Form Adopted for Mandatory Use Page 1 of 2 SETTLEMENT CONFERENCE STATEMENT

Cal. Form L-3040

California Superior Local Rules

L-3040 (02/13/2025) Form Adopted for Mandatory Use SETTLEMENT CONFERENCE STATEMENT (PROBATE) Local Rule www.occourts.org ATTORNEY OR PARTY WITHOUT ATTORNEY (Name & Address): TELEPHONE NO.: E-MAIL ADDRESS (Optional): ATTORNEY FOR (Name): BAR NO.: FOR COURT USE ONLY SUPERIOR COURT OF CALIFORNIA, COUNTY OF ORANGE COSTA MESA JUSTICE COMPLEX: 3390 Harbor Blvd, Costa Mesa, CA CASE NAME: SETTLEMENT CONFERENCE STATEMENT (PROBATE) CASE NUMBER: Instructions: All applicable boxes must be checked, and the specified information must be provided. 1. Type of Matter : 2.

Please outline the facts in support of your position in this matter. If applicable, please include any relevant family relationship information, property ownership information or other supporting information or documentation: Trust Conservatorship Decedent's Estate/Probate Other:______________________________ 3. Are you alleging that the trustee/conservator/personal representative breached their fiduciary duty? If so, please specify the alleged action(

s) or omission(

s) that form the basis for your claim. 4. What is the current value of the estate/trust/conservatorship assets, if known? a. Has an Inventory & Appraisal been filed in this matter? If so, please attach a copy. b. Has an accounting been filed by the trustee/conservator/personal representative? If so, please attach a copy. 5. Are you seeking surcharge against a trustee/conservator/personal representative? If so, please provide a breakdown itemizing the amount of surcharge requested and the facts/authority to support the request.

L-3040 (02/13/2025) Form Adopted for Mandatory Use SETTLEMENT CONFERENCE STATEMENT (PROBATE) Local Rule www.occourts.org 6. Would you agree to the appointment of a private professional fiduciary as trustee/conservator/ personal representative? Yes - Who would you recommend? _________________________________________ No 7. Are you seeking to recover attorney fees and/or costs incurred in this matter? If so, please list the fees and/or costs incurred to date and the legal authority in support of your ability to recover the requested fees/costs. 8. Have the parties engaged in any prior settlement negotiations?

If so, what was each side's most recent proposal? 9. Are there any other issues or concerns that you believe should be addressed at the settlement conference? 10. Please list any additional documents or evidence that you intend to present at the settlement conference. PURSUANT TO CALIFORNIA RULE OF COURT, RULE 3.1380(c), YOU MUST FILE THIS DOCUMENT NO LATER THAN FIVE COURT DAYS BEFORE THE MANDATORY SETTLEMENT CONFERENCE DATE. _____________________________________ By signing below, I certify that the information provided in this form is accurate and complete to the best of my knowledge.

Date: __________________ _____________________________________ _______________________________________ (type or print name) (signature of party or attorney) _______________________________________ (type or print name) (signature of party or attorney)

Document details

Collection	California Superior Local Rules
Citation	Cal. Form L-3040
Type	court_rule
Language	en
Format	pdf
Source	CA_LOCAL
Identifier	ecd68b5aa20e025e2f5e9e97aaa378c397308bd7

Source file is stored in the law ingest library (pdf).