEMPTION
Exemption
(1) The securities regulatory authority or regulator may grant an exemption from
this Instrument, in whole or in part, subject to such conditions or restrictions
as may be imposed in the exemption.
(2) Despite subsection (1), in Ontario, only the regulator may grant an exemption.
(3) Except in Alberta and Ontario, an exemption referred to in subsection (1) is
granted under the statute referred to in Appendix B of National Instrument 14-
Definitions opposite the name of the local jurisdiction.
PART 6
EFFECTIVE DATE
Effective date
(1) This Instrument comes into force on September 21, 2021.
(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the
Registrar of Regulations after September 21, 2021, this Instrument comes into
force on the day on which they are filed with the Registrar of Regulations.
APPENDIX A
NATIONAL INSTRUMENT 45-110 START-UP CROWDFUNDING
REGISTRATION AND PROSPECTUS EXEMPTIONS
ASSOCIATIONS
In this Instrument, a person or company is an "association" if the person or company
is any of the following:
* a cooperative, as defined in subsection 1(1) of the Cooperatives Act
(Alberta)
* an association, as defined in subsection 1(1) of the Cooperative Association
Act (British Columbia)
* a cooperative, as defined in subsection 1(1) of the Cooperatives Act
(Manitoba)
* a cooperative, as defined in
section 1 of the Cooperatives Act (New
Brunswick)
* a co-operative, as defined in
section 2 of the Co-Operatives Act
(Newfoundland)
* an association, as defined in
section 1 of the Co-Operative Associations Act
(Northwest Territories)
* an association, as defined in
section 2 of the Co-Operative Associations Act
(Nova Scotia)
* an association, as defined in
section 1 of the Co-Operative Associations Act
(Nunavut)
* a co-operative, as defined in
section 1 of the Co-Operative Corporations Act
(Ontario), only if permitted or authorized by that legislation to rely on the
exemption from the prospectus requirement in this Instrument
* an association, as defined in
section 1 of the Co-Operative Associations Act
(Prince Edward Island)
* a cooperative, as defined in
section 3 of the Co-Operatives Act (Qu‚bec)
* a co-operative, as defined in clause 2(1)(
l) of The New Generation Co-
Operatives Act (Saskatchewan)
* an association, as defined in
section 1 of the Cooperative Associations Act
(Yukon)
FORM 45-110F1
OFFERING DOCUMENT
GENERAL INSTRUCTIONS:
(1) This offering document must be provided to your funding portal, which must
make it available on its online platform. This offering document must not
contain a misrepresentation. A misrepresentation means an untrue statement of
material fact or an omission to state a material fact that is required to be stated,
or necessary to prevent a statement that is made from being false or misleading
in the circumstances in which it was made. If the information contained in this
offering document is no longer accurate and contains a misrepresentation, you
must immediately notify the funding portal, amend the offering document and
provide the new version to the funding portal.
(2) If an issuer is relying on the start-up crowdfunding prospectus exemption
(section 5 of the Instrument) in the local jurisdiction with respect to a
crowdfunding distribution, the issuer must file this offering document in the
local jurisdiction. Note: if a purchaser of the securities and the issuer are in
different jurisdictions, the crowdfunding distribution is occurring in both
jurisdictions - the jurisdiction of the issuer's head office and the jurisdiction of
the purchaser.
(3) This offering document is required to be filed no later than the 30th day after
the closing of the distribution.
(4) This offering document must be completed and certified by an authorized
individual on behalf of the issuer.
(5) Draft this offering document so that it is easy to read and understand. Be
concise and use clear, plain language. Avoid technical terms.
(6) Disclosure must conform as closely as possible to this form. Address the items
in the order set out below. No variation of headings, numbering or information
set out in the form is allowed and all are to be displayed as shown.
Item 1: RISKS OF INVESTING
1.1 Include the following statement in bold type:
"No securities regulatory authority or regulator has assessed, reviewed or
approved the merits of these securities or reviewed this offering document.
Any representation to the contrary is an offence. This is a risky
investment."
1.2 Include the following statement, in bold type, if the issuer provides forward-
looking statements:
"The forecasts and predictions of an early-stage business are difficult to
objectively analyze or confirm. Forward-looking statements represent the
opinion of the issuer only and may not prove to be reasonable."
Item 2: THE ISSUER
2.1 Provide the following information about the issuer:
(
a) full legal name as it appears in the issuer's articles of incorporation,
limited partnership agreement or other organizing documents, as the case
may be;
(
b) head office address;
(
c) telephone;
(
d) email address;
(
e) website URL.
Instructions: The head office is where the individuals managing the issuer, including
the CEO, maintain their offices. This may be the same as, or different from, the
registered office address, depending on the legal structure of the issuer. The address
of the head office must be a physical address and not a post office (P.O.) box.
2.2 Provide the following information for a contact person of the issuer who is able
to answer questions from purchasers and the securities regulatory authority or
regulator:
(
a) full legal name (first name, middle name and last name);
(
b) position held with the issuer;
(
c) business address;
(
d) business telephone;
(
e) email address.
Item 3: ISSUER'S BUSINESS
3.1 Describe the issuer's business. Provide enough detail for an investor to clearly
understand what the issuer does or intends to do.
Instructions:
(1) Answer the following questions if applicable:
Does or will the issuer build, design or develop something? Will it sell
something produced by others? Will it provide a service?
What are the key details about the issuer's industry and operations? What
makes the issuer's business special and different from other competitors in
the industry?
What milestones has the issuer already reached and what do they hope to
achieve in the next 2 years? E.g., Complete testing, find a manufacturer,
commence a marketing campaign or buy inventory. What is the proposed
timeline for achieving each of the milestones?
What are the major hurdles that the issuer expects to face in achieving its
milestones?
How are the funds raised from this financing expected to help the issuer
advance its business and achieve one or more of the milestones?
Has the issuer entered any contracts that are important to its business?
Has the issuer conducted any operations yet?
Where does the issuer see its business in 3, 5 and 10 years?
What are the issuer's future plans and hopes for its business and how does it
plan to get there?
What is the issuer's management experience in running a business or in the
same industry?
Does the issuer have business premises from which it can operate its
business?
How many employees does the issuer have? How many does it need?
(2) Do not refer to a measure of financial performance, financial position or cash
flow in the offering document unless (
i) the issuer has made financial statements
available for the most recently completed financial year, and (ii) the measure
referred to in the offering document is an amount presented in the financial
statements or is reconciled to an amount presented in the financial statements.
(3) An issuer must have operations other than to identify and evaluate assets or a
business with a view to completing an investment in, merger with, amalgamation
with or acquisition of a business, or a purchase of the securities of one or more
other issuers. If it has no other operations, it must not raise capital using start-
up crowdfunding.
3.2 Describe the legal structure of the issuer and indicate the jurisdiction where the
issuer is incorporated or organized.
Instructions:
(1) Indicate whether the issuer is a corporation, a limited partnership, a general
partnership, an association (as defined under the Instrument) or other.
(2) Indicate the province, territory or state where the issuer is incorporated or
organized.
3.3 Indicate where the issuer's articles of incorporation, limited partnership
agreement, shareholder agreement or similar document is available for
purchasers to review.
Instruction: You may provide online access to these documents for investors.
3.4 Indicate which statement(
s) best describe(
s) the issuer's operations (select all
that apply)
The issuer
[] has never conducted operations,
[] is in the development stage,
[] is currently conducting operations.
3.5 Indicate whether the issuer has financial statements available. If yes, include the
following statement, in bold type:
"Information for purchasers: If you receive financial statements from an
issuer conducting a crowdfunding distribution, you should know that those
financial statements have not been provided to or reviewed by a securities
regulatory authority or regulator. They are not part of this offering
document. You should also consider seeking advice from an accountant or
an independent financial adviser about the information in the financial
statements."
Instructions:
(1) Any financial statements made available in connection with the start-up
crowdfunding distribution must be prepared in accordance with Canadian
GAAP. These financial statements must present the issuer's results of operations
for its most recently completed financial year.
(2) If an auditor has issued an auditor's report on the financial statements, it must
be included with the financial statements. If the financial statements were not
audited, the issuer must label the financial statements as unaudited.
3.6 Describe the number and type of securities of the issuer outstanding as at the
date of the offering document. If there are securities outstanding other than the
eligible securities being offered, describe those securities.
Item 4: MANAGEMENT
4.1 Provide the information in the following table for each founder, director, officer
and control person of the issuer:
Full legal
name,
municipality
of residence
and position
at issuer
Principal
occupation
for the last
5 years
Expertise,
education,
and
experience
that is
relevant to
the issuer's
business
Number
and type
securities
of the
issuer
owned
Date
securities
were
acquired
and price
paid for
the
securities
Percentage of
the issuer's
securities held
as of the date
of this
offering
document
4.2 Provide the name of the person involved and details of the time, nature and the
outcome of the proceedings for each of the persons listed under item 4.1 and the
issuer who, as the case may be:
(
a) has ever pleaded guilty to or been found guilty of
(
i) a
summary conviction or indictable offence under the Criminal
Code,
(ii) a quasi-criminal offence in any jurisdiction of Canada or a foreign
jurisdiction,
(iii) a misdemeanor or felony under the criminal legislation of the United
States of America, or any state or territory therein, or
(iv) an offence under the criminal legislation of any other foreign
jurisdiction,
(
b) is or has been the subject of an order (cease trade or otherwise), judgment,
decree, sanction, or administrative penalty imposed by, or has entered into
a settlement agreement with, a government agency, administrative agency,
self-regulatory organization, civil court, or administrative court of Canada
or a foreign jurisdiction in the last 10 years related to:
(
i) the person's involvement in any securities, insurance or banking
activity, or
(ii) a claim based in whole or in part on fraud, theft, deceit,
misrepresentation, conspiracy, breach of trust, breach of fiduciary
duty, insider trading, unregistered trading, illegal distributions,
failure to disclose material facts or changes, or allegations of similar
conduct,
(
c) is or has been the subject of an order, judgment, decree, sanction or
administrative penalty imposed by a discipline committee, professional
order or administrative court of Canada or a foreign jurisdiction in the last
ten years related to any professional misconduct,
(
d) is or has ever been the subject of a bankruptcy or insolvency proceeding,
(
e) is a director, officer, founder or control person of a person or company that
is or has been subject to a proceeding described in paragraph (a), (b), (
c) or
(
d) above.
Instruction: A quasi-criminal offence includes offences under the Income Tax Act
(Canada), the Immigration and Refugee Protection Act (Canada) or the tax,
immigration, drugs, firearms, money laundering or securities legislation of any
province or territory of Canada or foreign jurisdiction.
Item 5: CROWDFUNDING DISTRIBUTION
5.1 Provide the name of the funding portal the issuer is using to conduct its
crowdfunding distribution. If the issuer is using a funding portal that is operated
by a registered dealer, provide the name of the registered dealer.
Instruction: This offering document must not be posted on more than one funding
portal.
5.2 Indicate all the jurisdictions (Canadian provinces and territories) where the
issuer intends to raise funds and make this offering document available.
[] Alberta
[] Newfoundland and
Labrador
[] Ontario
[] British Columbia
[] Prince Edward Island
[] Manitoba
[] Northwest Territories
[] Qu‚bec
[] New Brunswick
[] Nova Scotia
[] Saskatchewan
[] Nunavut
[] Yukon
5.3 Provide the following information with respect to the crowdfunding distribution:
(
a) the date before which the issuer must have raised the minimum offering
amount for the closing of the distribution (no later than 90 days after the
date this offering document is first made available on the funding portal);
(
b) the date(
s) and description of amendment(
s) made to this offering
document, if any.
Instruction: An amendment to the offering document must not change the date
referred to under paragraph (a).
5.4 Indicate the type of eligible securities offered.
[] Common shares
[] Non-convertible preference shares
[] Securities convertible into common shares
[] Securities convertible into non-convertible preference shares
[] Non-convertible debt linked to a fixed interest rate
[] Non-convertible debt linked to a floating interest rate
[] Limited partnership units
[] Shares in the capital of an association. Specify type of shares (e.g.
membership, investment, preference, etc.): _______________
5.5 The securities offered have the following rights, restrictions and conditions:
[] voting rights;
[] dividends or interests (describe any right to receive dividends or interest);
[] rights on dissolution;
[] conversion rights (describe what each security is convertible into);
[] tag-along rights;
[] drag-along rights;
[] pre-emptive rights;
[] other (describe the rights).
Instruction: This information is found in the organizing documents referred to in
item 3.3.
5.6 Provide a brief
summary of any other material restrictions or conditions that
attach to the eligible securities being offered, such as tag-along, drag along or
pre-emptive rights.
Instruction: The restrictions and conditions required to be described here are found
in by-laws, shareholder's agreements or limited partnership agreements.
5.7 In a table, provide the following information:
Total amount ($)
Total number of securities
issuable
Minimum offering amount
Maximum offering amount
Price per security
5.8 Indicate the minimum investment amount per purchaser, or if the issuer has not
set a minimum investment amount, state that fact.
5.9 Include the following statement in bold type:
"Note: The minimum offering amount stated in this offering document may
be satisfied with funds that are unconditionally available to [insert name of
issuer] that are raised using other prospectus exemptions."
Item 6: USE OF FUNDS
6.1 Provide the following information on the funds previously raised by the issuer:
(
a) the amount of funds previously raised;
(
b) how the issuer raised those funds;
(
c) if the funds were raised by issuing securities, the prospectus exemption that
the issuer relied on to issue those securities;
(
d) how the issuer used those funds.
If the issuer has not previously raised funds, state that fact.
6.2 Using the following table, provide a detailed breakdown of how the issuer will
use the funds raised from this crowdfunding distribution. If any of the funds will
be paid directly or indirectly to a founder, director, officer or control person of
the issuer, disclose in a note to the table the name of the person, the relationship
to the issuer and the amount. If more than 10% of the available funds will be
used by the issuer to pay debt and the issuer incurred the debt within the two
preceding financial years, describe why the debt was incurred.
Description of intended use of funds
listed in order of priority
Assuming minimum
offering amount
Assuming maximum
offering amount
Item 7: PREVIOUS CROWDFUNDING DISTRIBUTIONS
7.1 For each crowdfunding distribution in which the issuer group and each founder,
director, officer and control person of the issuer group have been involved in the
past five years, provide the following information:
(
a) the full legal name of the issuer that made the distribution;
(
b) the name of the funding portal;
(
c) whether the distribution successfully closed, was withdrawn by the issuer
or did not close because the minimum offering amount was not reached,
and the date on which any of these occurred.
Instruction: Provide the information for all previous crowdfunding distributions
involving the issuer group and each founder, director, officer and control person of
each member of the issuer group, even if the previous crowdfunding distribution was
made by an issuer that is not a member of the issuer group.
Item 8: COMPENSATION PAID TO FUNDING PORTAL
8.1 Provide a description of each commission, fee or other amount expected to be
paid by the issuer to the funding portal for this crowdfunding distribution and
the estimated amount to be paid. If a commission is being paid, indicate the
percentage that the commission will represent of the gross proceeds of the
offering assuming both the minimum and maximum offering amount.
Item 9: RISK FACTORS
9.1 Describe in order of importance, starting with the most important, the risk
factors material to the issuer that a reasonable investor would consider important
in deciding whether to buy the issuer's securities.
9.2 If the securities being distributed are to pay interest, dividends or distributions
and the issuer does not have the financial resources to make such payments,
(other than from the sale of securities) state in bold type:
"We do not currently have the financial resources to pay [interest,
dividends or distributions] to investors. There is no assurance that we will
ever have the financial resources to do so."
Item 10: REPORTING OBLIGATIONS
10.1 Describe the nature and frequency of any disclosure of information the issuer
intends to provide to purchasers after the closing of the distribution and explain
how purchasers can access this information.
10.2 If the issuer is required by corporate legislation, its constating documents (e.g.,
articles of incorporation or by-laws) or otherwise to provide annual financial
statements or an information circular/proxy statements to its security holders,
state that fact.
10.3 If the issuer is aware, after making reasonable inquiries, of any existing voting
trust agreement among certain shareholders of the issuer, provide the
information:
(
a) the number of shareholders party to the agreement;
(
b) the percentage of voting shares of the issuer subject to the agreement;
(
c) the name of the person acting as a trustee;
(
d) whether the trustee has been granted any additional powers;
(
e) whether the agreement is limited to a specified period of time.
Item 11: RESALE RESTRICTIONS
11.1 Include the following statement, in bold type:
"The securities you are purchasing are subject to a resale restriction. You
might never be able to resell the securities."
Item 12: PURCHASERS' RIGHTS
12.1 Include the following statement, in bold type:
"Rights of Action in the Event of a Misrepresentation
If there is a misrepresentation in this offering document, you have a right
(
a) to cancel your agreement with [name of issuer or other term used
to refer to issuer] to buy these securities, or
(
b) to damages against [name of issuer or other term used to refer to
issuer] and may, in certain jurisdictions, have the statutory right
to damages from other persons.
These rights are available to you whether or not you relied on the
misrepresentation. However, there are various circumstances that limit
your rights. In particular, your rights might be limited if you knew of the
misrepresentation when you purchased the securities.
If you intend to rely on the rights described in paragraph (
a) or (
b) above,
you must do so within strict time limitations.
Two-day cancellation right:
You may cancel your agreement to purchase these securities. To do so, you
must send a notice to the funding portal not later than midnight on the
second business day after you enter into the agreement. If there is an
amendment to this offering document, you can cancel your agreement to
purchase these securities by sending a notice to the funding portal not later
than midnight on the second business day after the funding portal provides
you notice of the amendment."
Item 13: DATE AND CERTIFICATE
13.1 Include the following statement in bold type:
"This offering document does not contain a misrepresentation."
13.2 Provide the signature, date of the signature, name and position of the authorized
individual certifying this offering document.
13.3 If this offering document is signed electronically, include the following
statement in bold type:
"I acknowledge that I am signing this offering document electronically and
agree that this is the legal equivalent of my handwritten signature."
FORM 45-110F2
RISK ACKNOWLEDGEMENT
Issuer Name:
Type of Eligible Security Offered:
WARNING!
BUYER BEWARE: This investment is risky.
Don't invest unless you can afford to lose all the money you pay for this
investment.
Yes
1. Risk acknowledgement
Risk of loss - Do you understand that this is a risky investment
and that you may lose all the money you pay for this
investment?
No income - Do you understand that you may not earn any
income, such as dividends or interest, on this investment?
Liquidity risk - Do you understand that you may never be able
to sell this investment?
Lack of information - Do you understand that you may not be
provided with any ongoing information about the issuer and/or
this investment?
2. No approval and no advice Instruction: Delete "and no advice" if the funding
portal is operated by a registered dealer.
No approval - Do you understand that this investment has not
been reviewed or approved in any way by a securities
regulatory authority or regulator?
No advice - Do you understand that you will not receive advice
about your investment? Instruction: Delete this row if the
funding portal is operated by a registered dealer.
3. Limited legal rights
Limited legal rights - Do you understand that you will not
have the same rights as if you purchased under a prospectus or
through a stock exchange?
If you want to know more, you may need to seek professional
legal advice.
4. Purchaser's acknowledgement
Investment risks - Have you read this form and do you
understand the risks of making this investment?
Offering document - Has an offering document relating to this
investment been made available to you on the funding portal?
The offering document contains important information about
this investment. If you have not read the offering document or if
you do not understand the information in it, you should not
invest. You should retain a copy of the offering document for
your records.
Have you read and do you understand the information in the
offering document?
First and last name:
Electronic signature: By clicking the [I confirm] button, I acknowledge that I am
signing this form electronically and agree that this is the legal equivalent of my
handwritten signature. I will not at any time in the future claim that my electronic
signature is not legally binding. The date of my electronic signature is the same as my
acknowledgement.
5. Additional information
You have two days to cancel your purchase by sending a notice to the funding
portal at: Instruction: Provide email address where purchasers can send their notice.
Describe any other manner for purchasers to cancel their purchase.
If you want more information about your local securities regulation, go to
www.securities-administrators.ca. Securities regulators do not provide advice on
investment.
To check if the funding portal is operated by a registered dealer, go to
www.aretheyregistered.ca. Instruction: Delete if the funding portal is not operated
by a registered dealer.
FORM 45-110F3
FUNDING PORTAL INFORMATION
GENERAL INSTRUCTION:
If the funding portal is relying on the start-up crowdfunding registration exemption
(section 3 of the Instrument), the funding portal must complete and deliver this form
with any attachments and all corresponding Forms 45-110F4 Portal Individual
Information to the securities regulatory authority or regulator if the funding portal
facilitates or intends to facilitate a crowdfunding distribution.
FUNDING PORTAL INFORMATION
1. Provide the following information regarding the funding portal:
(
a) full legal name of the funding portal as it appears on the funding portal's
organizing documents;
(
b) name that the funding portal will be operating under;
(
c) website URL;
(
d) telephone;
(
e) email address;
(
f) head office address;
(
g) jurisdiction where the head office is located (check).
[] Alberta
[] Newfoundland and
Labrador
[] Ontario
[] British Columbia
[] Prince Edward Island
[] Manitoba
[] Northwest Territories
[] Qu‚bec
[] New Brunswick
[] Nova Scotia
[] Saskatchewan
[] Nunavut
[] Yukon
2. Provide the following information regarding the contact person for the funding
portal:
(
a) full legal name (first name, middle name and last name);
(
b) business address;
(
c) business telephone;
(
d) email address.
3. Provide the following information regarding each founder, director, officer and
control person of the funding portal. If necessary, use an attachment signed and
dated by the authorized individual certifying this form.
(
a) full legal name (first name, middle name and last name);
(
b) position(
s) held.
4. Indicate each jurisdiction where the funding portal is delivering this form. The
funding portal must deliver this form in the local jurisdiction if it facilitates or
intends to facilitate a crowdfunding distribution in that jurisdiction.
[] Alberta
[] Newfoundland and
Labrador
[] Ontario
[] British Columbia
[] Prince Edward Island
[] Manitoba
[] Northwest Territories
[] Qu‚bec
[] New Brunswick
[] Nova Scotia
[] Saskatchewan
[] Nunavut
[] Yukon
5. Provide the date the funding portal expects to begin to facilitate crowdfunding
distributions in the jurisdictions indicated under item 4.
6. If the funding portal is relying on National Instrument 45-110 Start-up
Crowdfunding Registration and Prospectus Exemptions in any jurisdiction,
provide the name(
s) of the jurisdiction(
s) and the date this Funding Portal
Information form was delivered to the securities regulatory authority or
regulator.
LEGAL STRUCTURE AND CONSTATING DOCUMENTS
7. Indicate the legal structure of the funding portal.
[] Sole proprietorship
[] Partnership
[] Limited partnership (provide the name of the general partner)
[] Corporation
[] Other (specify)
8. Attach the funding portal's organizing documents: for example, the funding
portal's articles and certificate of incorporation, any articles of amendments,
partnership agreement or declaration of trust. If the funding portal is a sole
proprietorship, provide a copy of the registration of the trade name. The
attachment must be signed and dated by the authorized individual certifying this
form.
9. Attach a chart showing the funding portal's structure and ownership. Include
disclosure for all parents, affiliates and subsidiaries. Include the name of each
person or company, and the class, type, amount and voting percentage of
ownership of the funding portal's securities. The attachment must be signed and
dated by the authorized individual certifying this form.
BUSINESS ACTIVITIES
10. Provide a description of following:
(
a) the proposed business activities of the funding portal;
(
b) the marketing strategy of the funding portal;
(
c) the target issuers, including their sectors;
(
d) the key risks you identify in operating your funding portal.
CRIMINAL DISCLOSURE
11. Has the funding portal ever been found guilty, pleaded no contest to, or been
granted an absolute or conditional discharge from
(
a) a
summary conviction or indictable offence under the Criminal Code,
(
b) a quasi-criminal offence in any jurisdiction of Canada or a foreign
jurisdiction,
(
c) a misdemeanor or felony under the criminal legislation of the United
States of America, or any state or territory therein, or
(
d) an offence under the criminal legislation of any other foreign jurisdiction?
Yes [] No []
If yes, provide all relevant details in an attachment signed and dated by the
authorized individual certifying this form that includes the circumstances,
relevant dates, names of the parties involved and the final disposition, if a final
disposition has been made.
Instruction: A quasi-criminal offence includes an offence under the Income Tax Act
(Canada), the Immigration and Refugee Protection Act (Canada) or the tax,
immigration, drugs, firearms, money laundering or securities legislation of any
province or territory of Canada or foreign jurisdiction.
12. Are there any outstanding or stayed charges against the funding portal alleging a
criminal offence that was committed?
Yes [] No []
If yes, provide all relevant details in an attachment signed and dated by the
authorized individual certifying this form that includes the circumstances,
relevant dates, names of the parties involved and final disposition, if a final
disposition has been made.
CIVIL DISCLOSURE
13. Has the funding portal been the subject of an order (cease trade or otherwise),
judgment, decree, sanction, or administrative penalty imposed by, or entered
into a settlement agreement with, a government agency, administrative agency,
self-regulatory organization, civil court, or administrative court of Canada or a
foreign jurisdiction in the last 10 years related to a claim based in whole or in
part on fraud, theft, deceit, misrepresentation, conspiracy, breach of trust, breach
of fiduciary duty, insider trading, unregistered trading, illegal distributions,
failure to disclose material facts or changes, or allegations of similar conduct in
Canada or a foreign jurisdiction related to its involvement in any type of
securities, derivatives, insurance or banking activity.
Yes [] No []
If yes, provide all relevant details in an attachment signed and dated by the
authorized individual certifying this form that includes the circumstances,
relevant dates, names of the parties involved and final disposition, if a final
disposition has been made.
14. Are there currently any outstanding civil actions alleging fraud, theft, deceit,
misrepresentation or similar misconduct against the funding portal?
Yes [] No []
If yes, provide all relevant details in an attachment signed and dated by the
authorized individual certifying this form that includes the circumstances,
relevant dates, names of the parties involved and final disposition, if a final
disposition has been made.
PROCESS AND PROCEDURE FOR HANDLING OF FUNDS
15. Provide all relevant details in an attachment that is signed and dated by the
authorized individual certifying this form of the relevant documents on the
process and procedure for handling all funds in relation to the crowdfunding
distribution in a designated trust account at a Canadian financial institution,
including the following:
(
a) the name of the Canadian financial institution the funding portal will use
with the designated trust account number;
(
b) the names of the signatories on this account and their role with the funding
portal;
(
c) details of how the funds held in this account will be separate and apart
from the funding portal's own property;
(
d) a copy of the trust agreement, or details surrounding the establishment of
this account. If the funding portal does not have a trust agreement or an
account, please explain;
(
e) details regarding how funds will flow
(
i) from purchasers to the funding portal's account,
(ii) from the funding portal's account to the issuer in the event that the
crowdfunding distribution closes, and
(iii) from the funding portal's account back to the purchasers in the event
that the crowdfunding distribution does not close or the purchaser
has exercised their right of withdrawal.
COLLECTION AND USE OF INFORMATION
The information required under this form is collected, used and disclosed by the
securities regulatory authority or, where applicable, the regulator of the jurisdiction
under the authority granted under securities legislation for the purposes of the
administration and enforcement of the securities legislation.
By submitting this form, the funding portal
* acknowledges that the securities regulatory authority or regulator may
collect personal information about the individuals referred to in this form or
information about the funding portal,
* confirms that the individuals referred to in this form have been notified that
their personal information is disclosed on this form, the legal reason for
doing so, how it will be used and who to contact for more information, and
* consents to the posting on the website of the securities regulatory authority
or regulator of:
(
i) the name that the funding portal will be operating under;
(ii) the website address for the funding portal; and
(iii) the funding portal's reliance on a dealer registration exemption.
If you have any questions about the collection and use of this information, contact the
securities regulatory authority or regulator in any jurisdiction in which this form is
submitted. Contact information is listed at the end of this form.
CERTIFICATION
By signing this form, the funding portal
* undertakes to comply with all of the applicable conditions set out in
National Instrument 45-110 Start-up Crowdfunding Registration and
Prospectus Exemptions,
* certifies that its platform is complete, ready for viewing in a test
environment and designed to comply with National Instrument 45-110 Start-
up Crowdfunding Registration and Prospectus Exemptions,
* certifies that it has, or reasonably expects to have, sufficient financial
resources to continue its operations for at least the next 6 months, and
* acknowledges that the securities regulatory authority or regulator of a
jurisdiction in which this form is submitted may access the books and
records relating to the carrying on of its activities and may conduct a
compliance review.
On behalf of the funding portal, I certify that the statements made in this form,
including any attachments, are true and complete.
Full legal name of
funding portal:
Signature of
authorized individual:
Date:
Print name of
authorized individual:
Position held:
Telephone number:
Email:
IT IS AN OFFENCE TO MAKE A MISREPRESENTATION IN THIS FORM
Contact information:
Alberta
The Alberta Securities Commission
Suite 600, 250 - 5th Street SW
Calgary, Alberta T2P 0R4
Telephone: 403-297-6454
Email: registration@asc.ca
www.asc.ca
Nova Scotia
Nova Scotia Securities Commission
Suite 400, 5251 Duke Street
Halifax, Nova Scotia B3J 1P3
Telephone: 902-424-7768
Toll free in Nova Scotia: 1-855-424-2499
Email:
nssc.crowdfunding@novascotia.ca
nssc.novascotia.ca
British Columbia
British Columbia Securities Commission
P.O. Box 10142, Pacific Centre
701 West Georgia Street
Vancouver, British Columbia V7Y 1L2
Telephone: 604-899-6854
Toll free in Canada: 1-800-373-6393
Email: portal@bcsc.bc.ca
www.bcsc.bc.ca
Ontario
Ontario Securities Commission
20 Queen Street West, 22nd Floor
Toronto, Ontario M5H 3S8
Toll free: 1-877-785-1555
Email: inquiries@osc.gov.on.ca
www.osc.ca
OSC Electronic Filing Portal
https://eforms1.osc.gov.on.ca/e-
filings/generic/form.do?token=ec7a3cb6-
d86d-419d-9c11-f1febe403cb6
Manitoba
The Manitoba Securities Commission
500 - 400 St Mary Avenue
Winnipeg, Manitoba R3C 4K5
Telephone: 204-945-2548
Toll free in Manitoba: 1-800-655-2548
Email: exemptions.msc@gov.mb.ca
www.mbsecurities.ca
Qu‚bec
Autorit‚ des march‚s financiers
Direction de l'encadrement des
interm‚diaires
800, rue du Square-Victoria, 22e ‚tage
C.P. 246, Place Victoria
Montr‚al, Qu‚bec H4Z 1G3
Telephone: 514-395-0337
Toll free in Qu‚bec: 1-877-525-0337
Email: financement-
participatif@lautorite.qc.ca
www.lautorite.qc.ca
New Brunswick
Financial and Consumer Services
Commission
85 Charlotte Street, Suite 300
Saint John, New Brunswick E2L 2J2
Toll free: 1-866-933-2222
Email: emf-md@fcnb.ca
www.fcnb.ca
Saskatchewan
Financial and Consumer Affairs
Authority of Saskatchewan
Securities Division
Suite 601 - 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Telephone: 306-787-5645
Email: registrationfcaa@gov.sk.ca
www.fcaa.gov.sk.ca
FORM 45 110F4
PORTAL INDIVIDUAL INFORMATION
GENERAL INSTRUCTIONS:
If the funding portal is relying on the start-up crowdfunding registration exemption
(section 3 of the Instrument), each founder, director, officer and control person of the
funding portal must complete this form and the funding portal must deliver those
completed forms and any attachments, along with the corresponding Form 45 110F3
Funding Portal Information, to the securities regulatory authority or regulator if the
funding portal facilitates or intends to facilitate a crowdfunding distribution.
The information provided on this form must be specific to the individual certifying
this form.
FUNDING PORTAL INFORMATION
1. Provide the full legal name of the funding portal as it appears on the funding
portal's organizing documents.
2. Provide the name that the funding portal will be operating under.
3. Indicate the position(
s) you hold with the funding portal.
INDIVIDUAL INFORMATION
4. Full legal name:
First name
Middle name(
s) Last name
5. Are you currently, or have you ever been, known by any name(
s) other than
your full legal name stated above, for example nicknames or name changes due
to marriage?
Yes [] No []
If yes, provide details.
6. Telephone number and email address:
Residential:
( )
Mobile:
Business:
( )
Email:
7. Provide all residential addresses for the past five years starting with your current
residential address.
Number, street, city, province, territory
or state, country and postal/ZIP code
From
YYYY
YYYY
8. If you are not a resident of Canada, you must have one address for service of
process in Canada and provide the following information:
Name of agent for service:
Name of contact person:
Address for service:
Telephone:
9. Date and place of birth:
Date of birth
Place of birth
YYYY
City
Province/Territory/State
Country
10. Country of citizenship:
11. Are you currently or have you ever been registered or licensed in any capacity
with any Canadian securities regulatory authority or regulator?
Yes [] No []
If yes, provide your licence or registration type, the securities regulatory
authority or regulator, and the start date and ending date, if applicable:
12. Have you ever been dismissed for cause by an employer from a position
following allegations that you:
(
a) violated any statutes, regulations, rules or standards of conduct,
(
b) failed to appropriately supervise compliance with any statutes, regulations,
rules or standards of conduct, or
(
c) committed fraud or the wrongful taking of property, including, for greater
certainty, theft?
Yes [] No []
If yes, provide all relevant details in an attachment signed and dated by the
authorized individual certifying this form that includes the circumstances,
relevant dates, names of the parties involved and final disposition, if a final
disposition has been made.
CRIMINAL DISCLOSURE
13. Have you ever been found guilty, pleaded no contest to, or been granted an
absolute or conditional discharge from
(
a) a
summary conviction or indictable offence under the Criminal Code,
(
b) a quasi-criminal offence in any jurisdiction of Canada or a foreign
jurisdiction,
(
c) a misdemeanour or felony under the criminal legislation of the United
States of America, or any state or territory therein, or
(
d) an offence under the criminal legislation of any other foreign jurisdiction?
Yes [] No []
If yes, provide all relevant details in an attachment signed and dated by the
authorized individual certifying this form that includes the circumstances,
relevant dates, names of the parties involved and final disposition, if a final
disposition has been made.
Instructions: A quasi-criminal offence includes an offence under the Income Tax
Act (Canada), the Immigration and Refugee Protection Act (Canada) or the tax,
immigration, drugs, firearms, money laundering or securities legislation of any
province or territory of Canada or of a foreign jurisdiction.
14. Are there any outstanding or stayed charges against you alleging a criminal
offence that was committed?
Yes [] No []
If yes, provide all relevant details in an attachment signed and dated by the
authorized individual certifying this form that includes the circumstances,
relevant dates, names of the parties involved and final disposition, if a final
disposition has been made.
15. To the best of your knowledge, are there any outstanding or stayed charges
against any person or company of which you were, at the time the criminal
offence was alleged to have taken place, a founder, director, officer or control
person?
Yes [] No []
If yes, provide all relevant details in an attachment signed and dated by the
authorized individual certifying this form that includes the circumstances,
relevant dates, names of the parties involved and final disposition, if a final
disposition has been made.
16. To the best of your knowledge, has any person or company of which you were a
founder, or during the period when you were a director, officer or control
person, ever been found guilty, pleaded no contest to or been granted an
absolute or conditional discharge from a criminal offence that was committed?
Yes [] No []
If yes, provide all relevant details in an attachment signed and dated by the
authorized individual certifying this form that includes the circumstances,
relevant dates, names of the parties involved and final disposition, if a final
disposition has been made.
CIVIL DISCLOSURE
17. Have you or a person or company of which you are or were a founder, director,
officer or control person been the subject of an order (cease trade or otherwise),
judgment, decree, sanction, or administrative penalty imposed by, or entered
into a settlement agreement with, a government agency, administrative agency,
self-regulatory organization, civil court, or administrative court of Canada or a
foreign jurisdiction in the last 10 years related to a claim based in whole or in
part on fraud, theft, deceit, misrepresentation, conspiracy, breach of trust, breach
of fiduciary duty, insider trading, unregistered trading, illegal distributions,
failure to disclose material facts or changes, or allegations of similar conduct in
Canada or a foreign jurisdiction related to your involvement in any type of
securities, derivatives, insurance or banking activity?
Yes [] No []
If yes, provide all relevant details in an attachment signed and dated by the
authorized individual certifying this form that includes the circumstances,
relevant dates, names of the parties involved and final disposition, if a final
disposition has been made.
18. Are there currently any outstanding civil actions alleging fraud, theft, deceit,
misrepresentation, or similar misconduct against you or a person or company of
which you are or were a founder, director, officer or control person?
Yes [] No []
If yes, provide all relevant details in an attachment signed and dated by the
authorized individual certifying this form that includes the circumstances,
relevant dates, names of the parties involved and final disposition, if a final
disposition has been made.
COLLECTION AND USE OF PERSONAL INFORMATION
The personal information required under this form is collected, used and disclosed by
the securities regulatory authority or, where applicable, the regulator of the
jurisdiction under the authority granted in securities legislation for the purposes of the
administration and enforcement of the securities legislation.
By submitting this form, you consent to the collection, use and disclosure of this
personal information by the securities regulatory authority or regulator of each
jurisdiction in which this form is submitted and any police records, records from other
government or non-governmental regulators or self-regulatory organizations, credit
records and employment records about you that the securities regulatory authority or
regulator may need to determine the completeness of the information submitted in this
form and compliance with the conditions of the start up crowdfunding registration and
prospectus exemptions. The securities regulatory authority or regulator may contact
government and private bodies or agencies, individuals, corporations and other
organizations for information about you.
If you have any questions about the collection and use of this information, contact the
securities regulatory authority or regulator of any jurisdiction in which this form is
submitted. Contact information is listed at the end of this form.
CERTIFICATION
By submitting this form, I
* certify that the statements made in this form, including any attachments, are
true and complete, and
* agree to be subject to the securities legislation of each jurisdiction of Canada
where I have submitted this form. This includes the jurisdiction of any
tribunals or any proceedings that relate to my activities as a founder,
director, officer or control person of a funding portal under applicable
securities legislation.
Signature:
Date:
Print name:
Position held:
IT IS AN OFFENCE TO MAKE A MISREPRESENTATION IN THIS FORM
Contact information:
Alberta
The Alberta Securities Commission
Suite 600, 250 - 5th Street SW
Calgary, Alberta T2P 0R4
Telephone: 403-297-6454
Email: registration@asc.ca
www.asc.ca
Nova Scotia
Nova Scotia Securities Commission
Suite 400, 5251 Duke Street
Halifax, Nova Scotia B3J 1P3
Telephone: 902-424-7768
Toll free in Nova Scotia: 1-855-424-2499
Email:
nssc.crowdfunding@novascotia.ca
nssc.novascotia.ca
British Columbia
British Columbia Securities Commission
P.O. Box 10142, Pacific Centre
701 West Georgia Street
Vancouver, British Columbia V7Y 1L2
Telephone: 604-899-6854
Toll free in Canada: 1-800-373-6393
Email: portal@bcsc.bc.ca
www.bcsc.bc.ca
Ontario
Ontario Securities Commission
20 Queen Street West, 22nd Floor
Toronto, Ontario M5H 3S8
Toll free: 1-877-785-1555
Email: inquiries@osc.gov.on.ca
www.osc.ca
OSC Electronic Filing Portal
https://eforms1.osc.gov.on.ca/e-
filings/generic/form.do?token=ec7a3cb6-
d86d-419d-9c11-f1febe4