Luis Alberto Hernandez Febles Appellant v. Minister of Citizenship and Immigration, 2014 SCC 68
Opinion
SUPREME COURT OF CANADA Citation: Febles v. Canada ( Citizenship and Immigration) , 2 014 SCC 68, [2014] 3 S.C.R. 431 Date: 20141030 Docket: 35215 Between: Luis Alberto Hernandez Febles Appellant and Minister of Citizenship and Immigration Respondent - and - Amnesty International, United Nations High Commissioner for Refugees, Canadian Association of Refugee Lawyers, Canadian Council for Refugees and Canadian Civil Liberties Association Interveners Coram: McLachlin C.J. and LeBel, Abella, Rothstein, Cromwell, Moldaver and Wagner JJ.
Reasons for Judgment: (paras. 1 to 70) Dissenting Reasons: (paras. 71 to 136) McLachlin C.J. (LeBel, Rothstein, Moldaver and Wagner JJ. concurring) Abella J. (Cromwell J. concurring) febles v. canada (citizenship and immigration), 2014 SCC 68, [2014] 3 S.C.R. 431 Luis Alberto Hernandez Febles Appellant v. Minister of Citizenship and Immigration Respondent and Amnesty International, United Nations High Commissioner for Refugees, Canadian Association of Refugee Lawyers,
Canadian Council for Refugees and Canadian Civil Liberties Association Interveners Indexed as: Febles v. Canada ( Citizenship and Immigration) 2014 SCC 68 File No.: 35215. 2014: March 25; 2014: October 30.
Present: McLachlin C.J. and LeBel, Abella, Rothstein, Cromwell, Moldaver and Wagner JJ. on appeal from the federal court of appeal Immigration law — Convention refugees — Exclusion based on commission of serious crime prior to admission to country of refuge — Cuban national seeking refugee protection in Canada — Immigration and Refugee Board rejecting claim for refugee protection on grounds that claimant committed serious crimes prior to admission to Canada — Whether consideration of grounds for exclusion should include matters or events after commission of crime, such as whether claimant is fugitive from justice or unmeritorious or dangerous at the time of the application for refugee protection — Whether claimant who has committed serious crime in the past may nevertheless qualify for refugee protection because he or she has served sentence or because of redeeming conduct in the interim — Immigration and Refugee Protection Act, S.C. 2001, c. 27, s. 98 — United Nations Convention Relating to the Status of Refugees, Can.
T.S. 1969 No. 6, art. 1F(b). Febles was admitted to the United States as a refugee from Cuba. While living in the United States, he was convicted and served time in prison for two assaults with a deadly weapon — in the first case he struck a roommate on the head with a hammer, and in the second, he threatened to kill a roommate’s girlfriend at knifepoint. The U.S. revoked his refugee status and issued a removal warrant. Febles subsequently fled to Canada and sought Canadian refugee protection. Refugee protection claims in Canada are governed by the Immigration and Refugee Protection Act (“ IRPA ”).
Section 98 of the IRPA excludes from refugee protection in Canada all persons referred to in
Article 1F(
b) of the United Nations Convention Relating to the Status of Refugees (“ Refugee Convention ”).
Article 1F(
b) of the Refugee Convention excludes from refugee protection all persons who have committed a serious non-political crime outside the country of refuge prior to admission to that country as a refugee. Refugee protection claims in Canada are adjudicated by the Refugee Protection Division of the Immigration and Refugee Board (“Board”). In deciding Febles’ refugee protection claim, the Board concluded that Febles was among the persons referred to by
Article 1F(
b) of the Refugee Convention , and therefore ineligible for refugee protection in Canada pursuant to s. 98 of the IRPA . Both the Federal Court and the Federal Court of Appeal dismissed Febles’ application for judicial review. Held (Abella and Cromwell JJ. dissenting): The appeal should be dismissed. Per McLachlin C.J. and LeBel, Rothstein, Moldaver and Wagner JJ.:
Section 98 of the IRPA excludes from refugee protection in Canada all persons “referred to in
section E or F of
Article 1 of the Refugee Convention”.
Article 1F(
b) of the Refugee Convention refers to “any person with respect to whom there are serious reasons for considering that . . . he has committed a serious non- political crime outside the country of refuge prior to his admission to that country as a refugee”. The primary issue in this case is how to interpret the meaning of
Article 1F(
b) of the Refugee Convention .
Interpretation of an international treaty is governed by the Vienna Convention on the Law of Treaties (“ Vienna Convention ”). Pursuant to Article 31(1) of the Vienna Convention ,
interpretation of a treaty should be approached by considering: (1) the “ordinary meaning” of its terms; (2) the context; and (3) the object and purpose of the treaty.
Article 32 of the Vienna Convention further specifies that, aside from confirming an
interpretation resulting from the application of
Article 31, r ecourse may be had to supplementary means of
interpretation, including the preparatory work of the treaty and the circumstances of its conclusion, only if application of
Article 31 leaves the meaning ambiguous or obscure, or leads to a result which is manifestly absurd or unreasonable. The ordinary meaning of
Article 1F( b )’s terms “has committed a serious . . . crime” refers only to the crime at the time it was committed and not to anything subsequent to the commission of the crime. There is nothing in the text of the provision suggesting that
Article 1F(
b) only applies to fugitives, or that factors such as current lack of dangerousness or post-crime expiation or rehabilitation are to be considered or balanced against the seriousness of the crime. The context around
Article 1F(
b) supports this
interpretation. The immediate context of
Article 1F(
b) is
Article 1F as a whole. There is nothing in the wording of Articles 1F(
a) and 1F(
c) to support the view that the exclusion from refugee protection under
Article 1F(
b) is confined to fugitives. Nor does Article 33(2) of the Refugee Convention support the view that
Article 1F(
b) is confined to fugitives. The reason Article 33(2) applies only to particularly serious crimes, and has the additional requirement that “danger to the community” be demonstrated, is because it authorizes removal of a person whose need for protection has been recognized. Likewise, the object and purposes of the Refugee Convention do not support the contention that
Article 1F(
b) is confined to fugitives. The Refugee Convention has twin purposes: it aims to strike a balance between helping victims of oppression by allowing them to start new lives in other countries, while also protecting the interests of receiving countries, which they did not renounce simply by negotiating specific provisions to aid victims of oppression. The Refugee Convention is not itself an abstract principle, but an agreement among sovereign states in certain specified terms, negotiated by them in consideration of the entirety of their interests.
Accordingly, exclusion clauses should not be enlarged in a manner inconsistent with the Refugee Convention ’s broad humanitarian aims, but neither should overly narrow
interpretations be adopted which ignore the contracting states’ need to control who enters their territory. Ultimately, the purpose of an exclusion clause is to exclude, and broad purposes do not invite
interpretations of exclusion clauses unsupported by the text.
Article 1F(
b) is not directed solely at fugitives and neither is it directed solely at some subset of serious
criminals who are undeserving at the time of the refugee application. Rather, in excluding all claimants who have committed serious non-political crimes,
Article 1F(
b) expresses the contracting states’ agreement that such persons by definition would be undeserving of refugee protection by reason of their serious criminality. Excluding people who have committed serious crimes may support a number of subsidiary rationales — it may prevent people fleeing from justice; it may prevent dangerous and particularly undeserving people from entering the host country. It may help preserve the integrity and legitimacy and ultimate viability of the refugee protection system. It may deter states from exporting criminals as refugees.
It may allow states to reduce danger to their society from serious criminality cases as a class, given the difficult task and potential for error when attempting to determine the ongoing dangerousness of criminals from abroad on whom they may often have limited reliable information. Whatever rationales for
Article 1F(
b) may or may not exist, its purpose is clear in excluding persons from protection who previously committed serious crimes abroad. With respect to the Travaux préparatoires , the Vienna Convention conditions for their use in
interpretation are not present in this case. The meaning of
Article 1F(
b) is clear, and admits of no ambiguity, obscurity or absurd or unreasonable result. Therefore, the Travaux préparatoires should not be considered. Further, even if they were considered, the Travaux préparatoires do not support the contention that
Article 1F(
b) is confined to fugitives. A review of the jurisprudence demonstrates the difficulty of confining
Article 1F(
b) to a narrow category of people, like fugitives from justice, and confirms that it applies, as its words suggest, to anyone who has ever committed a serious non-political crime outside the country of refuge prior to his admission to that country as a refugee. The dominant tide of the jurisprudence also supports the conclusion that the seriousness of the crime is not to be balanced against factors extraneous to commission of the crime such as current dangerousness or post-crime rehabilitation or expiation. In terms of what constitutes a “serious crime” under
Article 1F( b ), consideration of whether a maximum sentence of ten years or more could have been imposed had the crime been committed in Canada is a useful guideline. However, the ten-year rule should not be applied in a mechanistic, decontextualized, or unjust manner. In the present case, Febles is covered under
Article 1F(
b) as a result of his commission of serious non-political crimes outside Canada prior to admission to Canada as a refugee. As a result, the Board was correct to conclude that he is ineligible for refugee protection in Canada pursuant to s. 98 of the IRPA . If his removal to Cuba would place him at risk of death, torture or cruel and unusual treatment or punishment, his recourse is to apply for a stay of removal under ss. 97 , 112 , 113 ( d )(
i) and 114(1) (
b) of the IRPA . If he wishes to challenge the revocation by U.S. authorities of the refugee status he was previously granted in the United States, he must do so in the justice system of the United States. The Canadian justice system is not to be invoked to determine the correctness or the constitutionality of decisions made by U.S. officials pursuant to U.S. laws.
Per Abella and Cromwell JJ. (dissenting): The claim for refugee status in this case depends on a determination of when the commission of a serious non-political crime outside the country of refuge will disqualify an individual from the protective scope of the Refugee Convention . The consequences of exclusion are significant. If an individual becomes ineligible for the status of a “refugee” on the basis of one of the exclusionary grounds in
Article 1F, the humanitarian protections provided in the Refugee Convention are denied altogether, including the protection from refoulement under
Article 33. An excluded individual is consequently at risk of being returned to face persecution in his or her country of origin, barring the availability of any residual protection under domestic or international human rights law. In light of the human rights purposes of the Refugee Convention , and the dramatic consequences of exclusion from the status of a refugee,
Article 1F requires a particularly cautious
interpretation. There is little doubt that the primary purpose of
Article 1F(
b) was to exclude those individuals who would abuse the status of a refugee by avoiding accountability through prosecution or punishment for a serious crime outside the country of refuge. There is considerable debate, however, as to the extent to which
Article 1F(
b) was also intended to fulfill the additional purpose of excluding individuals who, as a result of having committed and been prosecuted for serious non-political crimes in the past, are considered undeserving of refugee protection under the Refugee Convention . The human rights approach to
interpretation mandated by the Vienna Convention suggests that except in the case of very serious crimes, an individual is not automatically disqualified from the humanitarian protection of the Refugee Convention and should be entitled to have any expiation or rehabilitation taken into account. To be fully understood, the text of
Article 1F(
b) must be situated in its surrounding context and considered in light of its drafting history. Given the widely divergent
interpretations of
Article 1F(
b) adopted by courts in other jurisdictions and the uncertainty created by the territorial limits described in
Article 1F( b ), recourse to the interpretive assistance of the preparatory work is helpful. The travaux préparatoires provide some insight into why the signatories to the Convention adopted the text which is currently found in
Article 1F( b ). They illustrate that the discussions were only about refugee claimants who had committed a crime outside the country of refuge but had not been convicted or served a sentence for that crime . The origins of these discussions was to expand the scope of those who were entitled to refugee status. In this context, there was broad agreement among the representatives that only fugitives from serious non-political crimes be excluded from entitlement. The issue was never about those who had committed serious crimes and had already served their sentences outside the receiving country.
The language adopted with the intent of expanding protection should not be used to narrow the category of those entitled to protection. Courts in other jurisdictions have widely accepted that the original purpose of
Article 1F(
b) was to deny refugee status to fugitives, namely, those individuals who had avoided prosecution for serious non-political crimes committed abroad. This was based on the premise that enabling those individuals to obtain refugee status would compromise the integrity of the international system of refugee protection. All jurisdictions also appear to agree that there are other circumstances in which
Article 1F(
b) excludes individuals from the Refugee Convention , but there seems to be little agreement as to when those circumstances arise. But recent international jurisprudence shows that it remains far from clear that the signatories to the Refugee Convention intended to exclude all individuals who were believed to have committed serious non-political crimes, without regard for whether they
had been rehabilitated. This leaves it open to this Court to reach its own conclusion as to how to interpret the scope of 1F(b). The requisite good faith interpretive approach mandates not divorcing the text of
Article 1F(
b) from its human rightspurpose. This is particularly so given the clear concern reflected by the travaux préparatoires that the basis for exclusion under Article1F(
b) should be restrictively written so that it would not be “too easy” for states to deny the humanitarian protections guaranteed by theRefugee Convention. Moreover, there is little or no authority for the proposition that everyone who has committed a serious crimeoutside the country of refuge remains permanently undeserving of the Refugee Convention’s protection regardless of their superveningpersonal circumstances.
Such a relentlessly exclusionary — and literal — approach would contradict both the “good faith” approach tointerpretation required by the Vienna Convention, as well as the Refugee Convention’s human rights purpose. Depending on the seriousness of the crime, if an individual is believed to have committed a serious non-political crime, thepurpose of
Article 1F(
b) can be met where the individual’s circumstances reflect a sufficient degree of rehabilitation or expiation that theclaimant ought not to be disqualified from the humanitarian protection of the Refugee Convention. The completion of a sentence, alongwith factors such as the passage of time since the commission of the offence, the age at which the crime was committed, and theindividual’s rehabilitative conduct, will all be relevant. On the other hand, individuals who have committed such serious crimes that theymust be considered undeserving of the status of being a refugee would be excluded.
This approach accords with the intention of thesignatories to the Refugee Convention to protect the integrity and viability of the international system of protection for refugees bylimiting the obligations of the contracting parties towards individuals who have committed very serious crimes. The claimant in this case expressed remorse immediately after the commission of the offence and turned himself in to thepolice. He pleaded guilty and served his sentence for his criminal conduct. He also admitted that he was suffering from problems withalcohol at the time of the offence.
While it is clear that the criminal conduct was serious, what has yet to be determined is whether thecrime is so serious that the claimant’s personal circumstances since serving his sentence in 1984 ought to be disregarded in consideringwhether he is entitled to refugee status. As a result, the appeal should be allowed and the matter returned to the Immigration and RefugeeBoard for redetermination. Cases Cited By McLachlin C.J. Referred to: Pushpanathan v. Canada (Minister of Citizenship and Immigration), (SCC), [1998] 1 S.C.R.982; Thomson v. Thomson, (SCC), [1994] 3 S.C.R. 551; Januzi v.
Secretary of State for the Home Department, [2006]UKHL 5, [2006] 2 A.C. 426; Ezokola v. Canada (Citizenship and Immigration), 2013 SCC 40, [2013] 2 S.C.R. 678; R. (European RomaRights Centre) v. Immigration Officer at Prague Airport, [2004] UKHL 55, [2005] 2 A.C. 1; Canada (Attorney General) v. Ward, (SCC), [1993] 2 S.C.R. 689; B (Area of Freedom, Security and Justice) (2008), BVerwG 10 C 48.07, OVG 8 A 2632/06.A;Bundesrepublik Deutschland v. B., [2010] EUECJ C-57/09; T. v. Secretary of State for the Home Department, [1996] 2 All E.R. 865; AH(Algeria) v.
Secretary of State for the Home Department, [2013] UKUT 00382; Dhayakpa v. Minister of Immigration and Ethnic Affairs(1995), 62 F.C.R. 556; Ovcharuk v. Minister for Immigration and Multicultural Affairs (1998), 88 F.C.R. 173; Minister for Immigrationand Multicultural Affairs v. Singh, [2002] HCA 7, 209 C.L.R. 533; Attorney-General (Minister of Immigration) v. Tamil X, [2010] NZSC107, [2011] 1 N.Z.L.R. 721; X v. Commissaire général aux réfugiés et aux apatrides, No. 27.479, May 18, 2009; X v.
Commissairegénéral aux réfugiés et aux apatrides, No. 69656, November 8, 2011; Office français de protection des réfugiés et apatrides v. Hykaj,No. 320910, May 4, 2011; Jayasekara v. Canada (Minister of Citizenship and Immigration), 2008 FCA 404, [2009] 4 F.C.R. 164; Chanv. Canada (Minister of Citizenship and Immigration), (FCA), [2000] 4 F.C. 390; Bell ExpressVu LimitedPartnership v. Rex, 2002 SCC 42, [2002] 2 S.C.R. 559; Suresh v. Canada (Minister of Citizenship and Immigration), 2002 SCC 1,[2002] 1 S.C.R. 3. By Abella J. (dissenting) Yugraneft Corp. v.
Rexx Management Corp., 2010 SCC 19, [2010] 1 S.C.R. 649; Peracomo Inc. v. TELUS CommunicationsCo., 2014 SCC 29, [2014] 1 S.C.R. 621; Pushpanathan v. Canada (Minister of Citizenship and Immigration), (SCC),[1998] 1 S.C.R. 982; Ezokola v. Canada (Citizenship and Immigration), 2013 SCC 40, [2013] 2 S.C.R. 678; Al-Sirri v. Secretary of Statefor the Home Department, [2012] UKSC 54, [2013] 1 A.C. 745; Canada (Attorney General) v. Ward, (SCC), [1993] 2S.C.R. 689; Bundesrepublik Deutschland v. B., [2010] EUECJ C-57/09; SRYYY v.
Minister for Immigration and Multicultural andIndigenous Affairs, [2005] FCAFC 42, 220 A.L.R. 394; Attorney-General (Minister of Immigration) v. Tamil X, [2010] NZSC 107,[2011] 1 N.Z.L.R. 721; AH (Algeria) v. Secretary of State for the Home Department, [2013] UKUT 00382; Office français de protectiondes réfugiés et apatrides v. Hykaj, No. 320910, May 4, 2011; Dhayakpa v. Minister of Immigration and Ethnic Affairs (1995), 62 F.C.R.556; Minister for Immigration and Multicultural Affairs v. Singh, [2002] HCA 7, 209 C.L.R. 533; X v. Commissaire général aux réfugiéset aux apatrides, No. 69656, November 8, 2011; XXX v.
État belge, No. 199.079, A. 192.074/XI-16.797, December 18, 2009; X v.Commissaire général aux réfugiés et aux apatrides, No. 27.479, May 18, 2009; KK (Turkey) v. Secretary of State for the HomeDepartment, [2004] UKIAT 00101; Secretary of State for the Home Department v. AA (Palestine), [2005] UKIAT 00104; R. (JS (SriLanka)) v. Secretary of State for the Home Department, [2010] UKSC 15, [2010] 3 All E.R. 881. Statutes and Regulations Cited Aliens and Nationality, 8 U.S.C. § 1158(c)(2)(B), (3). Canadian Charter of Rights and Freedoms, s. 7. Criminal Code, R.S.C. 1985, c. C-46.
Immigration and Refugee Protection Act, S.C. 2001, c. 27, ss. 95 to 98, 100 to 102, 112, 113, 114. Penal Code of California, s. 245(a)(1).
Treaties and Other International Instruments Constitution of the International Refugee Organization , 18 U.N.T.S. 3, Ann. I,
Part II. Convention Relating to the Status of Refugees , 189 U.N.T.S. 150, arts. 1, 33. Declaration of States Parties to the 1951 Convention and or its 1967 Protocol Relating to the Status of Refugees , HCR/MMSP/2001/09. Protocol relating to the Status of Refugees , 606 U.N.T.S. 267. Statute of the Office of the United Nations High Commissioner for Refugees , G.A. Res. 428(V) (1950), s. 7 . Universal Declaration of Human Rights , G.A. Res. 217 A (III), U.N. Doc. A/810, at 71 (1948), art. 14. Vienna Convention on the Law of Treaties , Can. T.S. 1980 No. 37, arts. 31, 32. Authors Cited Goodwin-Gill, Guy S.
The Refugee in International Law , 2nd ed. Oxford: Clarendon Press, 1996. Goodwin-Gill, Guy S., and Jane McAdam. The Refugee in International Law , 3rd ed., Oxford: Oxford University Press, 2007. Grahl-Madsen, Atle. The Status of Refugees in International Law , vol. I, Refugee Character . Leyden, Netherlands: Sijthoff, 1966. Hathaway, James C., and Michelle Foster. The Law of Refugee Status , 2nd ed. Cambridge: Cambridge University Press, 2014. United Nations. Collected Travaux Préparatoires of the 1951 Geneva Convention Relating to the Status of Refugees , vol.
III, The Conference of Plenipotentiaries on the Status of Refugees and Stateless Persons , 2-25 July 1951, Geneva, Switzerland. Compiled by Alex Takkenberg and Christopher C. Tahbaz. Amsterdam: Dutch Refugee Council, 1989. United Nations. General Assembly. Conference of Plenipotentiaries on the Status of Refugees and Stateless Persons:
Summary Record of the Twenty-fourth Meeting , U.N. Doc. A/CONF.2/SR.24 (1951). United Nations. General Assembly. Conference of Plenipotentiaries on the Status of Refugees and Stateless Persons:
Summary Record of the Twenty-ninth Meeting , U.N. Doc. A/CONF.2/SR.29 (1951). United Nations High Commissioner for Refugees. “ Background Note on the Application of the Exclusion Clauses:
Article 1F of the 1951 Convention relating to the Status of Refugees ” (2003) (online: http://www.refworld.org/docid/3f5857d24.html). United Nations High Commissioner for Refugees. “Guidelines on International Protection: Application of the Exclusion Clauses:
Article 1F of the 1951 Convention relating to the Status of Refugees”, HCR/GIP/03/05, September 4, 2003 (online: www.unhcr.org). APPEAL from a judgment of the Federal Court of Appeal (Evans, Sharlow and Stratas JJ.A.), 2012 FCA 324 , 442 N.R. 290, 357 D.L.R. (4th) 343, [2012] F.C.J. No. 1609 (QL), 2012 CarswellNat 5012, affirming a decision of Scott J., 2011 FC 1103 , 397 F.T.R. 179, [2011] F.C.J. No. 1360 (QL), 2011 CarswellNat 3917. Appeal dismissed, Abella and Cromwell JJ. dissenting. Jared Will and Peter Shams , for the appellant. François Joyal , for the respondent.
Jennifer Klinck , Perri Ravon , Michael Sabet and Justin Dubois , for the intervener Amnesty International. John Terry , Ryan Lax and Rana R. Khan , for the intervener the United Nations High Commissioner for Refugees. Aviva Basman and Alyssa Manning , for the intervener the Canadian Association of Refugee Lawyers. Catherine Dauvergne , Angus Grant and Pia Zambelli , for the intervener the Canadian Council for Refugees. Peter Edelmann , Lorne Waldman and Aris Daghighian , for the intervener the Canadian Civil Liberties Association.
The judgment of McLachlin C.J. and LeBel, Rothstein, Moldaver and Wagner JJ. was delivered by The Chief Justice — I. Introduction [ 1 ] The issue in this case is whether Luis Alberto Hernandez Febles is ineligible for refugee protection because of crimes committed before he came to Canada. Mr. Febles was admitted to the United States as a refugee from Cuba.
While living in the United States, he was convicted and served time in prison for two assaults with a deadly weapon — in the first case, he struck a roommate on the head with a hammer, and in the second, he threatened to kill a roommate’s girlfriend at knifepoint. The U.S. revoked his refugee status and issued a removal warrant, which is still outstanding.
[2] After his refugee status in the U.S. was revoked, Mr. Febles fled to Canada, entering illegally. He now claimsrefugee protection in Canada. The question is whether
Article 1F(b) (the “serious criminality” exclusion) of the Convention Relating tothe Status of Refugees, Can. T.S. 1969 No. 6 (“Refugee Convention”), incorporated in Canada by s. 98 of the Immigration and RefugeeProtection Act, S.C. 2001, c. 27 (“IRPA”), bars him from refugee protection because of the crimes he committed in the past. [3] Essentially, different
interpretations of
Article 1F(
b) of the Refugee Convention are in contention. The Minister ofCitizenship and Immigration (“Minister”) says that the
Article 1F(
b) serious criminality exclusion is triggered whenever the refugeeclaimant has committed a serious non-political crime before coming to Canada. It is not confined to fugitives from justice. Nor are post-crime events, like rehabilitation or expiation, relevant, in the Minister’s view. The only question is whether the claimant committed aserious non-political crime before seeking refugee protection in Canada. [4] Mr. Febles and the United Nations High Commissioner for Refugees (“UNHCR”) advocate narrowerinterpretations of
Article 1F(b). Mr. Febles argues that the exclusion in
Article 1F(
b) is confined to fugitives from justice (which Mr.Febles, having served his sentences, is not). The UNHCR (with whom Mr. Febles agrees) argues that the question is whether therefugee claimant is “deserving” of refugee protection at the time of the application, which requires consideration not only of theseriousness of the offence itself, but of how long ago the offence was committed, the conduct of the claimant since the commission ofthe offence, whether the claimant has expressed regret or renounced criminal activities, and whether the claimant poses a threat to thesecurity of Canada at the present time. [5] In a nutshell, the Minister says that serious criminality under
Article 1F(
b) is simply a matter of looking at theseriousness of the crime when it was committed, while Mr. Febles and the UNHCR say it requires consideration of other matters —whether the claimant is a fugitive and/or his current situation, including rehabilitation, expiation and current dangerousness. [6] For the reasons that follow, I agree with the conclusion of the Immigration and Refugee Board (“Board”), upheld inthe courts below, that only factors related to the commission of the criminal offences can be considered, and whether those offences wereserious within the meaning of
Article 1F(b). On this
interpretation of
Article 1F(b), Mr. Febles does not qualify for refugee protectionbecause of the serious crimes he committed in the U.S. before seeking admission to Canada as a refugee. II. The Statutory Scheme [7] Refugee protection claims in Canada are adjudicated by the Board under the IRPA. Three procedures under theIRPA are relevant to the present appeal. [8] The first procedure (ss. 100 to 102 of the IRPA) determines whether a claim for refugee protection is eligible forreferral to the Board. At the time of Mr. Febles’ application, ss. 101(1)(
f) and 101(2)(
b) provided that a claim was ineligible to bereferred to the Board if the claimant had been convicted of an offence outside Canada, where the same offence in Canada is punishableby a maximum term of imprisonment of at least ten years, and the claimant represented a danger to the public in the Minister’s opinion. This procedure did not bar Mr. Febles’ claim for refugee protection because the Minister did not file an opinion of dangerousness. [9] The second procedure (ss. 95 to 98 of the IRPA) determines whether a claimant is entitled to refugee protection.
Section 98 — the provision at issue here — requires the Board to reject a refugee protection claim by any person referred to in Articles1E or 1F of the Refugee Convention.
Article 1F(
b) of the Refugee Convention provides that a person with respect to whom there areserious reasons for considering that “he has committed a serious non-political crime outside the country of refuge prior to his admissionto that country as a refugee” is excluded from the protection of the Refugee Convention.
Interpretation of the meaning of that
article isthe primary issue in this case. [10] Finally, even where a refugee protection claim is rejected by application of s. 98 and a removal order is issued, aclaimant may still apply to the Minister for protection against a removal order. In determining whether to stay the removal order, theMinister must balance any danger to the public in Canada against the risk that a claimant would face death, torture or cruel and unusualtreatment or punishment if removed from Canada to the place designated in the removal order (ss. 97, 112, 113(d)(
i) and 114(1)(
b) of theIRPA). III. Analysis A.
Interpretation of a Canadian Statute That Incorporates an International Treaty [11] Parliament has incorporated Articles 1E and 1F of the Refugee Convention into s. 98 of the IRPA.
Interpretation ofan international treaty that has been directly incorporated into Canadian law is governed by Articles 31 and 32 of the Vienna Conventionon the Law of Treaties, Can. T.S. 1980 No. 37 (“Vienna Convention”): Pushpanathan v. Canada (Minister of Citizenship andImmigration), (SCC), [1998] 1 S.C.R. 982, at paras. 51-52; Thomson v. Thomson, (SCC), [1994] 3S.C.R. 551, at pp. 577-78. It follows that the meaning of the incorporated Articles of the Refugee Convention must be determined inaccordance with the Vienna Convention. [12] Articles 31 and 32 of the Vienna Convention set out the principles of treaty
interpretation which are similar to generalprinciples of statutory
interpretation:
Article 31. General rule of
interpretation 1. A treaty shall be interpreted in good faith in accordance with the ordinary meaning to be given to the terms of the treaty in theircontext and in the light of its object and purpose.
2. The context for the purpose of the
interpretation of a treaty shall comprise, in addition to the text, including its
preamble and annexes: (
a) Any agreement relating to the treaty which was made between all the parties in connexion with the conclusion of the treaty; (
b) Any instrument which was made by one or more parties in connexion with the conclusion of the treaty and accepted by the other parties as an instrument related to the treaty. 3. There shall be taken into account, together with the context: (
a) Any subsequent agreement between the parties regarding the
interpretation of the treaty or the application of its provisions; (
b) Any subsequent practice in the application of the treaty which establishes the agreement of the parties regarding its
interpretation; (
c) Any relevant rules of international law applicable in the relations between the parties. 4. A special meaning shall be given to a term if it is established that the parties so intended.
Article 32. Supplementary means of
interpretation Recourse may be had to supplementary means of
interpretation, including the preparatory work of the treaty and the circumstances of its conclusion, in order to confirm the meaning resulting from the application of
article 31, or to determine the meaning when the
interpretation according to
article 31: (
a) Leaves the meaning ambiguous or obscure; or (
b) Leads to a result which is manifestly absurd or unreasonable. B. The Scope of
Article 1F(
b) of the Refugee Convention [ 13 ]
Article 1F(
b) excludes any person from refugee protection “with respect to whom there are serious reasons for considering that . . . he has committed a serious non-political crime outside the country of refuge prior to his admission to that country as a refugee ”. [ 14 ] Despite its facial clarity, the meaning of the phrase “has committed a serious non-political crime” is the subject of debate by courts and academic writers.
While there are many variations of these debates, the main issue in the present case is whether “has committed a serious . . . crime” is confined to matters relating to the crime committed, or should be read as also referring to matters or events after the commission of the crime, such as whether the claimant is a fugitive from justice or is unmeritorious or dangerous at the time of the application for refugee protection. If
Article 1F(
b) is read as including consideration of matters occurring after the commission of the crime, people who have committed a serious crime in the past may nevertheless qualify as refugees because they have served their sentence or because of redeeming conduct subsequent to the crime. [ 15 ] Article 31(1) of the Vienna Convention states how
interpretation of the Refugee Convention should be approached — by considering: (1) the “ordinary meaning” of its terms; (2) the context; and (3) the object and purpose of the Refugee Convention . For the reasons that follow, these considerations, as well as the Collected Travaux Préparatoires of the 1951 Geneva Convention Relating to the Status of Refugees (1989), vol. III (“ Travaux préparatoires ”) and the jurisprudence, lead me to conclude that the phrase “has committed a serious . . . crime” refers to the crime at the time it was committed.
Article 1F( b ), in excluding from refugee protection people who have committed serious crimes in the past, does not exempt from this exclusion persons who are not fugitives from justice, or because of their rehabilitation, expiation or non-dangerousness at the time they claim refugee protection.
(1) The Ordinary Meaning of
Article 1F( b ) [ 16 ] The point of departure for interpreting a provision of a treaty is the plain meaning of the text. As the House of Lords
put it in Januzi v. Secretary of State for the Home Department , [2006] UKHL 5 , [2006] 2 A.C. 426 , at para. 4 : “. . . the starting point of the construction exercise must be the text of the Convention itself . . ., because it expresses what the parties to it have agreed. The parties to an international convention are not to be treated as having agreed something they did not agree, unless it is clear by necessary implication from the text . . .”. [ 17 ] The ordinary meaning of the terms used in
Article 1F( b ) — “has committed a serious . . . crime outside the country of refuge prior to his admission to that country” — refers only to the crime at the time it was committed. The words do not refer to anything subsequent to the commission of the crime. There is nothing in the text of the provision suggesting that it only applies to fugitives, or that factors such as current lack of dangerousness or post-crime expiation or rehabilitation are to be considered or balanced against the seriousness of the crime. [ 18 ] The mandatory wording of the
Article (“ shall not apply”) chosen by the parties to the Refugee Convention unequivocally supports the view that all a subscribing country can consider in determining whether a claimant is excluded under
Article 1F(
b) is whether the claimant committed a serious crime outside the country of refuge prior to applying for refugee status there. Nothing in the words used suggests that the parties to the Refugee Convention intended subsequent considerations, like rehabilitation, expiation and actual dangerousness, to be taken into account.
(2) The Context [ 19 ] The second interpretive consideration is the context. The immediate context of
Article 1F(
b) is
Article 1F as a whole.
Article 1F is comprised of three provisions, each of which excludes certain classes of persons from the Refugee Convention ’s protection.
Article 1F(
a) excludes anyone who has “committed a crime against peace, a war crime, or a crime against humanity”.
Article 1F(
c) excludes anyone “guilty of acts contrary to the purposes and principles of the United Nations”. [ 20 ] Mr. Febles argues that this context suggests that
Article 1F(
b) is limited to fugitives. He appears to concede that Articles 1F(
a) and 1F(
c) are not themselves limited to fugitives, and that they operate to exclude all persons who have committed the acts listed in those provisions. Nevertheless, he argues that limiting
Article 1F(
b) to fugitives would not be incongruous. He submits that, unlike
Article 1F( b ), Articles 1F(
a) and 1F(
c) are designed to prevent people who are themselves persecutors from seeking protection from persecution, and that it would undermine the Refugee Convention ’s viability if persecutors who create refugees could seek refugee protection. Persons who have committed serious crimes under
Article 1F(
b) are in a different situation, Mr. Febles argues. It would not undermine the Refugee Convention ’s viability to allow non-fugitives who have already served sentences for standard crimes to seek refugee protection. On this basis, he invites this Court to confine
Article 1F(
b) to fugitives from justice. [ 21 ] Against this, the Minister argues that the word “committed” should be given the same meaning in Articles 1F(
a) and 1F( b ): these provisions apply to anyone who has ever committed the offences, not only to fugitives or some other subset of those persons who have in fact committed the described offences. [ 22 ] I agree. I cannot accept Mr. Febles’ argument that Articles 1F(
a) and 1F(
c) support the view that the exclusion from refugee protection under
Article 1F(
b) is confined to fugitives. There is nothing in the wording of these provisions or in the jurisprudence to support this contention. ( See Ezokola v. Canada (Citizenship and Immigration) , 2013 SCC 40 , [2013] 2 S.C.R. 678 , at paras. 38 and 101 , and Pushpanathan , at paras. 65-66 and 70 where the scope of these articles is discussed.) While
Article 1F(
c) uses the word “guilty”, Articles 1F(
a) and 1F(
b) both use the word “committed”. [ 23 ] The immediate context therefore supports the Minister’s
interpretation. It would be anomalous if the word “committed” were ascribed different meanings in Articles 1F(
a) and 1F(
b) and the use of consistent language in these two articles was meant to evince an intention on the part of the drafters that they be applied inconsistently. As nobody has suggested that
Article 1F(
a) is confined to fugitives, it follows that
Article 1F(
b) would similarly not be restricted to fugitives. [ 24 ] Mr. Febles also says that Article 33(2) of the Refugee Convention supports the view that
Article 1F(
b) is confined to fugitives. Article 33(2) allows a host country to expel a refugee who has been “convicted by a final judgment of a particularly serious crime” and “constitutes a danger to the community of that country”. As far as Refugee Convention provisions go,
Article 1F(
b) only applies to crimes committed outside the country of refuge, whereas a refugee who commits a crime in the country of refuge can only be expelled under Article 33(2). Mr. Febles argues that this results in an absurdity. Why should someone who has served his sentence for a crime committed outside the country of refuge be automatically disentitled to refugee protection, when someone who commits a serious crime inside the country of refuge is allowed to retain refugee protection absent a danger to the public? This apparent absurdity disappears, Mr. Febles says, if
Article 1F(
b) is read as being restricted to fugitives. [ 25 ] Again, the argument fails to persuade. Article 33(2) is an exception to the Article 33(1) principle of non- refoulement of persons whose need for protection has been recognized (or not yet adjudicated). That is why the drafters used different language in Article 33(2) than they did in
Article 1F( b ): Article 33(2) allows persons to nevertheless be removed in the exceptional circumstances it describes, including in the event of particularly serious crimes, and “danger to the community”. [ 26 ] That the Refugee Convention drafters intended that persons who commit crimes in the country of refuge be treated differently than those who commit crimes outside the country of refuge prior to claiming refugee protection makes sense.
When a person commits a crime inside the country of refuge , the country of refuge is called to rely on its own sovereign legal system, rather than on an international treaty. In Canada’s case, it has done so by enacting a parallel and virtually identical provision regarding the effect of commission of a crime: s. 101(2) (
a) of the IRPA specifies that a refugee protection claim cannot be made in the event “of a conviction in Canada [where] the conviction is for an offence under
an Act of Parliament punishable by a maximum term of imprisonment of at least 10 years”. Therefore, the discrepancy and resultant absurdity contended by Mr. Febles do not exist. In any event, different concerns arise when a country is asked to take in claimants who have committed crimes abroad, and the context provided by Article 33(2) of the Refugee Convention does not aid in the interpretive task at hand.
(3) The Object and Purpose of the Refugee Convention
(
a) The Refugee Convention as a Whole [27] The purposes of the Refugee Convention include the international community’s “profound concern for refugees” andcommitment to “assure refugees the widest possible exercise of . . . fundamental rights and freedoms”: see Ezokola, at para. 32, andPushpanathan, at para. 57. While
Article 1F(
b) has a more specific exclusionary purpose, that purpose must be consistent with thebroader protective aims of the Refugee Convention. [28] Mr.
Febles argues that broad construction of exclusion provisions risks subverting the Refugee Convention’shumanitarian aims — courts should accordingly construe exclusion provisions as narrowly as is possible while still preserving theviability of the Refugee Convention. [29] The problem with this approach is that it risks upsetting the balance between humane treatment of victims ofoppression and the other interests of signatory countries, which they did not renounce simply by together making certain provisions toaid victims of oppression.
The Refugee Convention is not itself an abstract principle, but an agreement among sovereign states in certainspecified terms, negotiated by them in consideration of the entirety of their interests. In R. (European Roma Rights Centre) v.Immigration Officer at Prague Airport, [2004] UKHL 55, [2005] 2 A.C. 1, the U.K.
House of Lords stated that the Refugee Convention“represent[s] a compromise between competing interests, in this case between the need to ensure humane treatment of the victims ofoppression on the one hand and the wish of sovereign states to maintain control over those seeking entry to their territory on the other”(para. 15). [30] I agree with this statement of the Refugee Convention’s twin purposes. While exclusion clauses should not beenlarged in a manner inconsistent with the Refugee Convention’s broad humanitarian aims, neither should overly narrow
interpretationsbe adopted which ignore the contracting states’ need to control who enters their territory. Nor do a treaty’s broad purposes alter the factthat the purpose of an exclusion clause is to exclude. In short, broad purposes do not invite
interpretations of exclusion clausesunsupported by the text. [31] For these reasons, I conclude that consideration of the purposes of the Refugee Convention as a whole do not supportMr. Febles’ argument that
Article 1F(
b) is confined to fugitives. (
b) Article 1F(b) [32] This brings me to the purpose of
Article 1F(
b) itself. Mr. Febles argues that the main rationale for
Article 1F(
b) isthe exclusion of fugitives (although he allows for the possibility that
Article 1F(
b) may apply to non-fugitives in certain rarecircumstances where the crimes at issue are especially heinous and contribute to the creation of refugees). It follows, he says, that sinceArticle 1F(
b) is directed at preventing fugitives from evading justice, it should generally have no application to persons who have alreadyserved their sentences for prior crimes. Mr. Febles relies on obiter dicta of this Court in Canada (Attorney General) v. Ward, (SCC), [1993] 2 S.C.R. 689, and Pushpanathan that
Article 1F(
b) is directed at the exclusion of fugitives. [33] The Minister counters that the main rationale for
Article 1F(
b) is the exclusion of serious criminals because personswho have committed serious offences are by definition undeserving of refugee protection, supported by a secondary rationale ofprotection of the host society. By the Minister’s
interpretation, determination of a crime’s seriousness requires an evaluation of theelements of the crime, the mode of prosecution, the penalty prescribed, the facts and the mitigating and aggravating circumstancesunderlying the conviction, but does not include post-offence considerations. A person who commits a serious non-political crime isforever barred from claiming refugee protection. This
interpretation was adopted by the courts below, and was recently endorsed by theEuropean Court of Justice. [34] The UNHCR argues that
Article 1F(
b) has two purposes — exclusion of fugitives and exclusion of claimantsundeserving of refugee protection at the time it is claimed. If a person has committed a crime within the scope of
Article 1F(b), but hassince served a sentence commensurate with that criminal conduct or has been otherwise rehabilitated, the decision maker on the refugeeapplication must in each case determine whether such a person is deserving of refugee protection at that time, having regard to: thepassage of time since the commission of the offence; the seriousness of the offence (and whether it can be characterized as “trulyheinous”); the age at which the person committed the crime; the conduct of the individual since then; whether the individual hasexpressed regret or renounced criminal activities; and whether the individual poses a threat to the community or security of the receivingstate.
Justice Abella similarly suggests that for all but “very” serious crimes, expiation and rehabilitation must be considered (para. 74). [35] I cannot accept the arguments of Mr. Febles and the UNHCR on the purposes of
Article 1F(b). I conclude thatArticle 1F(
b) serves one main purpose — to exclude persons who have committed a serious crime. This exclusion is central to thebalance the Refugee Convention strikes between helping victims of oppression by allowing them to start new lives in other countries andprotecting the interests of receiving countries.
Article 1F(
b) is not directed solely at fugitives and neither is it directed solely at somesubset of serious criminals who are undeserving at the time of the refugee application. Rather, in excluding all claimants who havecommitted serious non-political crimes,
Article 1F(
b) expresses the contracting states’ agreement that such persons by definition wouldbe undeserving of refugee protection by reason of their serious criminality. [36] Excluding people who have committed serious crimes may support a number of subsidiary rationales — it mayprevent people fleeing from justice; it may prevent dangerous and particularly undeserving people from entering the host country. However,
Article 1F(
b) cannot be confined to any of these subsidiary purposes. Excluding people who have committed crimes in othercountries prior to seeking refugee protection may serve other state interests. It may help preserve the integrity and legitimacy of therefugee protection system, and, hence, the necessary public support for its viability. It may deter states from exporting criminals bypardoning them or imposing disproportionately lenient sentences while supporting their departure elsewhere as refugees.
Finally, it mayallow states to reduce the danger to their society from all serious criminality cases taken together, given the difficult task and potentialfor error when attempting to determine whether criminals from abroad (on whom they have more limited sources of information than ondomestic criminals) are no longer dangerous. Whatever rationales for
Article 1F(
b) may or may not exist, its purpose is clear inexcluding persons from protection who previously committed serious crimes abroad.
(4) The Travaux Préparatoires [ 37 ] Besides the arguments already addressed, Mr. Febles argues that the Travaux préparatoires to the Refugee Convention (the working documents preceding the Refugee Convention ’s adoption) support his view that
Article 1F(
b) is confined to fugitives. Acknowledging that the Travaux préparatoires “do not provide any ‘hard answers’”, he nonetheless says that they generally support this inference. [ 38 ] As discussed, Article 31(1) of the Vienna Convention provides for
interpretation of treaty provisions in accordance with the ordinary meaning of the terms in their context and in light of the treaty’s object and purpose.
Article 32 only allows for recourse to “supplementary means of
interpretation” — including the Travaux préparatoires — in order to confirm the meaning resulting from the application of
Article 31, or to determine the meaning when the
interpretation according to
Article 31 leaves the meaning ambiguous or obscure; or leads to a result which is manifestly absurd or unreasonable . [ 39 ] These conditions for use of the Travaux préparatoires are not present in this case. With great respect to Justice Abella’s contrary view, the meaning of
Article 1F(
b) is clear, and admits of no ambiguity, obscurity or absurd or unreasonable result. Therefore, the Travaux préparatoires should not be considered. [ 40 ] In any event, the Travaux préparatoires support the Minister’s
interpretation rather than Mr. Febles’ reading of
Article 1F( b ). In the case B (Area of Freedom, Security and Justice) (2008), BVerwG 10 C 48.07, OVG 8 A 2632/06.A, both the German Federal Administrative Court and the European Court of Justice, Bundesrepublik Deutschland v. B. , [2010] EUECJ C-57/09, reviewed the Travaux préparatoires and concluded that the aim of the drafters was to protect the dignity of refugee status by excluding serious criminals from such status.
The Court of Appeal in this case similarly concluded that “it is clear from the Travaux Préparatoires that the drafters did not intend to limit the exclusion provision to fugitives from justice” ( 2012 FCA 324 , 442 N.R. 290, at para. 62 ). [ 41 ] Mr. Febles points to statements made by certain delegates that he says support his
interpretation when taken in context, but on a review of the Travaux préparatoires as a whole, no concluded intention to that effect emerges. Indeed, the French delegate stressed the need to distinguish between bona fide refugees and non-political criminals, and added that “refugees whose actions might bring discredit on that status” should be excluded ( Travaux préparatoires , U.N. Doc. A/CONF.2/SR.29, at p. 19). [ 42 ] Accordingly, I conclude that the Travaux préparatoires do not assist Mr. Febles’ position.
(5) The Case Law on
Article 1F( b ) [ 43 ] Courts around the world have suggested various rationales for the inclusion of
Article 1F(
b) in the Refugee Convention and have interpreted the provision in different ways. While the jurisprudence is inconclusive as to the precise scope and all of the rationales, there is agreement that
Article 1F(
b) is not limited to fugitives. After reviewing the foreign jurisprudence, I conclude that the
interpretation adopted by the German Federal Administrative Court and the European Court of Justice, that
Article 1F(
b) excludes anyone who has previously committed a serious non-political crime, is the most consistent with both the prevailing trend in the case law and the text of the provision. [ 44 ] I will first consider this Court’s obiter dicta in Ward and Pushpanathan to the extent that these are read as suggesting that
Article 1F(
b) is confined to fugitives. I will then review the international and Federal Court jurisprudence. A review of the jurisprudence demonstrates the difficulty of confining
Article 1F(
b) to a narrow category of people, like fugitives from justice, and confirms that it applies, as its words suggest, to anyone who has ever committed a serious non-political crime outside the country of refuge prior to his admission to that country as a refugee. [ 45 ] In Ward , the Court was concerned with what the meaning is of “membership in a particular social group or political opinion”, corresponding to the terms of
Article 1A(2) of the Refugee Convention . In obiter , La Forest J. made this brief comment regarding
Article 1F( b ): Hathaway would appear to confine paragraph (
b) to accused persons who are fugitives from prosecution. The
interpretation of this amendment was not argued before us. I note, however, that Professor Hathaway’s
interpretation seems to be consistent with the views expressed in the Travaux préparatoires , regarding the need for congruence between the Convention and extradition law . . . . [p. 743] [ 46 ] The most that can be said of this comment is that La Forest J., noting that the issue had not been argued, tentatively accepted the view of Professor Hathaway that
Article 1F(
b) was confined to fugitives, on the basis that it seemed to be consistent with certain statements found in the Travaux préparatoires . As noted earlier in these reasons, the Travaux préparatoires should not be relied on in interpreting
Article 1F( b ). Nor, looking at them in their totality, beyond the particular comments referred to by La Forest J. with respect to extradition law, do the Travaux préparatoires support the view that
Article 1F(
b) is confined to fugitives. Earlier in his Ward reasons, La Forest J. explicitly recognized the rationale of a concern to keep out criminal claimants, and the fact that Canada had amended its legislation to better serve that purpose: In the amended Immigration Act , R.S.C., 1985, c. I-2, Parliament has further responded to the concern of keeping out dangerous and criminal claimants by excluding from the definition of “Convention refugee” in s. 2 of the Act any person to whom the Convention does not apply pursuant to
section E or F of Art. 1 . . . . [p. 742] [ 47 ] In Pushpanathan , this Court was concerned not with
Article 1F( b ), but with
Article 1F( c ), which excludes from protection those guilty of crimes contrary to the purposes and principles of the United Nations. Bastarache J., discussing the potential for overlap between Articles 1F(
b) and 1F( c ), suggested in obiter that
Article 1F(
b) was limited to “ordinary criminals extraditable by treaty” (para. 73). Bastarache J. gave no reasons for interpreting the clause as limited to extraditable fugitives, and the only authority cited at that
section of the reasons is Professor G. S. Goodwin-Gill’s The Refugee in International Law (2nd ed. 1996). Under the heading The drafting history of
article 1F(b) , Goodwin-Gill’s text contains a phrase identical to that used by Bastarache J.: “The IRO Constitution excluded refugees who were ‘ ordinary criminals . . . extraditable by treaty ’” (p. 101 (emphasis added)).
[ 48 ] It may therefore bear note that the more recent version of Professor Goodwin-Gill and J. McAdam’s text ( The Refugee in International Law (3rd ed. 2007)), under the title The relation to extradition , observes as follows: . . . the “fugitives from justice” thesis appears to be on the wain, as being inconsistent with the ordinary meaning of the words. It is one thing to say that those seeking to escape prosecution for serious non-political crimes should not be recognized as refugees; but quite another to say that only such fugitives come within the scope of
article 1F(b). [Emphasis in original; p. 175.] [ 49 ] The restrictive views contained in the passing comments regarding
Article 1F(
b) made in obiter dicta in Ward and Pushpanathan find little support in the international case law. Recent jurisprudence out of the United Kingdom, Australia, New Zealand, and the European Union rejects the view that the purpose of
Article 1F(
b) is confined to exclusion of fugitives. [ 50 ] In T. v. Secretary of State for the Home Department , [1996] 2 All E.R. 865 , the U.K. House of Lords discussed the purpose of
Article 1F generally and indicated that the purpose of
Article 1F(
b) was not limited to exclusion of fugitives. Rather,
Article 1F(
b) recognizes that there are those “whose criminal habits ma[ke] it unreasonable for them to be forced on to a host nation against its will” (p. 875). More recently, the U.K. Upper Tribunal (Immigration and Asylum Chamber) confirmed that
Article 1F(
b) is not confined to fugitives in AH (Algeria) v. Secretary of State for the Home Department , [2013] UKUT 00382 (IAC) (para. 97). [ 51 ] Similar reasoning has been adopted in Australia. In Dhayakpa v. Minister of Immigration and Ethnic Affairs (1995), 62 F.C.R. 556, French J. of the Australian Federal Court stated that “[t]he exemption in
Article 1F( b ) . . . is protective of the order and safety of the receiving State” (para. 29). Dhayakpa was subsequently affirmed in Ovcharuk v. Minister for Immigration and Multicultural Affairs (1998), 88 F.C.R. 173, where the Australian Federal Court specifically declined to follow this Court’s dicta in Ward and Pushpanathan that
Article 1F(
b) applied only to fugitives (pp. 6 and 13). [ 52 ] The leading Australian case is Minister for Immigration and Multicultural Affairs v. Singh , [2002] HCA 7, 209 C.L.R. 533 . Kirby J. made an extensive survey of the applicable principles of international law, and the context, object and purposes of the Refugee Convention .
While he acknowledged the Refugee Convention ’s humanitarian objectives and the “heavy burdens” it imposes on the contracting states (para. 94), he also found that the Refugee Convention represented a compromise between competing purposes: . . . countries of refuge are usually entitled to ensure the integrity of their own communities. In the case of serious crimes, such countries are normally entitled to exclude persons convicted of, or suspected of complicity in, such crimes.
This is because such involvement may indicate, to some degree at least, the possibility of future risk to the community of the country of refuge. Without such entitlement in defined extreme cases, there would be a risk that the protective objectives of the Convention might be undermined by strong popular and political resentment. [Footnote omitted; para. 95.] [ 53 ] In Attorney-General (Minister of Immigration) v. Tamil X , [2010] NZSC 107, [2011] 1 N.Z.L.R. 721, the Supreme Court of New Zealand stated that two purposes underlie
Article 1F( b ): (1) to prevent fugitives from avoiding punishment for their crimes; and (2) to protect the security of states. The court made clear that the language of
Article 1F( b ) “cannot . . . be read as confining exclusion to those who are fugitives from justice” (para. 82). [ 54 ] In B (Area of Freedom, Security and Justice) , both the German Federal Administrative Court and the European Court of Justice held that current dangerousness is not relevant to the application of
Article 1F( b ). While the claimants in B (Area of Freedom, Security and Justice) were fugitives, both courts went on to discuss the general purpose and scope of both Articles 1F(
b) and 1F(
c) and suggested that the exclusions apply to anyone who has ever committed the acts referenced in those provisions. After examining the Travaux préparatoires of the Refugee Convention , the German Federal Administrative Court held that the dominant purpose of
Article 1F(
b) is to “protect refugee status from abuse, by keeping it from being granted to undeserving applicants” and to “prevent refugee status from being discredited by including criminals in the group of recognised refugees” (paras. 29-30). The European Court of Justice stated that
Article 1F(
b) operates as “a penalty for acts committed in the past” (para. 103) and was “introduced with the aim of excluding from refugee status persons who are deemed to be undeserving of the protection which that status entails” (para. 104). In other words,
Article 1F(
b) is aimed at excluding from refugee status persons who have committed a serious crime, regardless of what may have happened since. [ 55 ] I cannot agree with Justice Abella when she says that B (Area of Freedom, Security and Justice) “said nothing about whether — or the extent to which —
Article 1F(
b) deals with non-fugitives” (para. 120). To the contrary, the European Court of Justice, at paras. 100-105, made it clear that Articles 1F(
b) and 1F(
c) operate in the same way: to preserve the dignity of refugee status by excluding anyone who has ever committed the acts listed in those provisions. Indeed, even the appellant properly concedes that “a number of the propositions [in the European Court’s reasoning] seem to suggest that the
Article [1F( b )] applies without limit” (A.F., at para. 78). [ 56 ] Two courts, however, have taken a narrow view of
Article 1F( b ). In Belgium, the Conseil du contentieux des étrangers has held that factors such as expiation, remorse, or even subsequent acts of charity are relevant to whether a claimant is deserving of refugee protection in a given case (see X v. Commissaire général aux réfugiés et aux apatrides , No. 27.479, May 18, 2009, and X v. Commissaire général aux réfugiés et aux apatrides , No. 69656, November 8, 2011). [ 57 ] And in France, the Conseil d’État has stated that, while protection of the host society is, besides exclusion of fugitives, a rationale for
Article 1F( b ), a claimant who has served his sentence for a serious crime should not be excluded unless it is found, on the basis of something more than the fact that an
Article 1F(
b) crime was committed, that he would represent a danger to the public ( Office français de protection des réfugiés et apatrides v. Hykaj , No. 320910, May 4, 2011). [ 58 ] The Federal Court of Appeal, confronted with this array of jurisprudence, has inclined to the view of the High Court of Australia and the European Court of Justice in a series of cases that includes Jayasekara v. Canada (Minister of Citizenship and Immigration) , 2008 FCA 404 , [2009] 4 F.C.R. 164, and the decision under appeal. The Federal Court of Appeal has not followed the obiter statements in Ward and Pushpanathan and has held that sentence completion does not “allow [a claimant] to avoid the application of
Article 1F( b )” ( Jayasekara , at para. 57 ).
[59] I conclude that the dominant tide of the jurisprudence is inconsistent with the conclusion that
Article 1F(
b) operatesso as to exclude only fugitives, as well as with the proposition that post-crime conduct must be balanced against the crime’s seriousness. Of particular note, none of the international courts accept the dicta in Ward and Pushpanathan that exclusion of fugitives is the onlyrationale for
Article 1F(b). In my view, the Ward and Pushpanathan obiter statements should no longer be followed.
(6) Conclusion on the Scope of
Article 1F(b) [60]
Article 1F(
b) excludes anyone who has ever committed a serious non-political crime outside the country of refugeprior to his admission to that country as a refugee. Its application is not limited to fugitives, and neither is the seriousness of the crime tobe balanced against factors extraneous to the crime such as present or future danger to the host society or post-crime rehabilitation orexpiation. C. How Should a Crime’s Seriousness Be Assessed? [61] The appellant concedes that his crimes were “serious” when they were committed, obviating the need to discusswhat constitutes a “serious . . . crime” under
Article 1F(b). However, a few comments on the question may be helpful. [62] The Federal Court of Appeal in Chan v. Canada (Minister of Citizenship and Immigration), (FCA), [2000] 4 F.C. 390 (C.A.), and Jayasekara has taken the view that where a maximum sentence of ten years or more could havebeen imposed had the crime been committed in Canada, the crime will generally be considered serious. I agree. However, thisgeneralization should not be understood as a rigid presumption that is impossible to rebut. Where a provision of the Canadian CriminalCode, R.S.C. 1985, c.
C-46, has a large sentencing range, the upper end being ten years or more and the lower end being quite low, aclaimant whose crime would fall at the less serious end of the range in Canada should not be presumptively excluded.
Article 1F(
b) isdesigned to exclude only those whose crimes are serious. The UNHCR has suggested that a presumption of serious crime might beraised by evidence of commission of any of the following offences: homicide, rape, child molesting, wounding, arson, drugs trafficking,and armed robbery (Goodwin-Gill, at p. 179). These are good examples of crimes that are sufficiently serious to presumptively warrantexclusion from refugee protection. However, as indicated, the presumption may be rebutted in a particular case.
While consideration ofwhether a maximum sentence of ten years or more could have been imposed had the crime been committed in Canada is a usefulguideline, and crimes attracting a maximum sentence of ten years or more in Canada will generally be sufficiently serious to warrantexclusion, the ten-year rule should not be applied in a mechanistic, decontextualized, or unjust manner. D. The Domestic Statutory Context and the Canadian Charter of Rights and Freedoms [63] Mr. Febles’ final argument is that his suggested
interpretation of
Article 1F(
b) should be adopted because it createsharmony within the IRPA and ensures consistency with the Charter. This argument conflates two different interpretive exercises. [64] As discussed,
Article 1F(
b) of the Refugee Convention is part of an international treaty, the meaning of which is notaffected by provisions of the IRPA. However, the Board is bound by the IRPA, and not by the Refugee Convention itself. Parliament hasthe power to pass legislation that complies with Canada’s obligations under the Refugee Convention, or to pass legislation that eitherexceeds or falls short of the Refugee Convention’s protections. In this case, therefore, there are two separate inquiries. First, what doesArticle 1F(
b) of the Refugee Convention mean? For this first inquiry, the statutory scheme and the Charter are not relevant. Second,what does s. 98 of the IRPA mean? For this second inquiry, the domestic statutory context and the Charter are potentially relevant. [65] I earlier concluded that
Article 1F(
b) of the Refugee Convention applies to anyone who has ever committed a seriousnon-political crime outside the country of refuge prior to his admission to that country as a refugee. [66]
Section 98 of the IRPA expressly incorporates
Article 1F(
b) of the Refugee Convention, stating: “A person referredto in
section E or F of
Article 1 of the Refugee Convention is not a Convention refugee or a person in need of protection.” As such, it isclear that Parliament’s intent was for s. 98 to exclude from refugee protection in Canada all persons falling under
Article 1F(
b) of theRefugee Convention. There is nothing in the scheme of the IRPA as a whole that indicates a contrary intention. [67] There is similarly no role to play for the Charter in interpreting s. 98 of the IRPA. Where Parliament’s intent for astatutory provision is clear and there is no ambiguity, the Charter cannot be used as an interpretive tool to give the legislation a meaningwhich Parliament did not intend: Bell ExpressVu Limited Partnership v. Rex, 2002 SCC 42, [2002] 2 S.C.R. 559, at paras. 61-62. Moreover, as the Court of Appeal held, s. 98 of the IRPA is consistent with the Charter.
As stated at para. 10 of these reasons, even ifexcluded from refugee protection, the appellant is able to apply for a stay of removal to a place if he would face death, torture or crueland unusual treatment or punishment if removed to that place (ss. 97, 112, 113(d)(
i) and 114(1)(
b) of the IRPA). On such an application,the Minister would be required to balance the risks faced by the appellant if removed against the danger the appellant would present tothe Canadian public if not removed (s. 113(
d) of the IRPA).
Section 7 of the Charter may also prevent the Minister from issuing aremoval order to a country where Charter-protected rights may be in jeopardy: Suresh v. Canada (Minister of Citizenship andImmigration), 2002 SCC 1, [2002] 1 S.C.R. 3, at para. 58. [68] While the appellant would prefer to be granted refugee protection than have to apply for a stay of removal, theCharter does not give a positive right to refugee protection. The appellant is excluded from refugee protection as a result of hiscommission of serious non-political crimes.
If removal of the appellant to Cuba jeopardizes his Charter rights, his recourse is to seek astay of removal, as discussed earlier. [69] Alternatively, if the appellant believes that the refugee status he was previously granted by the United States wasimproperly stripped by U.S. authorities under 8 U.S.C. § 1158(c)(2)(
B) and § 1158(c)(3), he must challenge this in the justice system ofthe United States. The Canadian justice system cannot be invoked to determine the correctness or the constitutionality of decisions madeby U.S. officials pursuant to U.S. laws. IV. Disposition
[ 70 ] I would dismiss the appeal and uphold the decision of the Board denying refugee protection to the appellant. The reasons of Abella and Cromwell JJ. were delivered by [ 71 ] Abella J. (dissenting) — In the wake of the mass persecution and displacement of persons during World War II, the international community responsively consolidated and entrenched international protection for refugees through the 1951 United Nations Convention Relating to the Status of Refugees , Can.
T.S. 1969 No. 6 ( Refugee Convention ). [ 72 ] The Refugee Convention , as amended by a 1967 Protocol relating to the Status of Refugees , 606 U.N.T.S. 267, is today the Rosetta Stone of refugee protection under international law, setting out the definition of who is considered a refugee, the rights of refugees, and the corresponding obligations of states towards refugees in their territory. Among other humanitarian protections provided in the Refugee Convention , the prohibition against refoulement under
Article 33 provides that signatory states are prohibited from forcibly expelling or returning refugees to a territory in which there is a risk of persecution. [ 73 ] While
Article 1 sets out broad parameters for those persons with a well-founded fear of persecution who will be considered refugees, the category is not open-ended. The signatories to the Refugee Convention did not want the protections flowing from refugee status to be extended to individuals whose designation as refugees would compromise the integrity and political viability of those very protections. [ 74 ]
Article 1F sets out the grounds for excluding an individual from the status of “refugee”. The claim for refugee status in this case depends on a determination of when the commission of a serious non-political crime in accordance with
Article 1F(
b) will disqualify an individual from the protective scope of the Refugee Convention . With great respect, I draw a different interpretive conclusion than does the majority. While Articles 1F(
a) and (
c) represent absolute barriers to refugee status, the human rights approach to
interpretation mandated by the Vienna Convention on the Law of Treaties , Can. T.S. 1980 No. 37 ( Vienna Convention ), suggests a less draconian
interpretation of
Article 1F( b ). In my view, except in the case of very serious crimes, an individual should not automatically be disqualified from the humanitarian protection of the Refugee Convention under this provision and should be entitled to have any expiation or rehabilitation taken into account. Background [ 75 ] The facts underlying the criminal conduct in question in this appeal are not contested. Luis Alberto Hernandez Febles is a Cuban citizen born on December 4, 1954. He left Cuba for the United States on May 14, 1980.
He was granted refugee status in the United States on the ground of fear of persecution as a political dissident. [ 76 ] Mr. Febles pleaded guilty in 1984 and 1993 to two criminal offences in California. They are the basis of this appeal. [ 77 ] On July 2, 1984, Mr. Febles turned himself in to the police after having struck someone on the head with a hammer while the victim was sleeping. He had consumed alcohol at the time of the offence. On November 20, 1984, Mr.
Febles pleaded guilty to “assault . . . with a deadly weapon . . . other than a firearm” under the Penal Code of California (s. 245(a)(1)), and was sentenced to two years in prison and three years of probation. [ 78 ] The second offence occurred on October 3, 1993, when Mr. Febles uttered threats while pointing a knife at someone. Mr. Febles pleaded guilty to “assault . . . with a deadly weapon . . . other than a firearm”. He was sentenced to two years in prison and three years of probation. [ 79 ] Mr. Febles does not deny responsibility for these offences.
He admitted that he had serious alcohol problems at the time, but said that he has since stopped drinking after completing an Alcoholic Anonymous course between 1998 and 2002. From 2002 to 2008, Mr. Febles was gainfully employed in the United States. [ 80 ] Mr. Febles entered Canada on October 12, 2008. Two days later, on October 14, 2008, he reported to the authorities and applied for refugee status on the ground of fear of persecution in Cuba for his political beliefs.
He freely disclosed his criminal convictions to the Canadian authorities in his interview with the Canada Border Services Agency. [ 81 ] On the basis of the Border Services report, Mr. Febles was referred to the Immigration Division of the Immigration and Refugee Board (Board) for an inadmissibility hearing. The Immigration Division concluded that Mr. Febles was inadmissible based on having committed a serious non-political crime. [ 82 ] A deportation order was issued on June 3, 2010. [ 83 ] On October 14, 2010, the Board’s Refugee Protection Division heard Mr. Febles’ claim for refugee protection.
The Minister of Public Safety and Emergency Preparedness filed a notice to intervene, arguing that Mr. Febles should be excluded from the definition of refugee under
Article 1F(
b) of the Refugee Convention because he had committed a serious non-political crime. Mr. Febles’ position was that he had served his sentences, was now rehabilitated, and posed no danger to Canada. [ 84 ] The Board dismissed his claim for refugee status on October 27, 2010, concluding that the gravity of his crime in 1984 disqualified him from refugee status under
Article 1F(
b) of the Refugee Convention . [ 85 ] Mr. Febles’ application for judicial review was dismissed by both the Federal Court, 2011 FC 1103 , 397 F.T.R. 179, and Federal Court of Appeal, 2012 FCA 324 , 442 N.R. 290. For the following reasons, I would allow the appeal and remit the matter to the Board for redetermination. Analysis [ 86 ]
Article 1F of the Refugee Convention excludes three categories of individuals from the protective scope of its
provisions by limiting the definition of a “refugee”: F. The provisions of this Convention shall not apply to any person with respect to whom there are serious reasons for considering that: (
a) he has committed a crime against peace, a war crime, or a crime against humanity, as defined in the international instruments drawnup to make provision in respect of such crimes; (
b) he has committed a serious non-political crime outside the country of refuge prior to his admission to that country as arefugee; (
c) he has been guilty of acts contrary to the purposes and principles of the United Nations. [87] The consequences of exclusion under
Article 1F are significant. If an individual becomes ineligible for the status ofa “refugee” on the basis of one of those exclusionary grounds, the humanitarian protections provided in the Refugee Convention aredenied altogether, including the protection from refoulement under
Article 33. An excluded individual is consequently at risk of beingreturned to face persecution in his or her country of origin, barring the availability of any residual protection under domestic orinternational human rights law. [88] Parliament incorporated
Article 1F into the Immigration and Refugee Protection Act, S.C. 2001, c.
Section 95 ofthe Act states that refugee protection is conferred on an individual where the Immigration and Refugee Board “determines the person tobe a Convention refugee or a person in need of protection”.
Section 98 carves out an exception for persons covered by
Article 1F. [89]
Article 31 of the Vienna Convention sets out the general rule for the
interpretation of international treaties such asthe Refugee Convention. Article 31(1) states: A treaty shall be interpreted in good faith in accordance with the ordinary meaning to be given to the terms of the treaty in theircontext and in the light of its object and purpose. [90] Among other interpretive methods, Article 31(3) of the Vienna Convention provides that subsequent practice amongthe signatory states is relevant to context in the interpretive exercise where that practice “establishes the agreement of the partiesregarding its
interpretation”; see also Yugraneft Corp. v. Rexx Management Corp., 2010 SCC 19 , [2010] 1 S.C.R. 649, at para.21.
Article 32 provides that recourse may be had to the travaux préparatoires of a treaty as a supplementary means of
interpretation “inorder to confirm the meaning resulting from the application of
article 31”, or where the application of
Article 3
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