Options and Warrants to Officers, Employees and Others (Ch. 69W-700; Department of Financial Services)
Fla. Admin. Code R. 69W-700.008
Florida Administrative Code
Rule: 69W-700.008
Rule Title: Options and Warrants to Officers, Employees and Others
Department:
DEPARTMENT OF FINANCIAL SERVICES
Division:
Securities
Chapter:
REGISTRATION OF SECURITIES
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
Effective Date:
10/1/2024
History Notes:
Rulemaking Authority 517.03 FS. Law Implemented 517.03 , 517.081(5) ,
(7) FS. History–New 9-20-82, Formerly 3E-20.07, 3E-700.08, 3E-700.008, Amended 9-22-14, 3-21-24, 10-1-24.
References in this version:
No reference(s).
History of this Rule since Jan. 6, 2006
Notice /
Adopted
Section
Description
Publish
Date
Final
69W-700.008
Options and Warrants to Officers, Employees and Others
Effective:
10/01/2024
Proposed
69W-700.001
......
The purpose and effect is to implement
Chapter 2024-168, Laws of Florida, to consolidate rules concerning the same subject matter, to remove an inaccurate citation, to use consistent terms, and to update cross-references.....
7/12/2024
Vol. 50/136
Development
69W-700.001
......
The purpose and effect is to implement
Chapter 2024-168, Laws of Florida, to consolidate rules concerning the same subject matter, to remove an inaccurate citation, to use consistent terms, and to update cross-references.....
6/20/2024
Vol. 50/121
Final
69W-700.008
Options and Warrants to Officers, Employees and Others
Effective:
03/21/2024
Proposed
69W-700.001
......
The purpose and effect is to incorporate updated forms, to replace “Federal Savings and Loan Insurance Corporation” with “Federal Deposit Insurance Corporation,” to clarify when registration involving the sale of non-voting ....
1/12/2024
Vol. 50/09
Development
69W-700.001
......
The purpose and effect is to incorporate updated forms, to replace “Federal Savings and Loan Insurance Corporation” with “Federal Deposit Insurance Corporation,” to clarify when registration involving the sale of non-voting ....
8/21/2023
Vol. 49/162
Final
69W-700.008
Options and Warrants to Officers, Employees and Others
Effective:
09/22/2014
Public Meeting
69W-700.001
......
This is the Final Public Hearing on the adoption of proposed amendments to these rules, originally published on May 19, 2014, Vol. 40, No. 97, ....
August 19, 2014, 9:00 a.m., during a regular meeting of the ....
Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, ....
8/4/2014
Vol. 40/150
Change
69W-700.001
......
Registration of Securities, Filing of Prospectus, Promoters Equity Investment Ratio, Voting Rights, Options or Warrants Granted Underwriters, Options and Warrants to Officers, Employees and Others, Preferred ....
6/10/2014
Vol. 40/112
Proposed
69W-700.001
......
The rules are proposed for amendment to clearly state the forms required for the registration of securities; broaden the types of offerings to be all-inclusive and increase consumer protection; allow companies to determine ....
5/19/2014
Vol. 40/97
Development
69W-700.001
......
The proposed amendments update the rules relating to the registration of securities.
4/22/2014
Vol. 40/78
Final
69W-700.008
Options and Warrants to Officers, Employees and Others
Effective:
09/20/1982