Alberta Gazette, Part I — Monday, July 15, 2013
Monday, July 15, 2013
Alberta — Gazette
The Alberta Gazette
Part I
Vol. 109 Edmonton, Monday, July 15, 2013 No. 13
PROCLAMATION
[GREAT SEAL]
CANADA
PROVINCE OF ALBERTA Donald S. Ethell, Lieutenant Governor.
ELIZABETH THE SECOND, by the Grace of God, of the United Kingdom,
Canada, and Her Other Realms and Territories, QUEEN, Head of the
Commonwealth, Defender of the Faith
P R O C L A M A T I O N
To all to Whom these Presents shall come
G R E E T I N G
Ray Bodnarek Deputy Minister of Justice and
Deputy Attorney General
WHEREAS
section 1(11) of the Protection and Compliance Statutes Amendment
Act, 2012 provides that
section 1(2) to (5), (8), (9) and (10) comes into force on
Proclamation; and
WHEREAS it is expedient to proclaim
section 1(2) to (5), (8), (9) and (10) of the
Protection and Compliance Statutes Amendment Act, 2012 in force:
NOW KNOW YE THAT by and with the advice and consent of Our Executive
Council of Our Province of Alberta, by virtue of the provisions of the said Act
hereinbefore referred to and of all other power and authority whatsoever in Us vested
in that behalf, We have ordered and declared and do hereby proclaim
section 1(2) to
(5), (8), (9) and (10) of the Protection and Compliance Statutes Amendment Act,
2012 in force on the date of issue of this Proclamation.
IN TESTIMONY WHEREOF We have caused these Our Letters to be made Patent
and the Great Seal of Our Province of Alberta to be hereunto affixed.
WITNESS: COLONEL (RETIRED) THE HONOURABLE DONALD S.
ETHELL, Lieutenant Governor of Our Province of Alberta, in Our City of Edmonton
in Our Province of Alberta, this 25th day of June in the Year of Our Lord Two
Thousand Thirteen and in the Sixty-second Year of Our Reign.
BY COMMAND Jonathan Denis, Provincial Secretary.
PROCLAMATION
[GREAT SEAL]
CANADA
PROVINCE OF ALBERTA Donald S. Ethell, Lieutenant Governor.
ELIZABETH THE SECOND, by the Grace of God, of the United Kingdom,
Canada, and Her Other Realms and Territories, QUEEN, Head of the
Commonwealth, Defender of the Faith
P R O C L A M A T I O N
To all to Whom these Presents shall come
G R E E T I N G
Ray Bodnarek Deputy Minister of Justice and
Deputy Attorney General
WHEREAS
section 23 of the Victims Statutes Amendment Act, 2013 provides that
that Act comes into force on Proclamation; and
WHEREAS it is expedient to proclaim sections 1 to 11 and 13 to 22 of the Victims
Statutes Amendment Act, 2013 in force:
NOW KNOW YE THAT by and with the advice and consent of Our Executive
Council of Our Province of Alberta, by virtue of the provisions of the said Act
hereinbefore referred to and of all other power and authority whatsoever in Us vested
in that behalf, We have ordered and declared and do hereby proclaim sections 1 to 11
and 13 to 22 of the Victims Statutes Amendment Act, 2013 in force on June 26, 2013.
IN TESTIMONY WHEREOF We have caused these Our Letters to be made Patent
and the Great Seal of Our Province of Alberta to be hereunto affixed.
WITNESS: COLONEL (RETIRED) THE HONOURABLE DONALD S.
ETHELL, Lieutenant Governor of Our Province of Alberta, in Our City of Edmonton
in Our Province of Alberta, this 25th day of June in the Year of Our Lord Two
Thousand Thirteen and in the Sixty-second Year of Our Reign.
BY COMMAND Jonathan Denis, Provincial Secretary.
APPOINTMENTS
Appointment of Provincial Court Judge
(Provincial Court Act)
June 18, 2013
Kenneth Arnold Holmstrom, Q.C.
GOVERNMENT NOTICES
Energy
Production Allocation Unit Agreement
(Mines and Minerals Act)
Notice is hereby given, pursuant to
section 102 of the Mines and Minerals Act, that
the Minister of Energy on behalf of the Crown has executed counterparts of the
agreement entitled "Production Allocation Unit Agreement - Cochrane Cardium
Agreement No. 5" and that the Unit became effective on November 1, 2012.
Human Services
Office of the Public Trustee
Property being held by the Public Trustee for a period of Ten
(10) Years
(Public Trustee Act)
Section 11 (2)(
b) Name of Person Entitled
to Property
Description
of Property
held and its
value or
estimated value
Property part of
deceased person's
Estate or held under
Court Order:
Deceased's Name
Judicial District Court
File Number
Public Trustee
Office
Additional
Information
Undetermined
Cash on hand
$2,368.80
Neil William McAuley
JD of Edmonton
ES03-116223
Infrastructure
Hosting Expenses Exceeding $600.00
For the period January 1, 2013 to March 31, 2013
Name: TPM Contracts Stakeholders' Meeting
Date(s): November 20, 2012
Amount: $858.36
Purpose: Joint meeting between our main contracting partners and Property
Management's senior management to provide a forum for discussion on issues of
common interest or concerns related to the outsourced management of Alberta
Infrastructure's properties. It was also expected to reinforce a mutual understanding
of our collective objectives and strengthen our business relationship.
Location: Edmonton, Alberta
Name: 2013 Capital Planning Process Workshop
Date(s): January 24, 2013
Amount: $4,059.90
Purpose: To update school boards on the capital planning process
Location: Calgary, Alberta
Sale or Disposition of Land
(Government Organization Act)
Name of Purchaser: HHH Holdings Ltd.
Consideration: $126,000.00
Land Description: Plan 4471TR, Block 50, Lot 1. Excepting thereout all mines and
minerals. Area: 1.23 Hectares (3.04 Acres) More or Less. Located in the Town of
Athabasca
Justice and Solicitor General
Designation of Qualified Technician Appointment
(Intox EC/IR II)
Canadian Forces, Edmonton - Military Police
Power, Michael Joseph
Sanders, Michael Lee
(Date of Designation June 24, 2013)
Lacombe Police Service
Cowan, James Walker
(Date of Designation June 24, 2013)
RCMP, Traffic Services, "K" Division
Andronyk, Stanton Emery
Banks, Michael Paul
Bear, Heath Andrew
Bereza, Steve Dale
Best, Adam Michael
Bjornson, Fraser Egill
Broccolo, Joseph Domenic
Bullock, Adam Harvey
Burke, Benjamin Martin
Campbell, Stacy Helene
Cosenzo, Derek Andrew David
Crowther, Nicholas Llewellyn Finley
Dodds, Robert Wayne
Erb, Jeffrey Phillip Weldon
Frederick, Jason Tyler
Gallant, James Andrew
Gottschalk, Kyle Patrick
Grenier, Kimberly Ann
Gudjonson, James William
Hamilton, Deanna Leigh
Hawker, Ronald Brent
Hendry, Gregory James
Hogg, Timothy David
Hunt, Corey Robert
Kennedy, Shaun Kenneth
Korver, Lyle Erwin
Lawson, Brent Richard
Leil, Ryan Fraser
Malinski, Jacob Sebastian
Marshall, Gordon Oliver Bruce
Mouland, Bradley Keith
Murphy, Christopher Michael
Murray, Craig Donald
Potts, Tyrone Peter
Power, Robert Wayne
Properzi, Dennis Anthony
Seguin, Clayton Gregory
Short, Matthew Russell
Spaans, John Matthew
Wareham, John Douglas
White, Curtis Bruce
Williams, Steven Jeffrey
Yome, David Edwin
Ziolkowski, Christopher Alex
(Date of Designation June 24, 2013)
Designation of Qualified Technician Appointment
(Intoxilyzer 5000C)
Calgary Police Service
Nickel, Mike Anthony
(Date of Designation June 24, 2013)
Safety Codes Council
Joint Municipal Accreditation
(Safety Codes Act)
Pursuant to
section 26 of the Safety Codes Act it is hereby ordered that
Municipal District of Foothills No 31, Village of Longview, Accreditation No.
J000851, Order No. 2794
administer the Safety Codes Act including applicable Alberta amendments and
regulations within the Municipality's boundaries for the discipline of Fire
Consisting of all parts of the Alberta Fire Code, including investigations. Excluding
Part 4 requirements for tank storage of flammable and combustible liquids.
Accredited Date: December 20, 1995 Issued Date: June 10, 2013.
Municipal Accreditation
(Safety Codes Act)
Pursuant to
Section 26 of the Safety Codes Act it is hereby ordered that
County of Two Hills No 21, Accreditation No. M000308, Order No. 1220
administer the Safety Codes Act including applicable Alberta amendments and
regulations within the Municipality's boundaries for the discipline of Electrical
Consisting of all parts of the Canadian Electrical Code, Code for Electrical
Installations at Oil and Gas Facilities. Excluding the Alberta Electrical Utility Code.
Accredited Date: July 14, 2000 Issued Date: June 19, 2013.
Alberta Securities Commission
AMENDMENTS TO NATIONAL INSTRUMENT 31-103
REGISTRATION REQUIREMENTS, EXEMPTIONS AND ONGOING
REGISTRANT OBLIGATIONS
(Securities Act)
Made as a rule by the Alberta Securities Commission on March 13, 2013 pursuant to
sections 223 and 224 of the Securities Act.
Amendments to
National Instrument 31-103 Registration Requirements, Exemptions and Ongoing
Registrant Obligations
1. National Instrument 31-103 Registration Requirements, Exemptions and
Ongoing Registrant Obligations is amended by this Instrument.
Section 1.1 is amended by
(
a) adding the following
definitions:
"operating charge" means any amount charged to a client by a registered
firm in respect of the operation, transfer or termination of a client's
account and includes any federal, provincial or territorial sales taxes paid
on that amount;
"transaction charge" means any amount charged to a client by a
registered firm in respect of a purchase or sale of a security and includes
any federal, provincial or territorial sales taxes paid on that amount;,
(
b) adding the following definition:
"trailing commission" means any payment related to a client's
ownership of a security that is part of a continuing series of payments to
a registered firm or registered individual by any party;,
(
c) adding the following
definitions:
"book cost" means the total amount paid to purchase a security,
including any transaction charges related to the purchase, adjusted for
reinvested distributions, returns of capital and corporate reorganizations;
"original cost" means the total amount paid to purchase a security,
including any transaction charges related to the purchase;, and
(
d) adding the following definition:
"total percentage return" means the cumulative realized and unrealized
capital gains and losses of an investment, plus income from the
investment, over a specified period of time, expressed as a percentage;.
3. The title of Division 1 of
Part 14 is replaced with "Investment fund
managers".
Section 14.1 is amended by
(
a) replacing its title with "Application of this Part to investment fund
managers",
(
b) replacing "sections" after "Other than" with "section",
(
c) deleting "[holding client assets in trust]" after "14.6",
(
d) adding "subsection" before "14.12(5)",
(
e) deleting "[content and delivery of trade confirmation]" after
"14.12(5)",
(
f) replacing "14.14 [account statements]" with "section 14.14",
(
g) replacing "section 14.14" with "section 14.15", and
(
h) adding "section 14.1.1," before "section 14.6".
5. Division 1 of
Part 14 is amended by adding the following section:
14.1.1 Duty to provide information
An investment fund manager of an investment fund must, within a reasonable
period of time, provide a registered dealer, or a registered adviser, who has a
client that owns securities of the investment fund, with the information
concerning deferred sales charges and any other charges deducted from the net
asset value of securities, and the information concerning trailing commissions
paid to the dealer or adviser, that is required by the dealer or adviser in order to
comply with paragraphs 14.12(1)(
c) and 14.17(1)(h)..
6. Subsection 14.2(2) is amended
(
a) by replacing "The information" with "Without limiting subsection (1),
the information",
(
b) by deleting the words "required to be",
(
c) by adding "that" before the word "subsection",
(
d) by replacing "(1) includes all of" with "must include",
(
e) in paragraph (
b) by replacing "discussion that identifies" with "general
description of", replacing "or" with "and", and by replacing "a client"
with "the client",
(
f) in paragraph (
c) by adding "general" before "description",
(
g) by replacing paragraph (
f) with the following:
(
f) disclosure of the operating charges the client might be required to
pay related to the client's account;,
(
h) by replacing paragraph (
g) with the following:
(
g) a general description of the types of transaction charges the client
might be required to pay;,
(
i) in paragraph (
h) by adding "general" before "description", by
replacing "the compensation" with "any compensation", and by adding
"by any other party" before "in relation to",
(
j) in paragraph (
j) by adding "[dispute resolution service]" after "13.16"
and replacing "registered firm's expense" with "firm's expense", and
(
k) by adding the following paragraphs:
(
m) a general explanation of how investment performance
benchmarks might be used to assess the performance of a client's
investments and any options for benchmark information that
might be made available to clients by the registered firm;
(
n) if the registered firm is a scholarship plan dealer, an explanation
of any terms of the scholarship plan offered to the client by the
registered firm that, if those terms are not met by the client or the
client's designated beneficiary under the plan, might cause the
client or the designated beneficiary to suffer a loss of
contributions, earnings or government contributions in the plan..
7. Subsection 14.2(3) is amended by
(
a) deleting the words "to a client" after "must deliver", and
(
b) replacing "subsection (1)" with "subsection (1), if applicable, and
subsection (2) to the client in writing, except that the information in
paragraph (2)(
b) may be provided orally or in writing,".
8. Subsection 14.2(4) is amended
(
a) by replacing "to" after "significant change" with "in respect of",
(
b) by replacing "subsection" with "subsections",
(
c) by adding " or (2)" after "(1)", and
(
d) in paragraph 14.2(4)(
a) by replacing "," with ";".
9. Subsection 14.2(5) is repealed.
Section 14.2 is amended by adding the following subsection:
(5.1) A registered firm must not impose any new operating charge in respect of
an account of a client, or increase the amount of any operating charge in
respect of an account of a client, unless written notice of the new or increased
operating charge is provided to the client at least 60 days before the date on
which the imposition or increase becomes effective..
11. Subsection 14.2(6) is replaced with:
(6) This
section does not apply to a registered firm in respect of a permitted
client that is not an individual..
Section 14.2 is amended by adding the following subsections:
(7) Except for subsections (5.1), (6) and (8), this
section does not apply to a
registered dealer in respect of a client for whom the dealer purchases or
sells securities only as directed by a registered adviser acting for the
client.
(8) A registered dealer referred to in subsection (7) must deliver the
information required under paragraphs (2)(
a) and (
e) to (
j) to the client
in writing, and the information in paragraph (2)(
b) orally or in writing,
before the dealer first purchases or sells a security for the client..
13. Division 2 of
Part 14 is amended by adding the following section:
14.2.1 Pre-trade disclosure of charges
(1) Before a registered firm accepts an instruction from a client to purchase
or sell a security in an account other than a managed account, the firm
must disclose to the client
(
a) the charges the client will be required to pay in respect of the
purchase or sale, or a reasonable estimate if the actual amount of
the charges is not known to the firm at the time of disclosure,
(
b) in the case of a purchase to which deferred charges apply, that the
client might be required to pay a deferred sales charge on the
subsequent sale of the security and the fee
schedule that will
apply, and
(
c) whether the firm will receive trailing commissions in respect of
the security.
(2) This
section does not apply to a registered firm in respect of a permitted
client that is not an individual.
(3) This
section does not apply to a dealer in respect of a client for whom
the dealer purchases or sells securities only as directed by a registered
adviser acting for the client..
14. The title of Division 5 of
Part 14 is replaced with "Reporting to clients".
Part 14 is amended by adding the following
section after the title of Division
14.11.1 Determining market value
(1) For the purposes of this Division, the market value of a security
(
a) that is issued by an investment fund which is not listed on an
exchange must be determined by reference to the net asset value
provided by the investment fund manager of the fund on the
relevant date;
(
b) in any other case, is the amount that the registered firm
reasonably believes to be the market value of the security
(
i) after referring to a price quotation on a marketplace, if one
is published for the security, using the last bid price in the
case of a long security and the last ask price in the case of a
short security, as shown on a consolidated pricing list or
exchange quotation sheet as of the close of business on the
relevant date or the last trading day before the relevant
date, and after making any adjustments considered by the
registered firm to be necessary to accurately reflect the
market value.
(ii) if no reliable price for the security is quoted on a
marketplace, after referring to a published market report or
inter-dealer quotation sheet, on the relevant date or the last
trading day before the relevant date, and after making any
adjustments considered by the registered firm to be
necessary to accurately reflect the market value.
(iii) if the market value for the security cannot be reasonably
determined in accordance with subparagraphs (
i) or (ii),
after applying the policy of the registered firm for
determining market value, which must include procedures
to assess the reliability of valuation inputs and assumptions
and provide for
(
A) the use of inputs that are observable, and
(
B) the use of unobservable inputs and assumptions, if
observable inputs are not reasonably available.
(2) If a registered firm determines the market value of a security in
accordance with subparagraph (1)(b)(iii), when it refers to the market
value in a statement under
section 14.14 [account statements], 14.14.1
[additional statements], 14.14.2 [position cost information], 14.15
[security holder statements] or 14.16 [scholarship plan dealer
statements], the registered firm must include the following notification
or a notification that is substantially similar:
"There is no active market for this security so we have estimated its
market value."
(3) If a registered firm reasonably believes that it cannot determine the
market value of a security in accordance with subsection (1), the market
value of the security must be reported in a statement delivered under
section 14.14 [account statements], 14.14.1 [additional statements],
14.14.2 [position cost information], 14.15 [security holder statements] or
14.16 [scholarship plan dealer statements] as not determinable, and the
market value of the security must be excluded from the calculations in
paragraphs 14.14(5)(b), 14.14.1(2)(
b) and 14.14.2(5)(a)..
16. Subsection 14.11.1(3) is amended by adding "and in an investment
performance report delivered under
section 14.18 [investment performance
report]" before "as not determinable" and adding "and subsection 14.19(1)
[content of investment performance report]" after "14.14.2(5)(a)".
17. Subsection 14.12(1) is amended
(
a) by adding the following paragraph after paragraph (b):
(b.1) in the case of a purchase of a debt security, the security's annual
yield;,
(
b) by replacing paragraph (
c) with:
(
c) the amount of each transaction charge, deferred sales charge or
other charge in respect of the transaction, and the total amount of
all charges in respect of the transaction;,
(
c) by adding the following paragraph after paragraph (c):
(c.1) in the case of a purchase or sale of a debt security, either of the
following:
(
i) the total amount of any mark-up or mark-down,
commission or other service charges the registered dealer
applied to the transaction;
(ii) the total amount of any commission charged to the client
by the registered dealer and, if the dealer applied a mark-up
or mark-down or any service charge other than a
commission, the following notification or a notification that
is substantially similar:
"Dealer firm remuneration has been added to the price of
this security (in the case of a purchase) or deducted from
the price of this security (in the case of a sale). This amount
was in addition to any commission this trade confirmation
shows was charged to you.";,
(
d) in paragraph (
f) by adding "involved" before "in the transaction", and
(
e) in paragraph (
h) by replacing "security of" with "security issued by"
wherever it occurs and by replacing "registrant" with "registered
dealer" wherever it occurs.
Section 14.14 is amended
(
a) in subsection (2) by replacing "at" with "after" and by replacing
"receiving" with "to receive",
(
b) in subsection (3) by replacing "Except if the client has otherwise
directed, a" with "A" and adding ", except that if the client has
requested to receive statements on a monthly basis, the adviser must
deliver a statement to the client every month" after "at least once every
3 months",
(
c) in paragraph (4)(
b) by replacing "the type of" with "whether the" and
adding "was a purchase, sale or transfer" after "transaction",
(
d) in paragraph 4(
e) by adding "if the transaction was a purchase or sale"
after "security", and
(
e) in paragraph 4(
f) by adding "if it was a purchase or sale" after
"transaction".
Section 14.14 is amended
(
a) in subsection (1) by replacing "deliver a statement to a client at least
once every 3 months" with "deliver to a client a statement that includes
the information referred to in subsections (4) and (5)
(
a) at least once every 3 months, or
(
b) if the client has requested to receive statements on a monthly
basis, for each one-month period",
(
b) in subsection (2) by deleting "Despite subsection (1)," before "a
registered dealer" and replacing "deliver a statement to a client after the
end of a month if any of the following apply:
(
a) the client has requested receiving statements on a monthly basis;
(
b) during the month, a transaction was effected in the account other
than a transaction made under an automatic withdrawal plan or an
automatic payment plan, including a dividend reinvestment plan"
with "deliver to a client a statement that includes the information
referred to in subsections (4) and (5) after the end of any month in which
a transaction was effected in securities held by the dealer in the client's
account, other than a transaction made under an automatic withdrawal
plan or an automatic payment plan, including a dividend reinvestment
plan",
(
c) in subsection (2.1) by replacing "Subsection (2) does" with "Paragraph
1(
b) and subsection (2) do" and replacing "section 7.1(2)(b)" with
"paragraph 7.1(2)(b) [dealer categories]",
(
d) in subsection (3) by replacing "deliver a statement to a client" with
"deliver to a client a statement that includes the information referred to
in subsections (4) and (5)" and replacing "every month" with "for each
one-month period",
(
e) by repealing subsection (3.1),
(
f) in subsection (4) by replacing "A statement delivered under subsection
(1), (2), (3), or (3.1) must include all of the following information for
each transaction made for the client or security holder during the period
covered by the statement" with "If a registered dealer or registered
adviser made a transaction for a client during the period covered by a
statement delivered under subsections (1), (2) or (3), the statement must
include the following",
(
g) in subsection (5) by replacing "A statement delivered under subsection
(1), (2), (3), or (3.1) must include all of the following information about
the client's or security holder's account as at the end of the period for
which the statement is made" with "If a registered dealer or registered
adviser holds securities owned by a client in an account of the client, a
statement delivered under subsections (1), (2) or (3) must indicate that
the securities are held for the client by the registered firm and must
include the following information about the client's account determined
as at the end of the period for which the statement is made", in
paragraph (
b) by adding "and, if applicable, the notification in
subsection 14.11.1(2) [determining market value]" and adding the
following paragraphs after paragraph (e):
(
f) whether the account is covered under an investor protection fund
approved or recognized by the securities regulatory authority and,
if it is, the name of the investor protection fund;
(
g) which securities in the account might be subject to a deferred
sales charge if they are sold.,
(
h) by repealing subsection (6), and
(
i) by adding the following subsection:
(7) For the purposes of this section, a security is considered to be held
by a registered firm for a client if
(
a) the firm is the registered owner of the security as nominee
on behalf of the client, or
(
b) the firm has physical possession of a certificate evidencing
ownership of the security..
20. Division 5 of
Part 14 is amended by adding the following sections:
14.14.1 Additional statements
(1) A registered dealer or registered adviser must deliver a statement that
includes the information referred to in subsection (2) to a client if any of
the following apply in respect of a security owned by the client that is
held or controlled by a party other than the dealer or adviser:
(
a) the dealer or adviser has trading authority over the security or the
client's account in which the security is held or was transacted;
(
b) the dealer or adviser receives continuing payments related to the
client's ownership of the security from the issuer of the security,
the investment fund manager of the issuer or any other party;
(
c) the security is issued by a scholarship plan, a mutual fund or an
investment fund that is a labour-sponsored investment fund
corporation, or labour-sponsored venture capital corporation,
under legislation of a jurisdiction of Canada and the dealer or
adviser is the dealer or adviser of record for the client on the
records of the issuer of the security or the records of the issuer's
investment fund manager.
(2) A statement delivered under subsection (1) must include the following in
respect of the securities or the account referred to in subsection (1),
determined as at the end of the period for which the statement is made:
(
a) the name and quantity of each security;
(
b) the market value of each security and, if applicable, the
notification in subsection 14.11.1(2) [determining market value];
(
c) the total market value of each security position;
(
d) any cash balance in the account;
(
e) the total market value of all of the cash and securities;
(
f) the name of the party that holds or controls each security and a
description of the way it is held;
(
g) whether the securities are covered under an investor protection
fund approved or recognized by the securities regulatory authority
and, if they are, the name of the fund;
(
h) which of the securities might be subject to a deferred sales charge
if they are sold.
(3) If subsection (1) applies to a registered dealer or a registered adviser, the
dealer or adviser must deliver a statement that includes the information
in subsection (2) to a client at least once every 3 months, except that if a
client has requested to receive statements on a monthly basis, the adviser
must deliver a statement to the client every month.
(4) If subsection (1) applies to a registered dealer or a registered adviser that
is also required to deliver a statement to a client under subsection
14.14(1) or (3), a statement delivered under subsection (1) must be
delivered to the client in one of the following ways:
(
a) combined with a statement delivered to the client under
subsection 14.14(1) or (3) for the period ending on the same date;
(
b) as a separate document accompanying a statement delivered to the
client under subsection 14.14(1) or (3) for the period ending on
the same date;
(
c) as a separate document delivered within 10 days after the
statement delivered to the client under subsection 14.14(1) or
(3) for the period ending on the same date.
(5) For the purposes of this section, a security is considered to be held for a
client by a party other than the registered firm if any of the following
apply:
(
a) the other party is the registered owner of the security as nominee
on behalf of the client;
(
b) ownership of the security is recorded on the books of its issuer in
the client's name;
(
c) the other party has physical possession of a certificate evidencing
ownership of the security;
(
d) the client has physical possession of a certificate evidencing
ownership of the security.
(6) This
section does not apply to a registered firm in respect of a permitted
client that is not an individual.
14.14.2 Position cost information
(1) If a registered dealer or registered adviser is required to deliver a
statement to a client that includes information required under subsection
14.14(5) [account statements] or 14.14.1(2) [additional statements], the
dealer or adviser must deliver the information referred to in subsection
(2) to a client at least once every 3 months.
(2) The information delivered under subsection (1) must disclose the
following:
(
a) for each security position in the statement opened on or after July
15, 2015,
(
i) the cost of the position, determined as at the end of the
period for which the information under subsection 14.14(5)
or 14.14.1(2) is provided, presented on an average cost per
unit or share basis or on an aggregate basis, or
(ii) if the security position was transferred from another
registered firm, the information referred to in subparagraph
(
i) or the market value of the security position as at the date
of the position's transfer if it is also disclosed in the
statement that it is the market value as of the transfer date,
not the cost of the security position, that is being disclosed;
(
b) for each security position in the statement opened before July 15,
2015,
(
i) the cost of the position, determined as at the end of the
period for which the information under subsection 14.14(5)
or 14.14.1(2) is provided, presented on an average cost per
unit or share basis or on an aggregate basis, or
(ii) the market value of the security position as at July 15, 2015
or an earlier date, if the same date and value are used for all
clients of the firm holding that security and it is also
disclosed in the statement that it is the market value as of
that date, not the cost of the security position, that is being
disclosed;
(
c) the total cost of all of the security positions in the statement,
determined in accordance with paragraphs (
a) and (b);
(
d) for each security position for which the registered firm reasonably
believes it cannot determine the cost in accordance with
paragraphs (
a) and (b), disclosure of that fact in the statement.
(3) The cost of security positions required to be disclosed under subsection
(2) must be either the book cost or the original cost and must be
accompanied by the definition of "book cost" in
section 1.1 or the
definition of "original cost" in
section 1.1, as applicable.
(4) The information delivered under subsection (1) must be delivered to the
client in one of the following ways:
(
a) combined with a statement delivered to the client that includes the
information required under subsection 14.14(5) or 14.14.1(2) for
the period ending on the same date;
(
b) in a separate document accompanying a statement delivered to the
client that includes information required under subsection
14.14(5) or 14.14.1(2) for the period ending on the same date;
(
c) in a separate document delivered within 10 days after a statement
delivered to the client that includes information required under
subsection 14.14(5) or 14.14.1(2) for the period ending on the
same date.
(5) If the information under subsection (1) is delivered to the client in a
separate document in accordance with paragraph (4)(c), the separate
document must also include the following:
(
a) the market value of each security in the statement and, if
applicable, the notification in subsection 14.11.1(2) [determining
market value];
(
b) the total market value of each security position in the statement;
(
c) the total market value of all cash and securities in the statement.
(6) This
section does not apply to a registered firm in respect of a permitted
client that is not an individual.
14.15 Security holder statements
If there is no dealer or adviser of record for a security holder on the records of a
registered investment fund manager, the investment fund manager must deliver
to the security holder at least once every 12 months a statement that includes
the following:
(
a) the information required under subsection 14.14(4) [account
statements] for each transaction that the registered investment
fund manager made for the security holder during the period;
(
b) the information required under subsection 14.14.1(2) [additional
statements] for the securities of the security holder that are on the
records of the registered investment fund manager;
(
c) the information required under
section 14.14.2 [position cost
information].
14.16 Scholarship plan dealer statements
Sections 14.14 [account statements], 14.14.1 [additional statements] and
14.14.2 [position cost information] do not apply to a scholarship plan dealer if
both of the following apply:
(
a) the scholarship plan dealer is not registered in another dealer or
adviser category;
(
b) the scholarship plan dealer delivers to a client a statement at least
once every 12 months that provides the information required
under subsections 14.14(4) and 14.14.1(2)..
21. Division 5 of
Part 14 is amended by adding the following sections:
14.17 Report on charges and other compensation
(1) For each 12-month period, a registered firm must deliver to a client a
report on charges and other compensation containing the following
information, except that the first report delivered after a client has
opened an account may cover a period of less than 12 months:
(
a) the registered firm's current operating charges which might be
applicable to the client's account;
(
b) the total amount of each type of operating charge related to the
client's account paid by the client during the period covered by
the report, and the total amount of those charges;
(
c) the total amount of each type of transaction charge related to the
purchase or sale of securities paid by the client during the period
covered by the report, and the total amount of those charges;
(
d) the total amount of the operating charges reported under
paragraph (
b) and the transaction charges reported under
paragraph (c);
(
e) if the registered firm purchased or sold debt securities for the
client during the period covered by the report, either of the
following:
(
i) the total amount of any mark-ups, mark-downs,
commissions or other service charges the firm applied on
the purchases or sales of debt securities;
(ii) the total amount of any commissions charged to the client
by the firm on the purchases or sales of debt securities and,
if the firm applied mark-ups, mark-downs or any service
charges other than commissions on the purchases or sales
of debt securities, the following notification or a
notification that is substantially similar:
"For debt securities purchased or sold for you during the
period covered by this report, dealer firm remuneration
was added to the price you paid (in the case of a purchase)
or deducted from the price you received (in the case of a
sale). This amount was in addition to any commissions you
were charged.";
(
f) if the registered firm is a scholarship plan dealer, the unpaid
amount of any enrolment fee or other charge that is payable by
the client;
(
g) the total amount of each type of payment, other than a trailing
commission that is made to the registered firm or any of its
registered individuals by a securities issuer or another registrant in
relation to registerable services to the client during the period
covered by the report, accompanied by an explanation of each
type of payment;
(
h) if the registered firm received trailing commissions related to
securities owned by the client during the period covered by the
report, the following notification or a notification that is
substantially similar:
"We received $[amount] in trailing commissions in respect of
securities you owned during the 12-month period covered by this
report.
Investment funds pay investment fund managers a fee for
managing their funds. The managers pay us ongoing trailing
commissions for the services and advice we provide you. The
amount of the trailing commission depends on the sales charge
option you chose when you purchased the fund. You are not
directly charged the trailing commission or the management fee.
But, these fees affect you because they reduce the amount of the
fund's return to you. Information about management fees and
other charges to your investment funds is included in the
prospectus or fund facts document for each fund."
(2) For the purposes of this section, the information in respect of securities
of a client required to be reported under subsection 14.14(5) [account
statements] must be delivered in a separate report on charges and other
compensation for each of the client's accounts.
(3) For the purposes of this section, the information in respect of securities
of a client required to be reported under subsection 14.14.1(1)
[additional statements] must be delivered in a report on charges and
other compensation for the client's account through which the securities
were transacted.
(4) Subsections (2) and (3) do not apply if the registered firm provides a
report on charges and other compensation that consolidates, into a single
report, the required information for more than one of a client's accounts
and any securities of the client required to be reported under subsection
14.14(5) or 14.14.1(1) and if the following apply:
(
a) the client has consented in writing to the form of disclosure
referred to in this subsection;
(
b) the consolidated report specifies the accounts and securities with
respect to which information is required to be reported under
subsection 14.14.1(1) [additional statements].
(5) This
section does not apply to a registered firm in respect of a permitted
client that is not an individual.
14.18 Investment performance report
(1) A registered firm must deliver an investment performance report to a
client every 12 months, except that the first report delivered after a
registered firm first makes a trade for a client may be sent within 24
months after that trade.
(2) For the purposes of this section, the information in respect of securities
of a client required to be reported under subsection 14.14(5) [account
statements] must be delivered in a separate report for each of the client's
accounts.
(3) For the purposes of this section, the information in respect of securities
of a client required to be reported under subsection 14.14.1(1)
[additional statements] must be delivered in the report for each of the
client's accounts through which the securities were transacted.
(4) Subsections (2) and (3) do not apply if the registered firm provides a
report that consolidates, into a single report, the required information for
more than one of a client's accounts and any securities of the client
required to be reported under subsections 14.14(5) or 14.14.1(1) and if
the following apply:
(
a) the client has consented in writing to the form of disclosure
referred to in this subsection;
(
b) the consolidated report specifies the accounts and securities with
respect to which information is required to be reported under
subsection 14.14.1(1) [additional statements].
(5) This
section does not apply to
(
a) a client's account that has existed for less than a 12-month period;
(
b) a registered dealer in respect of a client's account in which the
dealer executes trades only as directed by a registered adviser
acting for the client; and
(
c) a registered firm in respect of a permitted client that is not an
individual.
(6) If a registered firm reasonably believes there are no securities of a client
with respect to which information is required to be reported under
subsection 14.14(5) [account statements] or subsection 14.14.1(1)
[additional statements] and for which a market value can be determined,
the firm is not required to deliver a report to the client for the period.
14.19 Content of investment performance report
(1) An investment performance report required to be delivered under
section
14.18 by a registered firm must include all of the following in respect of
the securities referred to in a statement in respect of which subsections
14.14(1), (2) or (3) [account statements] or 14.14.1(1) [additional
statements] apply:
(
a) the market value of all cash and securities in the client's account
as at the beginning of the 12-month period covered by the
investment performance report;
(
b) the market value of all cash and securities in the client's account
as at the end of the 12-month period covered by the investment
performance report;
(
c) the market value of all deposits and transfers of cash and
securities into the client's account, and the market value of all
withdrawals and transfers of cash and securities out of the
account, in the 12-month period covered by the investment
performance report;
(
d) subject to paragraph (e), the market value of all deposits and
transfers of cash and securities into the client's account, and the
market value of all withdrawals and transfers of cash and
securities out of the account, since opening the account;
(
e) if the client's account was opened before July 15, 2015 and the
registered firm reasonably believes market values are not
available for all deposits, withdrawals and transfers since the
account was opened, the following:
(
i) the market value of all cash and securities in the client's
account as at July 15, 2015;
(ii) the market value of all deposits and transfers of cash and
securities into the account, and the market value of all
withdrawals and transfers of cash and securities out of the
account, since July 15, 2015;
(
f) the annual change in the market value of the client's account for
the 12-month period covered by the investment performance
report, determined using the following formula
A - B - C + D
where
A = the market value of all cash and securities in the account as
at the end of the 12-month period covered by the investment
performance report;
B = the market value of all cash and securities in the account at
the beginning of that 12-month period;
C = the market value of all deposits and transfers of cash and
securities into the account in that 12-month period; and
D = the market value of all withdrawals and transfers of cash
and securities out of the account in that 12-month period;
(
g) subject to paragraph (h), the cumulative change in the market
value of the account since the account was opened, determined
using the following formula
A - E + F
where
A = the market value of all cash and securities in the account as
at the end of the 12-month period covered by the investment
performance report;
E = the market value of all deposits and transfers of cash and
securities into the account since account opening; and
F = the market value of all withdrawals and transfers of cash
and securities out of the account since account opening;
(
h) if the registered firm reasonably believes the market value of all
deposits and transfers of cash and securities into the account since
the account was opened or the market value of all withdrawals
and transfers of cash and securities out of the account since the
account was opened required in paragraph (
g) is not available to
the registered firm, the cumulative change in the market value of
the account determined using the following formula
A - G - H + I
where
A = the market value of all cash and securities in the account as
at the end of the 12-month period covered by the investment
performance report;
G = the market value of all cash and securities in the account as
at July 15, 2015;
H = the market value of all deposits and transfers of cash and
securities into the account since July 15, 2015; and
I = the market value of all withdrawals and transfers of cash
and securities out of the account since July 15, 2015;
(
i) the amount of the annualized total percentage return for the
client's account calculated net of charges, using a money-
weighted rate of return calculation method generally accepted in
the securities industry;
(
j) the definition of "total percentage return" in
section 1.1 and a
notification indicating the following:
(
i) that the total percentage return in the investment
performance report was calculated net of charges;
(ii) the calculation method used;
(iii) a general explanation in plain language of what the
calculation method takes into account.
(2) The information delivered for the purposes of paragraph (1)(
i) must be
provided for each of the following periods:
(
a) the 12-month period covered by the investment performance
report;
(
b) the 3-year period preceding the end of the 12-month period
covered by the report;
(
c) the 5-year period preceding the end of the 12-month period
covered by the report;
(
d) the 10-year period preceding the end of the 12-month period
covered by the report;
(
e) the period since the client's account was opened if the account has
been open for more than one year before the date of the report or,
if the account was opened before July 15, 2015 and the registered
firm reasonably believes the annualized total percentage return for
the period before July 15, 2015 is not available, the period since
July 15, 2015.
(3) Despite subsection (2), if any portion of a period referred to in
paragraphs (2)(b), (
c) or (
d) was before July 15, 2015, the registered firm
is not required to report the annualized total percentage return for that
period.
(4) Despite subsection (1), the information a scholarship plan dealer is
required to deliver under
section 14.18 [investment performance report]
in respect of each scholarship plan in which a client has invested through
the scholarship plan dealer is the following:
(
a) the total amount that the client has invested in the plan as at the
date of the investment performance report;
(
b) the total amount that would be returned to the client if, as at the
date of the investment performance report, the client ceased to
make prescribed payments into the plan;
(
c) a reasonable projection of future payments that the plan might pay
to the client's designated beneficiary under the plan, or to the
client, at the maturity of the client's investment in the plan;
(
d) a
summary of any terms of the plan that, if not met by the client
or the client's designated beneficiary under the plan, might cause
the client or the designated beneficiary to suffer a loss of
contributions, earnings or government contributions in the plan.
(5) The information delivered under
section 14.18 [investment performance
report] must be presented using text, tables and charts, and must be
accompanied by notes in the investment performance report explaining
(
a) the content of the report and how a client can use the information
to assess the performance of the client's investments; and
(
b) the changing value of the client's investments as reflected in the
information in the report.
(6) If a registered firm delivers information required under this
section in a
report to a client for a period of less than one year, the firm must not
calculate the disclosed information on an annualized basis.
(7) If the registered firm reasonably believes the market value cannot be
determined for a security position, the market value must be assigned a
value of zero in the calculation of the information delivered under
subsection 14.18(1) and the fact that its market value could not be
determined must be disclosed to the client.
14.20 Delivery of report on charges and other compensation and
investment performance report
(1) A report under
section 14.17 [report on charges and other
compensation] and a report under
section 14.18 [investment performance
report] must include information for the same 12-month period and the
reports must be delivered together in one of the following ways:
(
a) combined with a statement delivered to the client that includes
information required under subsection 14.14(1), (2) or
(3) [account statements], subsection 14.14.1(2) [additional
statements] or
section 14.16 [scholarship plan dealer statements];
(
b) accompanying a statement delivered to the client that includes
information required under subsection 14.14(1), (2) or
(3) [account statements], subsection 14.14.1(2) [additional
statements] or
section 14.16 [scholarship plan dealer statements];
(
c) within 10 days after a statement delivered to the client that
includes information required under subsection 14.14(1),(2) or
(3) [account statements], subsection 14.14.1(2) [additional
statements] or
section 14.16 [scholarship plan dealer statements].
(2) Subsection (1) does not apply in respect of the first report under
section
14.17 [report on charges and other compensation] and the first report
under
section 14.18 [investment performance report] for a client..
(1) Subject to subsection (2), this Instrument comes into force on July 15,
(2) The provisions of this Instrument listed in column 1 of the following
table come into force on the date set out in column 2 of the table:
Column 1
Provisions of this Instrument
Column 2
Date
2(b), 6(k), 13, 17(a), 17(
c) July 15, 2014
2(c), 4(g), 15, 19, 20
July 15, 2015
2(d), 4(h), 5, 16, 17(b), 21
July 15, 2016
Treasury Board and Finance
Erratum
The following notice which was published in the June 15, 2013 issue of the
Alberta Gazette contained errors. It should have read as follows:
Insurance Notice
(Insurance Act)
Notice is hereby given that Molecule Exchange Reciprocal is licensed as an
insurance reciprocal exchange in the Province of Alberta, to transact the following
classes of Insurance:
Credit.
Effective May 16, 2013
Mark Prefontaine
Superintendent of Insurance.
ADVERTISEMENTS
Notice of Certificate of Intent to Dissolve
(Business Corporations Act)
Notice is hereby given that a Certificate of Intent to Dissolve was issued to Catholic
Charities Clothes Bank of Lethbridge on March 25, 2013.
Dated at Lethbridge, Alberta on March 25, 2013.
Laurier Kramps, Chair.
Public Sale of Land
(Municipal Government Act)
The City of Red Deer
Notice is hereby given that, under the provisions of the Municipal Government Act,
The City of Red Deer will offer for sale, by public auction, in Council Chambers at
City Hall, 4914 48 Avenue, Red Deer, Alberta, on Thursday, October 3, 2013, at
10:00 a.m., the following privately owned property:
Lot
Block
Plan
C of T
UNT 100
CDE
UNT 101
CDE
5879HW
16-17
7604S
UNT 8
CDE
Manufactured Homes only: situated on the following rented lots
Lot
Block
Plan
Site #
All properties offered for sale by Public Auction are viewed externally and an
estimate of the market value of each property has been made based on that review.
This estimate of market value is used as the reserve bid and it represents the minimum
bid that will be accepted at Auction. All sales will be subject to a reserve bid.
Reserve bid values will be available 30 days prior to Auction from the City Revenue
& Assessment Services department. Purchaser will acquire the property free of
encumbrances, subject to those exceptions listed in sections 423 and 436.14 of the
Municipal Government Act.
The properties will be sold strictly on an "as is, where is" basis. The City of Red
Deer makes no representation and gives no warranty as to the adequacy of services,
soil conditions, land use districting, building and development conditions, absence or
presence of environmental contamination, or the developability of the subject
property for any intended use by the Purchaser. If the Land is occupied by a tenant in
possession under a lease or rental agreement, the obligation and expense of obtaining
vacant possession shall be the Purchaser's.
Only cash sales will be accepted or sales requiring loan funding which does not
involve encumbering of the purchased lands and provides for closing funds upon the
required closing date in the same manner as a cash sale. Vendor financing or
financing using third party mortgages or encumbrances upon the purchased lands, or
other similar financing arrangements, cannot be accommodated.
Purchase price payable by non-refundable deposit equal to 10% of purchase price due
on Auction Date, with the balance of the purchase price due on closing. Payments
by cash, bank draft or certified cheque only. Closing date for all sales will be 60 days
after Auction Date, unless otherwise agreed to by the City. Successful bidder agrees
Agreement, a copy of which will be included in Bidder's Packages on Auction Date
and can be obtained 30 days prior to Auction Date from Revenue & Assessment
Services. Purchase price includes all taxes, rates, fees and charges accrued to
Closing Date. Purchaser responsible for payment of all taxes, rates, charges, and fees
for the property, after Closing Date.
The City of Red Deer may become the owner of any property not sold at the Auction.
In the event that payment of the arrears of taxes and costs is received by The City
prior to the Public Auction, the property in question will not be offered for sale. There
is no right to pay tax arrears after the property is declared sold.
Dated at Red Deer, Alberta, June 28, 2013.
Deb Stott, Controller-Property Taxation.
______________
Mackenzie County
Notice is hereby given that, under the provisions of the Municipal Government Act,
Mackenzie County will offer for sale, by public auction, in the Council Chambers
located at 4511 - 46 Avenue in the Hamlet of Fort Vermilion, Alberta, on Monday,
August 26, 2013, at 1:00 p.m., the following lands:
Lot
Block
Plan
C of T
Linc
122 230 357
Each parcel will be offered for sale, subject to a reserve bid and to the reservations
and conditions contained in the existing certificate of title. Additional conditions of
building demolition and levelling of lot and/or repair or unsightly conditions will
apply.
The land is being offered for sale on an "as is, where is" basis, and the Mackenzie
County makes no representation and gives no warranty whatsoever as to the adequacy
of services, soil conditions, land use districting, building and development conditions,
absence or presence of environmental contamination, or the develop ability of the
subject land for any intended use by the Purchaser. No bid will be accepted where the
bidder attempts to attach conditions precedent to the sale of any parcel. No terms and
conditions of sale will be considered other than those specified by the Mackenzie
County. No further information is available at the auction regarding the lands to be
sold. This list is subject to deletions.
Mackenzie County may, after the public auction, become the owner of any parcel of
land that is not sold at the public auction.
Terms: 25% down payment must be made by cash or certified cheque within 24 hours
of the auction with payment in full due within 30 days.
Redemption may be effected by payment of all arrears of taxes and costs at any time
prior to the sale.
Dated at the Hamlet of Fort Vermilion, Alberta, June 30, 2013.
Alison Kilpatrick, Director of Corporate Services.
______________
Summer Village of Sandy Beach
Notice is hereby given that under the provisions of the Municipal Government Act,
the Summer Village of Sandy Beach will offer for sale, by public auction, at the
Sandy Beach Administration Office located at 1208A Hwy 642, on Wednesday,
September 18, 2013, at 10:00 a.m., the following lands:
Lot
Block
Plan
Roll #
Title #
1401KS
972 193 456
4933KS
072 346 739 +1
4933KS
072 346 739
These parcels will be offered for sale subject to a reserve bid, and to the reservations
and conditions contained in the existing certificate of title.
Terms: Cash, Certified Cheque, Bank Draft. 10% non-refundable deposit at the day of
the sale and balance due within seven days of the Public Auction.
The Summer Village of Sandy Beach may, after the public auction, become the owner
of any parcel of land that is not sold at the public auction.
Redemption may be effected by payment of all arrears of taxes and costs at any time
prior to the sale.
Dated at Sandy Beach, Alberta, June 25, 2013.
Wendy Wildman, C.A.O..
Summer Village of Sunrise Beach
Notice is hereby given that under the provisions of the Municipal Government Act,
the Summer Village of Sunrise Beach will offer for sale, by public auction, at the
Sunrise Beach Administration Office located at 1208A Hwy 642, on Wednesday,
September 18, 2013, at 11:00 a.m., the following lands:
Lot
Block
Plan
Roll #
Title #
3703RS
972 077 191
4652TR
072 396 166
These parcels will be offered for sale subject to a reserve bid, and to the reservations
and conditions contained in the existing certificate of title.
Terms: Cash, Certified Cheque, Bank Draft. 10% non-refundable deposit at the day of
the sale and balance due within 14 days of the Public Auction.
The Summer Village of Sunrise Beach may, after the public auction, become the
owner of any parcel of land that is not sold at the public auction.
Redemption may be effected by payment of all arrears of taxes and costs at any time
prior to the sale.
Dated at Sunrise Beach, Alberta, June 25, 2013.
Wendy Wildman, C.A.O.
______________
Town of Hanna
Notice is hereby given that, under the provisions of the Municipal Government Act,
the Town of Hanna will offer for sale, by public auction, in the Council Chambers,
Town Office, Hanna, Alberta, on Monday, September 9, 2013, at 2:00 p.m., the
following lands:
Lots
Block
Plan
C. of T.
1-4
6133AW
111 318 249
6133AW
061 389 870
111 181 744
These parcels will be offered for sale subject to a reserve bid and to the reservations
and conditions contained in the existing certificate of title.
Reserving thereout all mines and minerals.
These properties are being offered for sale on an "as is, where is" basis and the Town
of Hanna makes no representation and gives no warranty whatsoever as to the
adequacy of services, soil conditions, land use districting, building and development
conditions, absence or presence of environmental contamination, or the developabilty
of the subject land for any intended use by the purchaser.
The Town of Hanna may, after the public auction, become the owner of any parcel of
land that is not sold at the public auction.
Terms: 10% down payment by cash or certified cheque at the time of sale and the
balance with 30 days.
Redemption may be effected by payment of all arrears of taxes and costs at any time
prior to the sale.
Dated at Hanna, Alberta, July 2, 2013.
Kim Neill, CAO.
______________
Town of McLennan
Notice is hereby given that under the provisions of the Municipal Government Act,
the Town of McLennan will offer for sale, by public auction, in the Council
Chambers at the Municipal Office, McLennan, Alberta, on Thursday, August 29,
2013, at 10:00 a.m., the following lands:
Certificate of Title Number
or LINC Number
Plan
Block
Lot
215HW
215HW
215HW
215HW
8355ET
2200ET
1394EU
4/5
1394EU
13/14 Mobile Home
1394EU
12/13
1394EU
1394EU
1394EU
1394EU
1394EU
1394EU
215HW
215HW
2810BF
22/23
5152EO
Each parcel will be offered for sale subject to a reserve bid and to the reservations and
conditions contained in the existing Certificate of Title.
The Town of McLennan may, after the public auction, become the owner of any
parcel of land not sold at the public auction.
Redemption may be affected by payment of all arrears of taxes and costs at any time
prior to the sale.
Terms: Cash
Dated at McLennan, Alberta, June 27, 2013.
Lorraine Willier, Chief Administrative Officer.
______________
Town of Peace River
Notice is hereby given that, under the provisions of the Municipal Government Act,
the Town of Peace River will offer for sale, by public auction, in the 12' Davis
Meeting Room at Town Office, 9911 - 100 Street, Peace River, Alberta, on Thursday,
September 5, 2013, at 10:00 a.m., the following lands:
Lot
Block
Plan
C of T
072082589+1
Each parcel will be offered for sale, subject to a reserve bid and to the reservations
and conditions contained in the existing certificate of title.
Terms: Cash or Certified Cheque at time of sale. GST will apply on all lands sold at
the Public Auction; and
Properties will be offered for sale on an "as is, where is" basis and the Town of Peace
River makes no representation and gives no warranty whatsoever as to the adequacy
of services, soil conditions, land use districting, building and development conditions,
absence or presence of environmental contamination, vacant possession, or the
developability of the lands for any intended use by the successful bidder; and
No bid will be accepted where the bidder attempts to attach conditions to the sale of
any parcel of land.
The Town of Peace River may, after the public auction, become the owner of any
parcel of land not sold at the public auction.
Redemption of a parcel of land offered for sale may be effected by cash or certified
cheque of all arrears of taxes, penalties and costs at any time prior to 10:00 a.m. the
date of the public auction.
Dated at Peace River, Alberta, July 15, 2013.
Kelly Bunn, Chief Administrative Officer.
______________
Town of Redwater
Notice is hereby given that, under the provisions of the Municipal Government Act,
the Town of Redwater will offer for sale, by public auction, in the Town of Redwater,
4924 - 47 Street, Alberta, on Tuesday, October 8, 2013, at 10:00 a.m., the following
lands:
Lot
Block
Plan
C. of T.
1267HW
052 561 356
762 1363
842 147 098
14A
082 4868
102 359 714
082 4868
102 176 787 +1
082 4868
102 176 787
Each parcel will be offered for sale, subject to a reserve bid and to the reservations
and conditions contained in the existing certificate of title.
The land is being offered for sale on an "as is, where as" basis and the Town of
Redwater makes no representation and gives no warranty whatsoever as to the
adequacy of services, soil conditions, land use districting, building and development
conditions, absence or presence of environmental contamination, or the developability
of the subject land for any intended use by the purchaser.
No bid will be accepted where the bidder attempts to attach conditions precedent to
those specified by the Town of Redwater. No further information is available at the
auction regarding the land to be sold.
The Town of Redwater may become the owner of any parcel of land that is not sold at
the public auction, immediately after the public auction.
Terms: Cash or Certified Cheque, payable immediately following the public auction.
GST will apply to all applicable lands.
Redemption may be affected by payment of all arrears of taxes and costs at any time
prior to the sale.
Dated at Redwater, Alberta, June 19, 2013.
Debbie Hamilton, Town Manager.
______________
Town of Sundre
Notice is hereby given that, under the provisions of the Municipal Government Act,
the Town of Sundre will offer for sale, by public auction (sealed bids), at the Town
Office, 717 Main Avenue W., Sundre, Alberta, on Wednesday, September 11, 2013,
at 9:00 a.m., the following lands:
C of T
Lot
Block
Plan
Roll #
4 & 5
7546JK
1251.000
Each parcel will be offered for sale, subject to a reserve bid and to the reservations
and conditions contained in the existing certificate of title.
The land is being offered for sale on an "as is, where is" basis, and the Town of
Sundre makes no representation and gives no warranty whatsoever as to the adequacy
of services, soil conditions, land use districting, building and development conditions,
absence or presence of environmental contamination, or the developability of the
subject land for any intended use by the Purchaser. No bid will be accepted where the
bidder attempts to attach conditions precedent to the sale of any parcel. No terms and
conditions will be considered other than those specified by the Town of Sundre.
The Town of Sundre may, after the public auction, become the owner of any parcel of
land not sold at the public auction.
Terms: All bids must be presented in a sealed envelope; Cash or Certified cheque. A
10% deposit is payable upon the acceptance of the bid at the public auction. The
balance of the accepted bid is due within thirty days from the date of the auction or
the deposit will be forfeited and the Town will consider the next bid. Purchaser must
pay Sep. 11 - Dec. 31, 2013 taxes within 30 days of purchase.
Redemption may be affected by payment of all arrears and taxes and costs at any time
prior to the sale.
Dated at the Town of Sundre, Alberta, July 15, 2013.
Dean Pickering, Chief Administrative Officer.
______________
Village of Berwyn
Notice is hereby given that, under the provisions of the Municipal Government Act,
the Village of Berwyn will offer for sale, by public auction, at the Village Office,
5006 - 51 Street, Berwyn, Alberta, on Monday, September 9, 2013, at 2:00 p.m., the
following lands:
Lot
Block
Plan
Certificate of
Title
1449CL
102 155 629
1449CL
072 458 778
4675MC
052 136 726
092 035 992
Each parcel will be offered for sale, subject to a reserve bid and to the reservations
and conditions contained in the existing certificate of title.
The land is being offered for sale on an "as is, where is" basis, and the Village of
Berwyn makes no representation and gives no warranty whatsoever as to the
adequacy of services, soil conditions, land use districts, building and development
conditions, absence or presence of environmental contamination, or the developability
of the subject land for any intended use of the purchaser. No bid will be accepted
where the bidder attempts to attach conditions precedent to the sale of the parcel. No
Village of Berwyn.
The Village of Berwyn may, after the public auction, become the owner of any parcel
of land that is not sold at the public auction.
Terms: Cash or Certified Cheque
Redemption may be affected by payment of all arrears of taxes and costs at any time
prior to the sale.
Dated at Berwyn, Alberta, June 27, 2013.
Olive Toews, Chief Administrative Officer.
Village of Ryley
Notice is hereby given that under the provisions of the Municipal Government Act,
the Village of Ryley will offer for sale, by public auction, in the council chambers,
Village Office, 5016 - 53 Avenue, Ryley, Alberta, on Wednesday, August 28, 2013,
at 10:00 a.m., the following lands:
Lot
Block
Plan
Linc
318HW
0016 755 044
318HW
0021 128 004
29 & 30
6530V
0016 083 420
38 & Part of 39
6530V
0016 083 454
4988AD
0017 212 945
24A
0013 668 561
318HW
0019 004 150
Each parcel will be offered for sale subject to a reserve bid and to the reservations and
conditions contained in the existing Certificate of Title.
The Village of Ryley may, after the public auction, become the owner of any parcel
of land that is not sold at the public auction.
Terms: 10% deposit, and balance within 90 days of Public Auction. All sales are
subject to current taxes. GST may apply on properties sold at the Public Auction.
Redemption may be effected by payment of all arrears of taxes and costs at any time
prior to the sale.
Dated at Ryley, Alberta, June 26, 2013.
Bill Rogers, Chief Administrative Officer.
NOTICE TO ADVERTISERS
The Alberta Gazette is issued twice monthly, on the 15th and last day.
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The dates for publication of Tax Sale Notices in The Alberta Gazette are as follows:
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Earliest date on which
sale may be held
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August 15
September 25
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October 11
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