Alberta Gazette, Part I — Tuesday, July 15, 2025

Tuesday, July 15, 2025

Alberta — Gazette

Alberta Gazette, Part I — Tuesday, July 15, 2025

Tuesday, July 15, 2025

Alberta — Gazette

The Alberta Gazette

Part I

Vol. 121 Edmonton, Tuesday, July 15, 2025 No. 13

PROCLAMATION

[GREAT SEAL]

CANADA

PROVINCE OF ALBERTA Ritu Khullar, Administrator.

CHARLES THE THIRD, by the Grace of God King of Canada and His Other

Realms and Territories, Head of the Commonwealth

P R O C L A M A T I O N

To all to Whom these Presents shall come

G R E E T I N G

Malcolm Lavoie, K.C., Deputy Attorney General

WHEREAS sections 1(3), 2(4), 3(11), 4(3), 5(20), 6(65), 7(90), 8(3), 10(17) and

11(15) of the Election Statutes Amendment Act, 2025 provides that sections 1, 2, 3, 4,

5, 6, 7, 8, 10 and 11 of that Act comes into force on Proclamation; and

WHEREAS it is expedient to proclaim sections 1 to 8, 10 and 11 of the Election

Statutes Amendment Act, 2025 in force:

NOW KNOW YE THAT by and with the advice and consent of Our Executive

Council of Our Province of Alberta, by virtue of the provisions of the said Act

hereinbefore referred to and of all other power and authority whatsoever in Us vested

in that behalf, We have ordered and declared and do hereby proclaim sections 1 to 8,

10 and 11 of the Election Statutes Amendment Act, 2025 in force on July 4, 2025.

IN TESTIMONY WHEREOF We have caused these Our Letters to be made Patent

and the Great Seal of Our Province of Alberta to be hereunto affixed.

WITNESS: THE HONOURABLE RITU KHULLAR, Administrator of Our

Province of Alberta, this 25th day of June in the Year of Our Lord Two Thousand

Twenty-five and in the Third Year of Our Reign.

BY COMMAND Mickey Amery, K.C., Provincial Secretary.

PROCLAMATION

[GREAT SEAL]

CANADA

PROVINCE OF ALBERTA Ritu Khullar, Administrator.

CHARLES THE THIRD, by the Grace of God King of Canada and His Other

Realms and Territories, Head of the Commonwealth

P R O C L A M A T I O N

To all to Whom these Presents shall come

G R E E T I N G

Malcolm Lavoie, K.C., Deputy Attorney General

WHEREAS

section 124(

c) of the Health Statutes Amendment Act, 2020 (No. 2)

provides that

Part 4, except

section 96(b), of that Act comes into force on

Proclamation; and

WHEREAS sections 70, 74, 78, 79 and 93 of the Health Statutes Amendment Act,

2020 (No. 2) were proclaimed in force on October 1, 2021; and

WHEREAS sections 71, 72, 77, 81 to 92, 95(a)(i), to the extent that it repeals

section

131(1)(a)(iii) to (vii) of the Health Professions Act, (ii), to the extent that it repeals

section 131(1)(

c) to (

h) of the Health Professions Act, (iii) and (iv) and (b), 96(c), 97,

98, 102(b), 121 and 123 of the Health Statutes Amendment Act, 2020 (No. 2) were

proclaimed in force on March 31, 2023; and

WHEREAS sections 73, 75, 76 and 80 of the Health Statutes Amendment Act, 2020

(No. 2) were proclaimed in force on April 1, 2023; and

WHEREAS it is expedient to proclaim

section 105(a), (b)(

i) to (iv), (c)(i)(

A) and (iii)

and (

d) to (

f) of the Health Statutes Amendment Act, 2020 (No. 2) in force:

NOW KNOW YE THAT by and with the advice and consent of Our Executive

Council of Our Province of Alberta, by virtue of the provisions of the said Act

hereinbefore referred to and of all other power and authority whatsoever in Us vested

in that behalf, We have ordered and declared and do hereby proclaim

section 105(a),

(b)(

i) to (iv), (c)(i)(

A) and (iii) and (

d) to (

f) of the Health Statutes Amendment Act,

2020 (No. 2) in force on February 2, 2026.

IN TESTIMONY WHEREOF We have caused these Our Letters to be made Patent

and the Great Seal of Our Province of Alberta to be hereunto affixed.

WITNESS: THE HONOURABLE RITU KHULLAR, Administrator of Our

Province of Alberta, this 25th day of June in the Year of Our Lord Two Thousand

Twenty-five and in the Third Year of Our Reign.

BY COMMAND Mickey Amery, K.C., Provincial Secretary.

PROCLAMATION

[GREAT SEAL]

CANADA

PROVINCE OF ALBERTA Ritu Khullar, Administrator.

CHARLES THE THIRD, by the Grace of God King of Canada and His Other

Realms and Territories, Head of the Commonwealth

P R O C L A M A T I O N

To all to Whom these Presents shall come

G R E E T I N G

Malcolm Lavoie, K.C., Deputy Attorney General

WHEREAS

section 59 of the Health Statutes Amendment Act, 2025 provides that

that Act, except sections 4(1) to (3) and (5)(b), 27(1) and (5) to (11), 29, 37(1), (2)(

c) and (3)(b), 43(1) and (3), 45(1), (8), (13)(

a) to (d), 29(c)(iii), (40)(c), (42)(a)(iv)(

A) and (

D) and (v), (43)(

m) and 54, comes into force on Proclamation; and

WHEREAS

section 45(2)(g)(

i) of the Health Statutes Amendment Act, 2025 was

proclaimed in force on June 4, 2025; and

WHEREAS it is expedient to proclaim

section 47(1), (2)(a), (c), (d), (f), (

g) and (i),

(3), (4)(

a) to (c), (6), (7)(a), (8) to (15), (17) to (25), (26)(a), (

b) and (d), (27), (31)

and (32)(

b) to (

d) of the Health Statutes Amendment Act, 2025 in force:

NOW KNOW YE THAT by and with the advice and consent of Our Executive

Council of Our Province of Alberta, by virtue of the provisions of the said Act

hereinbefore referred to and of all other power and authority whatsoever in Us vested

in that behalf, We have ordered and declared and do hereby proclaim

section 47(1),

(2)(a), (c), (d), (f), (

g) and (i), (3), (4)(

a) to (c), (6), (7)(a), (8) to (15), (17) to (25),

(26)(a), (

b) and (d), (27), (31) and (32)(b), (

c) and (

d) of the Health Statutes

Amendment Act, 2025 in force on July 1, 2025.

IN TESTIMONY WHEREOF We have caused these Our Letters to be made Patent

and the Great Seal of Our Province of Alberta to be hereunto affixed.

WITNESS: THE HONOURABLE RITU KHULLAR, Administrator of Our

Province of Alberta, this 25th day of June in the Year of Our Lord Two Thousand

Twenty-five and in the Third Year of Our Reign.

BY COMMAND Mickey Amery, K.C., Provincial Secretary.

PROCLAMATION

[GREAT SEAL]

CANADA

PROVINCE OF ALBERTA Ritu Khullar, Administrator.

CHARLES THE THIRD, by the Grace of God King of Canada and His Other

Realms and Territories, Head of the Commonwealth

P R O C L A M A T I O N

To all to Whom these Presents shall come

G R E E T I N G

Malcolm Lavoie, K.C., Deputy Attorney General

WHEREAS

section 6(7) of the Miscellaneous Statutes Amendment Act, 2024

provides that

section 6 of that Act comes into force on Proclamation; and

WHEREAS sections 5 and 9 of the Miscellaneous Statutes Amendment Act, 2024

were proclaimed in force on May 1, 2025; and

WHEREAS it is expedient to proclaim

section 6 of the Miscellaneous Statutes

Amendment Act, 2024 in force:

NOW KNOW YE THAT by and with the advice and consent of Our Executive

Council of Our Province of Alberta, by virtue of the provisions of the said Act

hereinbefore referred to and of all other power and authority whatsoever in Us vested

in that behalf, We have ordered and declared and do hereby proclaim

section 6 of the

Miscellaneous Statutes Amendment Act, 2024 in force on July 2, 2025.

IN TESTIMONY WHEREOF We have caused these Our Letters to be made Patent

and the Great Seal of Our Province of Alberta to be hereunto affixed.

WITNESS: THE HONOURABLE RITU KHULLAR, Administrator of Our

Province of Alberta, this 25th day of June in the Year of Our Lord Two Thousand

Twenty-five and in the Third Year of Our Reign.

BY COMMAND Mickey Amery, K.C., Provincial Secretary.

GOVERNMENT NOTICES

Agriculture and Irrigation

Form 15

(Irrigation Districts Act)

(Section 88)

Notice to Irrigation Secretariat:

Change of Area of an Irrigation District

On behalf of the St. Mary River Irrigation District, I hereby request that the

Irrigation Secretariat forward a certified copy of this notice to the Registrar of Land

Titles for the purposes of registration under

section 22 of the Land Titles Act and

arrange for notice to be published in the Alberta Gazette.

The following parcels of land should be added to the irrigation district and the

appropriate notation added to the certificate of title:

LINC Number

Short Legal Description as shown on title

Title Number

0022 370 100

4;17;7;29;SE

93Z149

I certify the procedures required under

part 4 of the Irrigation Districts Act have been

completed and the area of the St. Mary River Irrigation District should be changed

according to the above list.

Rebecca Fast, Office Administrator,

Irrigation Secretariat.

______________

On behalf of the Western Irrigation District, I hereby request that the Irrigation

Secretariat forward a certified copy of this notice to the Registrar of Land Titles for

the purposes of registration under

section 22 of the Land Titles Act and arrange for

notice to be published in the Alberta Gazette.

The following parcels of land should be added to the irrigation district and the

appropriate notation added to the certificate of title:

LINC Number

Short Legal Description as shown on title

Title Number

0015 088 842

4;22;24;23;NE

241 039 840

0021 851 324

4;25;25;26;NW

211 020 157

0022 062 673

4;22;24;23;SE

231 237 341

0029 373 206

4;25;22;30;SW

201 030 181

0034 042 937

0914206;2;1

091 287 309

0035 449 792

4;22;24;13;NW

141 247 973

0036 225 168

4;22;24;23;NW

241 039 831

I certify the procedures required under

part 4 of the Irrigation Districts Act have been

completed and the area of the Western Irrigation District should be changed

according to the above list.

Rebecca Fast, Office Administrator,

Irrigation Secretariat.

Assisted Living and Social Services

Office of the Public Guardian and Trustee

Property being held by the Public Trustee for a period of Ten

(10) Years

(Public Trustee Act)

Section 11(2)(

b) Name of Person Entitled

to Property

Description of

Property held

and its value or

estimated value

Property part of

deceased person's

Estate or held under

Court Order:

Deceased's Name

Judicial District

Court file number

Public Trustee

Office

Additional

Information

Unknown

$1,395.57

Donald Grant Nowell

Edmonton

E162650

Vickery, Blanche Lettitia

$10,063.24

C043475

Amur, Frank

$27,708.83

C065096

Amur, Sharon

$13,801.53

C065097

Amur, Robert

$13,801.53

C065098

Corrin, Phyllis

$21,368.92

C064999

King, William Earl

$10,928.81

C065207

White, Ian

$10,155.36

C054483

Energy and Minerals

Declaration of Withdrawal from Unit Agreement

(Petroleum and Natural Gas Tenure Regulations)

The Minister of Energy and Minerals on behalf of the Crown in Right of Alberta

hereby declares and states that the Crown has withdrawn as a party to the agreement

entitled "Provost Viking Agreement No. 47" effective July 1, 2025.

Alexis Pike, for Minister of Energy and Minerals.

_______________

The Minister of Energy and Minerals on behalf of the Crown in Right of Alberta

hereby declares and states that the Crown has withdrawn as a party to the agreement

entitled "Ukalta Clearwater Agreement No. 3" effective July 1, 2025.

Alexis Pike, for Minister of Energy and Minerals.

_______________

The Minister of Energy and Minerals on behalf of the Crown in Right of Alberta

hereby declares and states that the Crown has withdrawn as a party to the agreement

entitled "Wembley Montney Agreement No. 73" effective July 1, 2025.

Alexis Pike, for Minister of Energy and Minerals.

Production Allocation Unit Agreement

(Mines and Minerals Act)

Notice is hereby given, pursuant to

section 102 of the Mines and Minerals Act, that

the Minister of Energy and Minerals on behalf of the Crown has executed

counterparts of the agreement entitled "Production Allocation Unit Agreement -

Lacombe Duvernay Agreement No. 7" and that the Unit became effective on July 1,

Notice is hereby given, pursuant to

section 102 of the Mines and Minerals Act, that

the Minister of Energy and Minerals on behalf of the Crown has executed

counterparts of the agreement entitled "Production Allocation Unit Agreement -

Lacombe Duvernay Agreement No. 8" and that the Unit became effective on July 1,

Municipal Affairs

Hosting Expenses Exceeding $600.00

For the period January 1, 2025 to March 31, 2025

Function: Assessment Model Review (AMR) Stakeholder Steering Committee

Meetings

Purpose: In-person meetings of the AMR Stakeholder Steering Committee to

confirm the AMR principles and review the rules for reporting and determining

assessable costs currently contained in the Construction Cost Reporting Guide.

Date: September 16-17, 2024; October 29-30, 2024; November 27-28, 2024;

January 9, 2025; February 4-5, 2025; March 12-13, 2025

Amount: $9,675.95

Location: Edmonton, Alberta

Function: 2025 Minister's Open House at Rural Municipalities of Alberta Spring

Convention

Purpose: The Minister hosted a three-day Open House and conducted meetings

during the 2025 Rural Municipalities of Alberta Spring Convention to encourage

positive partnerships with rural municipalities.

Date: March 17-19, 2025

Amount: $13,282.82

Location: Edmonton, Alberta

Function: Minister's discussions with municipal leaders during 2025 Spring

President's Summit on Civility and Municipal Leaders' Caucus

Purpose: The Minister conducted meetings with municipal leaders to provide an

opportunity for in-depth discussions on various aspects of civility in municipal

leadership and to build positive relationships with municipal leaders.

Date: March 5-7, 2025

Amount: $600.55

Location: Edmonton, Alberta

Ministerial Order No. MSD:044/25

(Municipal Government Act)

I, Dan Williams, Minister of Municipal Affairs, on completion of a viability review

undertaken pursuant to

Section 130(2)(

b) of the Municipal Government Act (MGA) ,

under

Section 130.1(2)(

b) of the MGA, make the following order:

That the council and the chief administrative officer for the Village of Bittern

Lake must carry out the directives attached as

Schedule A to this order.

Dated at Edmonton, Alberta, this 12th day of June, 2025.

Dan Williams, Minister.

Schedule A

Directive

Due Date

To ensure the village implements the

recommendations in the Village of Bittern Lake

Viability Review Report, I direct the council:

a. to complete a comprehensive strategic

planning session where council will discuss

the 18 recommendations found in the

viability review report;

August 1, 2025

b. to develop an action plan (including

timelines) as to how village council plans

to address each of the recommendations

found in the viability review report; and

c. to provide a copy of the plan, including

timelines, to Municipal Affairs.

To address the village's long-term infrastructure

planning and financial stability, I direct the council:

a. to prepare a written capital plan respecting

the village's anticipated capital property

additions and allocated or anticipated

funding sources over the period 2026-36.

The plan must address the essential

infrastructure upgrades and repairs

identified in the 10-year capital plan

referred to and summarized in the

"Infrastructure"

section and included in the

Village of Bittern Lake viability review

report. The capital plan should identify any

infrastructure projects already completed,

as well as provide a rationale as to why any

project is not included in the plan, if

necessary; and

September 30, 2025

b. to provide a copy of the capital plan,

including timelines and funding sources, to

Municipal Affairs.

I direct the council:

a. to update and submit the approved 10-year

capital plan and budget amounts identified

therein for the implementation of the

capital plan, on June 1 of each year for the

subsequent five years to Municipal Affairs;

and

June 1, 2030

b. to report on the progress of the

implementation of the council's action plan

to address each of the recommendations

found in the viability plan, on June 1 of

each year for the subsequent five years to

Municipal Affairs.

June 1, 2030

Section 130.1 of the Municipal Government Act

(MGA) provides for the enforcement of directives

ordered by the Minister. I direct council and the

chief administrative officer to carry out to my

satisfaction these directives within the timelines

stated. If the directives are not carried out to my

satisfaction, I may issue further directives or pursue

further action pursuant to

Section 130.3 of the MGA.

Ongoing

Ministerial Order No. MSD:045/25

(Municipal Government Act)

I, Dan Williams, Minister of Municipal Affairs, on completion of a viability review

undertaken pursuant to

Section 130(2)(

a) of the Municipal Government Act (MGA),

under

Section 130.1(2)(

b) of the MGA, make the following order:

That the council and the chief administrative officer for the Village of Delia must

carry out the directives attached as

Schedule A to this order.

Dated at Edmonton, Alberta, this 12th day of June, 2025.

Dan Williams, Minister.

Schedule A

Directive

Due Date

To ensure the village implements the

recommendations in the Village of Delia Viability

Review Report, I direct the council:

a. to complete a comprehensive strategic

planning session where council will discuss

the 26 recommendations found in the

Viability Review Report;

August 1, 2025

b. to develop an action plan (including

timelines) as to how village council plans

to address each of the recommendations

found in the Viability Review Report; and

c. to provide a copy of the plan, including

timelines, to Municipal Affairs.

To address the village's long-term infrastructure

planning and financial stability, I direct the council:

a. to prepare a written capital plan respecting

the village's anticipated capital property

additions and allocated or anticipated

funding sources over the period 2026-36.

The plan must address the essential

infrastructure upgrades and repairs

identified in the 10-year capital plan

referred to and summarized in the

"Infrastructure"

section and included in the

Village of Delia Viability Review Report.

The capital plan should identify any

infrastructure projects already completed,

as well as provide a rationale as to why any

project is not included in the plan, if

necessary; and

September 30, 2025

b. to provide a copy of the capital plan,

including timelines and funding sources, to

Municipal Affairs.

I direct the council:

a. to update and submit the approved 10-year

capital plan and budget amounts identified

therein for the implementation of the

capital plan, on June 1 of each year for the

subsequent five years to Municipal Affairs;

and

June 1, 2030

b. to report on the progress of the

implementation of the council's action plan

to address each of the recommendations

found in the viability plan, on June 1 of

each year for the subsequent five years to

Municipal Affairs.

June 1, 2030

Section 130.1 of the Municipal Government Act

(MGA) provides for the enforcement of directives

ordered by the Minister. I direct council and the

chief administrative officer to carry out to my

satisfaction these directives within the timelines

stated. If the directives are not carried out to my

satisfaction, I may issue further directives or pursue

further action pursuant to

Section 130.3 of the MGA.

Ongoing

Safety Codes Council

Corporate Accreditation - Cancellation

(Safety Codes Act)

Pursuant to

Section 28 of the Safety Codes Act it is hereby ordered that

Perpetual Energy Inc, Accreditation No. C000206, Order No. 926

Is to cease services under the Safety Codes Act for Electrical

Consisting of all parts of the CSA C22.1-21 Canadian Electrical Code (25th Edition)

as amended from time to time.

Issued Date: May 29, 2025.

Alberta Securities Commission

AMENDMENTS TO NATIONAL INSTRUMENT 81-102

INVESTMENT FUNDS

(Securities Act)

Made as a rule by the Alberta Securities Commission on April 9, 2025 pursuant to

sections 223 and 224 of the Securities Act.

AMENDMENTS TO NATIONAL INSTRUMENT 81-102

INVESTMENT FUNDS

1. National Instrument 81-102 Investment Funds is amended by this Instrument.

Section 1.1 is amended in the definition of "alternative mutual fund" by

adding ", crypto assets" before "or specified derivatives".

Section 2.3 is amended

(

a) in paragraph (1)(

e) by adding "or a crypto asset" before "if, immediately"

and by adding "and crypto assets" after "physical commodities",

(

b) in paragraph (1)(

g) by deleting "or" after "sections 2.7 to 2.11",

(

c) in paragraph (1)(

i) by replacing "." with ";",

(

d) in subsection (1) by adding the following paragraph:

(

j) purchase, sell, use or hold a crypto asset or a specified derivative of

which the underlying interest is a crypto asset except to the extent

permitted by paragraph (

e) or subsections (1.3) or (1.4).,

(

e) by adding the following subsections:

(1.3) Paragraph (1)(

j) does not apply to an alternative mutual fund with

respect to the purchase, sale, use or holding of a crypto asset if,

(

a) except in British Columbia, the crypto asset is fungible and either

of the following apply:

(

i) the crypto asset trades on an exchange recognized by a

securities regulatory authority in a jurisdiction of Canada;

(ii) the crypto asset is the underlying interest of a specified

derivative that trades on an exchange recognized by a

securities regulatory authority in a jurisdiction of Canada, or

(

b) in British Columbia, the crypto asset is fungible and either of the

following apply:

(

i) the crypto asset trades on an exchange recognized in British

Columbia or designated for the purposes of this paragraph;

(ii) the crypto asset is the underlying interest of a specified

derivative that trades on an exchange recognized in British

Columbia or designated for the purposes of this paragraph.

(1.4) Paragraph (1)(

j) does not apply to a mutual fund with respect to the

fund entering into a specified derivative that trades on an exchange if,

(

a) except in British Columbia, the exchange is recognized by a

securities regulatory authority in a jurisdiction of Canada, or

(

b) in British Columbia, the exchange is recognized in British

Columbia or designated for the purposes of this subsection., and

(

f) in subsection (2) by replacing "." with ";" at the end of paragraph (

c) and

by adding the following paragraphs:

(

d) purchase, sell, use or hold a crypto asset unless it is a crypto asset

referred to in subsection (1.3);

(

e) enter into a specified derivative the underlying interest of which is a

crypto asset, unless the specified derivative is a specified derivative

referred to in subsection (1.4)..

Part 6 is amended by adding the following section:

6.5.1 Holding of Portfolio Assets that are Crypto Assets

Despite subsections (3) and (4) of

section 6.5, a custodian or a sub-custodian

that holds portfolio assets that are crypto assets must hold the private

cryptographic keys to those assets in offline storage unless the assets are

required to facilitate a portfolio transaction of the investment fund..

Section 6.7 is amended

(

a) by adding the following subsections:

(1.1) A custodian or sub-custodian of an investment fund that holds

portfolio assets that are crypto assets must, on a periodic basis not less

frequently than annually, and no more than 90 days after the end of the

period it references, obtain a report prepared by a public accountant

that expresses a reasonable assurance opinion concerning the design

and operational effectiveness of the service commitments and system

requirements of the custodian or sub-custodian relating to its custody

of crypto assets during a 12-month period.

(1.2) If a report referred to in subsection (1.1) is required to be obtained by

the custodian of an investment fund, then the custodian must deliver a

copy of the report to the investment fund promptly after receipt.

(1.3) If a report referred to in subsection (1.1) is required to be obtained by a

sub-custodian of an investment fund, then the sub-custodian must

deliver a copy of the report to the investment fund's custodian and to

the investment fund promptly after receipt.

(1.4) A custodian or sub-custodian of an investment fund must not hold

portfolio assets of the investment fund that are crypto assets unless

(

a) the custodian or sub-custodian has obtained a report referred to in

subsection (1.1) that relates to a 12-month period ended no more

than 15 months before the date on which the custodian or sub-

custodian first holds portfolio assets of the investment fund that

are crypto assets, and

(

b) the custodian or sub-custodian has delivered a copy of the report,

before the date it first holds crypto assets that are portfolio assets

of the investment fund,

(

i) if the report is obtained by the custodian under paragraph (a),

to the investment fund, or

(ii) if the report is obtained by the sub-custodian under paragraph

(a), to the investment fund and the custodian.

(1.5) For the purposes of subsection (1.4), if a custodian or sub-custodian

ceases to hold portfolio assets of an investment fund that are crypto

assets, paragraphs (1.4)(

a) and (

b) apply to each subsequent period

during which the custodian or sub-custodian holds crypto assets that

are portfolio assets of the investment fund as if the custodian or sub-

custodian were holding portfolio assets of the investment fund that are

crypto assets for the first time., and

(

b) in subsection (2) by deleting "and" at the end of paragraph (b), by

replacing "." with ";" at the end of paragraph (

c) and by adding the

following paragraph:

(

d) whether the custodian or each sub-custodian that holds portfolio assets

of the investment fund that are crypto assets, has delivered a copy of the

report referred to in subsection (1.1)..

6. Subsection 9.4(2) is amended by replacing "." at the end of subparagraph

(b)(iii) with ";" and adding the following paragraph:

(

c) by making good delivery of crypto assets that are not securities if

(

i) the mutual fund would at the time of payment be permitted to

purchase those crypto assets,

(ii) the crypto assets are acceptable to the portfolio adviser of the

mutual fund and consistent with the mutual fund's investment

objectives, and

(iii) the value of the crypto assets is at least equal to the issue price of

the securities of the mutual fund for which they are payment,

valued as if those crypto assets were portfolio assets of the mutual

fund..

Effective date

(1) This Instrument comes into force on July 16, 2025.

(2) In Saskatchewan, despite subsection (1), if this Instrument is filed with the

Registrar of Regulations after July 16, 2025, this Instrument comes into

force on the day on which it is filed with the Registrar of Regulations.

AMENDMENTS TO MULTILATERAL INSTRUMENT 96-101

TRADE REPOSITORIES AND DERIVATIVES DATA REPORTING

(Securities Act)

Made as a rule by the Alberta Securities Commission on July 10, 2024 pursuant to

sections 223 and 224 of the Securities Act.

AMENDMENTS TO MULTILATERAL INSTRUMENT 96-101

TRADE REPOSITORIES AND DERIVATIVES DATA REPORTING

1. Multilateral Instrument 96-101 Trade Repositories and Derivatives Data

Reporting is amended by this Instrument.

2. The title is amended by replacing "Trade Repositories and Derivatives Data

Reporting" with "Derivatives: Trade Reporting".

3. Subsection 1(1) is amended

(

a) by adding the following

definitions:

"collateral and margin data" means data relating to collateral or margin

posted or collected as of the date of reporting, in respect of the data elements

listed in Appendix A under the headings "Data Elements Related to

Collateral and Margin" and "Data Elements Related to Actions and

Events";,

"commodity derivative" means a derivative for which the only underlying

interest is a commodity other than currency;,

"Derivatives Service Bureau" means the subsidiary of the Association of

National Numbering Agencies incorporated as The Derivatives Service

Bureau (DSB) Limited and designated by the Financial Stability Board as

both the service provider for the unique product identifier system for

derivatives and the operator of the unique product identifier reference data

library, or, except in British Columbia, any successor thereto;,

"facility for trading derivatives" means any of the following:

(

a) a marketplace as defined in National Instrument 21-101 Marketplace

Operation;

(

b) a swap execution facility as defined in the Commodity Exchange Act, 7

U.S.C. 1a(50) (United States of America), as amended from time to

time;

(

c) a security-based swap execution facility as defined in the 1934 Act;

(

d) a multilateral trading facility as defined in Directive 2014/65/EU

Article 4(1)(22) of the European Parliament, as amended from time to

time;

(

e) an organized trading facility as defined in Directive 2014/65/EU

Article

4(1)(23) of the European Parliament, as amended from time to time;

(

f) a person or company that performs a similar function to a person or

company described in any of paragraphs (

a) to (e), including, for

greater certainty, a person or company in a foreign jurisdiction;,

"notional amount threshold derivatives dealer" means a derivatives dealer to

which subsection 44(1) or 44(2) of National Instrument 93-101 Derivatives:

Business Conduct applies;,

"position level data" means the lifecycle event data, valuation data and

collateral and margin data, each reported on an aggregated basis;,

"qualified reporting counterparty" means a reporting counterparty that is any

of the following:

(

a) a derivatives dealer;

(

b) a reporting clearing agency;

(

c) an affiliated entity of a person or company referred to in paragraph (

a) or (b);,

"UTI" means unique transaction identifier;,

"validation procedure" means a written rule, policy or procedure reasonably

designed to ensure that the derivatives data reported under this Instrument

satisfies the data elements listed in Appendix A;,

(

b) by replacing the definition of "creation data" with

"creation data" means data in respect of the data elements listed in Appendix

A, other than under the headings "Data Elements Related to Collateral and

Margin" and "Data Elements Related to Valuation";,

(

c) by replacing the definition of "derivatives dealer" with

"derivatives dealer" means either of the following:

(

a) a person or company engaging in or holding themself out as engaging

in the business of trading in derivatives as principal or agent;

(

b) any other person or company required to be registered as a derivatives

dealer under securities legislation;,

(

d) in the definition of "interim period" by replacing "section 1.1" with

"subsection 1.1(1)",

(

e) in the definition of "Global LEI System" by adding "System" after

"Identifier",

(

f) in the definition of "life-cycle event" by removing the hyphen in "life-

cycle",

(

g) by replacing the definition of "life-cycle event data" with

"lifecycle event data" means changes to creation data resulting from a

lifecycle event and data in respect of the data elements listed in Appendix A

under the heading "Data Elements Related to Actions and Events";,

(

h) in the definition of "local counterparty" by replacing "the" before

"transaction" with "a", and in

section (

c) by adding a comma after

"paragraph (

a) applies", and

(

i) by replacing the definition of "valuation data" with

"valuation data" means data in respect of the data elements listed in

Appendix A under the headings "Data Elements Related to Valuation" and

"Data Elements Related to Actions and Events"..

4. Paragraph 1(5)(

a) is amended by deleting "British Columbia".

Section 1 is amended

(

a) by repealing and replacing paragraphs (3)(

c) and (3)(

d) with the

following:

(

c) all of the following apply:

(

i) the second party is a limited partnership;

(ii) the first party is a general partner of the limited partnership

referred to in subparagraph (i);

(iii) the first party has the power to direct the management and policies

of the second party by virtue of being a general partner of the

second party;

(

d) all of the following apply:

(

i) the second party is a trust;

(ii) the first party is a trustee of the trust referred to in subparagraph

(i);

(iii) the first party has the power to direct the management and policies

of the second party by virtue of being a trustee of the second

party., and

(

b) by adding the following subsections:

(6) Despite subsections (2) and (3), an investment fund is not an affiliated

entity of another person or company for the purposes of this Instrument.

(7) For the purpose of subsection (6), "investment fund" has the meaning

ascribed to it in National Instrument 81-106 Investment Fund

Continuous Disclosure..

6. Subsection 3(3) is repealed and replaced with the following:

(3) For a change to a matter set out in Form 96-101F1 other than a change

referred to in subsection (1) or (2), a recognized trade repository must file an

amendment to the information provided in Form 96-101F1 at least annually..

7. Subsection 7(1) is amended

(

a) by deleting "that are not contrary to the public interest" after "policies and

procedures",

(

b) by repealing and replacing paragraph (

b) with the following paragraph:

(

b) its rules, policies, procedures and contracts are consistent with

applicable laws, and that any material risk arising from a conflict

between the laws of the local jurisdiction and the laws of another

jurisdiction of Canada or a foreign jurisdiction that apply to a contract

with its users is reasonably mitigated,,

(

c) in paragraph (c), by adding "recognized" before "trade repository", and

(

d) in paragraph (d), by replacing "an" before "agreement that it enters into"

with "any", by replacing "who possesses" before "intellectual property"

with "possession of" and by adding a comma after "intellectual property

rights".

Section 8 is amended by adding the following subsection:

(0.1) A recognized trade repository must establish

(

a) an organizational structure identifying responsibilities and direct lines

of accountability, including, for greater certainty, roles and

responsibilities in relation to the identification, measurement,

monitoring and management of material risks;

(

b) a risk management framework that includes the tolerance levels for the

identified risks of the recognized trade repository;

(

c) a process for making decisions, including, for greater certainty, making

decisions relating to crises and emergencies;

(

d) rules of accountability in respect of decisions relating to risk..

9. Subsection 8(1) is amended

(

a) by deleting "set out a clear organizational structure with direct lines of

responsibility and" before "are reasonably designed", and

(

b) by adding the following paragraph: "(b.1) ensure that participants can

efficiently access its derivatives data reporting services;".

Section 9 is amended by adding the following subsection:

(4) A recognized trade repository must establish, implement and maintain

policies and procedures to review on a regular basis the overall performance

of the board of directors and the performance of each board member..

Section 12 is repealed and replaced with the following:

12. A recognized trade repository

(

a) must not impose any fees or other material charges on its participants

that are unfairly allocated among those participants,

(

b) must, at all times, disclose on its website fees and other material

charges imposed by it on its participants for each service it offers with

respect to the collection and maintenance of derivatives data, and

(

c) must review the fees and other material charges on a regular basis at

least once every 2 calendar years..

Section 14 is replaced with the following:

Receiving derivatives data

14. A recognized trade repository must not refuse to receive derivatives data

from a participant for all derivatives of an asset class set out in the

recognition order for the trade repository and in respect of all data elements

listed in Appendix A..

Section 15 is amended in the heading by deleting "policies," after

"communication".

Section 18 is amended

(

a) in subsection (1) by replacing "accurately, completely" with "without error

or omission", and

(

b) in subsection (2) by deleting "relating to a derivative required to be reported

under this Instrument" after "derivatives data".

Section 21 is amended

(

a) in the heading, by replacing "risk requirements" with "risks", and

(

b) in paragraph (3)(c), by adding "as soon as practicable" after "provide", by

adding "written" before "post-incident report", and replacing "as soon as

practicable" after "root-cause analysis" with "and any remedial action that

the recognized trade repository has taken or intends to take".

16. The Instrument is amended by adding the following sections:

Transactions executed anonymously on a facility for trading derivatives

22.1. A recognized trade repository must not disclose the identity or legal entity

identifier of a counterparty to another counterparty in respect of a

transaction involving a local counterparty that

(

a) is executed anonymously on a facility for trading derivatives, and

(

b) results in a derivative that is cleared through a reporting clearing

agency.

Validation of data

22.2.

(1) A recognized trade repository must establish, implement and maintain a

validation procedure.

(2) A recognized trade repository must, as soon as technologically practicable

after receiving the derivatives data, notify a reporting counterparty,

including, for greater certainty, an agent acting on its behalf, whether the

derivatives data satisfies its validation procedure.

(3) A recognized trade repository must accept derivatives data that satisfies its

validation procedure.

(4) A recognized trade repository must create and maintain records of all the

derivatives data reported that fails to satisfy its validation procedure.

(5) A recognized trade repository must, for all derivatives required to be

reported under the Instrument, including, for greater certainty, derivatives

that have expired or terminated, accept a correction from a participant to an

error or omission in derivatives data that the participant reported if the

corrected derivatives data satisfies the validation procedure..

17. The Instrument is amended by repealing and replacing

section 23 with the

following:

Verification of data

(1) For the purposes of this

section

(a) "verification participant" means a participant that is, or is acting on

behalf of, a reporting counterparty to a derivative, and that is subject to

verification requirements;

(b) "verification requirements" means the requirements set out under

paragraphs 26.1(

b) or 26.1(c).

(2) A recognized trade repository must establish, implement and maintain

written rules, policies and procedures under which a verification participant

is allowed and enabled to carry out its verification requirements..

18. Subsection 25(1) is amended in paragraph (c), by adding "before or" before "at

the time of the transaction,".

Section 26 is amended

(

a) in subsection (1), by replacing "to" before "a derivative" with "in respect

of",

(

b) in paragraphs (3) (b) (i), (ii) and (iii), by replacing "Trade Repositories

and Derivatives Data Reporting" with "Derivatives: Trade Reporting",

(

c) by repealing subsections (5), (6) and (7),

(

d) by repealing and replacing subsection (8) with the following:

(8) If a local counterparty, other than a reporting clearing agency, to a

derivative that is required to be reported under this Instrument, and that

is cleared through a reporting clearing agency, has specified a

recognized trade repository to which derivatives data in relation to the

derivative is to be reported, the reporting clearing agency

(

a) must report the derivatives data to the specified recognized trade

repository, and

(

b) must not report derivatives data to another trade repository without

the consent of the local counterparty., and

(

e) by adding the following subsection:

(9) A reporting counterparty must ensure that all reported derivatives data

relating to a derivative satisfies the validation procedure of the

recognized trade repository to which the derivative is reported..

20. The Instrument is amended by adding the following sections:

Verification of data

26.1. A reporting counterparty must

(

a) ensure that reported derivatives data does not contain an error or

omission,

(

b) verify, in the case of a reporting counterparty that is a notional amount

threshold derivatives dealer, that the reported derivatives data does not

contain an error or omission, at least once every calendar quarter,

provided that there are at least two calendar months between

verifications, and

(

c) verify, in the case of a reporting counterparty that is a reporting clearing

agency or a derivatives dealer that is not a notional amount threshold

derivatives dealer, that the reported derivatives data does not contain an

error or omission, at least every 30 days.

Derivatives reported in error

26.2. A reporting counterparty that reports a derivative in error must report the

error to the recognized trade repository or, if the derivatives data was

reported under subsection 26(2), to the regulator or securities regulatory

authority, as soon as practicable after discovery of the error and, in any

event, no later than the end of the business day following the day of

discovery of the error.

Notification of errors and omissions with respect to derivatives data

26.3.

(1) A local counterparty, other than the reporting counterparty, must notify

the reporting counterparty of an error or omission with respect to derivatives

data relating to a derivative to which it is a counterparty as soon as

practicable after discovery of the error or omission and, in any event, no

later than the end of the business day following the day of discovery of the

error or omission.

(2) A reporting counterparty must notify the regulator or securities regulatory

authority of a significant error or omission with respect to derivatives data as

soon as practicable after discovery of the error or omission..

Transferring a derivative to a different recognized trade repository

26.4.

(1) A reporting counterparty must not change the recognized trade

repository to which derivatives data relating to a derivative is reported,

unless the reporting counterparty complies with subsections (2) and (3).

(2) At least 5 business days before a change referred to in subsection (1) is

made by a reporting counterparty, the reporting counterparty must provide

notice of the change to the following:

(

a) the other counterparty to the derivative;

(

b) the recognized trade repository to which the derivatives data is reported

before the change;

(

c) the recognized trade repository to which the derivatives data is reported

after the change.

(3) The reporting counterparty must include in the notice referred to in

subsection (2) the UTI of the derivative and the date on which the reporting

counterparty will begin reporting the derivatives data to the recognized trade

repository referred to in paragraph (2)(c).

(4) After providing the notice referred to in subsection (2), the reporting

counterparty must report the change of recognized trade repository as if it

were a lifecycle event under

section 32, to the recognized trade repository

referred to in paragraph (2)(

b) and the recognized trade repository referred

to in paragraph (2)(

c) on the same day, and must use the same UTI to

identify the derivative in the report to each recognized trade repository.

(5) After changing the recognized trade repository, the reporting counterparty

must report all derivatives data relating to the derivative to the trade

repository referred to in paragraph (2)(

c) unless the reporting counterparty

subsequently changes the recognized trade repository under this section..

21. Subsection 27(2) is amended by deleting the hyphen in "life-cycle" and

replacing "unique transaction identifier" with "UTI".

Section 28 is amended

(

a) by repealing and replacing subsection (1) with the following:

(1) In all recordkeeping and reporting that is required under this

Instrument, a recognized trade repository and a reporting counterparty

must identify each counterparty to a derivative by means of a single

legal entity identifier that is a unique identification code assigned to the

counterparty in accordance with the standards set by the Global LEI

System.,

(

b) in subsection (3), by replacing "If" with "Despite subsection (1), if",

adding "and the recognized trade repository" before "must identify" and

adding "unique" after "single", and

(

c) by repealing subsection (4).

Section 29 is repealed and replaced with the following:

Unique transaction identifiers

(1) In all recordkeeping and reporting that is required under this Instrument, a

recognized trade repository and a reporting counterparty must identify each

derivative, and each position under

section 33.1, by means of a single UTI.

(2) For each derivative that is required to be reported under this Instrument, the

following person or company must assign a single UTI to the derivative:

(

a) if the derivative is also required to be reported under the securities

legislation of a jurisdiction of Canada, other than the local jurisdiction,

or under the laws of a foreign jurisdiction under which a derivative

must be reported before being reported under this Instrument, the

person or company required to assign the UTI under the securities

legislation of that jurisdiction, or under the laws of that foreign

jurisdiction;

(

b) if paragraph (

a) does not apply to the derivative and the derivative is

cleared through a reporting clearing agency, the reporting clearing

agency;

(

c) if paragraphs (

a) and (

b) do not apply to the derivative and the

transaction relating to the derivative is executed on a facility for trading

derivatives that has assigned a UTI to the derivative, the facility for

trading derivatives;

(

d) if paragraphs (

a) to (

c) do not apply to the derivative, the reporting

counterparty, or, if there are two reporting counterparties, the reporting

counterparty with the first legal entity identifier determined by sorting

the legal entity identifiers alphanumerically with the characters of the

legal entity identifiers reversed.

(3) Despite paragraph (2)(d), if paragraphs (2)(

a) to (

c) do not apply to the

derivative and the counterparties to the derivative have agreed in writing that

one of them will be the person or company responsible for assigning the UTI

to the derivative, the counterparty that is responsible for the assignment

under that agreement must assign the UTI.

(4) Despite subsection (2), a person or company that is required to assign a UTI

under subsection (2) may request that a recognized trade repository assign

the UTI if the person or company is either of the following:

(

a) a notional amount threshold derivatives dealer;

(

b) not a reporting clearing agency, facility for trading derivatives, or

derivatives dealer.

(5) If a person or company makes a request under subsection (4), the recognized

trade repository must assign a UTI as soon as technologically practicable

following receipt of the request.

(6) The person or company referred to in subsection (2) must assign a UTI as

soon as practicable after execution of the transaction relating to the

derivative, and in any event not later than the time that the derivative is

required to be reported to a recognized trade repository under this

Instrument.

(7) If a facility for trading derivatives is required to assign a UTI under

subsection (2), the facility for trading derivatives must provide the UTI as

soon as technologically practicable to the following:

(

a) each counterparty to the derivative;

(

b) if the derivative is submitted for clearing, the reporting clearing agency

to which the derivative is submitted for clearing.

(8) Subject to subsection (4), if one of the counterparties to an uncleared

derivative is required to assign a UTI under subsections (2) or (3), the

counterparty must provide the UTI as soon as practicable to the following:

(

a) the other counterparty to the derivative;

(

b) if the derivative is submitted for clearing, the reporting clearing agency

to which the derivative is submitted for clearing.

(9) If a recognized trade repository assigns a UTI under subsection (4), it must

provide the UTI as soon as technologically practicable to the following:

(

a) each counterparty to the derivative;

(

b) if the derivative is submitted for clearing, the reporting clearing agency

to which the derivative is submitted for clearing..

Section 30 is amended by

(

a) repealing and replacing subsections (1) and (2) with the following:

(1) In this section, "unique product identifier" means a code that

uniquely identifies a type of derivative and is assigned by the

Derivatives Service Bureau.

(2) In all recordkeeping and reporting that is required under this

Instrument, a recognized trade repository and a reporting counterparty

must identify each type of derivative by means of a single unique

product identifier., and

(

b) repealing subsections (3) and (4).

Section 31 is amended

(

a) in subsection (1), by adding "qualified" before "reporting counterparty",

(

b) in subsection (2), by adding "qualified" before "reporting counterparty",

and

(

c) by adding the following subsection:

(3) A reporting counterparty that is not a qualified reporting counterparty in

respect of a derivative must report creation data no later than the end of

the second business day following the execution date of the

transaction..

Section 32 is amended

(

a) in the heading, by replacing "Life-cycle" with "Lifecycle",

(

b) in subsection (1), by replacing "life-cycle" with "lifecycle" wherever it

occurs, and adding "qualified" before "reporting counterparty",

(

c) in subsection (2), by replacing "life-cycle" with "lifecycle" wherever it

occurs, adding "qualified" before "reporting counterparty", and adding

"all" before "lifecycle data no later than", and

(

d) by adding the following subsections:

(3) A reporting counterparty that is not a qualified reporting counterparty in

respect of a derivative must report all lifecycle event data no later than

the end of the second business day following the day on which the

lifecycle event occurs.

(4) Despite subsections (1) to (3), the reporting clearing agency through

which a derivative is cleared must report the termination of the original

derivative to the recognized trade repository to which the derivatives

data in respect of that original derivative was reported by the end of the

business day following the day on which the original derivative is

terminated..

Section 33 is repealed and replaced with the following:

Valuation data and collateral and margin data

(1) With respect to a derivative that is required to be reported under this

Instrument, a reporting counterparty that is a derivatives dealer or a

reporting clearing agency must report to a recognized trade repository each

business day

(

a) valuation data, and

(

b) collateral and margin data.

(2) If position level data in respect of derivatives has been reported under

section 33.1, the reporting counterparty must calculate and report on the net

amount of all purchases and sales reported as position level data for the

derivatives..

28. The Instrument is amended by adding the following section:

Position level data

33.1.

(1) For the purpose of

section 32, a reporting counterparty may report

lifecycle event data as position level data if each derivative, for which the

lifecycle event data is aggregated,

(

a) is in a class of derivatives in which each derivative is fungible with all

other derivatives in the class, and

(

b) has no fixed expiration date or is a commodity derivative.

(2) For the purpose of subsection 33(1), a reporting counterparty that is a

derivatives dealer or a reporting clearing agency may report valuation data

and collateral and margin data as position level data if each derivative, for

which the valuation data and collateral and margin data is aggregated,

(

a) is in a class of derivatives in which each derivative is fungible with all

other derivatives in the class, and

(

b) has no fixed expiration date or is a commodity derivative..

Section 35 is amended by replacing "34" with "33".

30. The Instrument is amended by adding the following section:

Facility for trading derivatives

36.1.

(1) In this section, "anonymous derivative" means a derivative for which the

transaction is executed anonymously on a facility for trading derivatives and

that, at the time the transaction is executed, is intended to be cleared.

(2) Section 25 does not apply with respect to an anonymous derivative.

(3) Despite subsection (2), with respect to an anonymous derivative:

(

a) a reference to "reporting counterparty" in the following provisions must

be read as a reference to "facility for trading derivatives": subsections

22.2(2), 26(1), 26(2), 26(4), 26(9), paragraph 26.1(a),

section 26.2,

subsections 26.3(1), 26.3(2) and 26.4(1),

section 27, subsections 28(1),

28(3), 29(1), 30(2), and 31(1), sections 35 and 36, subsection 37(3), and

sections 41 and 42;

(

b) a reference to "qualified reporting counterparty" in

section 31 must be

read as a reference to "facility for trading derivatives".

(4) Despite subsection (2), with respect to an anonymous derivative, a facility

for trading derivatives

(

a) may report the legal entity identifier of an agent of a counterparty in

respect of Data Element Number 1 "Counterparty 1 (reporting

counterparty)" and Data Element Number 2 "Counterparty 2" (non-

reporting counterparty) identified in Appendix A if a transaction

relating to the derivative is executed before the derivative is allocated

among the counterparties on whose behalf the agent is acting;

(

b) is not required to report the following data elements identified in

Appendix A:

(

i) Data Element Number 20 "Inter-affiliate indicator";

(ii) Data Element Number 24 "Master agreement type";

(iii) Data Element Number 25 "Master agreement version";

(iv) Data Element Number 77 "Clearing exceptions and exemptions -

Counterparty 1";

(

v) Data Element Number 78 "Clearing exceptions and exemptions -

Counterparty 2";

(vi) Data Element Number 96 "Level";

(vii) Data Element Number 121 "Crypto asset underlying indicator".

(5) Despite subsection (2), with respect to an anonymous derivative, if a facility

for trading derivatives makes diligent efforts on a reasonably frequent basis

to determine whether a participant of the facility, or its customer, is a local

counterparty under paragraph (

c) of the definition of "local counterparty" in

any jurisdiction of Canada, but the facility has not yet made that

determination, the participant, or its customer, is not a local counterparty

under that paragraph for the purpose of reporting by the facility under this

Instrument until the earlier of

(

a) the date the facility determines that the participant, or its customer, is a

local counterparty under that paragraph, and

(

b) July 31, 2029..

Section 38 is amended

(

a) in the heading, by replacing "counterparties" with "participants",

(

b) by repealing and replacing subsections (1) and (2) with the following:

(1) Subject to

section 22.1, a recognized trade repository must provide a

participant that is, or is acting on behalf of, a counterparty to a

derivative with timely access to all derivatives data relating to the

derivative that is submitted to the recognized trade repository.

(2) A recognized trade repository must have appropriate authorization

procedures in place to enable access under subsection (1) by a

participant that is a non-reporting counterparty or acting on behalf of a

non-reporting counterparty., and

(

c) in subsection (3), by replacing "Each" with "Subject to

section 22.1, each"

before "counterparty to a derivative".

Section 39 is amended

(

a) by repealing and replacing subsection (1) with the following:

(1) A recognized trade repository must, on a reasonably frequent basis,

create aggregate data on open positions, volume and number, relating to

the derivatives reported to it under this Instrument.,

(

b) in subsection (2), by replacing "made available" with "referred to" after

"The data", deleting "geographic location of reference entity or asset," after

"denomination", and replacing "maturity" with "expiration" after

"contract type,",

(

c) by repealing and replacing subsection (3) with the following:

(3) For each derivative reported under this Instrument, a recognized trade

repository must make transaction level reports available to the public in

accordance with the requirements of Appendix C, for at least one year

after each report is first made available., and

(

d) in subsection (5), by adding "and reports" after "data" and adding "and, in

the case of the transaction level reports in subsection (3), for at least one

year after each report is first made available" after "at no cost".

Section 40 is repealed and replaced with the following:

Commodity derivative

(1) Despite

Part 3, and subject to subsection 25(4) and subsection (2) of this

section, a local counterparty is not required to report derivatives data

relating to a commodity derivative, if

(

a) the local counterparty is not a qualified reporting counterparty, and

(

b) the aggregate month-end gross notional amount under all outstanding

commodity derivatives of the local counterparty and of each affiliated

entity of the local counterparty that is a local counterparty in a

jurisdiction of Canada, other than under paragraph (

b) of the definition

of "local counterparty", excluding derivatives with an affiliated entity,

did not, in any calendar month in the preceding 12 calendar months,

exceed $250 000 000.

(2) If a local counterparty ceases to satisfy a criterion under paragraph (1)(

a) or

(b), the local counterparty must, 180 days after the date that the criterion

ceased to be satisfied, begin to report derivatives data unless, during that

180-day period, the local counterparty again satisfies the criterion..

Section 41 is amended by adding "reporting" before "counterparty".

Section 41.1 is repealed and replaced with the following:

Derivative between affiliated entities

41.1. Despite

Part 3, a reporting counterparty is not required to report derivatives

data relating to a derivative if, at the time the transaction is executed,

(

a) the counterparties to the derivative are affiliated entities, and

(

b) neither counterparty is a qualified reporting counterparty..

Section 42 is amended

(

a) by renumbering it as subsection 42(1) and adding "reporting" after

"Despite

Part 3, a", and

(

b) by adding the following subsection:

(2) Subsection (1) does not apply if the derivative involves a counterparty

that is an individual who is a resident of the local jurisdiction..

Section 42.1 is repealed.

38. Appendix A is replaced with the following:

APPENDIX A

MULTILATERAL INSTRUMENT 96-101

DERIVATIVES: TRADE REPORTING

Minimum Data Elements Required to be Reported to a Recognized Trade

Repository

Under

Part 3 of this Instrument, the reporting counterparty is required to provide a

response for each data element unless the element is not applicable to the derivative.

Appendix A contains each data element, its description, and whether the element must

be made available to the public under each of

Part 4 and Appendix C of the

Instrument.

For the purpose of this Appendix A, "trading facility" must be read as a reference to

"facility for trading derivatives" and "derivatives data reporting rules of any

jurisdiction of Canada" means Manitoba Securities Commission Rule 91-507

Derivatives: Trade Reporting, Ontario Securities Commission Rule 91-507

Derivatives: Trade Reporting, Regulation 91-507 respecting Trade Repositories and

Derivatives Data Reporting (Qu‚bec) or Multilateral Instrument 96-101 Derivatives:

Trade Reporting.

The CSA Derivatives Data Technical Manual, which is Appendix A of the Companion

Policy, provides detailed technical specifications in connection with the data elements

that are required to be reported under this Instrument. This text box does not form

part of this Instrument and has no official status.

Data

Element

Number

Data Element Name

Data Element Description

Made

Available to

the Public

Data Elements Related to Counterparties

Counterparty 1

(reporting

counterparty)

Identifier of the reporting

counterparty.

Counterparty 2 (non-

reporting

counterparty)

Identifier of the non-reporting

counterparty.

Counterparty 2

identifier source

Type of Counterparty 2 identifier.

Buyer identifier

Identifier of the counterparty that

is the buyer.

Seller identifier

Identifier of the counterparty that

is the seller.

Payer identifier

Identifier of the counterparty of

the payer leg.

Receiver identifier

Identifier of the counterparty of

the receiver leg.

Broker identifier

Identifier of a broker that acts as

an intermediary for Counterparty

1 without becoming a

counterparty.

Country and

Province or Territory

of Individual

(non-reporting

counterparty)

If an individual is a non-reporting

counterparty, the individual's

country of residence and, if the

individual's residence is in

Canada, the province or territory.

Jurisdiction of

Counterparty 1

Each jurisdiction in which

Counterparty 1 is:

* a local counterparty under

paragraph (

a) or (

c) of the

definition of local counterparty

in the derivatives data reporting

rules of any jurisdiction of

Canada,

* a local counterparty under

paragraph (

b) of the definition

of local counterparty in the

derivatives data reporting rules

of any jurisdiction of Canada, if

the non-reporting counterparty

is an individual who is a

resident of the jurisdiction,

and/or

* a local counterparty under

paragraph (

b) of the definition

of local counterparty in

Regulation 91-507 respecting

Trade Repositories and

Derivatives Data Reporting

(Qu‚bec) and is a qualified

person under

section 82 of the

Derivatives Act (Qu‚bec).

Jurisdiction of

Counterparty 2

Each jurisdiction in which

Counterparty 2 is:

* a local counterparty under

paragraph (

a) or (

c) of the

definition of local counterparty

in the derivatives data reporting

rules of any jurisdiction of

Canada, and/or

* a local counterparty under

paragraph (

b) of the definition

of local counterparty in

Regulation 91-507 respecting

Trade Repositories and

Derivatives Data Reporting

(Qu‚bec) and is a qualified

person under

section 82 of the

Derivatives Act (Qu‚bec).

Data Elements Related to Derivatives

Effective date

Unadjusted date at which

obligations under the derivative

come into effect, as provided in

the confirmation.

Expiration date

Unadjusted date at which

obligations under the derivative

cease to be effective, as provided

in the confirmation.

Execution timestamp

Date and time of execution of a

transaction.

Reporting timestamp

Date and time of submission of

the report to the trade repository.

Unique transaction

identifier (UTI)

Unique identifier that identifies a

derivative or position throughout

its lifecycle.

Prior UTI (for one-

to-one and one-to-

many relations

between

transactions)

UTI assigned to a derivative

before the occurrence of a

lifecycle event that resulted in the

current derivative.

Subsequent position

UTI

UTI of the position in which a

derivative is included.

Prior USI (for one-

to-one and one-to-

many relations

between

transactions)

Unique swap identifier (USI)

assigned to a derivative before the

occurrence of a lifecycle event

that resulted in the current

derivative.

Inter-affiliate

indicator

Indicator of whether the

derivative is between two

affiliated entities.

Submitter identifier

Identifier of the entity submitting

derivatives data to the trade

repository.

Platform identifier

Identifier of the trading facility on

which the transaction was

executed.

Platform anonymous

execution indicator

Indicator of whether the

transaction was executed

anonymously on a trading

facility.

Master agreement

type

Type of master agreement.

Master agreement

version

Year of the master agreement

version.

Data Elements Related to Notional Amounts and Quantities

Notional amount

Notional amount for each leg of a

derivative:

 if the derivative is negotiated in

a monetary amount, the amount

specified in the derivative.

 if the derivative is negotiated in

a non-monetary amount,

convert to a monetary amount.

See Appendix 3.1 of the CSA

Derivatives Data Technical

Manual for converting a

notional amount negotiated in

a non-monetary amount. This

text box does not form part of

this Instrument and has no

official status.

Notional currency

For each leg of a derivative, the

currency of the notional amount.

Call amount

Monetary amount that a person or

company has the right to buy

under an option.

Call currency

Currency of the call amount of an

option.

Put amount

Monetary amount that a person or

company has the right to sell

under an option.

Put currency

Currency of the put amount of an

option.

Notional quantity

For each leg of a derivative

negotiated in a non-monetary

amount, the fixed notional

quantity for each

schedule period.

Quantity frequency

Period for which the quantity is

quoted.

Quantity frequency

multiplier

Number of periods of the quantity

frequency.

Quantity unit of

measure

For each leg of a derivative, the

unit of measure of the total

notional quantity and notional

quantity.

Total notional

quantity

For each leg of a derivative, the

aggregate notional quantity of the

underlying interest for the term of

the derivative.

Notional quantity

schedule -

Unadjusted date on

which the associated

notional quantity

becomes effective

For each notional quantity set out

in a schedule, the date

(unadjusted for business day

convention) on which the notional

quantity becomes effective.

Notional quantity

schedule -

Unadjusted end date

of the notional

quantity

For each notional quantity set out

in a schedule, the end date

(unadjusted for business day

convention) of the notional

quantity.

Notional quantity

schedule - notional

quantity in effect on

associated effective

date

Each notional quantity, as set out

in a schedule, in effect from the

date referred to in Data Element

Number 37 to the date referred to

in Data Element Number 38.

Notional amount

schedule - notional

amount in effect on

associated effective

date

Each notional amount, as set out

in a schedule, in effect from the

date referred to in Data Element

Number 41 to the date referred to

in Data Element Number 42.

Notional amount

schedule -

unadjusted effective

date of the notional

amount

For each notional amount set out

in a schedule, the date

(unadjusted for business day

convention) on which the notional

amount becomes effective.

Notional amount

schedule -

unadjusted end date

of the notional

amount

For each notional amount set out

in a schedule, the end date

(unadjusted for business day

convention) of the notional

amount.

Data Elements Related to Prices

Exchange rate

Exchange rate between 2 different

currencies specified in the

derivative.

Exchange rate basis

Currency pair and order in which

the exchange rate is denominated.

Fixed rate

For each leg of a derivative with

periodic payments, the annual

rate of the fixed leg.

Price

Price specified in the derivative.

Price currency

Currency in which the price is

denominated.

Price notation

Manner in which the price is

expressed.

Price unit of measure

Unit of measure in which the

price is expressed.

Price

schedule -

unadjusted

effective date of the

price

For each price set out in a

schedule,

the date (unadjusted for business

day convention) on which the

price becomes effective.

Price

schedule -

unadjusted end

date of the price

For each price set out in a

schedule, the end date

(unadjusted for business day

convention) of the price.

Price

schedule -

price

Each price, as set out in a

schedule, in effect from the date

referred to in Data Element

Number 50 to the date referred to

in Data Element Number 51.

Spread

For each leg of a derivative, the

specified spread on the reference

price.

Spread currency

For each leg of a derivative, the

currency in which a spread is

denominated.

Spread notation

For each leg of a derivative, the

manner in which a spread is

expressed.

Strike price

For a derivative that is an option,

the price at which the owner of

the option can buy or sell the

underlying interest of the option.

Strike price

currency/currency

pair

Currency, or the currency pair

and order, in which the strike

price is denominated.

Strike price notation

Manner in which the strike price

is expressed.

Unadjusted effective

date of the price

Effective date (unadjusted for

business day convention) of the

price.

Unadjusted end date

of the price

End date (unadjusted for business

day convention) of the price.

Price in effect

between the

unadjusted effective

and end dates

Price in effect from the date

referred to in Data Element

Number 59 to the date referred to

in Data Element Number 60.

Effective date of the

strike price

Effective date (unadjusted for

business day convention) of the

strike price.

End date of the strike

price

End date (unadjusted for business

day convention) of the strike

price.

Strike price in effect

on associated

effective date

Strike price in effect from the

date referred to in Data Element

Number 62 to the date referred to

in Data Element Number 63.

Strike price

schedule

- Unadjusted

effective date of the

strike price

For each strike price set out in a

schedule, the date (unadjusted for

business day convention) on

which the strike price becomes

effective.

Strike price

schedule

- Unadjusted

end date of the strike

price

For each strike price set out in a

schedule, the end date

(unadjusted for business day

convention) of the strike price.

Strike price

schedule

- strike price

Each strike price, as set out in a

schedule, in effect from the date

referred to in Data Element

Number 65 to the date referred to

in Data Element Number 66.

Non-standardized

term indicator

Indicator of whether a derivative

has one or more additional

provisions that materially affect

the price of the derivative and that

have not been disclosed to the

public.

Day count

convention

For each leg of a derivative, the

day count convention used to

determine how interest payments

are calculated.

Floating rate reset

frequency period

For each floating leg of a

derivative, the period of the

frequency of resets.

Floating rate reset

frequency period

multiplier

For each floating leg of a

derivative, the number by which

the floating rate reset frequency

period is multiplied to determine

the frequency of periodic

payment dates in respect of a

reset.

Data Elements Related to Clearing

Cleared

Indicator of whether a derivative

has been cleared, or is intended to

be cleared, by a clearing agency.

Central counterparty

identifier

Identifier of the clearing agency

that cleared the derivative.

Clearing account

origin

Indicator of whether the clearing

member acts as principal or agent.

Clearing member

identifier

Identifier of the clearing member

through which a derivative is

cleared by a clearing agency.

Clearing receipt

timestamp

Date and time, expressed using

Coordinated Universal Time, that

the original derivative was

recorded as being received by the

clearing agency for clearing.

Clearing exceptions

and exemptions -

Counterparty 1

Type of exemption from or

exception to a mandatory clearing

requirement applicable to

Counterparty 1.

Clearing exceptions

and exemptions -

Counterparty 2

Type of exemption from or

exception to a mandatory clearing

requirement applicable to

Counterparty 2.

Data Elements Related to Collateral and Margin

Collateralisation

category

Indicator of whether there is an

agreement in respect of collateral

between the counterparties and

the nature of the collateralisation.

Portfolio containing

non-reportable

component indicator

If collateral is reported on a

portfolio basis, indicator of

whether the portfolio includes

derivatives exempted or excepted

from reporting.

Initial margin posted

by the reporting

counterparty (pre-

haircut)

Monetary value of the initial

margin posted by the reporting

counterparty before a haircut is

applied.

Initial margin posted

by the reporting

counterparty (post-

haircut)

Monetary value of the initial

margin posted by the reporting

counterparty after a haircut is

applied.

Currency of initial

margin posted

Currency in which the initial

margin posted is denominated.

Initial margin

collected by the

reporting

counterparty (pre-

haircut)

Monetary value of the initial

margin collected by the reporting

counterparty before a haircut is

applied.

Initial margin

collected by the

reporting

counterparty (post-

haircut)

Monetary value of the initial

margin collected by the reporting

counterparty after a haircut is

applied.

Currency of initial

margin collected

Currency in which the initial

margin collected is denominated.

Variation margin

posted by the

reporting

counterparty (pre-

haircut)

Monetary value of the variation

margin posted by the reporting

counterparty before a haircut is

applied.

Variation margin

posted by the

reporting

counterparty (post-

haircut)

Monetary value of the variation

margin posted by the reporting

counterparty after a haircut is

applied.

Currency of variation

margin posted

Currency in which the variation

margin posted is denominated.

Variation margin

collected by the

reporting

counterparty (pre-

haircut)

Monetary value of the variation

margin collected by the reporting

counterparty before a haircut is

applied.

Variation margin

collected by the

reporting

counterparty (post-

haircut)

Monetary value of the variation

margin collected by the reporting

counterparty after a haircut is

applied.

Currency of variation

margin collected

Currency in which the variation

margin collected is denominated.

Variation margin

collateral portfolio

code

If collateral is reported on a

portfolio basis, a unique code

assigned by the reporting

counterparty that identifies the

variation margin related to the

open transactions that are

included in the portfolio.

Initial margin

collateral portfolio

code

If collateral is reported on a

portfolio basis, a unique code

assigned by the reporting

counterparty that identifies the

initial margin related to the open

transactions that are included in

the portfolio.

Data Elements Related to Actions and Events

Event timestamp

Date and time of occurrence of an

event relating to a derivative.

Level

Indicator of whether the report is

in respect of a derivative or a

position.

Event identifier

Unique identifier that links

derivatives relating to an event.

Action type

Indicator of the type of action or

reporting relating to the derivative

or position.

Event type

Indicator of the type of lifecycle

event or reason for the action

referred to in Data Element

Number 98.

Amendment

indicator

Indicator of whether an

amendment to the derivative

relates to an event.

Data Elements Related to Valuation

Valuation amount

Value of the derivative.

Valuation currency

Currency in which the valuation

amount is denominated.

Valuation method

Source and method used to value

the derivative.

Valuation timestamp

Date and time that the value of

the derivative referred to in Data

Element Number 101 was

determined.

Next floating

reference reset date

Next date on which the floating

reference will reset.

Last floating

reference value

Value of the floating reference on

the date referred to in Data

Element Number 107.

Last floating

reference reset date

Most recent date of the floating

reference reset.

Delta

Ratio of the change in the price of

the derivative to the change in the

price of the underlying interest of

the derivative.

Data Elements Related to Packages

Package indicator

Indicator of whether the

derivative is a component of a

package if:

(a) 2 or more derivatives that are

reported separately by the

reporting counterparty are

entered into under a single

agreement, or

(b) 2 or more reports relate to the

same derivative and the

derivative cannot be reported

using a single report as a

result of the reporting

requirements of one or more

jurisdictions of Canada or one

or more foreign jurisdictions.

Package identifier

Identifier of the package referred

to in Data Element Number 109.

Package transaction

price

Price of the package referred to in

Data Element Number 109.

Package transaction

price currency

Currency in which the package

transaction price is denominated.

Package transaction

spread

Price of the package referred to in

Data Element Number 109,

expressed as a spread.

Package transaction

spread currency

Currency in which the package

transaction spread is

denominated.

Package transaction

spread notation

Manner in which the package

transaction spread is expressed.

Package transaction

price notation

Manner in which the package

transaction price is expressed.

Data Elements Related to Product

Unique product

identifier

Identifier of a unique code

assigned by the Derivatives

Service Bureau for a type of

derivative.

CDS index

attachment point

Point at which the level of losses

in the underlying portfolio of a

credit default swap reduces the

notional of a tranche.

CDS index

detachment point

Point beyond which losses in the

underlying portfolio of a credit

default swap no longer reduce the

notional of a tranche.

Index factor

Factor of the index version, or the

percentage, used to determine the

notional amount of a credit

default swap.

Crypto asset

underlying indicator

Indicator of whether the

underlying interest of the

derivative is a crypto asset.

Custom basket code

Unique identifier for a custom

basket of reference assets.

Custom basket

indicator

Indicator of whether the

derivative has a custom basket as

its underlying interest.

Basket constituent

identifier

Identifier of a reference asset in

the custom basket.

Basket constituent

identifier source

Source of the basket constituent

identifier referred to in Data

Element Number 124.

Basket constituent

number of units

Number of units of each reference

asset in the custom basket.

Basket constituent

unit of measure

Unit of measure in which the

number of units referred to in

Data Element Number 126 is

expressed.

Underlier ID (Other)

Identifier of each underlying

interest of the derivative.

Underlier ID (Other)

source

Source of the Underlier ID

(Other) referred to in Data

Element Number128.

Underlying asset

trading platform

identifier

Identifier of the platform on

which the underlying interest

referred to in Data Element

Number 128 is traded.

Underlying asset

price source

Source of the price used to

determine the value or level of the

underlying interest referred to in

Data Element Number 128.

Embedded option

type

Type of optional provision in a

derivative.

Data Elements Related to Payments and Settlement

Final contractual

settlement date

Date in the agreement by which

all obligations under the

derivative are to be satisfied.

Settlement location

Place of settlement of the

derivative.

Settlement currency

For each leg of the derivative, the

currency in which the cash

settlement is denominated.

Other payment

amount

Amount of each payment under

the derivative except an option

premium amount under Data

Element Number 144.

Other payment

currency

Currency in which the other

payment amount referred to in

Data Element Number 136 is

denominated.

Other payment date

Date on which the other payment

amount referred to in Data

Element Number 136 is to be

paid.

Other payment payer

Identifier of the payer of the other

payment amount referred to in

Data Element Number 136.

Other payment

receiver

Identifier of the receiver of the

other payment amount referred to

in Data Element Number 136.

Other payment type

Reason for the payment referred

to in Data Element Number 136.

Payment frequency

period

For each leg of a derivative, the

unit of time of the frequency of

payments.

Payment frequency

period multiplier

For each leg of a derivative, the

number by which the payment

frequency period is multiplied to

determine the frequency of

periodic payment dates.

Option premium

amount

Premium paid by a buyer of an

option or swaption.

Option premium

currency

Currency in which the premium

referred to in Data Element

Number 144 is denominated.

Option premium

payment date

Date on which the premium

referred to in Data Element

Number 144 is paid.

First exercise date

First date on which an option can

be exercised.

Fixing date

For each leg of a derivative, the

date on which the reference rate is

determined.

39. Appendix B is replaced with the following:

APPENDIX B

MULTILATERAL INSTRUMENT 96-101

DERIVATIVES: TRADE REPORTING

Equivalent Trade Reporting Laws of Foreign Jurisdictions Subject to Deemed

Compliance Under Subparagraph 26(3)(b)(

v) of the Instrument

The regulators and securities regulatory authorities have determined that the laws and

regulations opposite the following jurisdictions are trade reporting laws for the

purposes of subparagraph 26(3)(b)(v).

Jurisdiction

Law, Regulation and/or Instrument

European Union

Regulation (EU) 648/2012 of the European Parliament and

Council of 4 July 2012 on OTC derivatives, central

counterparties and trade repositories

Commission Delegated Regulation (EU) 2017/979 of 2 March

2017 amending Regulation (EU) No 648/2012 of the European

Parliament and of the Council on OTC derivatives, central

counterparties and trade repositories with regard to the list of

exempted entities

Commission Delegated Regulation (EU) 2019/460 of 30

January 2019 amending Regulation (EU) No 648/2012 of the

European Parliament and of the Council with regard to the list

of exempted entities

Regulation (EU) 2019/834 of the European Parliament and of

the Council of 20 May 2019 amending Regulation (EU) No

648/2012 as regards the clearing obligation, the suspension of

the clearing obligation, the reporting requirements, the risk-

mitigation techniques for OTC derivative contracts not cleared

by a central counterparty, the registration and supervision of

trade repositories and the requirements for trade repositories

Commission Delegated Regulation (EU) No 148/2013 of 19

December 2012 supplementing Regulation (EU) No 648/2012

of the European Parliament and of the Council on OTC

derivatives, central counterparties and trade repositories with

regard to regulatory technical standards on the minimum details

of the data to be reported to trade repositories

Commission Delegated Regulation (EU) 2017/104 of 19

October 2016 amending Delegated Regulation (EU) No

148/2013 supplementing Regulation (EU) No 648/2012 of the

European Parliament and of the Council on OTC derivatives,

central counterparties and trade repositories with regard to

regulatory technical standards on the minimum details of the

data to be reported to trade repositories

Commission Delegated Regulation (EU) No 151/2013 of 19

December 2012 supplementing Regulation (EU) No 648/2012

of the European Parliament and of the Council on OTC

derivatives, central counterparties and trade repositories, with

regard to regulatory technical standards specifying the data to

be published and made available by trade repositories and

operational standards for aggregating, comparing and accessing

the data

Commission Delegated Regulation (EU) 2017/1800 of 29 June

2017 amending Delegated Regulation (EU) No 151/2013

supplementing Regulation (EU) No 648/2012 of the European

Parliament and of the Council

Commission Delegated Regulation (EU) 2019/361 of 13

December 2018 amending Delegated Regulation (EU) No

151/2013 with regard to access to the data held in trade

repositories

Commission Implementing Regulation (EU) No 1247/2012 of

19 December 2012 laying down implementing technical

standards with regard to the format and frequency of trade

reports to trade repositories according to Regulation (EU) No

648/2012 of the European Parliament and of the Council on

OTC derivatives, central counterparties and trade repositories

Commission Implementing Regulation (EU) 2017/105 of 19

October 2016 amending Implementing Regulation (EU) No

1247/2012 laying down implementing technical standards with

regard to the format and frequency of trade reports to trade

repositories according to Regulation (EU) No 648/2012 of the

European Parliament and of the Council on OTC derivatives,

central counterparties and trade repositories

Commission Implementing Regulation (EU) 2019/363 of 13

December 2018 laying down implementing technical standards

with regard to the format and frequency of reports on the details

of securities financing transactions (SFTs) to trade repositories

in accordance with Regulation (EU) 2015/2365 of the European

Parliament and of the Council and amending Commission

Implementing Regulation (EU) No 1247/2012 with regard to the

use of reporting codes in the reporting of derivative contracts

United Kingdom of

Great Britain and

Northern Ireland

The Over the Counter Derivatives, Central Counterparties and

Trade Repositories (Amendment, etc., and Transitional

Provision) (EU Exit) Regulations 2019

The Over the Counter Derivatives, Central Counterparties and

Trade Repositories (Amendment, etc., and Transitional

Provision) (EU Exit) (No. 2) Regulations 2019

The Over the Counter Derivatives, Central Counterparties and

Trade Repositories (Amendment, etc., and Transitional

Provision) (EU Exit) Regulations 2020

The Trade Repositories (Amendment and Transitional

Provision) (EU Exit) Regulations 2018

The Technical Standards (European Market Infrastructure

Regulation) (EU Exit) (No 1) Instrument 2019

The Technical Standards (European Market Infrastructure

Regulation) (EU Exit) (No 2) Instrument 2019

The Technical Standards (European Market Infrastructure

Regulation) (EU Exit) (No 3) Instrument 2019

The Technical Standards (European Market Infrastructure

Regulation) (EU Exit) (No 4) Instrument 2019

The Technical Standards (Miscellaneous Amendments) (EU

Exit) Instrument 2020

United States of

America

CFTC Real-Time Public Reporting of Swap Transaction Data,

17 C.F.R.

Part 43

CFTC Swap Data Recordkeeping and Reporting Requirements,

17 C.F.R.

Part 45

CFTC Swap Data Recordkeeping and Reporting Requirements:

Pre-Enactment and Transition Swaps, 17 C.F.R.

Part 46

40. Appendix C is amended

(

a) in the title, by replacing "TRADE REPOSITORIES AND DERIVATIVES

DATA REPORTING" with "DERIVATIVES: TRADE REPORTING".

(

b) by deleting "Instructions:",

(

c) by repealing and replacing

section 1 with the following:

1. Subject to items 2 through 6, a recognized trade repository must make

available to the public, at no cost, for each data element set out in

Appendix A opposite a "Y" in the "Made Available to the Public"

column of that appendix, the data elements contained in Table 1 for a

derivative in any of the asset classes and underlying asset identifiers

listed in Table 2 for all of the following:

(

a) each derivative reported to the recognized trade repository under

this Instrument;

(

b) each lifecycle event that changes the pricing of an existing

derivative reported to the recognized trade repository under this

Instrument;

(

c) each cancellation of a reported transaction or a correction of data

relating to a transaction that was previously made available to the

public, in each case resulting in a derivative referred to in

paragraph (

a) or a lifecycle event referred to in paragraph (b).,

(

d) by repealing and replacing Table 1 with the following:

Table 1

Data Element

Name

Data Element

Description

Data Element

Format

Data Element

Allowable

Values

Dissemination

identifier

Unique and random

identifier assigned by a

recognized trade

repository for each data

message made

available to the public.

Varchar(52)

Up to 52

alphanumeric

characters

Original

dissemination

identifier

For the following

action types reported to

the recognized trade

repository under Data

Element Number 98 of

Appendix A, the

Dissemination

identifier assigned

under Data Element

Number D1:

(

a) Correct;

(

b) Terminate;

(

c) Error;

(

d) Revive;

(

e) Modify, if the

Amendment indicator

in Data Element

Number 100 of

Appendix A is

reported to the

recognized trade

repository as True.

Varchar(52)

Up to 52

alphanumeric

characters

Dissemination

timestamp

Date and time, to the

nearest second, that a

recognized trade

repository makes data

available to the public.

YYYY-MM-

DDThh:mm:ssZ,

based on

Coordinated

Universal Time

Any valid

date/time based

on ISO 8601

Date and time

format.

Unique

product

identifier

short name

A humanly readable

description made

available by the

Derivatives Service

Bureau corresponding

to the unique product

identifier.

A list of allowable values and their

format will be published by the

Derivatives Service Bureau.

(

e) in

section 4, by replacing "maturity date less execution time stamp date"

with "expiration date less effective date",

(

f) in

section 6, by replacing "the" before "recognized trade repository" with

"a", and replacing "transaction" before the period with "derivative",

(

g) in Table 4, by replacing the heading in column 2 "Maturity Date less

Effective Date" with "Expiration Date less Effective Date",

(

h) in

section 7, by replacing "contained in Table 1" with "referred to in item

1", and replacing "in the execution timestamp field" with "for Data

Element Number 14 of Appendix A", and

(

i) by adding the following section:

8. If it is not technologically practicable to make the required information

available to the public 48 hours after the time reported for Data Element

Number 14 of Appendix A for the derivative due to periods of

downtime required for operational maintenance, system upgrades,

system repairs, disaster recovery exercises or any other exercises

related to operating the recognized trade repository in accordance with

this Instrument and its recognition order, the recognized trade

repository must make the information available to the public as soon as

technologically practicable following the conclusion of the period of

downtime..

41. Form 96-101F1 Application for Recognition - Trade Repository Information

Statement is amended in Exhibit E - Operations of the Trade Repository,

section (7), by replacing "accurately, completely" with "without error or

omission".

42. Form 96-101F2 Trade Repository Submission to Jurisdiction and Appointment

of Agent for Service of Process is amended in the

section below the heading

"Agent - Consent to Act as Agent for Service"

(

a) by replacing "Signature of the Trade Repository" with "Signature of the

Agent", and

(

b) by replacing "Print name and title of signing officer of the Trade

Repository" with "Print name of person signing and, if Agent is not an

individual, the title of the person".

43. This Instrument comes into force on July 25, 2025.

Service Alberta and Red Tape Reduction

Notice of Intent to Dissolve

(Cooperatives Act)

Bloomlancer Collaborative Space Cooperative

Notice is hereby given that a Notice of Intent to Dissolve was issued to Bloomlancer

Collaborative Space Cooperative on June 13, 2025.

Dated at Edmonton, Alberta, June 13, 2025.

_______________

Foodscape Cooperative

Notice is hereby given that a Notice of Intent to Dissolve was issued to Foodscape

Cooperative on June 13, 2025.

Dated at Edmonton, Alberta, June 13, 2025.

_______________

Southwest Connect Cooperative

Notice is hereby given that a Notice of Intent to Dissolve was issued to Southwest

Connect Cooperative on June 13, 2025.

Dated at Edmonton, Alberta, June 13, 2025.

Ubumwe Community Consumer Cooperative

Notice is hereby given that a Notice of Intent to Dissolve was issued to Ubumwe

Community Consumer Cooperative on June 13, 2025.

Dated at Edmonton, Alberta, June 13, 2025.

_______________

Yellowstone Bean Growers Co-operative Association

Notice is hereby given that a Notice of Intent to Dissolve was issued to Yellowstone

Bean Growers Co-operative Association on June 13, 2025.

Dated at Edmonton, Alberta, June 13, 2025.

ADVERTISEMENTS

Notice of Certificate of Intent to Dissolve

(Business Corporations Act)

Notice is hereby given that a Certificate of Intent to Dissolve was issued to Keller

Foods Limited on June 20, 2025.

Dated at Calgary, Alberta, June 20, 2025.

Michael Strilchuk, Barrister & Solicitor.

Public Sale of Land

(Municipal Government Act)

City of Fort Saskatchewan

Notice is hereby given that, under the provisions of the Municipal Government Act,

the City of Fort Saskatchewan will offer for sale, by public auction, in the Council

Chambers at City Hall, 10005 102 Street, Fort Saskatchewan, Alberta, on Monday,

August 25, 2025, at 10:00 a.m., the following lands:

Lot

Block

Plan

C. of T.

4801TR

Each parcel will be offered for sale, subject to a reserve bid and to the reservations

and conditions contained in the existing certificate of title.

The land is being offered for sale on an "as is, where is" basis, and the City of Fort

Saskatchewan makes no representation and gives no warranty whatsoever as to the

adequacy of services, soil conditions, land use districting, building and development

conditions, absence or presence of environmental contamination, vacant possession,

or the developability of the subject land for any intended use by the purchaser. No bid

will be accepted where the bidder attempts to attach conditions precedent to the sale

specified by the City of Fort Saskatchewan. No further information is available at the

auction regarding the lands to be sold.

The City of Fort Saskatchewan may, after the public auction, become the owner of

any parcel of land not sold at the public auction.

Terms: Payments may be made to the City by way of bank draft, direct deposit or

wire transfer only. A non-refundable deposit of 20% of the accepted bid amount is

due at the time of sale, with the remaining balance of the accepted bid to be paid

within 15 days of the date of sale of property. The purchaser is responsible to pay all

transfer costs and any applicable GST.

Redemption may be effected by payment of all arrears of taxes and costs at any time

prior to the sale.

Dated at Fort Saskatchewan, Alberta, June 25, 2025.

_______________

Beaver County

Notice is hereby given that, under the provisions of the Municipal Government Act,

Beaver County will offer for sale, by public auction, at the County Office, at 5120 50

Street, Ryley, Alberta, on Thursday, September 11, 2025, at 10:00 a.m., the following

lands:

Name

Lot

Block

Plan

Legal Desc.

Size

Kinsella

32-37

1562W

4-11-46-27-NW

1950.9 sq m

Each parcel will be offered for sale, subject to a reserve bid and to the reservations

and conditions contained in the existing certificate of title.

Beaver County may, after the public auction, become the owner of any parcel of land

not sold at the public auction.

Terms: Cash, certified cheque or bank draft.

Redemption may be effected by payment of all arrears of taxes and costs at any time

prior to the sale.

Dated at Ryley, Alberta, June 24, 2025.

Kayleena Spiess, Chief Administrative Officer.

Mountain View County

Notice is hereby given that, under the provisions of the Municipal Government Act,

Mountain View County will offer for sale, by public auction, in the office of

Mountain View County, Alberta, on Thursday, October 2, 2025, at 1:00 p.m., the

following lands:

Lot

Block

Plan

Legal Desc.

Acres

C. of T.

NW-32-32-05-5

4.45

NE-07-30-04-5

9.93

Ptn. NE-27-32-06-5

11.33

SE-01-32-29-4

4.50

Each parcel will be offered for sale, subject to a reserve bid and to the reservations

and conditions contained in the existing certificate of title.

The land is being offered for sale on an "as is, where is" basis, and Mountain View

County makes no representation and gives no warranty whatsoever as to the adequacy

of services, soil conditions, land use districting, building and development conditions,

absence or presence of environmental contamination, vacant possession, or the

developability of the subject land for any intended use by the purchaser. No bid will

be accepted where the bidder attempts to attach conditions precedent to the sale of

any parcel. No further information is available at the auction regarding the lands to be

sold. The successful bidder may be required to execute a Sales Agreement in a form

and substance acceptable to Mountain View County at the close of the public auction.

Mountain View County may, after the public auction, become the owner of any parcel

of land not sold at the public auction.

Terms: Cash - 10% non-refundable deposit on sale day and balance due within

30 days. The above properties may be subject to GST.

Redemption may be effected by payment of all arrears of taxes and costs at any time

prior to the sale.

Dated at Didsbury, Alberta, May 14, 2025.

Michael Krieger, Manager Assessment Services.

_______________

Thorhild County

Notice is hereby given that, under the provisions of the Municipal Government Act,

Thorhild County will offer for sale, by public auction, in the County Administration

Office, Thorhild, Alberta, on Tuesday, August 26, 2025, at 10:00 a.m., the following

lands:

Lot

Block

Plan

C. of T.

Hamlet

3414MC

082545533+1

Newbrook

7300KS

Newbrook

812 2833

Newbrook

835HW

Thorhild

Pt. of Sec.

Sec.

Twp.

Rge.

Acres

C. of T.

Each parcel will be offered for sale, subject to a reserve bid and to the reservations

and conditions contained in the existing certificate of title.

The land is being offered for sale on an "as is, where is" basis, and Thorhild County

makes no representation and gives no warranty whatsoever as to the adequacy of

services, soil conditions, land use districting, building and development conditions,

absence or presence of environmental contamination, or the developability of the

subject land for any intended use by the purchaser. No bid will be accepted where the

bidder attempts to attach conditions precedent to the sale of any parcel. No terms and

conditions of sale will be considered other than those specified by Thorhild County.

Thorhild County may, after the public auction, become the owner of any parcel of

land not sold at the public auction.

Terms: Cash or certified cheque and GST will apply on lands sold at the public

auction. A 10% deposit is payable upon the acceptance of the bid at public auction.

The balance of the accepted bid is due within 30 days.

Redemption may be effected by payment of all arrears of taxes and costs at any time

prior to the sale.

Dated at Thorhild County, Alberta, June 27, 2025.

Ryan Maier, Chief Administrative Officer.

_______________

County of Vermilion River

Notice is hereby given that, under the provisions of the Municipal Government Act,

the County of Vermilion River will offer for sale, by public auction, in the Village of

Kitscoty Council Chambers, 5011 50 Street, Kitscoty, Alberta, on Monday,

September 15, 2025, at 10:00 a.m., the following properties:

Roll

Lot

Block

Plan

C. of T.

162343044+2

4687NY

2129EO

Roll

Pt. of Sec.

Sec.

Twp.

Rge.

C. of T.

172171942+1

1. Any parcel of land offered for sale may be redeemed by payment of all arrears,

penalties and costs by guaranteed funds at any time until the property is entered

into the auction.

2. Each parcel of land offered for sale will be subject to a reserve bid and title will

be subject to the reservations and conditions contained in the existing certificate

of title.

3. The lands are being offered for sale on and "as is, where is" basis, and the

municipality makes no representation and gives no warranty whatsoever as to the

state of the parcel nor its suitability for any intended use by the successful bidder.

4. The auctioneer, councilors, the chief of administrative officer and the designated

officers and employees of the municipality must not bid or by any parcel of land

offered for sale, unless directed by the municipality to do so on behalf of the

municipality.

5. The purchaser of the property will be responsible for property taxes and utilities

for the current year. There will be no adjustment to the date of sale.

6. The purchaser will be required to execute a sale agreement in form and substance

provided by the municipality.

7. The successful purchaser must, at the time of sale, make payment in cash,

certified cheque or bank draft payable to the municipality as follows:

a. If the purchase price is less than $10,000, the purchaser must provide a non-

refundable deposit in the amount of $1,000 and the balance of the purchase

price must be paid within 5 business days of the sale OR

b. If the purchase price is greater than $10,000, the purchaser must provide a

non-refundable deposit in the amount of $1,000 and the balance of the

purchase price must be paid within 10 business days of the sale.

(if the certified cheque or bank draft exceeds the final purchase price, the excess

will be refunded within a reasonable period)

8. GST will be collected on all properties subject to GST.

9. The risk of the property lies with the purchaser immediately following the

auction.

10. The purchaser is responsible for obtaining vacant possession.

11. The purchaser will be responsible for registration of the transfer including

registration fees.

12. If no offer is received on a property of if the reserve bid is not met, the property

cannot be sold at the public auction.

13. The municipality may, after the public auction, become the owner of any parcel

of land that is not sold at the public auction.

14. Once the property is declared sold at public auction, the previous owner has no

further right to the property.

Dated at Kitscoty, Alberta, July 7, 2025.

Alyssa Irvine, Tax Administrator.

_______________

Town of Athabasca

Notice is hereby given that, under the provisions of the Municipal Government Act,

the Town of Athabasca will offer for sale, by public auction, in the Council Chambers

at Town Administration Building, 4705 49 Avenue, Athabasca, Alberta, on Monday,

August 25, 2025, at 2:00 p.m., the following lands:

Lot

Block

Plan

46AR

N11, 12

7284AE

5329AC

5284AE

#5, 1

Each parcel will be offered for sale, subject to a reserve bid and to the reservations

and conditions contained in the existing certificate of title.

The land is being offered for sale on an "as is, where is" basis, and the Town of

Athabasca makes no representation and gives no warranty whatsoever as to the

adequacy of services, soil conditions, land use districting, building and development

conditions, absence or presence of environmental contamination, vacancy, or the

developability of the subject land for any intended use by the purchaser. No bid will

be accepted where the bidder attempts to attach conditions precedent to the sale of

any parcel.

The Town of Athabasca may, after the public auction, become the owner of any

parcel of land not sold at the public auction.

Terms: Cash, bank draft or certified cheque - 10% down, balance in 15 days.

Redemption may be effected by payment of all arrears of taxes and costs at any time

prior to the sale.

Dated at Athabasca, Alberta, June 24, 2025.

Jeff Dalley, Chief Financial Officer.

_______________

Town of Bruderheim

Notice is hereby given that, under the provisions of the Municipal Government Act,

the Town of Bruderheim will offer for sale, by public auction, in the Municipal

Office, 5017 Queen Street, Bruderheim, Alberta, on Monday, September 15, 2025, at

10:00 a.m., the following parcels:

Roll

Lot

Block

Plan

C. of T.

3753P

1. Any parcel of land offered for sale may be redeemed by payment of all arrears,

penalties and costs by guaranteed funds at any time until the property is declared

sold.

2. Each parcel of land offered for sale will be subject to a reserve bid and title will

be subject to the reservations and conditions contained in the existing certificate

of title.

3. The lands are being offered for sale on an "as is, where is" basis, and the

municipality makes no representation and gives no warranty whatsoever as to the

state of the parcel nor its suitability for any intended use by the successful bidder.

4. The auctioneer, councillors, the chief administrative officer and the designated

officers and employees of the municipality must not bid or buy any parcel of land

offered for sale, unless directed by the municipality to do so on behalf of the

municipality.

5. The purchaser of the property will be responsible for property taxes and utilities

for the current year. There will be no adjustment to the date of sale.

6. The purchaser will be required to execute a sale agreement in form and substance

provided by the municipality.

7. The successful purchaser must, at the time of sale, make payment in cash,

certified cheque or bank draft payable to the municipality as follows:

a. The full purchase price if it is $10,000 or less; OR

b. If the purchase price is greater than $10,000, the purchaser must provide a

non-refundable deposit in the amount of $10,000 and the balance of the

purchase price must be paid within 20 days of the sale.

(if the certified cheque or bank draft exceeds the final purchase price, the excess

will be refunded within a reasonable time)

8. GST will be collected on all properties subject to GST.

9. The risk of the property lies with the purchaser immediately following the

auction.

10. The purchaser is responsible for obtaining vacant possession.

11. The purchaser will be responsible for registration of the transfer including

registration fees.

12. If no offer is received on a property or if the reserve bid is not met, the property

cannot be sold at the public auction.

13. The municipality may, after the public auction, become the owner of any parcel

of land that is not sold at the public auction.

14. Once the property is declared sold at public auction, the previous owner has no

further right to pay the tax arrears.

Dated at Bruderheim, Alberta, June 27, 2025.

Phyllis Forsyth, Chief Administrative Officer.

_______________

Town of Coronation

Notice is hereby given that, under the provisions of the Municipal Government Act,

the Town of Coronation will offer for sale, by public auction, in the Municipal Office,

5015 Victoria Avenue, Coronation, Alberta, on Wednesday, September 17, 2025, at

2:00 p.m., the following parcels:

Roll

Lot

Block

Plan

C. of T.

3, 4

8149AH

19-21

8149AH

1. Any parcel of land offered for sale may be redeemed by payment of all arrears,

penalties and costs by guaranteed funds at any time until the property is declared

sold.

2. Each parcel of land offered for sale will be subject to a reserve bid and title will

be subject to the reservations and conditions contained in the existing certificate

of title.

3. The lands are being offered for sale on an "as is, where is" basis, and the

municipality makes no representation and gives no warranty whatsoever as to the

state of the parcel nor its suitability for any intended use by the successful bidder.

4. The auctioneer, councillors, the chief administrative officer and the designated

officers and employees of the municipality must not bid or buy any parcel of land

offered for sale, unless directed by the municipality to do so on behalf of the

municipality.

5. The purchaser of the property will be responsible for property taxes and utilities

for the current year. There will be no adjustment to the date of sale.

6. The purchaser will be required to execute a sale agreement in form and substance

provided by the municipality.

7. The successful purchaser must, at the time of sale, make payment in cash,

certified cheque or bank draft payable to the municipality as follows:

a. The full purchase price if it is $10,000 or less; OR

b. If the purchase price is greater than $10,000, the purchaser must provide a

non-refundable deposit in the amount of $10,000 and the balance of the

purchase price must be paid within 20 days of the sale.

(if the certified cheque or bank draft exceeds the final purchase price, the excess

will be refunded within a reasonable time)

8. GST will be collected on all properties subject to GST.

9. The risk of the property lies with the purchaser immediately following the

auction.

10. The purchaser is responsible for obtaining vacant possession.

11. The purchaser will be responsible for registration of the transfer including

registration fees.

12. If no offer is received on a property or if the reserve bid is not met, the property

cannot be sold at the public auction.

13. The municipality may, after the public auction, become the owner of any parcel

of land that is not sold at the public auction.

14. Once the property is declared sold at public auction, the previous owner has no

further right to pay the tax arrears.

Dated at Coronation, Alberta, June 27, 2025.

Delayne Golby, Chief Administrative Officer.

_______________

Town of Eckville

Notice is hereby given that, under the provisions of the Municipal Government Act,

the Town of Eckville will offer for sale, by public auction, in the Town Office, 5023

51 Avenue, Eckville, Alberta, on Wednesday, September 10, 2025, at 2:00 p.m., the

following lands:

Lot

Block

Plan

Address

6395NY

4908 54 Avenue

6117AQ

5023 52 Avenue

West pt. 3

264HW

4852 54 Avenue

210MC

4904 54 Avenue

Each parcel will be offered for sale, subject to a reserve bid and to the reservations

and conditions contained in the existing certificate of title.

The land is being offered for sale on an "as is, where is" basis, and the Town of

Eckville makes no representation and gives no warranty whatsoever as to the

adequacy of services, soil conditions, land use districting, building and development

conditions, absence or presence of environmental contamination, or the developability

of the subject land for any intended use by the purchaser.

The Town of Eckville may, after the public auction, become the owner of any parcel

of land not sold at the public auction.

Terms: Cash, money order or certified cheque - 10% down, balance in 15 days.

Redemption may be effected by payment of all arrears of taxes and costs at any time

prior to the sale.

Dated at Eckville, Alberta, June 25, 2025.

Jack Ramsden, Chief Administrative Officer.

Town of Hanna

Notice is hereby given that, under the provisions of the Municipal Government Act,

the Town of Hanna will offer for sale, by public auction, in the Council Chambers,

Town Office, Hanna, Alberta, on Monday, September 8, 2025, at 2:00 p.m., the

following lands:

Lot

Block

Plan

C. of T.

5-6

6133AW

6133AW

6133AW

Each parcel will be offered for sale subject to a reserve bid and to the reservations and

conditions contained in the existing certificate of title.

Reserving thereout all mines and minerals.

This property is being offered for sale on an "as is, where is" basis and the Town of

Hanna makes no representation and gives no warranty whatsoever as to the adequacy

of services, soil conditions, land use districting, building and development conditions,

absence, or presence of environmental contamination, or the developability of the

subject land for any intended use by the purchaser.

The Town of Hanna may, after the public auction, become the owner of any parcel of

land not sold at the public auction.

Terms: 10% down payment by cash or certified cheque at the time of sale and the

balance within 30 days.

Redemption may be effected by payment of all arrears of taxes and costs at any time

prior to the sale.

Dated at Hanna, Alberta, June 18, 2025.

Matthew Norburn, Chief Administrative Officer.

_______________

Town of Oyen

Notice is hereby given that, under the provisions of the Municipal Government Act,

the Town of Oyen will offer for sale, by public auction, in the Town of Oyen Council

Chambers, Oyen, Alberta, on Wednesday, September 10, 2025, at 10:00 a.m., the

following lands:

Lot

Block

Plan

C. of T.

Address

7936CC

310 3 Avenue East

Each parcel will be offered for sale subject to a reserve bid and to the reservations and

conditions contained in the existing certificate of title.

The Town of Oyen may, after the public auction, become the owner of any parcel of

land not sold at the public auction.

Terms: Cash, certified cheque, or bank draft at the time of sale.

Redemption may be effected by payment of all arrears of taxes and costs at any time

prior to the sale.

Dated at Oyen, Alberta, June 20, 2025.

Debbie Ross, Chief Administrative Officer.

_______________

Town of Pincher Creek

Notice is hereby given that, under the provisions of the Municipal Government Act,

Town of Pincher Creek will offer for sale, by public auction, in the Municipal Office,

962 St John Avenue, Pincher Creek, Alberta, on Monday, September 15, 2025, at

2:00 p.m., the following parcels:

Roll

Lot

Block

Plan

C. of T.

2261H

7756AL

1. Any parcel of land offered for sale may be redeemed by payment of all arrears,

penalties and costs by guaranteed funds at any time until the property is declared

sold.

2. Each parcel of land offered for sale will be subject to a reserve bid and title will

be subject to the reservations and conditions contained in the existing certificate

of title.

3. The lands are being offered for sale on an "as is, where is" basis, and the

municipality makes no representation and gives no warranty whatsoever as to the

state of the parcel nor its suitability for any intended use by the successful bidder.

4. The auctioneer, councillors, the chief administrative officer and the designated

officers and employees of the municipality must not bid or buy any parcel of land

offered for sale, unless directed by the municipality to do so on behalf of the

municipality.

5. The purchaser of the property will be responsible for property taxes and utilities

for the current year. There will be no adjustment to the date of sale.

6. The purchaser will be required to execute a sale agreement in form and substance

provided by the municipality.

7. The successful purchaser must, at the time of sale, make payment in cash,

certified cheque or bank draft payable to the municipality as follows:

a. The full purchase price if it is $10,000 or less; OR

b. If the purchase price is greater than $10,000, the purchaser must provide a

non-refundable deposit in the amount of $10,000 and the balance of the

purchase price must be paid within 20 days of the sale.

(if the certified cheque or bank draft exceeds the final purchase price, the excess

will be refunded within a reasonable time)

8. GST will be collected on all properties subject to GST.

9. The risk of the property lies with the purchaser immediately following the

auction.

10. The purchaser is responsible for obtaining vacant possession.

11. The purchaser will be responsible for registration of the transfer including

registration fees.

12. If no offer is received on a property or if the reserve bid is not met, the property

cannot be sold at the public auction.

13. The municipality may, after the public auction, become the owner of any parcel

of land that is not sold at the public auction.

14. Once the property is declared sold at public auction, the previous owner has no

further right to pay the tax arrears.

Dated at Pincher Creek, Alberta, June 27, 2025.

Konrad Dunbar, Chief Administrative Officer.

_______________

Town of Ponoka

Notice is hereby given that, under the provisions of the Municipal Government Act,

the Town of Ponoka will offer for sale, by public auction, in the Municipal Office,

200 5604 50 Street, Ponoka, Alberta, on Monday, September 29, 2025, at 2:00 p.m.,

the following parcels:

Roll

Lot

Block

Plan

C. of T.

212177435+1

1. Any parcel of land offered for sale may be redeemed by payment of all arrears,

penalties and costs by guaranteed funds at any time until the property is declared

sold.

2. Each parcel of land offered for sale will be subject to a reserve bid and title will

be subject to the reservations and conditions contained in the existing certificate

of title.

3. The lands are being offered for sale on an "as is, where is" basis, and the

municipality makes no representation and gives no warranty whatsoever as to the

state of the parcel nor its suitability for any intended use by the successful bidder.

4. The auctioneer, councillors, the chief administrative officer and the designated

officers and employees of the municipality must not bid or buy any parcel of land

offered for sale, unless directed by the municipality to do so on behalf of the

municipality.

5. The purchaser of the property will be responsible for property taxes and utilities

for the current year. There will be no adjustment to the date of sale.

6. The purchaser will be required to execute a sale agreement in form and substance

provided by the municipality.

7. The successful purchaser must, at the time of sale, make payment in cash,

certified cheque or bank draft payable to the municipality as follows:

a. The full purchase price if it is $10,000 or less; OR

b. If the purchase price is greater than $10,000, the purchaser must provide a

non-refundable deposit in the amount of $10,000 and the balance of the

purchase price must be paid within 20 days of the sale.

(if the certified cheque or bank draft exceeds the final purchase price, the excess

will be refunded within a reasonable time)

8. GST will be collected on all properties subject to GST.

9. The risk of the property lies with the purchaser immediately following the

auction.

10. The purchaser is responsible for obtaining vacant possession.

11. The purchaser will be responsible for registration of the transfer including

registration fees.

12. If no offer is received on a property or if the reserve bid is not met, the property

cannot be sold at the public auction.

13. The municipality may, after the public auction, become the owner of any parcel

of land that is not sold at the public auction.

14. Once the property is declared sold at public auction, the previous owner has no

further right to pay the tax arrears.

Dated at Ponoka, Alberta, June 27, 2025.

Sandra Lund, Chief Administrative Officer.

_______________

Town of Spirit Rive

Document details

CollectionAlberta — Gazette
CitationTuesday, July 15, 2025
Typegazette
Volume / chapter13 Jul15 Part1
Languageen
Formathtml
SourcePROVINCIAL
Identifier903926aeb840fee43b41fc57facfbb86dbf8dab6

Source file is stored in the law ingest library (html).