Alberta Gazette, Part I — Saturday, July 31, 2010

Saturday, July 31, 2010

Alberta — Gazette

The Alberta Gazette

Part I

Vol. 106 Edmonton, Saturday, July 31, 2010 No. 14

PROCLAMATION

[GREAT SEAL]

CANADA

PROVINCE OF ALBERTA Donald S. Ethell, Lieutenant Governor.

ELIZABETH THE SECOND, by the Grace of God, of the United Kingdom,

Canada, and Her Other Realms and Territories, QUEEN, Head of the

Commonwealth, Defender of the Faith

P R O C L A M A T I O N

To all to Whom these Presents shall come

G R E E T I N G

Greg Lepp, Acting Deputy Minister of Justice and

Acting Deputy Attorney General

WHEREAS

section 4 of the Alberta Competitiveness Act provides that that Act

comes into force on Proclamation; and

WHEREAS it is expedient to proclaim the Alberta Competitiveness Act in force:

NOW KNOW YE THAT by and with the advice and consent of Our Executive

Council of Our Province of Alberta, by virtue of the provisions of the said Act

hereinbefore referred to and of all other power and authority whatsoever in Us vested

in that behalf, We have ordered and declared and do hereby proclaim the Alberta

Competitiveness Act in force on the date of issue of this Proclamation.

IN TESTIMONY WHEREOF We have caused these Our Letters to be made Patent

and the Great Seal of Our Province of Alberta to be hereunto affixed.

WITNESS: COLONEL (RETIRED) THE HONOURABLE DONALD S.

ETHELL, Lieutenant Governor of Our Province of Alberta, in Our City of Edmonton

in Our Province of Alberta, this 14th day of July in the Year of Our Lord Two

Thousand Ten and in the Fifty-ninth Year of Our Reign.

BY COMMAND Alison Redford, Provincial Secretary.

PROCLAMATION

[GREAT SEAL]

CANADA

PROVINCE OF ALBERTA Donald S. Ethell, Lieutenant Governor.

ELIZABETH THE SECOND, by the Grace of God, of the United Kingdom,

Canada, and Her Other Realms and Territories, QUEEN, Head of the

Commonwealth, Defender of the Faith

P R O C L A M A T I O N

To all to Whom these Presents shall come

G R E E T I N G

Greg Lepp, Acting Deputy Minister of Justice and

Acting Deputy Attorney General

WHEREAS

section 28 of the Health Information Amendment Act, 2009 provides

that that Act comes into force on Proclamation; and

WHEREAS it is expedient to proclaim the Health Information Amendment Act,

2009 in force:

NOW KNOW YE THAT by and with the advice and consent of Our Executive

Council of Our Province of Alberta, by virtue of the provisions of the said Act

hereinbefore referred to and of all other power and authority whatsoever in Us vested

in that behalf, We have ordered and declared and do hereby proclaim the Health

Information Amendment Act, 2009 in force on September 1, 2010.

IN TESTIMONY WHEREOF We have caused these Our Letters to be made Patent

and the Great Seal of Our Province of Alberta to be hereunto affixed.

WITNESS: COLONEL (RETIRED) THE HONOURABLE DONALD S.

ETHELL, Lieutenant Governor of Our Province of Alberta, in Our City of Edmonton

in Our Province of Alberta, this 14th day of July in the Year of Our Lord Two

Thousand Ten and in the Fifty-ninth Year of Our Reign.

BY COMMAND Alison Redford, Provincial Secretary.

PROCLAMATION

[GREAT SEAL]

CANADA

PROVINCE OF ALBERTA Donald S. Ethell, Lieutenant Governor.

ELIZABETH THE SECOND, by the Grace of God, of the United Kingdom,

Canada, and Her Other Realms and Territories, QUEEN, Head of the

Commonwealth, Defender of the Faith

P R O C L A M A T I O N

To all to Whom these Presents shall come

G R E E T I N G

Greg Lepp, Acting Deputy Minister of Justice and

Acting Deputy Attorney General

WHEREAS

section 190 of the Rules of Court Statutes Amendment Act, 2009

provides that that Act comes into force on Proclamation; and

WHEREAS it is expedient to proclaim the Rules of Court Statutes Amendment Act,

2009, except sections 2(6), 20, 104(7)(b)(ii) and 104(8)(b), in force:

NOW KNOW YE THAT by and with the advice and consent of Our Executive

Council of Our Province of Alberta, by virtue of the provisions of the said Act

hereinbefore referred to and of all other power and authority whatsoever in Us vested

in that behalf, We have ordered and declared and do hereby proclaim the Rules of

Court Statutes Amendment Act, 2009, except sections 2(6), 20, 104(7)(b)(ii) and

104(8)(b), in force on November 1, 2010.

IN TESTIMONY WHEREOF We have caused these Our Letters to be made Patent

and the Great Seal of Our Province of Alberta to be hereunto affixed.

WITNESS: COLONEL (RETIRED) THE HONOURABLE DONALD S.

ETHELL, Lieutenant Governor of Our Province of Alberta, in Our City of Edmonton

in Our Province of Alberta, this 14th day of July in the Year of Our Lord Two

Thousand Ten and in the Fifty-ninth Year of Our Reign.

BY COMMAND Alison Redford, Provincial Secretary.

PROCLAMATION

[GREAT SEAL]

CANADA

PROVINCE OF ALBERTA Donald S. Ethell, Lieutenant Governor.

ELIZABETH THE SECOND, by the Grace of God, of the United Kingdom,

Canada, and Her Other Realms and Territories, QUEEN, Head of the

Commonwealth, Defender of the Faith

P R O C L A M A T I O N

To all to Whom these Presents shall come

G R E E T I N G

Greg Lepp, Acting Deputy Minister of Justice and

Acting Deputy Attorney General

WHEREAS

section 23 of the Securities Amendment Act, 2010 provides that sections

2(1), (

c) and (d), 3, 4, 7 to 10, 12 to 16, 18(

a) and 19 to 21 of that Act comes into

force on Proclamation; and

WHEREAS it is expedient to proclaim sections 9, 10(a), 14 and 19 of the Securities

Amendment Act, 2010 in force:

NOW KNOW YE THAT by and with the advice and consent of Our Executive

Council of Our Province of Alberta, by virtue of the provisions of the said Act

hereinbefore referred to and of all other power and authority whatsoever in Us vested

in that behalf, We have ordered and declared and do hereby proclaim sections 9, 10(

a) and 14 of the Securities Amendment Act, 2010 in force on the date of issue of this

Proclamation and

section 19 of the Securities Amendment Act, 2010 in force on July

31, 2010.

IN TESTIMONY WHEREOF We have caused these Our Letters to be made Patent

and the Great Seal of Our Province of Alberta to be hereunto affixed.

WITNESS: COLONEL (RETIRED) THE HONOURABLE DONALD S.

ETHELL, Lieutenant Governor of Our Province of Alberta, in Our City of Edmonton

in Our Province of Alberta, this 14th day of July in the Year of Our Lord Two

Thousand Ten and in the Fifty-ninth Year of Our Reign.

BY COMMAND Alison Redford, Provincial Secretary.

APPOINTMENTS

Appointment of Part-time Provincial Court Judge

(Provincial Court Act)

August 30, 2010

Honourable Judge Janet Dianne Franklin

The above appointment is for a term to expire in accordance with

section 9.24(8)(

a) of the Provincial Court Act.

_______________

Appointment of Provincial Court Judge

(Provincial Court Act)

July 26, 2010

Claus Karl Willi Thietke, Q.C.

GOVERNMENT NOTICES

Agriculture and Rural Development

Form 15

(Irrigation Districts Act)

(Section 88)

Notice to Irrigation Secretariat:

Change of Area of an Irrigation District

On behalf of the St. Mary River Irrigation District, I hereby request that the

Irrigation Secretariat forward a certified copy of this notice to the Registrar for Land

Titles for the purposes of registration under

section 22 of the Land Titles Act and

arrange for notice to be published in the Alberta Gazette.

The following parcels of land should be added to the irrigation district and the

notation added to the certificate of title:

LINC Number

Short Legal Description as shown on title

Title Number

0022 850 341

4;10;11;25;NE

801054789A

0022 850 325

4;10;11;25;NE

I certify the procedures required under

part 4 of the Irrigation Districts Act have been

completed and the area of the St. Mary River Irrigation District should be changed

according to the above list.

Rebecca Fast, Office Administrator.

Culture and Community Spirit

Notice of Intention to Designate a Provincial Historic Resource

(Historical Resources Act)

File: Des. 1583

Notice is hereby given that sixty days from the date of service of this Notice and its

publication in Alberta Gazette, the Minister of Culture and Community Spirit intends

to make an Order that the site known as the:

Beatty House, together with the land legally described as:

All that portion of the south east quarter of

Section 29, Township 42, Range 2, West

of the Fifth Meridian described as follows:

Commencing at the south east corner of the said quarter section; thence westerly

along the southern boundary of the said quarter

section a distance of 165 feet; thence

northerly parallel with eastern boundary of said quarter

section a distance of 123.75

feet; thence easterly and parallel with the said southern boundary a distance of 165

feet to a point in said eastern boundary; thence southerly along said eastern boundary

a distance of 123.75 feet, more or less to the point of commencement containing

0.202 hectares more or less

Excepting thereout : 0.008 hectares, more or less, as shown on Road Plan 8621361

Excepting thereout all mines and minerals and municipally located in Rimbey,

Alberta be designated as a Provincial Historic Resource under

section 20 of the

Historical Resources Act, RSA 2000 cH-9.

The reasons for the designation are as follows: The heritage value of the Beatty House

lies in its identity as an excellent example of post-First World War residence in both

its semi-bungalow design and Arts and Crafts style.

Inspired by native dwellings of the Indian sub-continent, the bungalow design became

America, the popularity of these small, utilitarian, single-family residences is often

interpreted as a reaction against the heavily decorated homes of the period revival

movements. Hallmarks of the bungalow design came to include verandas, open floor

plans that featured wide interior arches, small kitchens and large sitting rooms with

fireplaces. The philosophy behind the bungalow design melded well with the growing

Arts and Crafts, or American Craftsman, movement. A response to the mechanization

and industrialization of society, this movement emphasized the beauty of natural

materials and the skills of individual craftsmen over the efficiencies of machinery and

mass production. The movement influenced residential architecture and resulted in

the design of practical houses that fostered a sense of domesticity, coziness and

harmony. Arts and Crafts style bungalows tend to exhibit a cottage-like aesthetic,

which is evoked through their use of natural materials, such as stone foundations,

chimneys and fireplaces and exposed wooden ceiling beams, eave brackets and rafter

ends. Built-in cabinetry, shelving and storage convey a feeling of craftsmanship and

the use of variegated exterior cladding, arched verandas, low-slung roof lines, and

overall restrained decoration enhanced their cottage-like appearance. To increase

living space, semi-bungalows were created by adding additional rooms in the half-

storey. Ironically, Arts and Crafts style bungalows were a mainstay of mail-order

catalogues that featured mass-produced house plans and pre-fabricated homes. This

trend, coupled with the popularity of magazines and newspapers, both of which often

featured Arts and Crafts designs, contributed to the style's rapid adoption across the

continent. Examples could be found in Alberta's urban centres by 1910 and in the

province's smaller towns by 1920.

The Beatty House in Rimbey was built in the mid-1920s for Jack Beatty. Being a

hardware store owner, Beatty was undoubtedly aware of the current trends in house

design. Thus, after a 1923 fire that destroyed his store and home, Beatty

commissioned local carpenter Joe Jones to construct an Arts and Crafts-inspired semi-

bungalow. The Beatty House is a typical semi-bungalow with its low profile,

moderately-pitched cross-gable roof, and numerous windows in the front rooms, rear

porch and bay window. Its large front veranda, open floor plan, wide interior arches

and fireplace are also indicative of its bungalow design and windows in the gable

ends indicate the presence of living areas in the half-storey. The house's Arts and

Crafts lineage is evident through its cottage-like appearance, which is evoked by its

relatively small size and its harmonious relationship with its landscape. This same

sensibility is also evident in the use of different types of natural materials on its

exterior wall cladding - clapboard siding on the first storey, cedar shingles in the

gable ends, and fieldstone in the chimney, foundation veneer and veranda piers. Other

exterior elements, such as the oversized eave brackets, exposed rafter ends, and

veranda arches also contribute to its cottage-like appearance. Arts and Crafts interior

elements include the decorative wooden ceiling beams, petrified wood fireplace,

wooden lattice work on the windows and built-in cabinetry and kitchen eating nook.

The house is situated on a treed and landscaped lot, which is partially surrounded by a

low fieldstone fence.

It is therefore considered that the preservation and protection of the resource is in the

public interest.

Dated this 13th day of July, A.D. 2010.

David Link, (Acting) Assistant Deputy Minister

Heritage Division

Order Designating Provincial Historic Resource

(Historical Resources Act)

File: Des. 451

MO 23/2010

I, Lindsay Blackett, Minister of Culture and Community Spirit, pursuant to

section

20(1) of the Historical Resources Act, RSA 2000 cH-9, hereby:

1. Designate the site known as the:

St. Aidan and Ste. Hilda Anglican Church, together with the land legally

described as:

Plan 8521218, Lot A, excepting thereout all mines and minerals. Area: 1.03

hectares (2.55 acres) more or less

and municipally located in Parkland County, Alberta

as a Provincial Historic Resource,

2. Give notice that pursuant to

section 20, subsection (9) of that Act, no person shall

destroy, disturb, alter, restore, or repair any Provincial Historic Resource or

remove any historic object from a Provincial Historic Resource without the

written approval of the Minister.

3. Further give notice that the following provisions of

section 20, subsections

(11) and (12) of that Act now apply in case of sale or inheritance of the above

mentioned resource:

(11) the owner of an historic resource that is subject to an order under

subsection (1) shall, at least 30 days before any sale or other

disposition of the historic resource, serve notice of the proposed sale

or other disposition on the Minister,

(12) when a person inherits an historic resource that is subject to an

order under subsection (1), that person shall notify the Minister of

the inheritance within 15 days after the historic resource is

transferred to the person.

Signed at Edmonton, June 15, 2010.

Lindsay Blackett, Minister.

______________

File: Des. 2268

MO 24/2010

I, Lindsay Blackett, Minister of Culture and Community Spirit, pursuant to

section

20(1) of the Historical Resources Act, RSA 2000 cH-9, hereby:

1. Designate the site known as the:

Northern Defence Radar Station, together with the land legally described as:

Meridian 4, Range 2, Township 63,

Section 11, Legal Subdivision 8, excepting

thereout all mines and minerals and the right to work the same. Area: 16.3

hectares (40.25 acres) more or less.

Meridian 4, Range 2, Township 63,

Section 11, Legal Subdivision 9, excepting

thereout all mines and minerals and the right to work the same. Area: 16.2

hectares (40 acres) more or less.

Legal Subdivision 12 of

Section 12, Township 63, Range 2, west of the fourth

meridian as shown on a plan of survey of the said township signed at Ottawa on

the 10th day of January A.D. 1920, containing 16.3 hectares (40.03 acres) more or

less. Excepting thereout all mines and minerals.

Meridian 4, Range 2, Township 63,

Section 12, Legal Subdivision 5, excepting

thereout all mines and minerals and the right to work the same. Area: 16.3

hectares (40.3 acres) more or less.

and municipally located in the Municipal District of Bonnyville No. 87, Alberta

as a Provincial Historic Resource,

2. Give notice that pursuant to

section 20, subsection (9) of that Act, no person shall

destroy, disturb, alter, restore, or repair any Provincial Historic Resource or

remove any historic object from a Provincial Historic Resource without the

written approval of the Minister.

3. Further give notice that the following provisions of

section 20, subsections

(11) and (12) of that Act now apply in case of sale or inheritance of the above

mentioned resource:

(11) the owner of an historic resource that is subject to an order under

subsection (1) shall, at least 30 days before any sale or other

disposition of the historic resource, serve notice of the proposed sale

or other disposition on the Minister,

(12) when a person inherits an historic resource that is subject to an

order under subsection (1), that person shall notify the Minister of

the inheritance within 15 days after the historic resource is

transferred to the person.

Signed at Edmonton, June 15, 2010.

Lindsay Blackett, Minister.

Employment and Immigration

Hosting Expenses Exceeding $600.00

For the quarter ending March 31, 2010

Function: Urban Aboriginal Dialogue

Date: January 27, 2010

Amount: $2,642.19

Purpose: Workforce Supports - Urban Aboriginal dialogue meeting held in relation

to the work of the MLA Committee on the First Nations, Metis and Inuit (FNMI)

Workforce Planning Initiative.

Location: Edmonton, Alberta

Energy

Production Allocation Unit Agreement

(Mines and Minerals Act)

Notice is hereby given, pursuant to

section 102 of the Mines and Minerals Act, that

the Minister of Energy on behalf of the Crown has executed counterparts of the

agreement entitled "Production Allocation Unit Agreement - Highvale Banff

Agreement" and that the Unit became effective on April 1, 2010.

Finance and Enterprise

Certificate of Registration

(Loan and Trust Corporations Act)

Notice is hereby given that a Certificate of Registration was issued to Manulife Trust

Company (in French, Soci‚t‚ de fiduce Manuvie) effective July 9, 2010.

J.T. Flett, C.A.

Legislative Assembly of Alberta

The 2009/2010

Alberta Electoral Boundaries Commission

Proposed

Electoral Division Areas,

Boundaries, and Names

for Alberta

Final Report to the Speaker

of the

Legislative Assembly of Alberta

June 2010

Safety Codes Council

Agency Accreditation

(Safety Codes Act)

Pursuant to

section 30 of the Safety Codes Act it is hereby ordered that

Autopro Automation Consultants Ltd, Accreditation No. A000845, Order No.

provide services under the Safety Codes Act for Electrical

Consisting of all parts of the Canadian Electrical Code, Code for Electrical

Installations at Oil & Gas Facilities and Alberta Electrical Utility Code, including

applicable Alberta amendments and regulations.

Accredited Date: July 8, 2010 Issued Date: July 8, 2010.

Agency Accreditation - Cancellation

(Safety Codes Act)

Pursuant to

section 30 of the Safety Codes Act it is hereby ordered that

One Boot Consulting Inc., Accreditation No. A000832, Order No. 2666

Is to cease services under the Safety Codes Act within its jurisdiction for Fire

Consisting of all parts of the Alberta Fire Code, including investigations, including

applicable Alberta amendments and regulations.

Accredited Date: September 12, 2008 Issued Date, July 12, 2010.

Alberta Securities Commission

ALBERTA SECURITIES COMMISSION RULES (GENERAL)

(Securities Act)

Made as a rule by the Alberta Securities Commission on June 16, 2010 pursuant to

sections 223 and 224 of the Securities Act.

ALBERTA SECURITIES COMMISSION RULES (GENERAL)

PART 1 INTERPRETATION

Definition

Disclosure of securities beneficially owned

Deemed to be a parent company

PART 2 SUMMONS

Summons to a witness

Summons for an examination

PART 3 REGISTRATION

Compensation fund or contingency trust fund

Registrant audit costs

PART 4 TRADING IN SECURITIES AND EXCHANGE CONTRACTS GENERALLY

Trading in securities

Confirmation under

section 90(1) of the Act

Confirmation of a trade in an option contract

Confirmation re offsetting trade

Outstanding exchange contract

Minimum margin required

Omnibus accounts

Compliance with

section 97(1)(

c) of the Act

Risk disclosure statement under

section 98 of the Act

PART 5 INSIDER TRADING AND SELF-DEALING

Report under

section 183 of the Act

Report under

section 191 of the Act

PART 6 ENFORCEMENT

Warrant

Costs re investigation and hearing

Payment to Commission

PART 7 CIVIL LIABILITY FOR SECONDARY MARKET DISCLOSURE

Meaning of equity security

Meaning of market capitalization

Meaning of principal market

Meaning of trading price

Application of

Part 17.01 of the Act

PART 8 GENERAL PROVISIONS

Filing of material filed in other jurisdictions - investment funds

Filing of material generally

Effective date and repeal

SCHEDULE

FORMS

Summons to a Witness pursuant to

Section 28, 29 or 42 of the Act

Form 1

Affidavit of Service

Form 2

Summons for Examination before a Person Designated under

Section 82

of the Securities Act

Form 3

Report by a Registered Owner of Securities Beneficially Owned by an

Insider under

Section 183 of the Securities Act

Form 4

Report by Management Company under

Section 191 of the Securities

Act

Form 5

Endorsement of Warrant under

Section 196(1) of the Securities Act

Form 6

PART 1 INTERPRETATION

Definition

1 In these Rules, "Act" means the Securities Act.

Disclosure of securities beneficially owned

2(1) If Alberta securities laws require the disclosure of the number or percentage of

securities beneficially owned by a person and, by virtue of

section 5 of the Act,

one or more companies will also have to be shown as beneficially owning the

securities, a statement disclosing

(

a) all securities beneficially owned or deemed to be beneficially owned by

the person,

(

b) the name of the controlled company or the company affiliated with the

controlled company through which the securities are indirectly owned,

and

(

c) the number or percentage of the securities so owned by the company,

is deemed to be sufficient disclosure without disclosing the name of any other

company that is deemed to beneficially own the same securities.

(2) If Alberta securities laws require the disclosure of the number or percentage of

securities beneficially owned by a company and, by virtue of

section 6 of the

Act, one or more other companies will also have to be shown as beneficially

owning the securities, a statement

(

a) disclosing all securities beneficially owned or deemed to be beneficially

owned by the parent company, and

(

b) indicating whether the ownership is direct or indirect and, if indirect,

indicating

(

i) the name of the subsidiary through which the securities are

indirectly owned, and

(ii) the number or percentage of the securities so owned,

is deemed to be sufficient disclosure without disclosing the name of any other

company that is deemed to beneficially own the same securities.

(3) Despite subsections (1) and (2), an insider that is a company required to report

under National Instrument 55-104 Insider Reporting Requirements and

Exemptions must report in accordance with that instrument.

Deemed to be a parent company

3 A company is deemed to be another company's parent company if that other

company is its subsidiary.

PART 2 SUMMONS

Summons to a witness

4 The following apply to the issuance of a summons under any of sections 28, 29

or 42 of the Act:

(

a) every summons issued to a witness shall be completed in accordance

with Form 1;

(

b) the service of a summons on a witness, the payment of conduct money,

fees, expenses or allowances to a witness and the service of a notice on a

witness may be proved by an affidavit completed in accordance with

Form 2;

(

c) the provisions of the Alberta Rules of Court compelling the attendance

of witnesses, including provisions relating to the payment of conduct

money, fees, expenses or allowances.

Summons for an examination

5 A summons for an examination under

section 82 of the Act shall be completed

in accordance with Form 3.

PART 3 REGISTRATION

Compensation fund or contingency trust fund

6(1) The Executive Director may

(

a) establish a compensation fund or contingency trust fund with a trust

company, or

(

b) approve a compensation fund or contingency trust fund established by

(

i) a recognized self-regulatory organization,

(ii) a recognized exchange, or

(iii) a trust company.

(2) Every investment dealer and mutual fund dealer must participate in and

contribute to a fund established or approved under subsection (1).

(3) The Executive Director may require any of the following persons or companies

to participate in a fund established or approved under subsection (1):

(

a) a scholarship plan dealer;

(

b) an exempt market dealer;

(

c) a restricted dealer;

(

d) a portfolio manager;

(

e) a restricted portfolio manager.

(4) Every person or company required pursuant to subsection (2) or (3) to

participate in a fund established or approved under subsection (1) must

contribute an amount of money to the fund as required by the recognized self-

regulatory organization, by the recognized exchange, or, in the case of a fund

established by a trust company or by the Executive Director, by the Executive

Director.

(5) The Executive Director may exempt an investment dealer or mutual fund

dealer from the requirements of subsection (2).

Registrant audit costs

7 If the Executive Director requests an auditor to conduct an audit of the

financial affairs of a registrant in accordance with a direction given under

Alberta securities laws, all costs relating to the audit shall be paid by the

registrant.

PART 4 TRADING IN SECURITIES AND

EXCHANGE CONTRACTS GENERALLY

Trading in securities

8(1) In this section,

(a) "agency" means a person or company that is

(

i) recognized by the Commission for the purposes of this section,

and

(ii) established for the purpose of receiving, assembling and

publishing information collected from registrants concerning the

details of trades in securities specified by the Commission and

executed through negotiation or otherwise in the over-the-counter

market;

(b) "exercise price" means the price at which a purchaser of an option

contract has the right to assume a purchase or sell position in a futures

contract or an underlying asset that is the subject of the option contract;

contract expires;

(d) "offsetting trade" means assuming an equal and opposite position in a

futures contract or an option contract

(

i) on the originating exchange, or

(ii) on a different exchange that employs the clearing facilities of the

originating exchange;

(e) "over-the-counter market" includes all trading in securities other than

trades in securities that are listed and posted for trading on any exchange

recognized by the Commission for the purposes of this

section if the

securities are traded pursuant to the by-laws, rules, or other regulatory

instruments of that exchange;

(f) "settlement price" means the price used by an exchange or its clearing

agency to determine, on a daily basis, the net gain or loss in the value of

a futures contract or an option contract.

(2) The Executive Director may require any class of registrants, as a condition of

registration,

(

a) to report all trades in the over-the-counter market to an agency in

accordance with the requirements of the agency, and

(

b) to pay to the agency the fees of the agency that are approved by the

Commission.

(3) The forms, fees and other requirements of an agency are subject to the approval

of the Commission and the Commission shall publish those forms, fees and

other requirements, and any amendment to any of them, in the month

immediately following their approval.

(4) The Executive Director may inspect all books, documents, correspondence and

other records of any description maintained by an agency.

(5) If the information received by an agency under this

section is recorded by

means of a mechanical, electronic or other device, the agency shall

(

a) take adequate precautions that are appropriate to the means used to

guard against the falsification of the information recorded, and

(

b) provide means for making the information available to the Executive

Director in an accurate and intelligible form within a reasonable time.

Confirmation under

section 90(1) of the Act

9(1) Where a trade is made in an exchange contract, the written confirmation

required under

section 90(1) of the Act shall set out the following:

(

a) the exchange contract and quantity bought or sold;

(

b) the delivery month and year;

(

c) the expiry date of the exchange contract;

(

d) the name of the exchange on which the trade took place;

(

e) the date on which the trade took place;

(

f) the price at which the exchange contract was traded;

(

g) the commission and fees, if any, charged in respect of the trade;

(

h) the names of the dealer and representative, if any, in the trade.

(2) For purposes of subsections (1)(

d) and (h), a person, company or representative

may be identified in a written confirmation by means of a code or symbol, if

the written confirmation also contains a statement that the name of the person,

company or representative will be furnished to the customer on request.

(3) If a dealer uses a code or symbol for identification in a confirmation under

subsection (1)(

d) or (h), the dealer shall

(

a) promptly file with the Executive Director the code or symbol and its

meaning, and

(

b) notify the Executive Director within 5 days of any change in or addition

to the code or symbol or its meaning.

Confirmation of a trade in an option contract

10 Where a dealer acts as an agent for a customer in connection with a trade in an

option contract, in addition to meeting the requirements of

section 9(1), the

confirmation must set out

(

a) the premium,

(

b) the exercise price, and

(

c) the underlying asset or exchange contract that is the subject of the option

contract.

Confirmation re offsetting trade

11 Where a dealer acts as an agent in connection with an offsetting trade in an

exchange contract, in addition to providing the written confirmation and

authorization that is required under

section 90 of the Act, the dealer shall

promptly send to the customer a written statement of purchase and sale setting

out all of the following:

(

a) the exchange contract and quantity bought and sold;

(

b) the delivery month and year;

(

c) the expiry date of the exchange contract;

(

d) the name of the exchange on which the trade took place;

(

e) the dates of the initial and offsetting trades;

(

f) the prices on the initial trade and on the offsetting trades;

(

g) the gross profit or loss on the trade;

(

h) the commission and fees, if any, charged in respect of the trade;

(

i) the net profit or loss on the trade;

(

j) the names of the dealer and representative, if any, in the trade.

Outstanding exchange contract

12 Where a customer's account contains an outstanding exchange contract, the

dealer shall promptly send to the customer a written statement setting out all of

the following:

(

a) the opening cash balance in the customer's account;

(

b) all deposits, credits, withdrawals and debits to or from the customer's

account;

(

c) the closing cash balance in the customer's account;

(

d) each open exchange contract;

(

e) the exercise price of each open option contract;

(

f) the settlement price of the underlying asset or exchange contract that is

the subject of an open option contract;

(

g) the price at which each open exchange contract was traded.

Minimum margin required

13 Where a dealer acts as agent in connection with a trade in an exchange

contract, the dealer shall require from a customer a margin of not less than the

minimum required under the by-laws, rules or other regulatory instruments of

the exchange on which the exchange contract is traded.

Omnibus accounts

14(1) For the purposes of this section, "omnibus account" means an account for

trading in exchange contracts carried by a dealer for another dealer in which

the transactions of 2 or more persons or companies are combined and made in

the name of the second dealer without disclosure of the identity of those

persons or companies.

(2) No dealer trading in exchange contracts shall make trades made on its own

behalf or on behalf of any partner, officer, director or employee of the dealer or

any associate of those persons through an omnibus account maintained by the

dealer for trades in exchange contracts by customers.

(3) No dealer shall make trades in exchange contracts made on behalf of its

customers through an omnibus account maintained by the dealer for trades

made on its own behalf.

(4) Every dealer shall require from each of its customers for whom trades in

exchange contracts are made through an omnibus account no less than that

amount of margin that would be required of those customers if their trades

were made through fully disclosed accounts.

Compliance with

section 97(1)(

c) of the Act

15(1) A dealer that is a member of a self-regulatory organization may comply with

section 97(1)(

c) of the Act by complying with the requirements of the self-

regulatory organization respecting the disclosure to clients of the dealer's

financial condition.

(2) A dealer that is not a member of a self-regulatory organization may comply

with

section 97(1)(

c) of the Act by complying with the requirements as

established by the Executive Director for the dealer respecting the disclosure to

clients of the dealer's financial condition.

Risk disclosure statement under

section 98 of the Act

16(1) Every risk disclosure statement provided to a prospective customer by a

registered dealer or adviser pursuant to

section 98 of the Act must be in a

format satisfactory to the Executive Director and must

(

a) explain the nature of and risk inherent in trading in exchange contracts

and the obligations assumed by the customer on entering into an

exchange contract,

contract, and

(

c) give details concerning commissions and other charges levied by the

dealer or adviser.

(2) Where a registered dealer or adviser provides to a prospective customer a

statement under subsection (1), the registered dealer or adviser, as the case may

be, must obtain from the customer an acknowledgement signed and dated by

the customer stating that the customer has received and understood the

statement.

(3) On request, a dealer or adviser shall

exchange contract traded by the dealer or recommended by the adviser,

and

exchange contract may be obtained and viewed.

PART 5 INSIDER TRADING AND SELF-DEALING

Report under

section 183 of the Act

17 Every report required to be filed under

section 183 of the Act shall be

completed in accordance with Form 4.

Report under

section 191 of t he Act

18 Every report required to be filed under

section 191 of the Act shall be

completed in accordance with Form 5.

PART 6 ENFORCEMENT

Warrant

19 The endorsement of a warrant by a provincial judge or justice of the Court of

Queen's Bench provided for by

section 196 of the Act shall be completed in

accordance with Form 6.

Costs re investigation and hearing

20 When the Commission or the Executive Director, as the case may be, makes an

order under

section 202(1) of the Act for the payment of costs of or related to

the hearing or the investigation that led to the hearing, or both, the costs

ordered may include one or more of the following, if the Commission or the

Executive Director, as the case may be, is satisfied that such costs are

reasonable in all the circumstances:

(

a) costs of Commission staff involved in the investigation or the hearing, or

both, based on the time expended for purposes of or related to the

investigation or the hearing, or both, and the applicable hourly rates;

(

b) costs paid or payable to a person or company, other than Commission

staff, appointed or engaged by the Commission or the Executive

Director for purposes of or related to the investigation or the hearing, or

both;

(

c) costs paid or payable in respect of witnesses, other than costs referred to

in clauses (

a) and (b), for purposes of or related to the investigation or

the hearing, or both; and

(

d) any other costs paid or payable for purposes of or related to the

investigation or the hearing, or both.

Payment to Commission

21 Money paid by a person or company pursuant to an agreement with the

Executive Director shall be paid to the Commission.

PART 7 CIVIL LIABILITY FOR SECONDARY MARKET DISCLOSURE

Meaning of equity security

22 In this Part, "equity security" means any security of an issuer that carries the

residual right to participate in

(

a) the earnings of the issuer, and

(

b) the assets of the issuer on the liquidation or the winding-up of the issuer.

Meaning of market capitalization

23 For the purposes of

Part 17.01 of the Act, "market capitalization" means, in

respect of an issuer, the amount determined as follows:

(

a) for each class of equity securities for which there is a published market,

determine the sum of the number of outstanding securities of the class at

the close of trading on each of the 10 trading days before the day on

which the misrepresentation was made or the failure to make timely

disclosure first occurred;

(

b) divide the sum determined under clause (

a) by 10;

(

c) multiply the quotient determined under clause (

b) for each class by the

trading price of the securities of the class on the principal market for the

securities for the 10 trading days before the day on which the

misrepresentation was made or the failure to make timely disclosure first

occurred;

(

d) add the amounts determined under clause (

c) for each class of equity

securities for which there is a published market;

(

e) for each class of equity securities not traded on a published market,

determine the fair market value of the outstanding securities of that class

as of the day on which the misrepresentation was made or the failure to

make timely disclosure first occurred;

(

f) add the amounts determined under clause (

e) for each class of equity

securities not traded on a published market; and

(

g) add the amount determined under clause (

d) to the amount determined

under clause (

f) to determine the market capitalization of the issuer.

Meaning of principal market

24 For the purposes of

Part 17.01 of the Act, "principal market" means, in respect

of a class of securities of a responsible issuer,

(

a) the published market in Canada on which the greatest volume of trading

in securities of that class occurred during the 10 trading days before the

day on which the misrepresentation was made or the failure to make

timely disclosure first occurred, or

(

b) the published market on which the greatest volume of trading in

securities of that class occurred during the 10 trading days before the

day on which the misrepresentation was made or the failure to make

timely disclosure first occurred, if securities of that class are not traded

during those 10 trading days on a published market in Canada.

Meaning of trading price

25 For the purposes of

Part 17.01 of the Act, "trading price" means, in respect of a

security of a class of securities for which there is a published market, the

amount determined under the following rules:

(

a) subject to clauses (

b) and (c), the trading price of the security is the

volume weighted average price of securities of that class on the

published market during the period for which the trading price is to be

determined;

(

b) subject to clause (c), if there was trading in the securities of that class in

the published market on fewer than half of the trading days during the

period for which the trading price of the securities is to be determined,

the trading price of the security is determined as follows:

(

i) calculate the sum of the average of the highest bid and lowest ask

prices for each trading day in the period on which there were no

trades in securities of that class in the published market,

(ii) divide the amount determined under subclause (

i) by the number

of trading days on which there were no trades in securities of that

class in the published market,

(iii) add to the amount determined under subclause (ii) the volume

weighted average price of securities of that class on the published

market for those trading days on which securities of that class

were traded,

(iv) divide by two the amount determined under subclause (iii);

(

c) if there were no trades of securities of that class in the published market

during the period for which the trading price is to be determined, the

trading price of the security is the fair market value of the security.

Application of

Part 17.01 of the Act

26(1)

Part 17.01 of the Act applies to the acquisition of an issuer's security pursuant

to an exemption from

section 110 of the Act that is set out in

section 2.8 of

National Instrument 45-102 Resale of Securities, which exemption is

prescribed for the purposes of

section 211.02(

b) of the Act.

(2) Part 17.01 of the Act applies to the acquisition or disposition of an issuer's

security in connection with or pursuant to a take-over bid described in

section

4.1, 4.4 or 4.5 of Multilateral Instrument 62-104 Take-Over Bids and Issuer

Bids or an issuer bid described in

section 4.8, 4.10 or 4.11 of Multilateral

Instrument 62-104 Take-Over Bids and Issuer Bids, which bids are prescribed

for the purposes of

section 211.02(

c) of the Act.

PART 8 GENERAL PROVISIONS

Filing of material filed in other jurisdictions - investment funds

27 An investment fund that is a reporting issuer shall file, concurrently with the

Executive Director, all information not already filed with the Executive

Director whether in the same or a different form, that it files with

(

a) a government of another jurisdiction,

(

b) an agency of a government of another jurisdiction, or

(

c) an exchange wherever situate,

under the securities or corporation law of that jurisdiction or under the by-laws,

rules, or other regulatory instruments of the exchange, if it is material to

purchasers of securities notwithstanding that the information is not specifically

required to be filed by the terms of the applicable statute or regulation of that

jurisdiction, or of the applicable by-laws, rules or other regulatory instruments

of the exchange.

Filing of material generally

28(1) Except as otherwise provided under Alberta securities laws,

(

a) every document that is required or permitted to be filed with the

Commission or the Executive Director by an individual and that is

required to be signed or certified shall

(

i) be manually signed, and

(ii) include, below the signature, the name of the individual in

typewritten or printed form,

(

b) subject to clause (c), every document that is required or permitted to be

filed with the Commission or the Executive Director by a company or

person, other than an individual, and that is required to be signed or

certified shall

(

i) be manually signed by

(

A) an officer or director of the person or company, or an

individual acting in a capacity similar to that of an officer

or director, or

(

B) subject to clause (d), the attorney or agent of the person or

company, and

(ii) include, below the signature, the name of the officer, director,

attorney, agent or individual acting in a capacity similar to that of

an officer or director in typewritten or printed form,

(

c) if a partner signs or certifies on behalf of a professional partnership, the

partner is not required to sign his name, but, if an individual other than a

partner signs or certifies,

(

i) the individual shall manually sign his name, and

(ii) the name of the individual shall be included below his signature in

typewritten or printed form,

and

(

d) if a document required or permitted to be filed with the Commission or

the Executive Director by an individual, company or person has been

executed by an attorney or agent, a completed power of attorney or

document of authority authorizing the signing of the document shall be

filed with the document unless the Commission or the Executive

Director, as the case may be, otherwise permits.

(2) Any document that is required or permitted to be filed with the Commission or

the Executive Director and that is required to be signed or certified may be

filed by electronic means if it is otherwise in accordance with the relevant

requirements of this section.

(3) Any document that is required or permitted to be filed with the Commission or

the Executive Director and is not required to be signed or certified may be filed

by electronic means.

(4) Any document filed pursuant to subsections (2) or (3) is deemed to have been

filed on the day upon which it was received by the Commission or the

Executive Director, as the case may be.

Effective date and repeal

29(1) These Rules come into force on July 31, 2010.

(2) The Alberta Securities Commission Rules, as amended, which came into force

on June 1, 1995, are repealed.

SCHEDULE

FORM 1

Securities Act

SUMMONS TO A WITNESS PURSUANT TO

SECTION 28, 29 OR 42 OF THE SECURITIES ACT

RE:

TO:

You are hereby summoned and required to attend before

at an examination to be held at

in the of on day the day

of , 20___ at the hour of o'clock in the

noon (local time), and so from day to day until the examination is concluded to give

evidence on oath in connection with an investigation ordered by

and to bring with you and produce at such time and place .

Dated this day of , 20 .

ALBERTA SECURITIES COMMISSION

__________________________________

(Signature)

Name:

Title:

NOTE: You are entitled to be paid the same personal allowances for your

attendance at the examination as are paid for the attendance of a

witness summoned to attend before the Court of Queen's Bench.

You are entitled to be represented by counsel when you attend for

your examination.

If you fail to attend and give evidence at the examination, or to

produce the documents or things specified at the time and place

specified, without lawful excuse, you are liable to punishment by

the Court of Queen's Bench in the same manner as for contempt of

that court for disobedience to a subpoena.

FORM 2

Securities Act

AFFIDAVIT OF SERVICE

Province of Alberta )

of )

THE MATTER OF THE

SECURITIES ACT

AND

IN THE MATTER OF

I, of the of

in the of , make oath and say that:

1 I did on the day of , 20 personally serve

at about o'clock with a true copy of the

[specify "summons" or "notice"] annexed hereto by delivering the same to and

leaving the same with at the of

in the of .

2 I did at the same time and place produce and pay the sum of Dollars,

being the requisite amount of conduct money or allowance.

3 To effect such service I necessarily travelled kilometres.

SWORN before me at the )

of )

in the of , )

this day of , 20 . )

(A commissioner, etc.)

______________________________________

(Signature)

FORM 3

Securities Act

SUMMONS FOR EXAMINATION

BEFORE A PERSON DESIGNATED UNDER

SECTION 82 OF THE SECURITIES ACT

RE:

TO:

You are hereby summoned and required by the Executive Director to attend before

at an examination to be held at

in the of on _________ the day of

, 20 at the hour of o'clock in the noon (local time),

and so from day to day until the examination is concluded, to give evidence on oath

and to bring with you and produce at such time and place .

Dated this day of , 20 .

ALBERTA SECURITIES COMMISSION

__________________________________

(Signature)

Name:

Title:

FORM 4

Securities Act

REPORT BY A REGISTERED OWNER OF SECURITIES

BENEFICIALLY OWNED BY AN INSIDER

UNDER

SECTION 183 OF THE SECURITIES ACT

NOTE: THIS REPORT IS ONLY REQUIRED WHERE:

1 VOTING SECURITIES ARE REGISTERED IN THE NAME OF A PERSON OR

COMPANY OTHER THAN THE BENEFICIAL OWNER;

2 THE PERSON OR COMPANY KNOWS THAT:

(

a) THEY ARE BENEFICIALLY OWNED BY AN INSIDER, AND

(

b) THE INSIDER HAS FAILED TO FILE A REPORT OF THE OWNERSHIP

WITH THE EXECUTIVE DIRECTOR AS REQUIRED BY

PART 15 OF

THE SECURITIES ACT; AND

3 THE TRANSFER TO THE PERSON OR COMPANY WAS NOT FOR THE

PURPOSE OF GIVING COLLATERAL FOR A BONA FIDE DEBT.

1 State the relationship between the undersigned and the insider.

2 Certificate (Instruction 1):

The undersigned hereby certifies that:

(

a) attached as an exhibit is an unexecuted insider trading report in respect of

voting securities that are registered in the name of the undersigned but

beneficially owned by the insider named in the report, and

(

b) the report has, in respect of such voting securities, been completed to the

best of my information and belief.

Date of Report Signature (Instruction 2)

INSTRUCTIONS

1 Use as the exhibit the form of report the insider has failed to file as required by

Part 15 of the Act. Complete the report only in respect of voting securities. If

required information is not known by the person or company completing the

attached report mark "Not known" or "Complete information not known".

2 Please print the name and office of the person or company executing this report

or on whose behalf this report is executed.

IT IS AN OFFENCE UNDER THE SECURITIES ACT FOR A PERSON OR

COMPANY TO MAKE A STATEMENT IN A DOCUMENT REQUIRED TO BE

PROVIDED TO THE COMMISSION, THAT, IN A MATERIAL RESPECT AND

AT THE TIME AND IN THE LIGHT OF THE CIRCUMSTANCES UNDER

WHICH IT IS MADE, IS MISLEADING OR UNTRUE, OR DOES NOT STATE A

FACT THAT IS REQUIRED TO BE STATED OR THAT IS NECESSARY TO

MAKE THE STATEMENT NOT MISLEADING.

FORM 5

Securities Act

REPORT BY MANAGEMENT COMPANY

UNDER

SECTION 191 OF THE SECURITIES ACT

NAME OF THE MUTUAL FUND FOR WHICH THE MANAGEMENT

COMPANY PROVIDES SERVICES AND ADVICE:

NAME OF THE MANAGEMENT COMPANY:

DATE OF THE TRANSACTION:

CATEGORY OF THE TRANSACTION (INSTRUCTION 1):

PARTIES TO THE TRANSACTION:

NATURE OF THE TRANSACTION (INSTRUCTION 2):

The undersigned hereby certifies that the information given in this report is true and

complete in every respect.

Date of the Report Name of Management Company

Signature

Official Capacity

INSTRUCTIONS:

1 Categorize each transaction as being

(

a) a transaction or purchase and sale of securities between the

mutual fund and a related person or company,

(

b) a transaction or purchase and sale of securities resulting in a

related person or company receiving a fee,

(

c) a loan between the mutual fund and a related person or company,

(

d) a transaction to which the mutual fund and a related person or

company of the mutual fund are joint participants.

2 Where the transaction is categorized as a purchase or sale of securities

between the mutual fund and a related person or company, state

(

a) the issuer of the securities purchased or sold,

(

b) the class or designation of the securities,

(

c) the amount or number of securities, and

(

d) the consideration.

3 Where the transaction is categorized as a purchase or sale of securities

resulting in a related person or company receiving a fee, state

(

a) the issuer of the securities purchased or sold,

(

b) the class or designation of the securities,

(

c) the amount or number of the securities,

(

d) the consideration,

(

e) the name of the related person or company receiving a fee,

(

f) the name of the person or company that paid the fee to the related

person or company, and

(

g) the amount of the fee received by the related person or company.

4 Where the transaction is categorized as a loan between the mutual fund and

a related person or company, state

(

a) the name of the lender,

(

b) the name of the borrower,

(

c) the amount of money loaned,

(

d) the terms of the loan, and

(

e) the purpose of the loan.

5 Where the transaction is categorized as one to which the mutual fund and 1

or more of its related persons or companies are joint participants, state

terms of participation and the purpose of the transaction.

IT IS AN OFFENCE UNDER THE SECURITIES ACT FOR A PERSON OR

COMPANY TO MAKE A STATEMENT IN A DOCUMENT REQUIRED TO BE

PROVIDED TO THE COMMISSION, THAT, IN A MATERIAL RESPECT AND

AT THE TIME AND IN THE LIGHT OF THE CIRCUMSTANCES UNDER

WHICH IT IS MADE, IS MISLEADING OR UNTRUE, OR DOES NOT STATE A

FACT THAT IS REQUIRED TO BE STATED OR THAT IS NECESSARY TO

MAKE THE STATEMENT NOT MISLEADING.

FORM 6

Securities Act

ENDORSEMENT OF WARRANT

UNDER

SECTION 196(1) OF THE SECURITIES ACT

Province of Alberta )

(territorial jurisdiction) )

(a Provincial Judge or Justice in and

for the Province of Alberta)

Pursuant to

section 196(1) of the Securities Act and pursuant to application this day

made to me, I hereby authorize the execution of this warrant within the said territorial

jurisdiction.

Dated this day of 20 , at .

MULTILATERAL INSTRUMENT 11-102 PASSPORT SYSTEM

AMENDING INSTRUMENT

1. Multilateral Instrument 11-102 Passport System is amended by this

Instrument.

2. Appendix D is amended by

a. repealing "s. 28 of ASC Rules (General)" in the row entitled

"Compensation or contingency trust fund" under the subheading

"Registration" and substituting "s. 6 of ASC Rules (General)";

and

b. repealing "s. 129.1 of ASC Rules (General) and" in the row entitled

"Filing report of exempt distribution" under the subheading

"Requirements when using prospectus exemptions".

3. This Instrument comes into force on July 31, 2010.

Seniors and Community Supports

PDD Northwest Region

Hosting Expenses Exceeding $600.00

For the period April 1, 2010 to June 30, 2010

Function: Spring Celebration Awards Night

Date: May 14, 2010

Amount: $910.39

Purpose: Annual event to recognize and honour the people, organizations and

businesses in our communities who make a positive difference in the lives of persons

with developmental disabilities in northwest Alberta.

Location: Grande Prairie, Alberta

Service Alberta

Vital Statistics

Notice of Change of Personal Name

(Change of Name Act)

All Notice of Change of Personal Names for 2010 can be viewed in print versions of the