Rule: 69U-100.03852

Rule Title: Disapproval of Directors or Executive Officers

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

FSC - Financial Institution Regulation

Chapter:

FINANCIAL INSTITUTIONS GENERALLY

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

Effective Date:

1/18/2021

History Notes:

Rulemaking Authority 655.012(2) , 655.0385(6) FS. Law Implemented 655.0385 , 658.21 , 658.33 FS. History–New 12-14-93, Amended 3-20-00, 12-28-00, 2-3-02, Formerly 3C-100.03852, Amended 9-11-18, 1-18-21.

References in this version:

Ref-12607 Form OFR-U-10 effective 01-2021

Ref-12608 Notice Regarding the Collection and Use of Social Security Numbers

Ref-12610 Form OFR-U-10A

History of this Rule since Jan. 6, 2006

Notice /

Adopted

Section

Description

Publish

Date

Development

69U-100.005

......

In conformity with the requirements of s. 120.5435, Florida Statutes, the listed rules have been identified and are being considered for a substantive change, technical change, or repeal.

Substantive Change: 69U-100.005; ....

3/31/2026

Vol. 52/62

Final

69U-100.03852

Disapproval of Directors or Executive Officers

Effective:

01/18/2021

Change

69U-100.003

......

Definitions, Disapproval of Directors or Executive Officers, Conflict of Interest Policy, Transactions Relating to Iran or Terrorism

11/5/2020

Vol. 46/217

Proposed

69U-100.003

......

To update legal citations in the text and history of the rules; update forms, manuals, and federal regulations incorporated by reference; revise, clarify or delete language that is outdated, ambiguous, or unnecessary; and ....

9/30/2020

Vol. 46/191

Development

69U-100.003

......

To amend the rules by updating statutory citations, adopting and incorporating materials and forms by reference, and revising, clarifying or deleting language that is outdated, obsolete, unclear, or duplicative of statutory ....

8/27/2020

Vol. 46/168

Final

69U-100.03852

Disapproval of Directors or Executive Officers

Effective:

09/11/2018

Change

69U-100.005

......

Florida Control of Money Laundering in Financial Institutions, Disapproval of Directors or Executive Officers, Examination Manuals and Referenced Standards, Reporting of Significant Events or Conditions....

7/9/2018

Vol. 44/132

Correction

69U-100.005

......

Florida Control of Money Laundering in Financial Institutions, Disapproval of Directors or Executive Officers, Examination Manuals and Referenced Standards, Reporting of Significant Events or Conditions....

7/2/2018

Vol. 44/128

Proposed

69U-100.005

......

The OFR proposes to substantially amend Rule 69U-100.005, F.A.C., to conform to and implement legislative amendments to

Section 655.50, Florida Statutes (“F.S.”), the Florida Control of Money Laundering and Terrorist Financing ....

6/14/2018

Vol. 44/116

Development

69U-100.005

......

The Office of Financial Regulation intends to amend Rule 69U-100.005, F.A.C., to conform to and implement recent legislative amendments to

Section 655.50, F.S., the Florida Control of Money Laundering and Terrorist Financing ....

4/5/2018

Vol. 44/67

Final

69U-100.03852

Disapproval of Directors or Executive Officers

Effective:

02/03/2002