Alberta Gazette, Part I — Wednesday, August 31, 2011
Wednesday, August 31, 2011
Alberta — Gazette
The Alberta Gazette
Part I
Vol. 107 Edmonton, Wednesday, August 31, 2011 No. 16
GOVERNMENT NOTICES
Aboriginal Relations
Hosting Expenses Exceeding $600.00
For the first quarter ending June 30, 2011
Date: June 16, 2011
Purpose: Ministry-hosted public event in celebration of National Aboriginal Day.
Amount: $ 850.00
Location: Edmonton, Alberta
Advanced Education and Technology
Hosting Expenses Exceeding $600.00
For the Period January 1, 2011 to March 31, 2011
Function Name: Industry Certification Meeting
Date(s): September 20, 29, 2010*
Amount: $1,445.54
Purpose: Discussion with 18 key industry stakeholders to gain consensus for
certification of certain technician occupations. Approximately 30 participants.
Location: Leduc, Alberta
Function Name: Meeting with Teijin Pharma Limited to Discuss Collaboration with
Alberta Companies
Date(s): February 15, 2011
Amount: $711.20
Purpose: Dinner meeting to promote collaboration with Alberta companies to drive
innovation and economic diversification. Approximately 9 participants.
Location: Tokyo, Japan
Function Name: Meeting with Pfizer Canada Inc. (Pfizer) to Promote and Establish
new Partnership
Date(s): March 2, 2011
Amount: $618.31
Purpose: Dinner meeting to promote collaboration with Alberta companies to drive
innovation and economic diversification. Approximately 9 participants.
Location: Edmonton, Alberta
* The date shown is the date of the hosting function; however, these hosting expenses
were paid during the period January 1- March 31 2011
Agriculture and Rural Development
Form 15
(Irrigation Districts Act)
(Section 88)
Notice to Irrigation Secretariat:
Change of Area of an Irrigation District
On behalf of the Western Irrigation District, I hereby request that the Irrigation
Secretariat forward a certified copy of this notice to the Registrar for Land Titles for
the purposes of registration under
section 22 of the Land Titles Act and arrange for
notice to be published in the Alberta Gazette.
The following parcels of land should be added to the irrigation district and the
notation added to the certificate of title:
LINC Number
Short Legal Description as shown on title
Title Number
0029 255 727
4;26;24;25;NW
021 095 466 + 10
The following parcels of land should be removed from the irrigation district and the
notation removed from the certificate of title:
LINC Number
Short Legal Description as shown on title
Title Number
0021 776 240
4;26;24;25;SE
971 032 657 + 2
I certify the procedures required under
part 4 of the Irrigation Districts Act have been
completed and the area of the Western Irrigation District should be changed
according to the above list.
Rebecca Fast, Office Administrator,
Irrigation Secretariat.
Expenses Exceeding $600.00
For the quarter ended June 30, 2011
Date of Event: February 8, 2011
Name of Function: Malting Barley Meeting
Purpose: Discussed malting barley opportunities, new grain varieties and agronomy
for Alberta. This project was in partnership with RAHR Malting to increase crop
profits per acre with farmers growing malt barley that support a value-chain project in
Alberta.
Cost: $ 2,776.00
Nature of Function: Lunch
Location: Alix, Alberta
Date of Event: April 2, 2011
Name of Function: Provincial Communications Competition
Purpose: Communication activities are a required component of the Alberta 4-H
Program. This event allowed senior members who advanced from the regional level
competitions to come together from across the province to compete in both public
speaking and presentations.
Cost: $ 4,025.32
Nature of Function: Lunch and breaks
Location: Edmonton, Alberta
Date of Event: April 29 to May 2, 2011
Name of Function: Provincial 4-H Selections
Purpose: Senior 4-H members attended the annual 4-H selections program where
they were involved in an educational process as well as an award process to select
Alberta 4-H ambassadors.
Cost: $ 722.80
Nature of Function: Meals and breaks
Location: Olds, Alberta
Date of Event: May 22 and 25, 2011
Name of Function: Outgoing Mission to China and Hong Kong
Purpose: Facilitated workshops and supported intergovernmental and investment
meetings.
Cost: $ 1,350.75
Nature of Function: Meals
Location: Beijing, China
Date of Event: June 5 to 8, 2011
Name of Function: Canadian Agriculture Extension Council Annual Meeting
Purpose: Discussions were held regarding extension programs: Growing Forward;
extension project successes; and agriculture extension goals going forward.
Representatives were present from the federal government as well as all provinces
except Quebec.
Cost: $ 1,414.40
Nature of Function: Meals and breaks
Location: Pigeon Lake, Alberta
Date of Event: June 13 and 14, 2011
Name of Function: Alberta Grains Council Meeting - Reception and Dinner
Purpose: Evening reception and dinner at the Alberta Grains Council Meeting for
board members and guests. Part of Alberta Grain Council's mandate is to liaise with
industry groups to keep current on issues and trends in the grains and oilseeds
industry. The reception included members of industry groups such as the Alberta
Barley Commission, Alberta Canola Commission, Canadian Wheat Board and the
North Peace Research Association.
Cost: $ 852.15
Nature of Function: Reception and dinner
Location: Fairview, Alberta
_______________
Alberta Livestock and Meat Agency
Hosting Expenses Exceeding $600.00
For the period ending June 30, 2011
Date of Event: April 5, 2011
Name of Function: A Day with Greg Page
Purpose: Alberta Livestock and Meat Agency's Board of Directors and senior staff,
Agriculture and Rural Development senior staff and senior Government Officials met
with Greg Page, Chairman and Chief Executive Officer of Cargill International and
Cargill's senior management.
Cost: $ 4,082.21
Nature of Function: Lunch and breaks
Location: Calgary, Alberta
Culture and Community Spirit
Decisions on Geographical Names
(Historical Resources Act)
Notice is hereby given that pursuant to
Section 18, Subsection 3 of the Historical
Resources Act the following decisions on geographical names were duly authorized
on September 9, 1997.
APPROVED
NTS Map Sheet 73 L/6 - "Goodridge"
Jolie Butte
(butte)
Located at:
Sec. 4, 9, Twp. 63, Rge. 10, West of 4th Meridian
(54ø 25' 47? N & 111ø 27' 15?
W) Approximately 50 km north of St. Paul.
During the fur trade period this feature was a landmark for traders and voyageurs
travelling through the region. The name is descriptive, the traders and voyageurs
called it "la jolie butte," which translates to "the pretty hill." Usage of the name has
been traced to the 1819 journals of the Hudson's Bay Company's Lesser Slave
District. The butte is situated on the banks of the Beaver River, to the north-east of the
confluence of Fork Creek and St. Lina Creek with the Beaver River.
Signed 13th day of June, A.D. 1997
Jean Rycroft, Chair
Alberta Historical Resources Foundation
Signed 9th day of September, A.D. 1997
Shirley McClellan, Minister
Community Development
Notice is hereby given that pursuant to
Section 18, Subsection 3 of the Historical
Resources Act the following decisions on geographical names were duly authorized
on September 9, 1997.
RESCINDED
NTS Map Sheet 83 A/04 - "Innisfail"
Pakkwaw Lake
(lake)
Located in:
Sec. 15, 16, 21, 22, Twp. 36, Rge. 27, West of 4th Meridian
(52ø 05' 41? N & 113ø 46' 55?
W) Approximately 13 km north-east of Innisfail.
This lake no longer exists. The origin of the name is Cree, translating as "dry" or
"shallow" and was descriptive of the lake's shallow, slough-like appearance. The
name was recorded by J. B. St. Cyr of the Dominion Land Survey in his 1913
township plan. It began appearing on federal government maps in 1916. By the early
1990s, the lake had completely dried up and the area is now under cultivation.
Signed 12th day of June, A.D. 1997
Jean Rycroft, Chair
Alberta Historical Resources Foundation
Signed 9th day of September, A.D. 1997
Shirley McClellan, Minister
Community Development
Education
Hosting Expenses Exceeding $600.00
Paid during the period from April 1, 2011 to June 30, 2011
Function: Community Consultation
Date: February 23, 2011
Amount: $962.40
Purpose: To consult with community members regarding topical and long-term
issues with government policy.
Location: Edmonton, Alberta
Function: Finnish Delegation
Date: March 18, 2011
Amount: $2,811.59
Purpose: To provide an opportunity for both Finland and Alberta to discuss and learn
from each other on how both education systems can continue to provide world-class
opportunities and successes.
Location: Edmonton, Alberta
Function: 2011 Excellence in Teaching Awards Semi-Finalist Ceremony
Date: April 12, 2011
Amount: $22,349.00
Purpose: To host the semi-finalist recipients' dinner and ceremony to recognize
outstanding teachers and honour creative, innovative and effective teaching in
Alberta.
Location: Edmonton, Alberta
Function: 2011 Excellence in Teaching Awards Semi-finalist Ceremony
Date: January 24, 2011
Amount: $20,717.46
Purpose: To host the semi-finalist recipients' dinner and ceremony to recognize
outstanding teachers and honour creative, innovative and effective teaching in
Alberta.
Location: Calgary, Alberta
Function: Student-Owned Devices Strategies
Date: May 4, 2011
Amount: $1,115.99
Purpose: To share technical, educational and content strategies with respect to the
implementation of student-owned devices in Alberta schools.
Location: Calgary, Alberta
Function: Jurisdiction Technology Contact Event
Date: May 5, 2011
Amount: $2,846.90
Purpose: For technology leaders from all school jurisdictions to share ministry
directions and initiatives regarding technology in schools and gather trusted advice on
the K-12 education system's technology needs.
Location: Calgary, Alberta
Function: Dialogue on Teaching Quality
Date: May 19, 2011
Amount: $796.74
Purpose: To bring together representatives from Alberta's teacher preparation
programs and other education stakeholders to further collaborate and align efforts to
improve the efficacy of Alberta's teacher preparation, induction and professional
development programs.
Location: Calgary, Alberta
Function: Alberta Teachers' Association (ATA) Annual Representative Assembly
Date: May 20, 2011
Amount: $1,102.58
Purpose: Informal reception for the 94th annual representative assembly of the ATA.
Location: Calgary, Alberta
Function: Western and Northern Canadian Protocol Signing
Date: May 26, 2011
Amount: $2,209.76
Purpose: To commemorate the official signing of the renewed Western and Northern
Canadian Protocol.
Location: Edmonton, Alberta
Function: Community Consultation
Date: June 7, 2011
Amount: $960.60
Purpose: To consult with community members regarding topical and long-term
issues with government policy.
Location: Edmonton, Alberta
Employment and Immigration
Hosting Expenses Exceeding $600.00
For the quarter ending June 30, 2011
Function: 2011 Alberta Labour Relations Board Caucus
Event Date: April 11-12, 2011
Amount: $1,123.75
Purpose: Labour Relations Board - the Board invited members of the public to
attend a panel discussion and presentation by a keynote speaker on issues of
significance to the labour relations community. It also allowed the public and board
members, together with the experts brought in to speak, to meet and to interact
thereby facilitating relationship building while assisting the community to better
understand issues of interest and concern for the broader community.
Location: Edmonton, AB
Function: 2011 Employment and Immigration - Training Provider Executive Session
Event Date: May 4, 2011
Amount: $6,780.03
Purpose: Workforce Supports - training provider information session held for
executive representatives of the training provider community and senior Employment
and Immigration staff members. The primary purpose of this information session was
to deliver information at the strategic level to the training provider community to
assist them with setting their own strategic priorities and future direction for the
upcoming academic year.
Location: Edmonton, AB
Energy
Production Allocation Unit Agreement
(Mines and Minerals Act)
Notice is hereby given, pursuant to
section 102 of the Mines and Minerals Act, that
the Minister of Energy on behalf of the Crown has executed counterparts of the
agreement entitled "Production Allocation Unit Agreement - Suffield Upper
Mannville Agreement #39" and that the Unit became effective on August 1, 2011.
Infrastructure
Hosting Expenses Exceeding $600.00
For the period April 1, 2011 to June 30, 2011
Name: Royal Alberta Museum Working Group Meetings
Date(s): May 24, 25 & 26, 2011
Amount: $1,575.00
Purpose: Design Workshops and Working Group Meetings.
Location: Edmonton, Alberta
Name: Health Capital Projects Follow-up RASCI Development Workshop
Date(s): May 26 & 27, 2011
Amount: $1,192.78
Purpose: RASCI Workshop - Follow-up.
Location: Edmonton, Alberta
Name: Grande Prairie Healthcare Centre Visioning Meeting
Date(s): April 13, 14 & 15, 2011
Amount: $6,708.30
Purpose: Initial Planning Workshop with all Project Stakeholders including Alberta
Health and Wellness, Alberta Health Services, Advanced Education, Grande Prairie
Regional College, Alberta Infrastructure, and Consultants.
Location: Grande Prairie, Alberta
Name: Edson Visioning Meeting
Date(s): April 6, 7 & 8, 2011
Amount: $3,170.55
Purpose: Initial planning with all Project Stakeholders, including Advanced
Education, Alberta Health and Wellness, Alberta Health Services and Consultants.
Location: Edmonton, Alberta
Name: High Prairie Visioning Meeting
Date(s): April 4 & 5, 2011
Amount: $1,707.98
Purpose: Initial Planning workshop with all Project Stakeholders including Alberta
Health Services, Alberta Health and Wellness, Northern Lakes College, and Prime
Consultants.
Location: Edmonton, Alberta
Name: High Prairie Lean Meeting
Date(s): April 11, 2011
Amount: $ $1,736.31
Purpose: The Lean Planning session is to engage clinical and support staff in
mapping out processes and identifying opportunities to capture capital and operational
savings, allowing their redeployment to improve patient care.
Location: High Prairie, Alberta
Name: Support Services Workshop
Date(s): April 29, 2011
Amount: $1,041.21
Purpose: To identify and coordinate the planning and design requirements for all
Support Services in a Province-wide basis. These support services include (but not
limited to) food and nutrition, laundry, linen, laboratory, imaging, protective services,
material management and housekeeping.
Location: Edmonton, Alberta
Name: Edson Master Planning Workshop
Date(s): May 5 & 6, 2011
Amount: $1,038.92
Purpose: To receive input from users on options for the location and massing of the
main building components (roads, landscaping & utilities).
Location: Edmonton, Alberta
Name: High Prairie LEED Workshop
Date(s): June 6, 2011
Amount: $683.10
Purpose: High Prairie Health Complex - sustainable design. Goals are to develop a
clear understanding and alignment amongst stakeholders of the project's sustainable
design goals, and to begin the collaborative process of developing a sustainable
design and construction strategy for the facility.
Location: Edmonton, Alberta
International and Intergovernmental Relations
Hosting Expenses Exceeding $600.00
For the first quarter ending June 30, 2011
Date: February 22, 2011
Purpose: Canadian business networking reception for the Alberta Trade Mission to
Australia, the Canadian Consulate General Sydney and Export Development Canada.
Amount: $1,922.56
Location: Perth, Australia
Date: March 10, 2011
Purpose: Networking event with Japanese film producers, partnered with Ontario,
British Columbia, and the Canadian Embassy, to promote Alberta for future film
productions.
Amount: $1,834.86
Location: Tokyo, Japan
Date: March 17, 2011
Purpose: Networking reception for industry, experts and government attendees of the
Carbon Capture and Storage workshop.
Amount: $2,009.69
Location: London, United Kingdom
Date: March 25, 2011
Purpose: Hosting event for China National Petroleum Corporation - Alberta
Petroleum Centre Board meeting.
Amount: $1,266.05
Location: Xiamen, China
Date: March 27, 2011
Purpose: Hosting event for participants of the Investment Mission to Gulf
Cooperation Council countries to advocate Alberta's interests.
Amount: $1,257.93
Location: Kuwait City, Kuwait
Date: March 29, 2011
Purpose: Networking event for the Bavarian Vice Minister and her delegation to
Alberta, to discuss business opportunities.
Amount: $1,432.00
Location: Edmonton, Alberta
Date: March 30, 2011
Purpose: Reception for Hokkaido curlers attending an Alberta curling tournament, to
promote Alberta's longstanding relationship with the sister province of Hokkaido.
Amount: $1,037.00
Location: Edmonton, Alberta
Date: April 7, 2011
Purpose: Networking event at the annual Canada-Mexico business summit -
CanCham Day, with Canadian and Mexican business leaders and key government
officials.
Amount: $740.07
Location: Mexico City, Mexico
Date: April 7, 2011
Purpose: Networking event at the Cirque du Soleil VIP event organized by the
Canadian Embassy, to promote Alberta's interests.
Amount: $1,762.79
Location: Seoul, Korea
Date: April 14, 2011
Purpose: Networking event co-hosted with the Canadian Consulate General in New
York in conjunction with a seminar featuring economic excellence.
Amount: $1,437.75
Location: New York City, U.S.A.
Date: April 21, 2011
Purpose: Networking event for the Heilongjiang delegation, to mark the 30th
anniversary of the Alberta-Heilongjiang Twinning, and the visit of the Executive
Vice-Governor of Heilongjiang province.
Amount: $2,652.50
Location: Edmonton, Alberta
Date: May 12, 2011
Purpose: Networking event at the Life Sciences in Canada event, to increase
awareness of life science capabilities in Alberta and other Canadian provinces.
Amount: $1,500.00
Location: Dresden, Germany
Justice
Hosting Expenses Exceeding $600.00
For the period ending June 30, 2011
Purpose: Justice Policy Advisory Committee Minister's Meeting
Location: Edmonton
Amount: $1,765.40
Date of Function: January 31, 2011
Purpose: University of Alberta Judge Shadowing Program 2011
Location: Edmonton
Amount: $866.25
Date of Function: February 1-March 7, 2011
Purpose: Review of Alberta's Court Case Management Program with Saskatchewan
Officials
Location: Edmonton
Amount: $1,012.58
Date of Function: April 11, 2011
Purpose: Provincial Court Nominating Committee Interviews
Location: Edmonton
Amount: $825.65
Date of Function: May 2, 2011
Purpose: Canadian Judicial Council Access to Justice Meeting
Location: Ontario
Amount: $5,318.08
Date of Function: May 24 & 25, 2011
Purpose: Court Case Management Information Session
Location: Edmonton, Calgary, Red Deer & Wetaskiwin
Amount: $2,051.58
Date of Function: June 13, 2011
Safety Codes Council
Agency Accreditation
(Safety Codes Act)
Pursuant to
Section 30 of the Safety Codes Act it is hereby ordered that
Capital Compliance Corp, Accreditation No. A000859, Order No. 2827
provide services under the Safety Codes Act for Building
Consisting of all parts of the Alberta Building Code including applicable Alberta
amendments and regulations.
Accredited Date: July 15, 2011 Issued Date: July 18, 2011.
_______________
Pursuant to
Section 30 of the Safety Codes Act it is hereby ordered that
Capital Compliance Corp, Accreditation No. A000859, Order No. 2828
provide services under the Safety Codes Act for Electrical.
Consisting of all parts of the Canadian Electrical Code, Code for Electrical
Installations at Oil and Gas Facilities and Alberta Electrical Utility Code including
applicable Alberta amendments and regulations.
Accredited Date: July 15, 2011 Issued Date: July 18, 2011.
_______________
Pursuant to
Section 30 of the Safety Codes Act it is hereby ordered that
Capital Compliance Corp, Accreditation No. A000859, Order No. 2829
provide services under the Safety Codes Act for Gas
Consisting of all parts of the Natural Gas and Propane Installation Code and Propane
Storage and Handling Code, including applicable Alberta amendments and
regulations.
Accredited Date: July 15, 2011 Issued Date: July 18, 2011.
_______________
Pursuant to
Section 30 of the Safety Codes Act it is hereby ordered that
Capital Compliance Corp, Accreditation No. A000859, Order No. 2830
provide services under the Safety Codes Act for Plumbing
Consisting of all parts of the National Plumbing Code and Alberta Private Sewage
Systems Standard of Practice, including applicable Alberta amendments and
regulations.
Accredited Date: July 15, 2011 Issued Date: July 18, 2011.
Corporate Accreditation - Amendment
(Safety Codes Act)
Pursuant to
section 28 of the Alberta Safety Codes Act it is hereby ordered that
Sena Solid Waste Holdings Inc., Accreditation No. C000203, Order No. 0731
Due to the name change from Earth Tech (Canada) Inc. and having satisfied the terms
and conditions of the Safety Codes Council is authorized to administer the Safety
Codes Act within their jurisdiction for Electrical
Consisting of all parts of the Canadian Electrical Code, Code for Electrical
Installations at Oil & Gas Facilities and Alberta Electrical Utility Code. Excluding
any or all things, processes or activities that fall within the boundaries of a
municipality where the municipality was accredited to administer the Safety Codes
Act prior to the accreditation date of this Order. A municipality accredited prior to a
corporation maintains jurisdiction over the administration of the Safety Codes Act
unless the municipality agrees and transitions authority in writing to the corporation.
Accredited Date: February 28, 1996 Issued Date: August 16, 2011.
Alberta Securities Commission
NATIONAL INSTRUMENT 81-101 MUTUAL FUND PROSPECTUS
DISCLOSURE
AMENDING INSTRUMENT
(Securities Act)
Made as a rule by the Alberta Securities Commission on September 8, 2010 pursuant
to sections 223 and 224 of the Securities Act.
Amendments to
National Instrument 81-101 Mutual Fund Prospectus Disclosure
1. National Instrument 81-101 Mutual Fund Prospectus Disclosure is amended
by this Instrument.
Section 1.1 is amended by
a. replacing "National Instrument 81-102" with "that Instrument" in
paragraph (
b) of the definition of "commodity pool";
b. adding the following definition after the definition of "financial year":
"fund facts document" means a completed Form 81-101F3 Contents of
Fund Facts Document;;
c. repealing the definition of "NI 81-107";
d. replacing "National Instrument 81-102" in the definition of "precious
metals fund" with "National Instrument 81-102 Mutual Funds".
Section 1.2 is amended by replacing "National Instrument 81-102" with
"National Instrument 81-102 Mutual Funds".
Section 2.1 is replaced with the following:
2.1 Filing of Disclosure Documents -
(1) A mutual fund
(
a) that files a preliminary prospectus must file the preliminary
prospectus in the form of a preliminary simplified prospectus
prepared in accordance with Form 81-101F1 and concurrently file
(
i) a preliminary annual information form prepared and
certified in accordance with Form 81-101F2; and
(ii) a preliminary fund facts document for each class or series
of securities of the mutual fund prepared in accordance
with Form 81-101F3;
(
b) that files a pro forma prospectus must file the pro forma
prospectus in the form of a pro forma simplified prospectus
prepared in accordance with Form 81-101F1 and concurrently file
(
i) a pro forma annual information form prepared in
accordance with Form 81-101F2; and
(ii) a pro forma fund facts document for each class or series of
securities of the mutual fund prepared in accordance with
Form 81-101F3;
(
c) that files a prospectus must file the prospectus in the form of a
simplified prospectus prepared in accordance with Form 81-
101F1 and concurrently file
(
i) an annual information form prepared and certified in
accordance with Form 81-101F2; and
(ii) a fund facts document for each class or series of securities
of the mutual fund prepared in accordance with Form 81-
101F3;
(
d) that files an amendment to a prospectus must
(
i) file an amendment
(
A) to the simplified prospectus and concurrently file an
amendment to the related annual information form,
(
B) to the related annual information form if changes are
made only to the annual information form;
(ii) if the amendment relates to the information contained in a
fund facts document, concurrently file an amendment to
the fund facts document; and
(iii) if the amendment relates to a new class or series of
securities of the mutual fund that is referable to the same
portfolio of assets, concurrently file a fund facts document
for the new class or series; and
(
e) must file an amendment to a fund facts document, if a material
change occurs that relates to the information contained in the fund
facts document, as soon as practicable and, in any event, within
10 days after the day the change occurs.
(2) A mutual fund must not file a prospectus more than 90 days after the
date of the receipt for the preliminary prospectus that relates to the
prospectus..
Section 2.2 is amended by
a. replacing "shall" in subsection (2) with "must";
b. replacing "shall" in subsection (3) with "must";
c. adding the following after subsection (3):
(4) An amendment to a fund facts document must be prepared in
accordance with Form 81-101F3 without any further
identification and dated as of the date the fund facts document is
being amended..
Section 2.3 is amended by
a. replacing "shall" in subsection (1) with "must";
b. replacing the portion of paragraph (1)(
a) preceding subparagraph (
i) with the following:
(
a) file with a preliminary simplified prospectus, a preliminary annual
information form and a preliminary fund facts document for each
class or series of securities of the mutual fund;
c. replacing the portion of paragraph (1)(
b) preceding subparagraph (
i) with the following:
(
b) at the time a preliminary simplified prospectus, a preliminary
annual information form and a preliminary fund facts document
for each class or series of securities of the mutual fund are filed,
deliver or send to the securities regulatory authority;
d. replacing "shall" in subsection (2) with "must";
e. replacing the portion of paragraph (2)(
a) preceding subparagraph (
i) with the following:
(
a) file with a pro forma simplified prospectus, a pro forma annual
information form and a pro forma fund facts document for each
class or series of securities of the mutual fund;
f. replacing the portion of paragraph (2)(
b) preceding subparagraph (
i) with the following:
(
b) at the time a pro forma simplified prospectus, a pro forma annual
information form and a pro forma fund facts document for each
class or series of securities of the mutual fund are filed, deliver or
send to the securities regulatory authority;
g. adding the following after subparagraph (2)(b)(ii):
(ii.1) a copy of the pro forma fund facts document for each class or
series of securities of the mutual fund, blacklined to show
changes, including the text of deletions, from the latest fund facts
document previously filed,;
h. replacing "shall" in subsection (3) with "must";
i. replacing the portion of paragraph (3)(
a) preceding subparagraph (
i) with the following:
(
a) file with a simplified prospectus, an annual information form and
a fund facts document for each class or series of securities of the
mutual fund;
j. adding the following after subparagraph (3)(b)(ii):
(ii.1) a copy of the fund facts document for each class or series of
securities of the mutual fund, blacklined to show changes,
including the text of deletions, from the preliminary or pro forma
fund facts document,;
k. replacing "2.3(1)(b)(ii) or 2.3(2)(b)(iv)" in subparagraph (3)(b)(iii) with
"(1)(b)(ii) or (2)(b)(iv)";
l. replacing "shall" in subsection (4) with "must";
m. striking out "and" at the end of subparagraph (4)(a)(iii);
n. adding the following after subparagraph (4)(a)(iii):
(iii.1) if the amendment relates to the information contained in a fund
facts document, an amendment to the fund facts document, and;
o. adding the following after subparagraph (4)(b)(ii):
(ii.1) if an amendment to a fund facts document is filed, a copy of the
fund facts document, blacklined to show changes, including the
text of deletions, from the latest fund facts document previously
filed,;
p. replacing "2.3(1)(b)(ii), 2.3(2)(b)(iv) or 2.3(3)(b)(iii)" in subparagraph
(4)(b)(iii) with "(1)(b)(ii), (2)(b)(iv) or (3)(b)(iii)";
q. replacing "shall" in subsection (5) with "must";
r. striking out "and" at the end of subparagraph (5)(a)(iii);
s. adding the following after subparagraph (5)(a)(iii):
(iii.1) if the amendment relates to the information contained in a fund
facts document, an amendment to the fund facts document, and;
t. replacing "2.3(1)(b)(ii), 2.3(2)(b)(iv) or 2.3(3)(b)(iii)" in subparagraph
(5)(b)(
i) with "(1)(b)(ii), (2)(b)(iv) or (3)(b)(iii)";
u. replacing "; and" with "," at the end of subparagraph (5)(b)(ii);
v. adding the following after subparagraph (5)(b)(ii):
(ii.1) if an amendment to a fund facts document is filed, a copy of the
fund facts document, blacklined to show changes, including the
text of deletions, from the latest fund facts document previously
filed, and; and
w. adding the following after subsection (5):
(5.1) A mutual fund must
(
a) file the following documents with an amendment to a fund
facts document unless subsection (4) or (5) applies:
(
i) an amendment to the corresponding annual
information form, certified in accordance with
Part
5.1,
(ii) any other supporting documents required to be filed
under securities legislation; and
(
b) at the time an amendment to a fund facts document is filed,
deliver or send to the securities regulatory authority
(
i) details of any changes to the personal information
required to be delivered under subparagraph
(1)(b)(ii), (2)(b)(iv) or (3)(b)(iii), in the form of the
Personal Information Form and Authorization, since
the delivery of that information in connection with
the filing of the simplified prospectus of the mutual
fund or another mutual fund managed by the
manager,
(ii) a copy of the amended and restated fund facts
document blacklined to show changes, including the
text of deletions, from the most recently filed fund
facts document; and
(iii) any other supporting documents required to be
delivered or sent to the securities regulatory
authority under securities legislation..
7. The following
section is added after
section 2.3:
2.3.1 Websites
(1) If a mutual fund or the mutual fund's family has a website, the mutual
fund must post to at least one of those websites a fund facts document
filed under this Part as soon as practicable and, in any event, within 10
days after the date that the document is filed.
(2) A fund facts document posted to the website referred to in subsection (1)
must
(
a) be displayed in a manner that would be considered prominent to a
reasonable person; and
(
b) not be attached to or bound with another fund facts document.
(3) Subsection (1) does not apply if the fund facts document is posted to a
website of the manager of the mutual fund in the manner required under
subsection (2)..
Section 3.1 is amended by
a. replacing the first reference to "shall" with "must" and deleting the
second reference to "shall"; and
b. adding the following after paragraph 1:
1.1. The most recently filed fund facts document for each class or
series of securities of the mutual fund, filed either concurrently
with or after the date of the simplified prospectus..
9. Sections 3.3, 3.4 and 3.5 are amended by replacing "shall" with "must"
wherever it occurs.
Section 4.1 is amended by
a. replacing subsection (1) with the following:
4.1 Plain Language and Presentation -
(1) A simplified prospectus,
annual information form and fund facts document must be
prepared using plain language and in a format that assists in
readability and comprehension.;
b. replacing "shall" with "must" wherever it occurs in subsection (2);
and
c. adding the following after subsection (2):
(3) A fund facts document must
(
a) be prepared for each class and each series of securities of a
mutual fund in accordance with Form 81-101F3;
(
b) present the items listed in the
Part I
section of Form 81-
101F3 and the items listed in the
Part II
section of Form
81-101F3 in the order stipulated in those parts;
(
c) use the headings and sub-headings stipulated in Form 81-
101F3;
(
d) contain only the information that is specifically required or
permitted to be in Form 81-101F3;
(
e) not incorporate any information by reference; and
(
f) not exceed four pages in length..
Section 4.2 is replaced with the following:
4.2 Preparation in the Required Form - Despite provisions in securities
legislation relating to the presentation of the content of a prospectus, a
simplified prospectus, an annual information form and a fund facts
document must be prepared in accordance with this Instrument..
12. Subsections 5.1(1) and (2) are amended by replacing "shall" with "must".
Section 5.2 is amended by
a. replacing "shall" with "must" in paragraphs (1)(
a) and (b); and
b. adding the following after subsection (1):
(1.1) Despite subsection (1), if attached to or bound with a single SP or
multiple SP, the fund facts document must be the first document
contained in the package..
14. Paragraph 5.3(2)(
a) is amended by replacing "shall" with "must".
15. Subsections 5.4(1) and (2) are amended by replacing "shall" with "must".
16. The following
section is added after
section 5.4:
5.5 Combinations of Fund Facts Documents for Filing Purposes -For the
purposes of
section 2.1, a fund facts document may be attached to or
bound with another fund facts document of a mutual fund in a simplified
prospectus or, if a multiple SP, another fund facts document of a mutual
fund combined in the multiple SP..
Section 5.1.2 is replaced with the following:
5.1.2 Date of Certificates - The date of the certificates required by this
Instrument must be within 3 business days before the filing of the
preliminary simplified prospectus, the simplified prospectus, the
amendment to the simplified prospectus, the amendment to the annual
information form or the amendment to the fund facts document, as
applicable..
Part 6 is replaced with the following:
PART 6 EXEMPTIONS
6.1 Grant of Exemption -
(1) The regulator or the securities regulatory
authority may grant an exemption from the provisions of this Instrument,
in whole or in part, subject to such conditions or restrictions as may be
imposed in the exemption.
(2) Despite subsection (1), in Ontario, only the regulator may grant such an
exemption.
(3) Except in Ontario, an exemption referred to in subsection (1) is granted
under the statute referred to in Appendix B of National Instrument 14-
Definitions opposite the name of the local jurisdiction.
6.2 Evidence of exemption -
(1) Subject to subsection (2) and without
limiting the manner in which an exemption may be evidenced, the
granting under this Part of an exemption from any form or content
requirements relating to a simplified prospectus, annual information
form or fund facts document, may be evidenced by the issuance of a
receipt for a simplified prospectus and annual information form, or an
amendment to a simplified prospectus or annual information form.
(2) The issuance of a receipt for a simplified prospectus and annual
information form or an amendment to a simplified prospectus or annual
information form is not evidence that the exemption has been granted
unless
(
a) the person or company that sought the exemption sent to the
regulator or securities regulatory authority a letter or
memorandum describing the matters relating to the exemption
and indicating why consideration should be given to the granting
of the exemption:
(
i) on or before the date of the filing of the preliminary or pro
forma simplified prospectus and annual information form;
(ii) at least 10 days before the issuance of the receipt in the
case of an amendment to a simplified prospectus or annual
information form; or
(iii) after the date of the filing of the preliminary or pro forma
simplified prospectus and annual information form and
received a written acknowledgement from the regulator or
securities regulatory authority that the exemption may be
evidenced in the manner set out in subsection (1); and
(
b) the regulator or securities regulatory authority has not before, or
concurrently with, the issuance of the receipt sent notice to the
person or company that sought the exemption, that the exemption
sought may not be evidenced in the manner set out in subsection
(1)..
19. Form 81-101F1 Contents of Simplified Prospectus is amended
(
a) in Item 3 of Part A by:
(
i) replacing the third bullet under
section 3.1 with the following:
* Additional information about the Fund is available in the
following documents:
the Annual Information Form;
the most recently filed Fund Facts;
the most recently filed annual financial statements;
any interim financial statements filed after those
annual financial statements;
the most recently filed annual management report of
fund performance;
any interim management report of fund performance
filed after that annual management report of fund
performance.
These documents are incorporated by reference into this
Simplified Prospectus, which means that they legally form part of
this document just as if they were printed as a part of this
document. You can get a copy of these documents, at your
request, and at no cost, by calling [toll-free/collect] [insert the
toll-free telephone number or telephone number where collect
calls are accepted, as required by
section 3.4 of the Instrument],
or from your dealer.; and
(ii) replacing the third bullet under
section 3.2 with the following:
* Additional information about each Fund is available in the
following documents:
the Annual Information Form;
the most recently filed Fund Facts;
the most recently filed annual financial statements;
any interim financial statements filed after those
annual financial statements;
the most recently filed annual management report of
fund performance;
any interim management report of fund performance
filed after that annual management report of fund
performance.
These documents are incorporated by reference into this
document, which means that they legally form part of this
document just as if they were printed as a part of this document.
You can get a copy of these documents, at your request, and at no
cost, by calling [toll-free/collect] [insert the toll-free telephone
number or telephone number where collect calls are accepted, as
required by
section 3.4 of the Instrument], or from your dealer..
(
b) in Item 14 of Part A by:
(
i) replacing the first bullet under subsection 14(2) with the
following:
* Additional information about the Fund[s] is available in the
Fund['s/s'] Annual Information Form, Fund Facts,
management reports of fund performance and financial
statements. These documents are incorporated by reference
into this Simplified Prospectus, which means that they
legally form part of this document just as if they were
printed as a part of this document.; and
(ii) replacing subsection 14(3) with the following:
(3) For a multiple SP in which the Part A
section is bound
separately from the Part B sections, state, in substantially
the following words:
A complete simplified prospectus for the mutual funds
listed on this cover consists of this document and any
additional disclosure document that provides specific
information about the mutual funds in which you are
investing. This document provides general information
applicable to all of the [name of mutual fund family] funds.
When you request a simplified prospectus, you must be
provided with the additional disclosure document..
(
c) in Part B by adding the following after Item 9:
Item 9.1: Investment Risk Classification Methodology
(1) Briefly describe the methodology used by the manager for the
purpose of identifying the investment risk level of the mutual fund as
required by Item 5(2) in
Part I of 81-101F3.
(2) State how frequently the investment risk level of the mutual fund
is reviewed.
(3) Disclose that the methodology that the manager uses to identify
the investment risk level of the mutual fund is available on request, at no
cost, by calling [toll-free/collect call telephone number] or by writing to
[address].
INSTRUCTION:
Include a brief description of the formulas, methods or criteria used by
the manager of the mutual fund in identifying the investment risk level of
the mutual fund..
(
d) in Item 10 of Part B by:
(
i) replacing Instruction (1) with the following:
(1) In responding to the disclosure required by this Item,
indicate the level of investor risk tolerance that would be
appropriate for investment in the mutual fund.; and
(ii) by adding the following after Instruction (1):
(1.1) Briefly describe how the manager has determined the level
of investor risk tolerance that would be appropriate for
investment in the mutual fund..
20. Form 81-101F2 Contents of Annual Information Form is amended by:
(
a) in Item 19 by replacing subsection 19(1) with the following:
(1) Include a certificate of the mutual fund that states:
(
a) for a simplified prospectus and annual information form,
"This annual information form, together with the simplified
prospectus and the documents incorporated by reference into the
simplified prospectus, constitute full, true and plain disclosure of
all material facts relating to the securities offered by the
simplified prospectus, as required by the securities legislation of
[insert the jurisdictions in which qualified] and do not contain any
misrepresentations."
(
b) for an amendment to a simplified prospectus or annual
information form that does not restate the simplified prospectus or
annual information form,
"This amendment no. [specify amendment number and date],
together with the [amended and restated] annual information form
dated [specify], [amending and restating the annual information
form dated [specify],] [as amended by (specify prior amendments
and dates)] and the [amended and restated] simplified prospectus
dated [specify], [amending and restating the simplified prospectus
dated [specify],] [as amended by (specify prior amendments and
dates)] and the documents incorporated by reference into the
[amended and restated] simplified prospectus, [as amended,]
constitute full, true and plain disclosure of all material facts
relating to the securities offered by the [amended and restated]
simplified prospectus, [as amended,] as required by the securities
legislation of [insert the jurisdictions in which qualified] and do
not contain any misrepresentations.", and
(
c) for an amendment that amends and restates a simplified
prospectus or annual information form,
"This amended and restated annual information form dated
[specify], amending and restating the annual information form
dated [specify] [,as amended by (specify prior amendments and
dates)], together with the [amended and restated] simplified
prospectus dated [specify] [, amending and restating the
simplified prospectus dated [specify]] [,as amended by (specify
prior amendments and dates)] and the documents incorporated by
reference into the [amended and restated] simplified prospectus,
[as amended,] constitute full, true and plain disclosure of all
material facts relating to the securities offered by the [amended
and restated] simplified prospectus, [as amended,] as required by
the securities legislation of [insert the jurisdictions in which
qualified] and do not contain any misrepresentations.".
(
b) in Item 22 by replacing the portion of subsection 22(1) before the
Instruction with the following:
(1) Include a certificate of the principal distributor of the mutual fund
that states:
"To the best of our knowledge, information and belief, this annual
information form, the financial statements of the fund [specify] for the
financial period ended [specify] and the auditors' report on those
financial statements, together with the simplified prospectus and the
fund facts document dated [specify], constitute full, true and plain
disclosure of all material facts relating to the securities offered by the
simplified prospectus and do not contain any misrepresentation."; and
(
c) in Item 24 by replacing the first bullet under subsection 24(2) with the
following:
* Additional information about the Fund[s] is available in the
Fund['s/s'] Fund Facts, management reports of fund performance
and financial statements..
21. The following form is added after Form 81-101F2 Contents of Annual
Information Form:
National Instrument 81-101
Mutual Fund Prospectus Disclosure
Form 81-101F3
Contents of Fund Facts Document
GENERAL INSTRUCTIONS:
General
(1) This Form describes the disclosure required in a fund facts document for
a mutual fund. Each Item of this Form outlines disclosure requirements.
Instructions to help you provide this disclosure are in italic type.
(2) Terms defined in National Instrument 81-101 Mutual Fund Prospectus
Disclosure, National Instrument 81-102 Mutual Funds, National Instrument
81-105 Mutual Fund Sales Practices or National Instrument 81-106 Investment
Fund Continuous Disclosure and used in this Form have the meanings that
they have in those national instruments.
(3) A fund facts document must state the required information concisely and
in plain language.
(4) Respond as simply and directly as is reasonably possible. Include only
the information necessary for a reasonable investor to understand the
fundamental and particular characteristics of the mutual fund.
(5) National Instrument 81-101 Mutual Fund Prospectus Disclosure
requires the fund facts document to be presented in a format that assists in
readability and comprehension. This Form does not mandate the use of a
specific format or template to achieve these goals. However, mutual funds must
use, as appropriate, tables, captions, bullet points or other organizational
techniques that assist in presenting the required disclosure clearly and
concisely.
(6) This Form does not mandate the use of a specific font size or style but
the font must be legible. Where the fund facts document is made available
online, information must be presented in a way that enables it to be printed in a
readable format.
(7) A fund facts document can be produced in colour or in black and white,
and in portrait or landscape orientation.
(8) A fund facts document must contain only the information that is
specifically mandated or permitted by this Form. In addition, each Item must
be presented in the order and under the heading or sub-heading stipulated in
this Form.
(9) A fund facts document must not contain design elements (e.g., graphics,
photos, artwork) that detract from the information disclosed in the document.
Contents of a Fund Facts Document
(10) A fund facts document must disclose information about only one class or
series of securities of a mutual fund. Mutual funds that have more than one
class or series that are referable to the same portfolio of assets must prepare a
separate fund facts document for each class or series.
(11) The fund facts document must be prepared on letter-size paper and must
consist of two Parts:
Part I and
Part II.
(12) The fund facts document must begin with the responses to the Items in
Part I of this Form.
(13) Part I must be followed by the responses to the Items in
Part II of this
Form.
(14) Each of
Part I and
Part II must not exceed one page in length, unless the
required information in any
section causes the disclosure to exceed this limit.
Where this is the case, a fund facts document must not exceed a total of four
pages in length.
(15) A mutual fund must not attach or bind other documents to a fund facts
document, except those documents permitted under
section 5.4 of National
Instrument 81-101 Mutual Fund Prospectus Disclosure.
Consolidation of Fund Facts Document into a Multiple Fund Facts Document
(16) Fund facts documents must not be consolidated with each other to form
a multiple fund facts document, except as permitted by
section 5.4 of National
Instrument 81-101 Mutual Fund Prospectus Disclosure. When a multiple fund
facts document is permitted under the Instrument, a mutual fund must provide
information about each of the mutual funds described in the document on a
fund-by-fund or catalogue basis and must set out for each mutual fund
separately the information required by this Form. Each fund facts document
must start on a new page.
Multi-Class Mutual Funds
(17) As provided in National Instrument 81-102 Mutual Funds, a section,
part, class or series of a class of securities of a mutual fund that is referable to
a separate portfolio of assets is considered to be a separate mutual fund. Those
principles apply to National Instrument 81-101 Mutual Fund Prospectus
Disclosure and this Form.
PART I INFORMATION ABOUT THE FUND
Item 1: Introduction
Include at the top of the first page a heading consisting of:
(
a) the title "Fund Facts";
(
b) the name of the manager of the mutual fund;
(
c) the name of the mutual fund to which the fund facts document pertains
and, if the mutual fund has more than one class or series of securities,
the name of the class or series described in the fund facts document;
(
d) the date of the document; and
(
e) a brief introduction to the document using wording similar to the
following:
This document contains key information you should know about [insert
name of the mutual fund]. You can find more detailed information in the
fund's simplified prospectus. Ask your adviser for a copy, contact [insert
name of the manager of the mutual fund] at [insert if applicable the toll-
free number and e-mail address of the manager of the mutual fund] [if
applicable] or visit [insert the website of the mutual fund, the mutual
fund's family or the manager of the mutual fund] [as applicable].
INSTRUCTION:
The date for a fund facts document that is filed with a preliminary simplified
prospectus or simplified prospectus must be the date of the certificate
contained in the related annual information form. The date for a fund facts
document that is filed with a pro forma simplified prospectus must be the date
of the anticipated simplified prospectus. The date for an amended fund facts
document must be the date of the certificate contained in the related amended
annual information form.
Item 2: Quick Facts
Under the heading "Quick Facts", include disclosure in the form of the
following table:
Date fund created: (see instruction 1)
Portfolio manager: (see instruction 4)
Total value on [date]: (see instruction 2)
Distributions: (see instruction 5)
Management expense ratio (MER): (see
instruction 3)
Minimum investment: (see instruction 6)
INSTRUCTIONS:
(1) Use the date that the securities of the class or series of the mutual fund
described in the fund facts document first became available to the public.
(2) Specify the net asset value of the mutual fund as at a date within 30 days
before the date of the fund facts document. The amount disclosed must take into
consideration all classes or series that are referable to the same portfolio of
assets. For a newly established mutual fund, simply state that this information
is not available because it is a new mutual fund.
(3) Use the management expense ratio (MER) disclosed in the most recently
filed management report of fund performance (MRFP) for the mutual fund. The
MER must be net of fee waivers or absorptions and, despite
section 15.1(2) of
National Instrument 81-106 Investment Fund Continuous Disclosure, need not
include any additional disclosure about the waivers or absorptions. For a
newly established mutual fund that has not yet filed a management report of
fund performance, state that the MER is not available because it is a new
mutual fund.
(4) Specify the name of the company or companies providing portfolio
management services to the mutual fund. The mutual fund may also include the
name of the specific individual(
s) responsible for portfolio selection.
(5) Include disclosure under this element of the "Quick Facts" only if
distributions are a fundamental feature of the mutual fund. Disclose the
expected frequency and timing of distributions. If there is a targeted amount
for distributions, the mutual fund may include this information.
(6) Specify both the minimum amount for an initial investment and for each
additional investment. This can include minimum amounts for pre-authorized
contribution plans.
Item 3: Investments of the Fund
(1) Briefly set out under the heading "What does the fund invest in?" a
description of the fundamental nature of the mutual fund, or the fundamental
features of the mutual fund that distinguish it from other mutual funds.
(2) For an index mutual fund,
(
a) disclose the name or names of the permitted index or permitted
indices on which the investments of the index mutual fund are based,
and
(
b) briefly describe the nature of that permitted index or those
permitted indices.
(3) Include an introduction to the information provided in response to
subsection (4) and subsection (5) using wording similar to the following:
The charts below give you a snapshot of the fund's investments on
[insert date]. The fund's investments will change.
(4) Include under the sub-heading "Top 10 investments [date]" a table
disclosing:
(
a) the top 10 positions held by the mutual fund;
(
b) the total number of positions; and
(
c) the percentage of net asset value of the mutual fund represented
by the top 10 positions.
(5) Under the sub-heading "Investment mix [date]" include at least one, and
up to two, charts or tables that illustrate the investment mix of the mutual
fund's investment portfolio.
INSTRUCTIONS:
(1) Include in the information under "What does this fund invest in?" a
description of what the mutual fund primarily invests in, or intends to primarily
invest in, or that its name implies that it will primarily invest in, such as
(
a) particular types of issuers, such as foreign issuers, small
capitalization issuers or issuers located in emerging market countries;
(
b) particular geographic locations or industry segments; or
(
c) portfolio assets other than securities.
(2) Include a particular investment strategy only if it is an essential aspect
of the mutual fund, as evidenced by the name of the mutual fund or the manner
in which the mutual fund is marketed.
(3) If a mutual fund's stated objective is to invest primarily in Canadian
securities, specify the maximum exposure to investments in foreign markets.
(4) The information under "Top 10 investments" and "Investment mix" is
intended to give a snapshot of the composition of the mutual fund's investment
portfolio. The information required to be disclosed under these sub-headings
must be as at a date within 30 days before the date of the fund facts document.
The date shown must be the same as the one used in Item 2 for the total value
of the mutual fund.
(5) If the mutual fund owns more than one class of securities of an issuer,
those classes should be aggregated for the purposes of this Item, however, debt
and equity securities of an issuer must not be aggregated.
(6) Portfolio assets other than securities should be aggregated if they have
substantially similar investment risks and profiles. For instance, gold
certificates should be aggregated, even if they are issued by different financial
institutions.
(7) Treat cash and cash equivalents as one separate discrete category.
(8) In determining its holdings for purposes of the disclosure required by
this Item, a mutual fund must, for each long position in a derivative that is held
by the mutual fund for purposes other than hedging and for each index
participation unit held by the mutual fund, consider that it holds directly the
underlying interest of that derivative or its proportionate share of the securities
held by the issuer of the index participation unit.
(9) If a mutual fund invests substantially all of its assets directly or
indirectly (through the use of derivatives) in securities of one other mutual
fund, list the 10 largest holdings of the other mutual fund and show the
percentage of the other mutual fund's net asset value represented by the top 10
positions. If the mutual fund is not able to disclose this information as at a date
within 30 days before the date of the fund facts document, the mutual fund must
include this information as disclosed by the other mutual fund in the other
mutual fund's most recently filed fund facts document, or its most recently filed
management report of fund performance, whichever is most recent.
(10) Indicate whether any of the mutual fund's top 10 positions are short
positions.
(11) Each investment mix chart or table must show a breakdown of the
mutual fund's investment portfolio into appropriate subgroups and the
percentage of the aggregate net asset value of the mutual fund constituted by
each subgroup. The names of the subgroups are not prescribed and can
include security type, industry segment or geographic location. The mutual
fund should use the most appropriate categories given the nature of the mutual
fund. The choices made must be consistent with disclosure provided under
"Summary of Investment Portfolio" in the mutual fund's MRFP.
(12) In presenting the investment mix of the mutual fund, consider the most
effective way of conveying the information to investors. All tables or charts
must be clear and legible.
(13) For new mutual funds where the information required to be disclosed
under "Top 10 investments" and "Investment mix" is not available, include the
required sub-headings and provide a brief statement explaining why the
required information is not available.
Item 4: Past Performance
(1) Under the heading "How has the fund performed?" include an
introduction using wording similar to the following:
This
section tells you how the fund has performed over the past [insert
the lesser of 10 years or the number of completed calendar years] years.
Returns are after expenses have been deducted. These expenses reduce
the fund's returns.
It's important to note that this doesn't tell you how the fund will perform
in the future. Also, your actual after-tax return will depend on your
personal tax situation.
(2) Under the sub-heading "Average return" show
(
a) the final value, of a hypothetical $1,000 investment in the mutual
fund as at the end of the period that ends within 30 days before the date
of the fund facts document and consists of the lesser of
(i) 10 years, or
(ii) the time since inception of the mutual fund;
and
(
b) the annual compounded rate of return that would equate the initial
$1,000 investment to the final value.
(3) Under the sub-heading "Year-by-year returns" provide a bar chart that
shows the annual total return of the mutual fund, in chronological order with
the most recent year on the right of the bar chart, for the lesser of
(
a) each of the 10 most recently completed calendar years; and
(
b) each of the completed calendar years in which the mutual fund
has been in existence and which the mutual fund was a reporting issuer.
(4) Provide an introduction to the bar chart indicating
(
a) that the bar chart shows the mutual fund's annual performance for
each of the years shown; and
(
b) for the particular years shown, the number of years in which the
value of the mutual fund dropped.
INSTRUCTIONS
(1) In responding to the requirements of this Item, a mutual fund must
comply with the relevant sections of
Part 15 of National Instrument 81-102
Mutual Funds as if those sections applied to a fund facts document.
(2) Use a linear scale for each axis of the bar chart required by this Item.
(3) The x-axis and y-axis for the bar chart required by this Item must
intersect at 0.
(4) A mutual fund that distributes different classes or series of securities
that are referable to the same portfolio of assets must only show performance
data related to the specific class or series of securities being described in the
fund facts document.
(5) If the information required to be disclosed under this Item for "Average
return" and "Year-by-year returns" is not reasonably available, include the
required sub-headings and provide a brief statement explaining why the
required information is not available. Information under "Average return" will
generally not be available for a mutual fund that has been distributing
securities under a simplified prospectus for less than 12 consecutive months.
Information under "Year-by-year returns" will generally not be available for a
mutual fund that has been distributing securities under a simplified prospectus
for less than one calendar year.
(6) The dollar amount shown under "Average return" may be rounded up to
the nearest dollar.
(7) The percentage amounts shown under "Average return" and "Year-by-
year returns" may be rounded up to the nearest decimal place.
Item 5: Risks
(1) Under the heading "How risky is it?" provide an introduction using
wording similar to the following:
When you invest in a fund, the value of your investment can go down as
well as up. [Insert name of the manager of the mutual fund] has rated
this fund's risk as [insert rating on the scale in Item 5(2)].
For a description of the specific risks of this fund, see the fund's
simplified prospectus.
(2) Using the investment risk classification methodology adopted by the
manager, identify the mutual fund's investment risk level on the following
scale:
Low
Low to Medium
Medium
Medium to High
High
INSTRUCTIONS:
(1) Based upon the investment risk classification methodology adopted by
the manager of the mutual fund, identify where the mutual fund fits on the
continuum of investment risk levels by showing the full investment risk scale set
out in Item 5(2) and highlighting the applicable category on the scale.
(2) Where the mutual fund is a newly established mutual fund and it is not
possible for the manager of the mutual fund to apply its investment risk
classification methodology to the mutual fund, include a statement explaining
that it is a new mutual fund and use the chart to indicate the investment risk
level that the manager of the mutual fund would expect for the mutual fund.
Item 6: Guarantee
(1) Under the heading "Are there any guarantees?", if the mutual fund has
an insurance or guarantee feature protecting all or some of the principal amount
of an investment in the mutual fund:
(
a) identify the person or company providing the guarantee or
insurance;
(
b) provide a brief description of the material terms of the guarantee
or insurance, including the maturity date of the guarantee or insurance.
(2) If the mutual fund does not have any guarantee or insurance, state in
wording similar to the following:
Like most mutual funds, this fund doesn't have any guarantees. You
may not get back the money you invest.
INSTRUCTION:
If applicable, state that the guarantee or insurance does not apply to the
amount of any redemptions before the maturity date of the guarantee or before
the death of the securityholder and that redemptions before that date would be
based on the net asset value of the mutual fund at the time.
Item 7: Suitability
(1) Provide a brief statement of the suitability of the mutual fund for
particular investors under the heading "Who is this fund for?". Describe the
characteristics of the investor for whom the mutual fund may or may not be an
appropriate investment, and the portfolios for which the mutual fund is and is
not suited.
(2) State in bold font in wording similar to the following:
Before you invest in any fund, you should consider how it would work with
your other investments and your tolerance for risk.
INSTRUCTION:
If the mutual fund is particularly unsuitable for certain types of investors or for
certain types of investment portfolios, emphasize this aspect of the mutual fund.
Disclose both the types of investors who should not invest in the mutual fund,
with regard to investments on both a short- and long-term basis, and the types
of portfolios that should not invest in the mutual fund. If the mutual fund is
particularly suitable for investors who have particular investment objectives,
this can also be disclosed.
Item 8: Impact of Income Taxes on Investor Returns
Under the heading "A word about tax" provide a brief explanation of the
income tax consequences for investors using wording similar to the following:
In general, you'll have to pay income tax on any money you make on a
fund. How much you pay depends on the tax laws where you live and
whether or not you hold the fund in a registered plan such as a
Registered Retirement Savings Plan, or a Tax-Free Savings Account.
Keep in mind that if you hold your fund in a non-registered account,
fund distributions are included in your taxable income, whether you get
them in cash or have them reinvested.
PART II COSTS, RIGHTS AND OTHER INFORMATION
Item 1: Costs of Buying, Owning and Selling the Fund
1.1 Introduction
(1) Under the heading "How much does it cost?", state using wording
similar to the following:
The following tables show the fees and expenses you could pay to buy,
own and sell [name of the class or series of securities covered in the
fund facts document] [units/shares] of the fund.
(2) If applicable, state that
* the mutual fund has other classes or series of securities;
* the fees and expenses for each class or series of securities of the
mutual fund are different; and
* the investor should ask about other classes or series of securities
that may be suitable for the investor.
1.2 Illustrations of Different Sales Charge Options
(1) For a mutual fund with multiple sales charge options, include an
introduction under the sub-heading "Sales charges" using wording similar to
the following:
You have to choose a sales charge option when you buy the fund. Ask
about the pros and cons of each option.
(2) Provide information about the sales charges payable by an investor
under the available sales charge options in the form of the following table:
Sales charge option
What you pay
How it works
in per cent (%)
in dollars ($)
(see instruction 1)
(see instruction 2)
(see instruction 3)
(see instruction 4)
(3) If the mutual fund has only one sales charge option, replace the
introductory statement required in paragraph (1) above with a statement
highlighting the sales charge option applicable to the mutual fund.
(4) If the mutual fund does not have any sales charges, replace the
introductory statement and the table required in paragraph (1) and paragraph
(2) above with a general statement explaining that no sales charges apply.
INSTRUCTIONS:
(1) The mutual fund must disclose all sales charge options (e.g., initial sales
charge, deferred sales charge) that apply to the class or series being described
in the fund facts document. It is not necessary to disclose sales charge options
that do not apply to the series or class to which the fund facts document
relates.
(2) Specify each sales charge option as a percentage. For an initial sales
charge, include a range for the amount that can be charged, if applicable. For
a deferred sales charge, provide the full sales charge schedule.
(3) Specify each sales charge option in dollar terms. For an initial sales
charge, include a range for the amount that can be charged on every $1,000
investment, if applicable. For a deferred sales charge, include a range for the
amount that can be charged on every $1,000 redemption.
(4) Provide a brief overview of the key elements of how each sales charge
option works including:
* whether the amount payable is negotiable;
* whether the amount payable is deducted from the amount paid at
the time of purchase or from the amount received at the time of
sale;
* who pays and who receives the amount payable under each sales
charge option.
In the case of a deferred sales charge, the disclosure must also briefly state:
* any amount payable as an upfront sales commission;
* who pays and who receives the amount payable as the upfront
sales commission;
* any free redemption amount and key details about how it works;
* whether switches can be made without incurring a sales charge;
and
* how the amount paid by an investor at the time of a redemption of
securities is calculated, for example, whether it is based on the
net asset value of those securities at the time of redemption or
another time.
1.3 Fund expenses
(1) Under the sub-heading "Fund expenses" include an introduction using
wording similar to the following:
You don't pay these expenses directly. They affect you because they
reduce the fund's returns.
(2) Unless the mutual fund has not yet filed a management report of fund
performance, provide information about the expenses of the mutual fund in the
form of the following table:
Annual rate
(as a % of the fund's value)
Management expense ratio (MER)
This is the total of the fund's
management fee and operating
expenses. (see instruction 1)
(see instruction 2)
Trading expense ratio (TER)
These are the fund's trading costs.
(see instruction 3)
Fund expenses
(see instruction 4)
(3) Unless the mutual fund has not yet filed a management report of fund
performance, above the table required under subsection (2), include a statement
using wording similar to the following:
As of [see instruction 5], the fund's expenses were [insert amount
included in table required under subsection (2)]% of its value. This
equals $[see instruction 6] for every $1,000 invested.
(4) For a mutual fund that has not yet filed a management report of fund
performance, include wording similar to the following:
The fund's expenses are made up of the management fee, operating
expenses and trading costs. The fund's annual management fee is [see
instruction 7]% of the fund's value. Because this fund is new, its
operating expenses and trading costs are not yet available.
(5) If the mutual fund pays an incentive fee that is determined by the
performance of the mutual fund, provide a brief statement disclosing the
amount of the fee and the circumstances where the mutual fund will pay it.
(6) If the manager of the mutual fund or another member of the mutual
fund's organization pays trailing commissions, include a brief description of
these commissions under the sub-heading "Trailing commission".
(7) The description of trailing commissions must include a statement in
substantially the following words:
The trailing commission is paid out of the management fee. The trailing
commission is paid for as long as you own the fund.
INSTRUCTIONS:
(1) If any fees or expenses otherwise payable by the mutual fund were
waived or otherwise absorbed by a member of the organization of the mutual
fund, despite
section 15.1(2) of National Instrument 81-106 Investment Fund
Continuous Disclosure, only include a statement in substantially the following
words:
[Insert name of the manager of the mutual fund] waived some of the
fund's expenses. If it had not done so, the MER would have been higher.
(2) Use the same MER that is disclosed in Item 2 of
Part I of this Form.
(3) Use the trading expense ratio disclosed in the most recently filed
management report of fund performance (MRFP) for the mutual fund.
(4) The amount included for fund expenses is the amount arrived at by
adding the MER and the trading expense ratio.Use a bold font or other
formatting to indicate that fund expenses is the total of all ongoing expenses set
out in the chart and is not a separate expense charged to the fund.
(5) Insert the date of the most recently filed management report of fund
performance.
(6) Insert the equivalent dollar amount of the ongoing expenses of the fund
for each $1,000 investment.
(7) The percentage disclosed for the management fee must correspond to
the percentage shown in the fee table in the simplified prospectus.
(8) The description of trailing commissions must briefly and concisely
explain the purpose of the commission, how the commissions are paid and the
range of the rates of the commission for each sales charge option. In addition
to the percentage amount of the commission, this description must also set out
the equivalent dollar amount for each $1,000 investment.
1.4 Other Fees
(1) Under the sub-heading "Other fees" provide an introduction using
wording similar to the following:
You may have to pay other fees when you sell or switch [units/shares] of
the fund.
(2) Provide information about the amount of fees, other than sales charges,
payable by an investor when they sell or switch units or shares of the mutual
fund, substantially in the form of the following table:
Fee
What you pay
(see instruction 1)
(see instruction 2)
INSTRUCTIONS:
(1) Under this Item, it is only necessary to include fees that apply to the
particular series or class of the mutual fund. Examples include short-term
trading fee, switch fee and change fee. If there are no other fees associated
with selling or switching units or shares of the mutual fund, replace the table
with a statement to this effect.
(2) Provide a brief description of each fee disclosing the amount to be paid
as a percentage (or, if applicable, a fixed dollar amount) and state who
charges the fee.
Item 2: Statement of Rights
Under the heading "What if I change my mind?" state in substantially the
following words:
Under securities law in some provinces and territories, you have the
right to:
* withdraw from an agreement to buy mutual fund units within two
business days after you receive a simplified prospectus, or
* cancel your purchase within 48 hours after you receive
confirmation of the purchase.
In some provinces and territories, you also have the right to cancel a
purchase, or in some jurisdictions, claim damages, if the simplified
prospectus, annual information form or financial statements contain a
misrepresentation. You must act within the time limit set by the
securities law in your province or territory.
For more information, see the securities law of your province or territory
or ask a lawyer.
Item 3: More Information About the Fund
(1) Under the heading "For more information" state in substantially the
following words:
Contact [insert name of the manager of the mutual fund] or your adviser
for the fund's simplified prospectus and other disclosure documents.
These documents and the Fund Facts make up the fund's legal
documents.
(2) State the name, address and toll-free telephone number of the manager
of the mutual fund. If applicable, also state the e-mail address and website of
the manager of the mutual fund.
22. Transition
(1) A mutual fund must, on or before July 8, 2011, file a fund facts
document for each class or series of securities of the mutual fund that,
on that date, are the subject of disclosure under a simplified
prospectus.
(2) Subsection (1) does not apply in respect of a class or series of
securities of a mutual fund for which a fund facts document was, on
or before July 8, 2011, filed under
section 2.1.
(3) The date of a fund facts document filed under subsection (1) must be
the date on which it was filed.
(4) Until April 8, 2011,
(
a) the requirement to file a fund facts document under
subparagraph 2.1(1)(a)(ii), (b)(ii), (c)(ii), (d)(ii) or (iii) of
National Instrument 81-101 Mutual Fund Prospectus
Disclosure does not apply to a mutual fund, and
(
b) section 2.3 applies to a mutual fund except to the extent that
section imposes requirements relating to a fund facts document.
23. This Instrument comes into force on January 1, 2011.
NATIONAL INSTRUMENT 81-102 MUTUAL FUNDS
AMENDING INSTRUMENT
(Securities Act)
Made as a rule by the Alberta Securities Commission on September 8, 2010 pursuant
to sections 223 and 224 of the Securities Act.
Amendments to National Instrument 81-102 Mutual Funds
1. National Instrument 81-102 Mutual Funds is amended by this Instrument.
Section 1.1 is amended by adding the following after paragraph (b)2 in the
definition of "sales communication":
2.1. A fund facts document or preliminary or pro forma fund facts document.
Section 3.3 is amended by adding "preliminary fund facts document" after
"preliminary annual information form,", by replacing "or" with "," after
"initial simplified prospectus" and by adding "or fund facts document" after
"annual information form".
Section 5.6 is amended by
a. replacing subparagraph (1)(f)(ii) with the following:
(ii) the current simplified prospectus or the most recently filed fund
facts document;
b. replacing subparagraph (1)(f)(iii) with the following:
(iii) a statement that securityholders may obtain, in respect of the
reorganized mutual fund, at no cost a simplified prospectus, an
annual information form, the most recently filed fund facts
document, the most recent annual and interim financial
statements, and the most recent management report of fund
performance that have been made public, by contacting the
reorganized mutual fund at an address or telephone number
specified in the statement, or by accessing the documents at a
website address specified in the statement;.
Section 5.7 is amended by replacing paragraph (1)(
d) with the following:
(
d) if the application relates to a matter that would constitute a material
change for the mutual fund, a draft amendment to the simplified
prospectus and, if applicable, to the fund facts document of the mutual
fund reflecting the change; and
Section 15.2 is amended by
a. replacing paragraph (1)(
b) with the following:
(
b) include a statement that conflicts with information that is contained in
the preliminary simplified prospectus, the preliminary annual
information form, the preliminary fund facts document, the simplified
prospectus, the annual information form or the fund facts document
(
i) of a mutual fund, or
(ii) in which an asset allocation service is described..
7. This Instrument comes into force on January 1, 2011.
NATIONAL INSTRUMENT 81-106 INVESTMENT FUND CONTINUOUS
DISCLOSURE
AMENDING INSTRUMENT
(Securities Act)
Made as a rule by the Alberta Securities Commission on September 8, 2010 pursuant
to sections 223 and 224 of the Securities Act.
Amendments to National Instrument 81-106 Investment Fund Continuous
Disclosure
1. National Instrument 81-106 Investment Fund Continuous Disclosure is
amended by this Instrument.
Section 11.2 is amended by replacing paragraph (1)(
d) with the following:
(
d) file an amendment to its prospectus, simplified prospectus or fund facts
document that discloses the material change in accordance with the
requirements of securities legislation.
3. This Instrument comes into force on January 1, 2011.
NATIONAL INSTRUMENT 13-101 SYSTEM FOR ELECTRONIC
DOCUMENT ANALYSIS AND RETRIEVAL (SEDAR)
AMENDING INSTRUMENT
(Securities Act)
Made as a rule by the Alberta Securities Commission on September 8, 2010 pursuant
to sections 223 and 224 of the Securities Act.
Amendments to National Instrument 13-101 System for Electronic Document
Analysis and Retrieval (SEDAR)
1. National Instrument 13-101 System for Electronic Document Analysis and
Retrieval (SEDAR) is amended by this Instrument.
2. Appendix A - Mandated Electronic Filings is amended
(
a) in
Part I A. by
(
i) replacing Item 1 with the following:
1. Preliminary Simplified Prospectus, Annual Information
Form and Fund Facts;
(ii) replacing Item 2 with the following
2. Pro Forma Simplified Prospectus, Annual information Form
and Fund Facts;
(iii) replacing Item 3 with the following
3. Final Simplified Prospectus, Annual Information Form and
Fund Facts; and
(iv) adding the following after Item 6
7. Initial Fund Facts.
3. This Instrument comes into force on January 1, 2011.
Service Alberta
Vital Statistics
Notice of Change of Personal Name
(Change of Name Act)
July 4, 2011
Hiebert, Egan Jeremiah to Schmidt, Egan Jeremiah - 68266
Shea, Brandy Lynn to Shea, Brandi-Lynn - 69093
Demetroff, Brian Donald to Thiffault, Brian Donald - 69174
Godin, Chessney Blue to Scholes, Chessney Blue - 69230
Garcia-Hernandez, Kimberly to Garcia, Kimberly - 69489
Garcia Hernandez, Kamila to Garcia, Kamila - 69490
MacDonald, Michael John to Ritchie, Whitecloud Michael - 69512
Floyd, Andrew J to Barry, Andrew J. - 69514
Thirty-Two, Grasshopper to Bourne, Christopher Raymond - 69541
Gray-Van Diest, Dakota Aiiden Reese to Pollon, Dakota Aiiden Reese - 69564
Patel, Himanshu Mohanb to Patel, Himanshu - 69628
Hamad, Rawia to Hamad, Roya - 69655
Tekle Michael, Shalom to Tekle, Shalom Michael - 69661
Meek, Jason Emile to Turner, Jason Emile - 69718
July 5, 2011
Cheinag, Choul Awad to Cheinag, Mubarak Awad Chol - 69201
Morrow, Madison Marie to Hansen, Madison Marie - 69560
Rafizadeh, Mohammadreza to Raffi, Reza - 69585
Wilde, Olivia Ann to Johnson, Pamela Opal - 69589
Barnes, Kyle Alan to Watkiss, Kyle Alan - 69590
Davis, Avery Mae to Manning, Avery Mae - 69597
Barton, Ella Abigail to Seymour, Ella Abigail - 69612
Whitehead, Ivan Peter to Auger, Ivan Peter - 69615
Bradley, Christina Marie to Randell, Christina Marie - 69618
Bradley, Natasha Anna to Randell, Natasha Anna - 69620
Little Plume, Tyson Christian to Tapajna, Tyson Christian Richard - 69644
Little Plume, Trayven Rita to Tapajna, Trayven Rita Nicole - 69643
Holmes, Shannon Christie to Oberg, Shannon Christie - 69653
Klause, Andrew Bradley to Klause-Nicoll, Andrew Bradley - 69675
Hnatuk, Keisha May Joy to Stoffregen, Keisha May Joy - 69678
Wakil, Hannah Angelle Horley to Kootnekoff, Hannah Angelle Horley - 69716
Andrews, Brian Allan to Jasman, Stephen Brian - 69720
July 6, 2011
Agyby, Maikel Kamal Ezzat to Agyby, Michael Kamal Ezzat - 69271
Saad, Balgees to Alshaibani, Balqis Saeed Saad - 69287
Kaloa, Sohan Singh to Kular, Sohan Singh - 69569
Kaloa, Parkash to Kular, Parkash - 69570
Boukhoubza, Walid Kheir-Edd to Boukhobza, Walid Kheir-Eddine - 69684
Boukhoubza, Bourhaneddine A to Boukhobza, Bourhaneddine Afif - 69685
Boukhoubza, Sarah Afirah to Boukhobza, Sarah Afirah - 69686
Boukhoubza, Farah Hanan to Boukhobza, Farah Hanan - 69687
July 7, 2011
Jacobsen, Dale William David to Day, Dale William David - 69035
Wolf-Jacobsen, Kastle Elizabeth Leanne to Day, Kastle Elizabeth Leanne - 69046
Harmacy, Matthew Victor to Papineau, Matthew Victor - 69020
Lakshmi, Usha to Naidu, Usha Lakshmi - 69622
Naicker, Usha to Naidu, Usha Lakshmi - 69622
Bell-Lord, Alayah Ann to Lord, Alayah Ann - 69665
Feleke, Biruktawit Ayel to Wenduante, Senatshaye - 69676
Wyrostok, Lauren Nichole to Zakaluzny, Lauren Nichole Wyrostok - 69731
July 8, 2011
Campiou, Jaila Phoenix to Campiou-Letto, Jayla-Jean Myriam Phoenix - 69165
Campiou, Lexus Lela to Campiou-Letto, Lexus Flora MichŠle Lela - 69166
LeDrew, Robyn Kelly to Murphy, Robyn Kelly - 69511
Nugent, Nicholas John to Nugent, Nikita Joan - 69592
Singbagbee, John to Bakosoro, Levi John - 69593
Zaorska, Anna Malgorzata to Verrey, Ania Malgorzata - 69606
Maceyovski, Keith James to Svoboda, Theus Keith - 69629
Bradley, Charles Brandon Kirkland to Hopkins, Brandon Kirkland - 69630
Smith, Limane Bracier to Smith, Lehmana Grace Lee - 69632
Smith, Juliana Bracier to Smith, Juliana Faith Anne - 69633
Zah, Baby Boy to Kouadio, David Emmanuel - 69641
Hanne, Alexander Justin to von Gramatzki, Alexander Justin - 69669
Maik, Keira Alexandra to Potts, Keira Alexandra - 69682
Battiste, Harley Russell to Gagnon, Harley Russell - 69701
Kirk, Baby Girl to Kirk, Sonia Ann - 69712
Luthin, Gertruda Petronella to Luthin, Trudy - 69732
Stratulat, Terry Lee to White, Terry Lee - 69765
Gee, Melissa Robin to Jones, Melissa Robin - 69767
Peng, Hong Yu to Ma, Hong Yu - 69769
July 11, 2011
Farden, Claude Maurice to Faerden, Claude Maurice - 69308
Fournel-Proctor, Justin Alexander to Proctor, Justin Alexander - 69495
Gretener, Skyler Jordon to Gammelseter, Skyler Jordon - 69531
McCaffrey, Jesse Lee Daniel to Simpson, Jesse Lee Daniel - 69668
Hossaini, Mohammad Arif to Hossaini, Arif - 69693
Schuh, Tammy Ann to Schaan, Tammy Ann - 69722
Wood, Jennifer Eve to Wood, Jenny Eve - 69727
Augustine, Verhonda Elizabeth to Huston, Belle Elizabeth - 69758
Talwar, Kaelin Raina to Talwar-Kane, Kaelin Raina - 69781
July 12, 2011
Breland, Raymond to Breland, Tonno - 69463
Belmarral, Individual has only one name to Eh, Belmarral - 69776
Dueky, Bell to Eh, James - 69777
Ready, Ben to Eh, Ben - 69778
Pongracz, Gabor to Pongracz, Gabe - 69789
Guardado, Jose Martin to Guardado, Martin - 69802
Ahamed, Hamza Abdulrazak to Ahmed, Hamza Abdulrazak - 69804
July 13, 2011
Whitford, Mabel Marie to Cardinal, Mabel Emily - 69730
Butler, Lily to Butler, Lily Sateeya - 69749
Nyluwa, Agala Gur to Okoth, Atoye Otong - 69768
Thomson, Stephanie Jean to Ziesman, Stephanie Jean - 69771
Beal, Michael Luke to Russell, Michael Luke - 69779
Su, Pin Hsuan to Su, Charles - 69786
Kocot, Dominik to Wandycz, Dominik - 69791
Oleksow, Deidre Johanna Marjorie to Vanlie, Rea Kesa - 69801
Landry, Sabrina Rose to Ravndahl, Sabrina Rose - 69819
July 14, 2011
Morgan, Bolton Maurice to Pouliot, Bolton Maurice - 67823
Yan, Chong to Yan, Chad - 69363
Schmidt, Alexander Lawrence to Harrison, Alexander Lawrence - 69478
Theiss, Brandon Douglas to Bearman, Brandon Douglas - 69500
Trottier, Zachary James to McLaughlin, Zachary James - 69719
Hassan, Mohammad Ayaan to Sheeraz, Ayaan - 69751
Hassan, Eshal to Sheeraz, Eshal - 69752
Charuk, Darcy Kenneth to Cyr, Darcy - 69770
Brosh, Katherine Ann to Brosh, Caleb Lance - 69772
Dryden, Kenneth Douglas to Ellenburgh, Phillip Ashley - 69773
David, Soloman Blamo to Blamo, Glory Augustine - 69782
Ahmed, Sakina to Ahmed, Harpreet Kaur - 69800
Kenny, Lee Ashton to Kenny, Leanne Ashton - 69805
July 15, 2011
Soloviev, Julia to Cuschieri, Julia - 69143
Taylor, Patsey Lynn to Taylor, Patricia Lynn - 69313
Ojo, Osaze Oluwagbem to Ojo, Osaze Samuel - 69707
Beringer, Saphire McKenzie to Russell, Saphire McKenzie - 69729
Abida, Individual has only one name to Rehman, Abida - 69764
Kaddoura, Basil Jed to Kadoura, Basil Jed - 69785
Ghebrekristos, Almaz to Tekle, Nazret Almaz - 69808
Masarrat, Muaz to Al-Syed, Muaz Salah - 69813
Masarrat, Anam Salah to Al-Syed, Anam Salah - 69811
Masarrat, Maria to Al-Syed, Maria Salah - 69812
Richardsen, Steven Richard to Oakes, Steven Richard - 69810
Eisler, Mikayla Marie to Cole, Mikayla Marie - 69822
Richardsen, Dean Monty to Oakes, Grant Richard - 69829
Hosseinchi Sarrafi, Sarvin to Sarrafi, Sarvin - 69830
Hosseinchi Sarrafi, Mir Kavin to Sarrafi, Kevin - 69831
Lenehan, Samantha Danielle to Trochymchuk, Samantha Danielle - 69839
Shaykhutdinova, Liya to Shayne, Leah - 69851
MacDonald-Dyer, Stirling Hugh to Dyer, Stirling Hugh MacDonald - 69858
Thompson, Wayne Craig to Gartner, Wayne Craig - 69859
July 18, 2011
Creed, Brandon Xavaier to Creed, Xavier Brandon - 69311
Flatman, Nataliah Marie to Herr, Nataliah Marie Ann - 69744
July 19, 2011
Harvey-Hahn, Alexia Louella to Hahn, Alexia Kara - 66855
July 20, 2011
Pakarno, Corey Tyler Philip to Tyler, Cory - 69662
July 21, 2011
Vespyansky, Olga to Vespyansky, Olya - 69519
Lowrie, Jayden August to Keichinger, Jayden August Lowrie - 69552
Salehi Zadeh Manshadi, Ali Reza to Manshadi, Alireza - 69688
Zohrehbakhsh Dezfouli, Sholeh to Dezfuli, Sholeh Zohrebakhsh - 69689
Salehi Zadeh Manshadi, Dario to Manshadi, Dario - 69690
Story, Cameron Gerald Alfred to Kellerman-Bandet, Cameron Gerald Alfred - 69697
Smith, Jorja Patricia to Allaway, Jorja Patricia - 69710
Dupel, Daniel Richard to Hewat, Daniel Richard - 69721
Clements, Steven Ray to Clements, Ray Michael - 69766
Rutledge, Brianna Leigh to McManus-Rutledge, Brianna Leigh - 69841
Nykulaik, Jason Todd to Near, Jason Todd - 69883
Kaddoura, Jed Mohamed to Kadoura, Jed Mohamed - 69884
Gagliardi, Michael Anthony to Childs, Michael Anthony - 69888
Rassell, Ann Kristen to Rassell, Kristen Ann - 69915
Chacha, Maisori to Chacha, Maisory - 69920
July 22, 2011
Rapada, Dorothy-Jane to Calupas, Dorothy-Jane - 68017
Akhtar, Shahnaz to Kahloon, Shahnaz Afzal - 68431
Afzal, Muhammad to Kahloon, Muhammad Afzal - 68432
Bedar, Bakht to Kahloon, Bakht Bedar - 68433
Danish, Ali to Kahloon, Ali Danish - 68435
Afzal, Amina to Kahloon, Amina Afzal - 68434
Diaz Tubac Puy, Rosa Elizabeth to Diaz Tubac, Rosa Elizabeth - 69430
Xiang, Tiago to Fang, Tiago - 69736
Abera, Sena Senato to Demissie, Sena Senato - 69738
Blum, Alexander Rene to Besler, Alexander William - 69824
Dahlgren, Leonora Maala to Dahlgren, Leonora Setarios - 69845
Baczewska, Dorota to Baczewski, Milana - 69925
Baczewska, Dorota to Barton, Milana - 69925
July 27, 2011
Ibrahim, Rafie Mohamed A to Ibrahim, Khalid - 69240
Abdulmalik, Ibrahim Rafie M to Ibrahim, Ibrahim Khalid - 69241
Abdulmalik, Mawia to Ibrahim, Mawia Khalid - 69242
Li, Wen Ji to Li, Kevin Wenji - 69399
Paterson, Chrystina Joy to Lowe, Chrystina Joy - 69604
Ridley, Anthony James to Hicks, Anthony James Ridley - 69635
Deleurme, Caitlyn Marie Edith to Warren, Caitlyn Marie Edith - 69646
Shehu, Genc to Shehu, Kirk - 69725
Riley, Kelsi Lynn to House, Kelsi Lynn - 69787
Oakes, Mark Jakob to Polding, Mark Jakob Cian - 69832
Safwan, Abrar to Jamal, Safwan Abrar - 69835
Sababa, Koanath to Jamal, Sababa Koanath - 69834
Crossman, Joan Margaret to Laine, JoanMargaret - 69863
Chen, Yi Fu to Chen, Scott Gabriel - 69866
Huber, Ryley Courtlyn to Bissell, Ryley Courtlyn - 69868
Rowe, Cash Byron Richard to Ahenakew, Cash Richard - 69870
Winter, Loki Vernon Ellis to Paquette, Loki Ellis Winter - 69875
Fuamba, Fuamba Bifuma to Fuamba, Roger Bifuma - 69952
July 28, 2011
Kaloa, Dalvinder Singh to Kular, Dalvinder Singh - 69566
Kaloa, Jaswinder to Kular, Jaswinder - 69567
Kaloa, Anmole to Kular, Anmol Singh - 69571
Kaloa, Jasmine to Kular, Jasmine Kaur - 69572
Stang, Dallas Chase to Lovlin, Chase Dallas - 69652
Ritzmann, Sarah Anne to Swainson, Sarah Anne - 69885
McWilliam, Margaret Tracy to Lowe, Margaret Tracy - 69887
Martel, Marion Rae to Martel, Debbie Marian Rae - 69889
Hyde, Patrick Anthony to Bonanni, Patrick Anthony Hyde - 69891
Diener, Ava Marie Lynne to Danis, Ava Marie Lynne - 69906
Hlady, Riley Beau to Larocque-Hlady, Riley Beau - 69910
Kuczera, Franciszek to Kuczera, Frank - 69924
Byma-McCallum, Roan Burrett Charlie to Byma, Roan Burrett Charlie - 69927
Byma-McCallum, Malcolm Edward to Byma, Malcolm Edward - 69928
Solicitor General and Public Security
Designation of Qualified Technician Appointment
(Intoxilyzer 5000C)
Camrose Police Service
Bauer, Kelly Grant
Lofgren, Shawn Edward
(Date of Designation August 2, 2011)
Canadian Forces Base
Taylor, Jason James Ronald
(Date of Designation August 2, 2011)
Edmonton Police Service
Adair, Shane Ellis
Akers, Nicole Renee
Benedict, Jeffery James
Bergen, Joseph
Chagnon, Daniel Yves Joseph
Chapman, Nicholas Douglas Robert
Coates, Joshua Reily
Dack, Lisa Michelle
Dowhaniuk, Trevor Jay
Fedechko, Daniel Glen
Ho, Han Lin
Hofstra, Daniel Jeffrey
Kelly, Timothy Robert
Kube, Adam Thomas Richard
Kunce, Cheryl Ann
Marsh, Kevin Michael
McClellan, Michael Elliott
Nicholson, Cheryl Lynn
Park, Jeffrey John
Robertson, Ian Corbett
Rowe, Jesse Michael
Shimko, Sheri Ann
Tate, Victoria Louise
Tolley, Erik Blair
Wellon, Robert Clifford
(Date of Designation August 2, 2011)
Lacombe Police Service
Matthews, Carl James
Murray, Thomas Steven
(Date of Designation August 2, 2011)
Tourism, Parks and Recreation
Hosting Expenses Exceeding $600.00
For the period April 1, 2011 to June 30, 2011
Date of Function: April 28, 2011
Name of Function: Meeting with Canadian Soccer Association Delegation
Purpose: Hosting a site meeting with the CSA delegation for the FIFA 2015
women's world cup. There were 13 individuals in attendance.
Cost: $724.13
Location: Edmonton, Alberta
Date of Function: May 2-5, 2011
Name of Function: 2011 Spring Training and Showcase Session
Purpose: The purpose of this session is to provide training for 200 provincial and
community visitor information centre travel counselors and contractors. The training
and information helps the counselors to provide best possible service at information
centers across Alberta with up-to date product information.
Cost: $13,032.03
Location: Edmonton, Alberta
Date of Function: May 5-7, 2011
Name of Function: Alberta Future Leader's Training and Orientation Event
Purpose: This event is for youth workers and arts mentors going into communities
and dealing with the community contacts they will be working with. Training was
held for 20 youth workers and art mentors and 3 program coordinators.
Cost: $2,066.27
Location: Edmonton, Alberta
Date of Function: June 15, 2011
Name of Function: Annual Association Presidents' Meeting for Association
Members
Purpose: The Annual Association President's meeting allows the foundation to
update partners on upcoming activities and policy changes and to solicit feedback on
foundation and ministry initiatives.
Cost: $2,731.83
Location: Calgary, Alberta
Treasury Board
Hosting Expenses Exceeding $600.00
For the period ending June 30, 2011
Function: Scenario Planning Session
Purpose: A workshop to gather input for selection of preferred growth and
infrastructure plan in Cold Lake Oil Sands Area (CLOSA).
Date: May 4, 2011
Location: Cold Lake, Alberta
Amount: $704.75
ADVERTISEMENTS
Notice of Certificate of Intent to Dissolve
(Business Corporations Act)
Notice is hereby given that a Certificate of Intent to Dissolve was issued to 1387221
Alberta Ltd. on August 10, 2011.
Dated at Calgary, Alberta on August 10, 2011.
Michelle Bullas, MSB Law.
_______________
Notice is hereby given that a Certificate of Intent to Dissolve was issued to 534736
Alberta Ltd. on August 10, 2011.
Dated at Calgary, Alberta on August 10, 2011.
Michelle Bullas, MSB Law.
_______________
Notice is hereby given that a Certificate of Intent to Dissolve was issued to 925193
Alberta Ltd. on August 10, 2011.
Dated at Calgary, Alberta on August 10, 2011.
Michelle Bullas, MSB Law.
_______________
Notice is hereby given that a Certificate of Intent to Dissolve was issued to
Landmark Insurance Brokers Ltd. on August 4, 2011.
Dated at Calgary, Alberta on August 4, 2011.
Intact Financial Corporation
Notice of Liquidation
(Business Corporations Act)
910139 ALBERTA LTD.
THE LIQUIDATOR GIVES NOTICE AND DECLARES THAT:
Effective June 20, 2011, MNP Ltd. was appointed as liquidator (the "Liquidator") of
the assets, undertakings and properties of 910139 Alberta Ltd. (the "Company")
pursuant to an order (the "Liquidation Order") granted by the Court of Queen's Bench
of Alberta (the "Court"); however the order was not filed until July 22, 2011. A copy
of the Liquidation Order can be found on the Liquidator's website at:
http://www.mnpdebt.ca/en/corporate/corporate-engagements
BACKGROUND
Established in 2000, the Company was engaged in real estate development in Calgary,
Alberta.
ASSETS
The Liquidator took possession and control of the Company's assets consisting of
cash in the approximate amount of $444,000.
The Liquidator has not yet received the Company's books and records.
CREDITORS
A list of the Company's known creditors together with the amounts owed to each
creditor and the total amount owed by the Company can be found on the Liquidator's
website.
The following creditors appear to have a registered security interest against the assets,
property and undertakings of the Company, however the Liquidator has not reviewed
the security agreements of these creditors:
772210 Alberta Ltd.
Alberta Treasury Branches
Claims that may rank in priority to the claims of the secured creditors include claims
of Canada Revenue Agency ("CRA") with respect to unremitted source deductions
and GST. The Liquidator has not yet been able to determine if there may be claims
that rank in priority to the claims of the secured creditors.
SHAREHOLDERS
The following shareholders appear to have an equity interest in the Company:
976043 Alberta Ltd.
33.3%
A2Z Enterprises Inc.
33.3%
Scott White
33.3%
CLAIMS PROCESS
To be entitled to a distribution, all creditors having a claim against the Company,
whether liquidated, unliquidated, future or otherwise, and all shareholders of the
Company must lodge with the Liquidator a form of Proof of Claim. A Proof of
Claim, available on the Liquidator's website, should be filed with the Liquidator no
later than October 14, 2011.
OTHER
The contact person for the Liquidator is as follows:
MNP Ltd.
300, 622 - 5 Avenue SW
Calgary, AB T2P 0M6
Fax: (403) 537-8437
Gord Boersma
Gord.boersma@mnp.ca
Tel: (403) 537-8394
Further information with respect to the Liquidation proceedings will be posted to the
Liquidator's website as it becomes available. Should creditors not have access to the
internet, copies of other filed materials may be requested by contacting Gord
Boersma.
Public Sale of Land
(Municipal Government Act)
Erratum
The following notice published in the July 30, 2011 issue of the Alberta
Gazette contained errors. It should have read as follows:
Town of Fort Macleod
Notice is hereby given that under the provisions of the Municipal Government Act,
the Town of Fort Macleod will offer for sale, by public auction, in the Council
Chambers of the Town office, Fort Macleod, Alberta, on Wednesday, September 21,
2011, at 10:00 a.m., the following lands:
Title
Lot
Block
Plan
083 081 213
92B
901 195 292
92B
9B46
92B
071 098 660
5707HS
881 204 661
92B
Each parcel will be offered for sale subject to a reserve bid and to the reservations and
conditions contained in the existing Certificate of Title.
Terms: A bank draft in the amount of 10% of the bid must accompany each bid. The
balance of an accepted bid must be received within twenty working days or the
deposit will be forfeited and the Town will consider the next bid.
The Town of Fort Macleod may, after the public auction, become the owner of any
parcel of land not sold at the public auction.
Redemption may be affected by payment of all arrears of taxes and costs at any time
prior to the sale.
Dated at Fort Macleod, Alberta, July 14, 2011.
Gloria Schwindt, Assistant Manager.
______________
Erratum
The following notice published in the August 15, 2011 issue of the Alberta
Gazette contained errors. It should have read as follows:
Town of Okotoks
Notice is hereby given that under the provisions of the Municipal Government Act,
the Town of Okotoks will offer for sale, by public auction, in the Big Rock Meeting
Room, 5 Elizabeth St., Okotoks, Alberta, on Monday, October 17, 2011, at 10:00
a.m., the following lands:
Plan
Block
Lot
Unit
The parcels will be offered for sale subject to a reserve bid and encumbrances to the
reservations and conditions contained in the existing Certificate of Titles.
The Town of Okotoks may, after the public auction, become the owner of any parcel
of land not sold at the public auction.
Terms: Cash or certified cheque.
Redemption may be effected by payment of all arrears of taxes and costs at any time
prior to the sale.
Dated at Okotoks, Alberta, July 29, 2011.
Louise Wasylenko, Municipal Treasurer.
_______________
Municipal District of Provost No. 52
Notice is hereby given that under the provisions of the Municipal Government Act,
the Municipal District of Provost No. 52 will offer for sale, by public auction, in the
Municipal Administration Building at Provost, Alberta, on Thursday, October 13,
2011, at 10:00 a.m., the following lands:
Pt. Of Sec.
Section
Township
Range
Meridian
S.E.
S.W.
S.E.
Plan
Block
Lot
1688U
1 to 6
(Hamlet of Hayter)
Each parcel will be offered for sale subject to a reserve bid and to the reservations and
conditions contained in the existing Certificate of Title.
The Municipal District of Provost No. 52 may, after the public auction, become the
owner of any parcel of land not sold at the public auction.
Terms: CASH or CERTIFIED CHEQUE
The above property may be subject to G.S.T.
Redemption may be effected by payment of all arrears of taxes and costs at any time
prior to the sale.
Dated at Provost, Alberta, August 5, 2011.
Tyler Lawrason, Administrator.
______________
Village of Clive
Notice is hereby given that, under the provisions of the Municipal Government Act,
the Village of Clive will offer for sale, by public auction, in the Council Chambers of
the Village office (5115 - 50 Street), Clive, Alberta, on Wednesday, November 9,
2011, at 10:00 a.m., the following lands:
Lot
Block
Plan
Title
RN48
082 117 136 + 1
RN48
082 117 136
Pt of 3 and 4
RN48
822 218 137
These parcels will be offered for sale, subject to a reserve bid and to the reservations
and conditions contained in the existing certificate of title.
The land is being offered for sale on an "as is, where is" basis, and the Village of
Clive makes no representation and gives no warranty whatsoever as to the adequacy
of services, soil conditions, land use districting, building and development conditions,
absence or presence of environmental contamination, vacant possession or the
developability of the subject land for any intended use by the successful bidder.
No bid will be accepted where the bidder attempts to attach conditions precedent to
the sale of any parcel of land. No terms or conditions of sale will be considered other
than those specified by the Village of Clive. No further information is available at the
auction regarding the lands or buildings to be sold.
Terms: Cash, certified cheque or bank draft in the amount of 10% of the bid must
accompany each bid. The balance of an accepted bid must be received within 30 days
of the date of Public Auction or the deposit will be forfeited and the Village will
consider the next bid.
The Village of Clive may, after the public auction, become the owner of any parcel of
land not sold at the public auction.
Redemption may be affected by payment of all arrears of taxes and costs at any time
prior to the sale.
Dated at the Village of Clive, Alberta, August 12, 2011.
Karen Kane, Chief Administrative Officer.
______________
Village of Holden
Notice is hereby given that, under the provisions of the Municipal Government Act,
the Village of Holden will offer for sale, by public auction, in the Village Office at
4810 - 50 Street, Holden, Alberta, on Thursday, October 20, 2011, at 10:30 a.m., the
following lands:
Lot
Block
Plan
Title Number
19-20
3940W
072 586 585
21-24
3940W
932 117 320
Each parcel will be offered for sale, subject to a reserve bid and to the reservations
and conditions contained in the existing certificate of title.
The Village of Holden may, after the public auction, become the owner of any parcel
of land not sold at the public auction.
The lands with or without improvements are being offered for sale on an "as is, where
is" basis, and the Village of Holden makes no representation and gives no warranty as
to the adequacy of services, soil conditions, land use districting, building and
development conditions, absence or presence of environmental contamination, or the
ability to develop the subject land for any intended use by the Purchaser. No bid will
be accepted where the bidder attempts to attach conditions precedent to the sale of
any parcel.
Terms: Cash, Certified Cheque, or Bank Draft
Redemption may be effected by payment of all arrears of taxes and costs at any time
prior to the sale.
Dated at Holden, Alberta, August 12, 2011.
Katherine Whiteside, Chief Administrative Officer.
NOTICE TO ADVERTISERS
The Alberta Gazette is issued twice monthly, on the 15th and last day.
Notices and advertisements must be received ten full working days before the
date of the issue in which the notices are to appear. Submissions received after
that date will appear in the next regular issue.
Notices and advertisements should be typed or written legibly and on a sheet separate
from the covering letter. An electronic submission by email or disk is preferred.
Email submissions may be sent to the Editor of The Alberta Gazette at
albertagazette@gov.ab.ca. The number of insertions required should be specified and
the names of all signing officers typed or printed. Please include name and complete
contact information of the individual submitting the notice or advertisement.
Proof of Publication: Statutory Declaration is available upon request.
A copy of the page containing the notice or advertisement will be mailed to each
advertiser without charge.
The dates for publication of Tax Sale Notices in The Alberta Gazette are as follows:
Issue of
Earliest date on which
sale may be held
September 15
October 26
September 30
November 10
October 15
November 25
October 31
December 11
November 15
December 26
November 30
January 10
December 15
January 25
December 31
February 10
January 14
February 24
January 31
March 12
February 15
March 27
February 29
April 10
The charges to be paid for the publication of notices, advertisements and documents
in The Alberta Gazette are:
Notices, advertisements and documents that are 5 or fewer pages $20.00
Notices, advertisements and documents that are more than 5 pages $30.00
Please add 5% GST to the above prices (registration number R124072513).
PUBLICATIONS
Annual Subscription (24 issues) consisting of:
Part I/Part II, and annual index - Print version $150.00
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Alternatives:
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Part II) $10.00
Annual Index to
Part I or
Part II $5.00
Alberta Gazette Bound
Part I $140.00
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Please note: Shipping and handling charges apply for orders outside of Alberta.
The following shipping and handling charges apply for the Alberta Gazette:
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Please add 5% GST to the above prices (registration number R124072513).
Copies of Alberta legislation and select government publications are available from:
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5th Floor, Park Plaza
10611 - 98 Avenue
Edmonton, Alberta T5K 2P7
Phone: 780-427-4952
Fax: 780-452-0668
(Toll free in Alberta by first dialing 310-0000)
qp@gov.ab.ca
www.qp.alberta.ca
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