2010 FC 1230, 2010 FC 1230

[2012] 3 F.C.R. 123 IMM-2231-10 2010 FC 1230 Wen Hu Zhou ( Applicant ) v. Canada (Minister of Citizenship and Immigration) ( Respondent ) Indexed as: Zhou v. Canada (Citizenship and Immigration) Federal Court, Zinn J.—Vancouver, November 24; Ottawa, December 7, 2010. Citizenship and Immigration — Status in Canada — Permanent Residents — Judicial review of decision by visa officer refusing applicant’s application for permanent resident visa as member of provincial nominee class — Applicant, Chinese national, selected as British Columbia provincial nominee — Visa officer requesting applicant submit various documents, including

Schedule 4A, proving source of income, profitability of employers — Applicant unable to provide all documents requested — Visa officer thus unable to complete admissibility assessment — Issues whether use of

Schedule 4A, request for additional documents reasonable, whether visa officer lacking jurisdiction to refuse application — Request for

Schedule 4A, associated documents not unreasonable, not violating Immigration and Refugee Protection Act, s. 15(2) — Visa officer concerned that applicant’s funds originating from criminality, organized criminality or misrepresentation — Information sought thus relevant, reasonably required — Given little information provided, not unreasonable for visa officer to be unable to determine legitimacy of applicant’s funds — Visa officer not lacking jurisdiction — Applicant’s reliance on Chen v. Canada (Minister of Citizenship and Immigration), Belkacem v.

Canada (Minister of Citizenship and Immigration) misplaced — Act , s. 9(1) (pertaining to sole provincial responsibility) not applying herein — Application dismissed. This was a judicial review of a decision by a visa officer refusing the applicant’s permanent resident visa application as a member of the provincial nominee class. The applicant, a Chinese citizen, was selected as a provincial nominee after arranging employment in British Columbia.

The visa officer requested that the applicant provide additional documentation proving the source of his income and the profitability of the companies where he had been employed. The requested documents included a completed

Schedule 4A, a form normally required by provincial nominees immigrating under the business, entrepreneur or self-employed categories, even though the applicant was not immigrating under any of these categories. The applicant submitted

Schedule 4A, but was unable to provide all of the documents requested by the visa officer. As a result, the visa officer could not complete a comprehensive and proper assessment of the applicant’s admissibility. The main issues were whether the visa officer’s use of

Schedule 4A and request for additional documents was reasonable, and whether the visa officer lacked jurisdiction to refuse the application in light of the applicant’s acceptance as a provincial nominee and sections 11 and 16 of the Immigration and Refugee Protection Act . Held , the application should be dismissed. The visa officer’s request that the applicant submit

Schedule 4A and associated documents was not unreasonable and did not violate subsection 15(2) of the Act , which provides that examination of whether a foreign national complies with applicable selection criteria shall be conducted solely on the basis of documents delivered by the province. In this case,

Schedule 4A was used independently of the requirements of the Provincial Nominee Program to determine whether or not the applicant was inadmissible pursuant to sections 34 to 42 of the Act. The visa officer’s admissibility concerns were whether the applicant’s funds were gained through criminality, organized criminality, or misrepresentation. At this stage of the inquiry, the visa officer was not required to specify which ground of inadmissibility was of concern. The information sought was relevant to any of the three mentioned grounds and that is sufficient to establish that it was reasonably required.

While it may be unreasonable to request an employee such as the applicant to provide documents showing his previous employers’ profitability, the officer considered and accepted the applicant’s explanations in each case where he was unable to provide a document. Given the little information provided by the applicant, it was not unreasonable for the visa officer to be unable to conclude that the applicant’s income and assets were derived from legal and legitimate sources. The applicant’s reliance on Chen v. Canada (Minister of Citizenship and Immigration) and Belkacem v.

Canada (Minister of Citizenship and Immigration) in arguing that the visa officer lacked jurisdiction to refuse the application is misplaced. Those decisions involved paragraph 12(

a) of the Canada-Québec Accord Relating to Immigration and Temporary Admission of Aliens , which gives Quebec sole responsibility for the selection of foreign nationals who intend to reside in that province, thus resulting in the application of paragraph 9(1) (

a) of the Act . Because British Columbia does not have sole responsibility to select foreign nationals, subsection 9(1) of the Act did not apply herein. STATUTES AND REGULATIONS CITED Immigration Act , R.S.C., 1985, c. I-2, s. 9(3). Immigration and Refugee Protection Act , S.C. 2001, c. 27, ss. 9(1), 11 (as am. by S.C. 2008, c. 28, s. 116 ), 15(2), 16, 34, 35, 36 (as am. idem , c. 3, s. 3), 37, 38, 39, 40, 41, 42, 72(1). TREATIES AND OTHER INSTRUMENTS CITED Canada-British Columbia Immigration Agreement , April 2010, s. 7.1(b), online: <http://www.cic.gc.ca/english/department/laws-

policy/agreements/bc/bc-2010.asp>. Canada-Québec Accord relating to Immigration and Temporary Admission of Aliens, February 5, 1991, s. 12(a), online: <http://www.cic.gc.ca/english/department/laws-policy/agreements/quebec/can-que.asp>. CASES CITED distinguished: Chang v. Canada (Minister of Citizenship and Immigration) , 2002 FCT 531 ; Anfu v. Canada (Minister of Citizenship and Immigration) , 2002 FCT 395 ; Chen v. Canada (Minister of Citizenship and Immigration) , 2007 FC 41 , 307 F.T.R. 314; Belkacem v. Canada (Minister of Citizenship and Immigration) , 2008 FC 375 . considered: Biao v.

Canada (Minister of Citizenship and Immigration) , 1999 CanLII 9391 (FC) , [2000] 2 F.C. 348, (1999), 177 F.T.R. 190, 5 Imm. L.R. (3d) 101 (T.D.), affd 2001 FCA 43 , 278 N.R. 36; Kaur v. Minister of Employment and Immigration et al. (1995), 98 F.T.R. 91 (F.C.T.D.) . referred to: Zazai v. Canada (Minister of Citizenship and Immigration) , 2004 FCA 89 , 36 Imm. L.R. (3d) 167, 318 N.R. 365. appLication for judicial review of a decision by a visa officer refusing the applicant’s permanent resident visa application as a member of the provincial nominee class. Application dismissed.

APPEARANCES Lawrence Wong for applicant. Helen Park for respondent. SOLICITORS OF RECORD Lawrence Wong & Associates , Richmond, British Columbia, for applicant. Deputy Attorney General of Canada for respondent. The following are the reasons for judgment and judgment rendered in English by [ 1 ] Zinn J.: Mr.

Zhou, pursuant to subsection 72(1) of the Immigration and Refugee Protection Act , S.C. 2001, c. 27 [the Act], asks the Court to set aside a decision refusing his application for a permanent resident visa as a member of the provincial nominee class. [ 2 ] For the reasons that follow, his application is dismissed. Background [ 3 ] Mr. Zhou is a Chinese citizen. He applied and was selected by British Columbia as a provincial nominee on May 6, 2009.

He had arranged employment with Togi Garments Ltd. and submitted his application for permanent residence to the Canadian Embassy in Beijing. [ 4 ] By letter dated November 17, 2009, the visa officer processing the application requested that Mr. Zhou provide additional documentation proving the source of his income and the profitability of the companies where he had been employed. The officer provided a list of documents the applicant was to provide, which included a completed

Schedule 4A, a form normally required to be completed by provincial nominees immigrating under the business, entrepreneur, or self-employed categories; however, Mr. Zhou was not immigrating under any of these categories. [ 5 ] Mr. Zhou submitted

Schedule 4A, but was unable to provide all of the documents requested by the officer. In her decision, the officer wrote that the applicant’s failure to adequately account for his net worth made it impossible for her to complete a comprehensive and proper assessment of his admissibility.

The basis for the decision reached is summarized in the following passages from the officer’s letter, dated February 12, 2010: In order for your application to succeed, you must satisfy me that you meet all of the requirements of IRPA and the regulations, including a determination that you are not a member of an inadmissible class of persons described in subsections 34-42. Your failure to adequately account for the origins of your net worth makes it impossible for me to complete a comprehensive and proper assessment of admissibility in your case.

Subsection 16(1) of the Immigration and Refugee Protection Act requires that a person who makes an application must answer truthfully all questions put to them for the purposes of the examination and must produce all relevant evidence and documents that the officer reasonably requires. You do not meet these requirements because you have not complied with my request for evidence to satisfy me that your personal net worth and income were derived from legal and legitimate sources. … Subsection 11(1) of the Act provides that a foreign national must, before entering Canada, apply to an officer for a visa or any other

document required by the regulations. The visa or document shall be issued if, following an examination, the officer is satisfied that the foreign national is not inadmissible and meets the requirements of this Act. Based on the information that is available, I am not satisfied that you are not inadmissible and that you meet the requirements of the Act for the reasons explained above.

I am therefore refusing your application. [ 6 ] The relevant statutory provisions are reproduced in the Annex. [ 7 ] The applicant challenges this decision on a number of grounds including the reasonableness of the request to submit additional documents, the sufficiency of the reasons provided, the jurisdiction of the officer to refuse his application in light of his acceptance as a provincial nominee, and the jurisdiction of the officer to refuse the visa based on sections 11 [as am. by S.C. 2008, c. 28, s. 116 ] and 16 of the Act . [ 8 ] The respondent cited Chang v.

Canada (Minister of Citizenship and Immigration) , 2002 FCT 531 , at paragraph 7 ; and Anfu v. Canada (Minister of Citizenship and Immigration) , 2002 FCT 395 , at paragraphs 18 and 23 , in support of its submission that this Court has consistently “held that a visa officer has both the right and the duty to require an applicant to produce documents which the officer believes are necessary for him or her to consider an application.” [ 9 ] I agree with the applicant that care must be taken in relying on these decisions.

First, they both involved visa applications under the investor category, unlike the application at hand. Second, and more importantly, both decisions refer and rely upon the 1999 decision of this Court in Biao v. Canada (Minister of Citizenship and Immigration) , 1999 CanLII 9391 (FC) , [2000] 2 F.C. 348 (T.D.), affd 2001 FCA 43 , 212 F.T.R. 317, which in turn relied on a decision of Justice Rothstein, as he then was, in Kaur v. Minister of Employment and Immigration et al. (1995), 98 F.T.R. 91 (F.C.T.D.) . These decisions considered the language of subsection 9(3) of the former Immigration Act , R.S.C., 1985, c.

I-2 which, in relevant part, provided that “[e]very person shall … produce such documentation as may be required by the visa officer for the purpose of establishing that his admission would not be contrary to this Act or the regulations.” Subsection 16(1) of the current Act provides, in relevant part, that an applicant must produce “all relevant evidence and documents that the officer reasonably requires ” (emphasis added).

Accordingly, it is no longer the case that an officer has unfettered discretion in demanding documents from an applicant; the request is subject to review if there is an allegation that the decision was based on the failure to provide documents requested where they were not reasonably required. [ 10 ] Notwithstanding the addition of a reasonableness test, I reject the applicant’s submission that the officer’s request that the applicant submit

Schedule 4A and the associated documents was unreasonable. The request for further documentation related to concerns surrounding admissibility and, contrary to the applicant’s submission, did not violate subsection 15(2) of the Act , which provides that examination of whether a foreign national complies with applicable selection criteria shall be conducted solely on the basis of documents delivered by the province. Although

Schedule 4A is normally used for applicants in the business, entrepreneur, or self- employed class, in this case

Schedule 4A was being used as a means to provide information and documents to the officer in order that she could determine whether or not the applicant was inadmissible pursuant to sections 34 to 42 [s. 36 (as am. by S.C. 2008, c. 3, s. 3 )] of the Act, independently of the requirements of the Provincial Nominee Program.

The applicant’s objection amounts to a focus on form over substance. [ 11 ] The applicant says that the refusal of his application appears to be based on an alleged inadequacy in his explanation as to the origins of funds, but that the origin of funds is neither a selection criteria nor an inadmissibility factor.

The applicant says that the negative decision must have been based on inadmissibility considerations but the officer made no specific finding that the applicant was inadmissible; rather the officer stated that an admissibility determination is not possible because of the lack of information. [ 12 ] The applicant says that because the officer did not find him inadmissible, the refusal decision must be set aside because the officer lacked the jurisdiction to refuse the application. He relies of the obiter comments of Justice Kelen in Chen v.

Canada (Minister of Citizenship and Immigration) , 2007 FC 41 , 307 F.T.R. 314, where he stated, at paragraph 18, that: Paragraph 9(1) (

a) of the Act provides that the applicant shall be granted permanent resident status because he met the Québec selection criteria as an investor immigration unless found inadmissible. The visa officer did not find the applicant inadmissible; rather, the visa officer said he could not be “satisfied that the applicant is not inadmissible”. This is not a finding that the applicant is inadmissible. If the visa officer concluded that Mr. Chen was not truthfully answering questions about his source of funds as required under

section 16 of the Act, the visa officer could have found Mr. Chen inadmissible under sections 40 or 41 of the Act. He did not do so, and did not have the jurisdiction to deny a permanent resident visa to Mr. Chen under paragraph 9(1)(

a) of the Act. [ 13 ] The applicant’s reliance on Chen and on Belkacem v. Canada (Minister of Citizenship and Immigration) , 2008 FC 375 , as to the jurisdiction of the officer to refuse a visa application absent a finding of inadmissibility is misplaced. Both Chen and Belkacem involved decisions made by the Province of Quebec under the Canada-Québec Accord relating to Immigration and Temporary Admission of Aliens [February 5, 1991]. Paragraph 12(

a) of that Accord provides that “Québec has sole responsibility for the selection of immigrants destined to that province and Canada has sole responsibility for the admission of immigrants to that province.” Because Quebec has sole responsibility for the selection of foreign nationals who intend to reside in that province, paragraph 9(1) (

a) of the Act applies. It was that provision that was relied on by the Court in both cases as suggesting that the officer had no jurisdiction to deny a visa absent a finding of inadmissibility. [ 14 ] The agreement with British Columbia under which Mr. Zhou was nominated does not give sole responsibility to British Columbia for selection of foreign nationals for immigration. Paragraph 7.1(

b) of the Canada-British Columbia Immigration Agreement , 2010 provides that “Canada will have responsibility for … establishing selection criteria and selecting foreign nationals, taking into account the role of British Columbia in nominating Provincial Nominees”. Because the province does not have sole responsibility to select foreign nationals, subsection 9(1) of the Act does not apply. Subsection 9(1) provides that:

Sole provincial responsibility — permanent residents 9.

(1) Where a province has, under a federal-provincial agreement, sole responsibility for the selection of a foreign national who intends to reside in that province as a permanent resident, the following provisions apply to that foreign national … [Emphasis added.] [ 15 ] The last issue raised by the applicant is whether the additional documents the officer sought were “documents that the officer reasonably requires” within the meaning of subsection 16(1) of the Act . [ 16 ] To assess whether documents are reasonably required by an officer, one must understand why they are being requested.

The applicant asserts that the officer never stated which ground of inadmissibility in sections 34 to 42 of the Act was of concern and therefore the reasonableness of the request cannot be determined. [ 17 ] What the officer did clearly state to the applicant in the fairness letter was that she was seeking evidence to satisfy her that the applicant’s “personal net worth and income were derived from legal and legitimate sources”.

It is evident that the officer’s concerns related to the source of the applicant’s funds and that her admissibility concerns related to one or more of criminality, organized criminality, or misrepresentation. On these facts, I do not accept that the officer at this stage of her inquiry was required to specify which particular ground of inadmissibility was of concern.

The information sought was clearly relevant to any of the three mentioned grounds and that is sufficient to establish that it was reasonably required. [ 18 ] I agree with the applicant that asking the applicant to provide documents from previous employers showing the employers’ profitability may be an unreasonable request given that the applicant was a mere employee and not a shareholder or director of those businesses. However, the applicant provided an explanation in each case where he was unable to provide a document and the officer appears to have considered and accepted those explanations.

The officer writes: I have taken into account your explanation that some of the documents are no longer available due to the passage of time and to the fact that the companies operating from 1994 to 2000 have closed down, yet the complete absence of any third party, reliable financial evidence of the origins of your income during those years remains a concern. Furthermore, you have not provided satisfactory evidence of the regular accumulation of your personal savings as required.

In any event, the denial of the visa was not based on the refusal or inability to provide this information. [ 19 ] The officer was concerned about the origin of the income from that period because the applicant asserted that in 2000 he established a company with a total personal investment of RMB 400 000 [renminbi].

This company’s assets have increased significantly and his share is now valued at more than RMB 2 000 000. [ 20 ] The applicant stated that he earned approximately RMB 700 000 between 1994 and 1999 from his employment with Gaoyou Nanjiao Materials Supplying and Marketing Company and RMB 650 000 between 1998 and 2000 from his employment with Gaoyou Tianyu Packaging Factory. [ 21 ] The applicant was asked to provide documents showing the accumulation of his personal savings from 1978 to the present. In response he wrote: Because I was used to consume in cash on most occasions, I only have a few current accounts.

Furthermore, the computer system of local bank in Gaoyou City, P.R. China is keeping updating, so the transaction record of the past cannot be inquired. Therefore, I can only provide the history record of the following three current accounts. [ sic ] None of the information presented pre-dates 2009. [ 22 ] The applicant submits that the officer acted unreasonably in failing to consider the evidence presented and the explanations offered when the documents requested were not available.

In my view, the applicant’s disagreement is with the assessment of the weight the officer gave to the information that he did provide. The applicant was effectively asking the officer to accept his word that he had earned and saved the necessary funds from his employment in the years preceding the incorporation of his business in order to invest in his business, without offering any objective support for that assertion.

Given the little information the applicant was able to provide to the officer, the decision that the officer reached, that she was unable to satisfy herself that his income and assets were derived from legal and legitimate sources, cannot be said to be unreasonable. [ 23 ] For these reasons the application must be dismissed. [ 24 ] The applicant proposes three questions for certification. The respondent opposes certification of any of them. [ 25 ] The first two questions proposed are: 1. Does a visa officer have jurisdiction to refuse an accepted provincial nominee under paragraph 9(1) (

a) of the Immigration a nd Refugee Protection Act in the absence of an admissibility finding? 2. Does paragraph 9(1)(

a) create an exception to the power of a visa officer to refuse an accepted provincial nominee under subsections 11(1) and 16(1) of Immigration and Refugee Protection Act ? [ 26 ] Having found that subsection 9(1) of the Act does not apply to the facts of this case because British Columbia does not have sole authority to select immigrants, the questions posed would not be dispositive of an appeal. [ 27 ] The third question proposed is: 3. Is it reasonable for a visa officer to require a skilled worker or non-business category applicant to obtain from his former employer

business documents such as financial statements and tax statements to prove the profitability of the employer’s company in relation to the applicant’s source of funds? [ 28 ] The response to the proposed question would only be dispositive of an appeal in this case if the officer had refused the visa because the applicant had failed to provide the information referenced in the question.

In this case, the officer’s decision was not based on the failure to provide that information but the lack of other information showing the applicant’s accumulation of wealth; the question would thus not be dispositive of an appeal. [ 29 ] As the questions would not be dispositive of an appeal, they are not proper questions to certify: Zazai v. Canada (Minister of Citizenship and Immigration) , 2004 FCA 89 , 36 Imm. L.R. (3d) 167. JUDGMENT THIS COURT’S JUDGMENT is that this application is dismissed and no question is certified.

ANNEX Immigration and Refugee Protection Act , S.C. 2001, c. 27 Sole provincial responsibility — permanent residents 9.

(1) Where a province has, under a federal-provincial agreement, sole responsibility for the selection of a foreign national who intends to reside in that province as a permanent resident, the following provisions apply to that foreign national, unless the agreement provides otherwise: (

a) the foreign national, unless inadmissible under this Act , shall be granted permanent resident status if the foreign national meets the province’s selection criteria; ... Application before entering Canada 11.

(1) A foreign national must, before entering Canada, apply to an officer for a visa or for any other document required by the regulations. The visa or document may be issued if, following an examination, the officer is satisfied that the foreign national is not inadmissible and meets the requirements of this Act . ... Obligation — answer truthfully 16.

(1) A person who makes an application must answer truthfully all questions put to them for the purpose of the examination and must produce a visa and all relevant evidence and documents that the officer reasonably requires.