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Volume 58, No. 21

208/2015

The British Columbia Gazette,

Part II

November 17, 2015

B.C. Reg. 208/2015 , deposited November 13, 2015, under the SECURITIES ACT [section 184]. Rule of the British Columbia Securities Commission, dated November 12, 2015.

The British Columbia Securities Commission orders that, effective November 17, 2015,

(

a) National Instrument 41-101 General Prospectus Requirements , B.C. Reg. 59/2008, is amended as set out in the attached

Schedule A,

(

b) National Instrument 44-101 Short Form Prospectus Distributions , B.C. Reg. 370/2005, is amended as set out in the attached

Schedule B,

(

c) National Instrument 45-106 Prospectus Exemptions , B.C. Reg. 227/2009, is amended as set out in the attached

Schedule C,

(

d) National Instrument 51-102 Continuous Disclosure Obligations , B.C. Reg. 110/2004, is amended as set out in the attached

Schedule D,

(

e) Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets , B.C. Reg. 235/2012, is amended as set out in the attached

Schedule E,

(

f) National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings , B.C. Reg. 327/2008, is amended as set out in the attached

Schedule F,

(

g) National Instrument 52-110 Audit Committees , B.C. Reg. 57/2008, is amended as set out in the attached

Schedule G,

(

h) National Instrument 58-101 Disclosure of Corporate Governance Practices , B.C. Reg. 241/2005, is amended as set out in the attached

Schedule H, and

(

i) National Instrument 81-101 Mutual Fund Prospectus Disclosure , B.C. Reg. 1/2000, is amended as set out in the attached

Schedule I.

— B. LEONG, British Columbia Securities Commission .

Schedule A

Section 1.1 of National Instrument 41-101 General Prospectus Requirements , B.C. Reg. 59/2008, is amended

(

a) by adding the following definition:

“Aequitas personal information form” means a personal information form for an individual prepared pursuant to Aequitas NEO Exchange Inc. Form 3, as amended from time to time; ,

(

b) in paragraph (

c) of the definition of “IPO venture issuer” by adding the following subparagraph:

(i.1) Aequitas NEO Exchange Inc., , and

(

c) in the definition of “personal information form” by deleting “ or ” at the end of paragraph (a), by adding “ , or ” at the end of paragraph (

b) and by adding the following paragraph:

(

c) a completed Aequitas personal information form submitted by an individual to Aequitas NEO Exchange Inc., to which is attached a completed certificate and consent in the form set out in

Schedule 1 – Part B of Appendix A; .

2 Subsection (4) of Item 1.9 of Form 41-101F1 is amended by adding “ Aequitas NEO Exchange Inc., ” after “ on the Toronto Stock Exchange, ”.

3 Item 20.11 of Form 41-101F1 is amended by adding “ Aequitas NEO Exchange Inc., ” after “ on the Toronto Stock Exchange, ”.

Schedule B

Section 1.1 of National Instrument 44-101 Short Form Prospectus Distributions , B.C. Reg. 370/2005, is amended by replacing the definition of “short form eligible exchange” with the following:

“short form eligible exchange” means each of the Toronto Stock Exchange, Tier 1 and Tier 2 of the TSX Venture Exchange, Aequitas NEO Exchange Inc., and the Canadian Securities Exchange; .

Schedule C

Section 2.22 of National Instrument 45-106 Prospectus Exemptions , B.C. Reg. 227/2009, is amended in paragraph (

a) of the definition of “listed issuer” by adding the following subparagraph:

(ii.1) Aequitas NEO Exchange Inc., .

Schedule D

Section 1.1 of National Instrument 51-102 Continuous Disclosure Obligations , B.C. Reg. 110/2004, is amended in the definition of “venture issuer” by adding “ Aequitas NEO Exchange Inc., ” after “ Toronto Stock Exchange, ”.

Schedule E

Section 1 of Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets , B.C. Reg. 235/2012, is amended in paragraph (

b) of the definition of “OTC issuer” by adding the following subparagraph:

(viii) Aequitas NEO Exchange Inc.; .

Schedule F

Section 1.1 of National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings , B.C. Reg. 327/2008, is amended in the definition of “venture issuer” by adding “ Aequitas NEO Exchange Inc., ” after “ Toronto Stock Exchange, ”.

Schedule G

Section 1.1 of National Instrument 52-110 Audit Committees , B.C. Reg. 57/2008, is amended in the definition of “venture issuer” by adding “ Aequitas NEO Exchange Inc., ” after “ Toronto Stock Exchange, ”.

Schedule H

Section 1.1 of National Instrument 58-101 Disclosure of Corporate Governance Practices , B.C. Reg. 241/2005, is amended in the definition of “venture issuer” by adding “ Aequitas NEO Exchange Inc., ” after “ Toronto Stock Exchange, ”.

Section 1.3 is amended by replacing paragraph (

c) with the following:

(

c) an exchangeable security issuer or credit support issuer that is exempt under

section 13.3 or 13.4 of NI 51-102, as applicable; and .

Schedule I

Section 1.1 of National Instrument 81-101 Mutual Fund Prospectus Disclosure , B.C. Reg. 1/2000, is amended

(

a) by adding the following definition:

“Aequitas personal information form” means a personal information form for an individual prepared pursuant to Aequitas NEO Exchange Inc. Form 3, as amended from time to time; , and

(

b) in the definition of “personal information form” , by deleting “ or ” at the end of paragraph (a), by adding “ , or ” at the end of paragraph (

b) and by adding the following paragraph:

(

c) a completed Aequitas personal information form submitted by an individual to Aequitas NEO Exchange Inc., to which is attached a completed certificate and consent in the form set out in

Schedule 1 – Part B of Appendix A to National Instrument 41-101 General Prospectus Requirements ; .

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