The PEOPLE, Plaintiff and Respondent, v. David J. VALENCIA, Defendant and Appellant. The People, Plaintiff and Respondent, v. Clifford Paul Chaney, Defendant and Appellant., 220 Cal. Rptr. 3d 230
Opinion
Cantil-Sakauye, C.J. In November 2012, California voters enacted Proposition 36, the Three Strikes Reform Act of 2012 (Proposition 36 or Three Strikes Reform Act). With some exceptions, Proposition 36 modified California's "Three Strikes" law to reduce the punishment imposed when a defendant's third felony conviction is not serious or violent. ( Pen. Code,1 § 667, subd. (e)(2)(C), as amended by Prop. 36, § 2, approved by the voters at Gen.
Elec. (Nov. 6, 2012).) It also enacted a procedure governing inmates sentenced under the former Three Strikes law whose third strike was neither serious nor violent, permitting them to petition for resentencing in accordance with Proposition 36's new sentencing provisions. (§ 1170.126, subd. (e), as added by Prop. 36, § 2, approved by the voters at Gen.
Elec. (Nov. 6, 2012).) The resentencing provisions provide, however, that an inmate will be denied resentencing if "the court, in its discretion, determines that resentencing the petitioner would pose an unreasonable risk of danger to public safety." (§ 1170.126, subd. (f), as added by Prop. 36, § 6, approved by the voters at Gen. Elec. (Nov. 6, 2012).) Proposition 36 did not define the phrase "unreasonable risk of danger to public safety." Two years later, in November 2014, California voters approved Proposition 47, the Safe Neighborhoods and Schools Act (Proposition 47).
Proposition 47 reduced certain drug-related and theft-related offenses that previously were felonies or "wobblers" to misdemeanors. (§ 1170.18, added by Prop. 47, § 14, approved by the voters at the Gen. Elec. (Nov. 4, 2014).) It also enacted a procedure permitting inmates who are serving felony sentences for offenses that Proposition 47 reduced to misdemeanors to petition to have their felony convictions reclassified as misdemeanors and to be resentenced based on the reclassification.
Like Proposition 36, Proposition 47 gave resentencing courts discretion to decline to impose a lesser sentence if resentencing "would result in an unreasonable risk of danger to public safety." (§ 1170.18, subd. (b)(3).) In contrast to Proposition 36, however, Proposition 47 restricted that discretion by defining the phrase "unreasonable risk of danger to public safety." (§ 1170.18, subd. (c).) It stated: "As used throughout this Code, 'unreasonable risk of danger to public safety' means an unreasonable risk that the petitioner will commit a new violent felony within the meaning of"
section 667, subdivision (e)(2)(C)(iv). (§ 1170.18, subd. (c).) The cited subdivision of
section 667 identifies eight types of particularly serious or violent felonies, known colloquially as "super strikes." We granted review in these two cases to resolve two related issues concerning Proposition 47's effect on resentencing proceedings under Proposition 36. In People v. Valencia (S223825), we address whether Proposition 47's definition of "unreasonable risk of danger to public safety" (§ 1170.18, subd. (c)) applies to resentencing proceedings under Proposition 36. People v.
Chaney (S223676) presents the question whether, if Proposition 47's definition of unreasonable risk of danger to public safety applies to resentencing proceedings under the Three Strikes Reform Act, does the definition apply retroactively to Proposition 36 resentencing petitions that a court has already denied but are not yet final on appeal. For the reasons set forth below, we hold that Proposition 47 did not amend the Three Strikes Reform Act. Accordingly, we need not address whether, in People v. Chaney (S223676), the measure applies retroactively to Proposition 36 resentencing petitions that have been denied.
I. FACTS Defendant David J. Valencia has a lengthy criminal record. In 1995, he was convicted of kidnapping. (§ 207, subd. (a).) In 1996, he was convicted of making criminal threats (§ 422), resisting arrest by threat or violence (§ 69), and driving under the influence of alcohol ( Veh. Code, § 23152, subd. (a) ). In 2000, he was convicted of corporal injury to a spouse or cohabitant. (§ 273.5.) In addition, between 1987 and 2007, he was convicted of 12 misdemeanors.
Finally, in 2009, Valencia struck his wife during an argument over whether she should drive while drunk, causing a laceration on her head that was closed with staples. He was convicted a second time of corporal injury to a spouse or cohabitant (§ 273.5), which qualified as a third strike offense, and he was sentenced to an indeterminate term of 25 years to life. In 2013, following the enactment of the Three Strikes Reform Act, Valencia petitioned for resentencing.
He was eligible for resentencing because (1) his third strike was neither serious nor violent, as defined by statute, (2) his third strike was not among the other crimes excluded from the sentencing reforms, and (3) he had not suffered a prior conviction for a super strike. (See People v. Johnson (2015) 61 Cal.4th 674, 681-682, 189 Cal.Rptr.3d 794, 352 P.3d 366 ( Johnson ).) The People opposed resentencing, arguing that releasing Valencia would pose an unreasonable risk of danger to public safety based on his criminal history of alcohol abuse and domestic violence.
In August 2013, after considering evidence from both parties and hearing testimony from Valencia and his mother, the sentencing court denied Valencia's petition: "I cannot grant this. I just feel that he is a danger. He is an unreasonable risk to public safety. And, in particular, to the women he's around. I just can't do this." On appeal, Valencia argued that Proposition 47 had amended the Three Strikes Law by narrowing the sentencing court's discretion to deny resentencing on the ground that the petitioner posed an unreasonable risk to public safety.
The Court of Appeal rejected this contention and affirmed the judgment. All three justices took the view that, read literally, Proposition 47's plain language-defining "unreasonable risk of danger to public safety" "[a]s used throughout this [Penal] Code"-applied to resentencing proceedings under Proposition 36.
Two justices concluded, however, that "the literal meaning [of Proposition 47's amendment] does not comport with the purpose of the [Three Strikes Reform] Act, and applying it to resentencing proceedings under the [Three Strikes Reform] Act would frustrate, rather than promote, that purpose and the intent of the electorate in enacting both initiative measures." The third justice found the text's plain language insurmountable.
But because he concluded that the electorate did not clearly manifest an intent to apply Proposition 47 retroactively to sentencing petitions like Valencia's that had already been denied, he concurred in the result. In 2005, Clifford Paul Chaney was arrested for felony drunk driving after having been convicted of three separate incidents of driving under the influence in the prior 10 years. ( Veh.
Code, § 23550.) In exchange for having other counts dismissed, Chaney admitted he had six prior 1984 convictions for armed robbery and for conspiracy to commit robbery, which were all serious or violent felonies, and was sentenced as a third strike offender for the 2005 felony drunk-driving conviction, receiving an indeterminate sentence of 25 years to life. In 2013, Chaney unsuccessfully sought resentencing under the Three Strikes Reform Act.
The resentencing court stated that it was unconvinced "that [Chaney] would not re-engage in alcohol use and place the public at risk." Accordingly, the court concluded that Chaney posed an "unreasonable risk of danger to public safety" (§ 1170.126, subd. (f)) and denied his petition.
On appeal, Chaney argued that Proposition 47's narrower definition of "unreasonable risk of danger to public safety" (§ 1170.18, subd. (c)) applied retroactively to resentencing proceedings under the Three Strikes Reform Act. (§ 1170.126.) The Court of Appeal rejected Chaney's argument and concluded that Proposition 47's definition of "unreasonable risk of danger to public safety" did not apply retroactively to him because his resentencing petition was decided before the effective date of Proposition 47. II. DISCUSSION A.
The Three Strikes Reform Act (Proposition 36) and the Safe Neighborhoods and Schools Act (Proposition 47) 1. Proposition 36: The Three Strikes Reform Act We recently summarized the Three Strikes Reform Act in Johnson, supra , 61 Cal.4th 674, 189 Cal.Rptr.3d 794, 352 P.3d 366.
As we noted, "[p]rior to its amendment by the [Three Strikes Reform] Act, the Three Strikes law required that a defendant who had two or more prior convictions of violent or serious felonies receive a third strike sentence of a minimum of 25 years to life for any current felony conviction, even if the current offense was neither serious nor violent. (Former §§ 667, subds. (d), (e)(2)(A), 1170.12, subds. (b), (c)(2)(A).)" ( Id . at p. 680-681, 189 Cal.Rptr.3d 794, 352 P.3d 366.) We explained that Proposition 36 "amended the Three Strikes law with respect to defendants whose current conviction is for a felony that is neither serious nor violent.
In that circumstance, unless an exception applies, the defendant is to receive a second strike sentence of twice the term otherwise provided for the current felony, pursuant to the provisions that apply when a defendant has one prior conviction for a serious or violent felony." ( Id . at p. 681, 189 Cal.Rptr.3d 794, 352 P.3d 366.) As noted above, Proposition 36 excluded from its reforms third strikes involving large quantities of controlled substances, specified sex offenses, and offenses committed when the defendant was armed or intended to cause great bodily harm.
It also excluded defendants with prior convictions for super strikes. (See ante , fns. 3 & 4.) Most pertinent here is Proposition 36's resentencing provision, which "provides a procedure by which some prisoners already serving third strike sentences may seek resentencing in accordance with the new sentencing rules. (§ 1170.126.)" ( Johnson , supra , 61 Cal.4th at p. 682, 189 Cal.Rptr.3d 794, 352 P.3d 366.) An inmate who is serving a third strike sentence that would have yielded a second strike sentence under Proposition 36's new sentencing rules "shall be resentenced" as second strike offender "unless the court, in its discretion, determines that resentencing the petitioner would pose an unreasonable risk of danger to public safety." (§ 1170.126, subd. (f).) In exercising its discretion to deny resentencing, the court has broad discretion to consider: (1) the inmate's "criminal conviction history, including the type of crimes committed, the extent of injury to victims, the length of prior prison commitments, and the remoteness of the crimes"; (2) his or her "disciplinary record and record of rehabilitation while incarcerated"; and (3) "[a]ny other evidence the court, within its discretion, determines to be relevant in deciding whether a new sentence would result in an unreasonable risk of danger to public safety." (§ 1170.126, subd. (g)(1)-(3).) Thus, as the Legislative Analyst explained in the Voter Information Guide, "[i]n determining whether an offender poses [an unreasonable risk of danger to public safety], the court could consider anyevidence it determines is relevant, such as the offender's criminal history, behavior in prison, and participation in rehabilitation programs." (Voter Information Guide, Gen.
Elec. (Nov. 6, 2012) analysis of Prop. 36, p. 50, italics added.) Following the enactment of Proposition 36, Courts of Appeal have rejected arguments that the phrase "unreasonable risk of danger to public safety," as used in
section 1170.126, subdivision (f), is unconstitutionally vague. (See, e.g., People v. Garcia (2014) 230 Cal.App.4th 763, 769-770, 178 Cal.Rptr.3d 883 ; People v. Flores (2014) 227 Cal.App.4th 1070, 1075, 174 Cal.Rptr.3d 390 ["Surely a superior court judge is capable of exercising discretion, justly applying the public safety exception, and determining whether a lesser sentence would pose an unreasonable risk of harm to the public safety"].) 2.
Proposition 47: The Safe Neighborhoods and Schools Act Proposition 47 reclassified as misdemeanors certain drug- and theft-related offenses that previously were felonies or wobblers. (§ 1170.18, subds. (a), (b); see Health & Saf. Code §§ 11350 [possession of a controlled substance], 11357 [same], 11377 [possession of concentrated cannabis]; Pen.
Code §§ 459.5 [shoplifting], 473 [forgery], 476a [writing bad checks], 490.2 [grand theft], 496 [receiving stolen property], and 666 [petty theft with a prior conviction].) Proposition 47 also added a provision allowing felony offenders "serving a sentence for a conviction" for offenses now reclassified as misdemeanors to petition to have their sentences recalled and to be resentenced. (§ 1170.18, subd. (a); see also People v.
Morales (2016) 63 Cal.4th 399, 404, 203 Cal.Rptr.3d 130, 371 P.3d 592.) The resentencing procedure provides that if an inmate "would have been guilty of a misdemeanor" had Proposition 47 been in effect at the time of the offense, and he or she has no prior convictions for super strikes or any offense that requires registration as a sex offender, the inmate may petition for a recall of his or her sentence and resentencing in accordance with Proposition 47's reclassification of certain offenses as misdemeanors. (§ 1170.18, subds. (a)-(i).) If the court determines that the petitioner meets these criteria, it must recall the felony sentence and resentence the petitioner based on the new classification of the offense as a misdemeanor, "unless the court, in its discretion, determines that resentencing the petitioner would pose an unreasonable risk of danger to public safety." (§ 1170.18, subd. (b).) In exercising this discretion, the resentencing court may consider: (1) the petitioner's "criminal conviction history, including the type of crimes committed, the extent of injury to victims, the length of prior prison commitments, and the remoteness of the crimes"; (2) his or her "disciplinary record and record of rehabilitation while incarcerated"; and (3) "[a]ny other evidence" the court deems relevant. (§ 1170.18, subd. (b)(1)-(3).) Significantly, however, in contrast to Proposition 36, Proposition 47 limits the trial court's discretion to deny resentencing by defining the phrase "unreasonable risk of danger to public safety" narrowly.
In connection with resentencing under Proposition 47, " 'unreasonable risk of danger to public safety' means an unreasonable risk that the petitioner will commit a [super strike]." (§ 1170.18, subd. (c); see ante , fn. 3.) Thus, under Proposition 47 a resentencing court may not deny a petition for reclassification and resentencing for certain theft and drug possession felonies to misdemeanors for an otherwise eligible petitioner unless it finds that the resentencing would pose an unreasonable risk that the petitioner will commit a super strike.
Of most significance to the present matter, Proposition 47 also provides that its definition of "unreasonable risk of danger to public safety" is effective "[a]s used throughout this Code." (§ 1170.18, subd. (c).) Because
section 1170.126, subdivision (g)(3), added by Proposition 36, the Three Strikes Reform Act, also requires the court to assess whether the petitioner's resentencing would pose "an unreasonable risk of danger to public safety," this raises the question of whether Proposition 47 amended the resentencing criteria for eligible third strike offenders under the previously enacted measure, Proposition 36.
The parties do not contest that such an amendment would be more favorable to three strike inmates and result in the release of more recidivist serious and/or violent offenders than had been originally contemplated under Proposition 36. B.
Proposition 47's Definition of "Unreasonable Risk of Danger to Public Safety" Does Not Apply to the Three Strikes Reform Act Viewed in isolation, Proposition 47's statement that its definition of " 'unreasonable risk of danger to public safety' " is to be "used throughout this Code" (§ 1170.18, subd. (c)) would be understood to result in the amendment of the entire Penal Code, which of course includes the resentencing criteria for the Three Strikes Reform Act.
But our courts have recognized that the meaning of isolated statutory language can be informed by and indeed must be consistent with the provisions of the relevant statute as whole. In the present matter, there are several reasons why the meaning of the phrase "[a]s used throughout this Code" in
section 1170.18, subdivision (
c) should be subject to careful scrutiny. First, the phrase "[a]s used throughout this Code" in
section 1170.18, subdivision (c), when considered in the context of both
section 1170.18 and other provisions of Proposition 47 as a whole, renders the entirety of
section 1170.18, subdivision (
c) ambiguous as to its potential application to the resentencing criteria for the Three Strikes Reform Act. Second, the ballot materials for Proposition 47 supplied no notice to voters that the measure intended to amend the resentencing criteria of the Three Strikes Reform Act and that three strike inmates previously convicted of serious or violent felonies could be released as a consequence.
Third, despite creating detailed procedures for the resentencing of low-level felons to misdemeanants, Proposition 47 provided no similar procedural guidance for the resentencing of three strike inmates under its definition of "unreasonable risk of danger to public safety," which further detached any perceived connection with the Three Strikes Reform Act.
Finally, under the circumstances of this matter, it is unreasonable to assign dispositive significance to the legal presumptions we normally apply to voters who approve an initiative in order to interpret the phrase "[a]s used throughout this Code." Those presumptions, even if applicable, would not alter our conclusion that the statutory language is ambiguous and that this ambiguity should be resolved by construing
section 1170.18, subdivision (
c) not to apply to petitioners under other provisions of the Penal Code such as the Three Strikes Reform Act.
Furthermore, as we will explain, neither the initiative's text nor its supporting materials describe any intention to amend the criteria for the resentencing of recidivist serious or violent felons, and both the Attorney General, who is required by law to summarize ballot measures, and the Legislative Analyst, who is required by law to provide and explain to voters a measure's potential impacts, did not interpret the phrase "[a]s used throughout this Code" as referring to the sentencing criteria for the Three Strikes Reform Act.
Given these circumstances, it is unreasonable to assume or presume that voters, with greater acumen than the legal professionals of the offices of the Attorney General and Legislative Analyst, somehow discerned a connection with the Three Strikes Reform Act. Thus, those legal presumptions provide no assistance in determining whether such a connection existed. 1. The Rules of Statutory
Interpretation We have long recognized that the language used in a statute or constitutional provision should be given its ordinary meaning, and "[i]f the language is clear and unambiguous there is no need for construction, nor is it necessary to resort to indicia of the intent of the Legislature (in the case of a statute) or of the voters (in the case of a provision adopted by the voters)." ( Lungren v.
Deukmejian (1988) 45 Cal.3d 727, 735, 248 Cal.Rptr. 115, 755 P.2d 299.) To that end, we generally must "accord [ ] significance, if possible, to every word, phrase and sentence in pursuance of the legislative purpose," and have warned that "[a] construction making some words surplusage is to be avoided." ( Dyna-Med, Inc. v.
Fair Employment & Housing Com. (1987) 43 Cal.3d 1379, 1387, 241 Cal.Rptr. 67, 743 P.2d 1323.) But "[t]he words of the statute must be construed in context, keeping in mind the statutory purpose, and statutes or statutory sections relating to the same subject must be harmonized, both internally and with each other, to the extent possible." ( Dyna-Med, Inc. v. Fair Employment & Housing Com. , supra , 43 Cal.3d at p. 1387, 241 Cal.Rptr. 67, 743 P.2d 1323.) "Where uncertainty exists consideration should be given to the consequences that will flow from a particular
interpretation." ( Ibid . ) 2. Prior Cases Involving Ambiguous Statutory Language A reason to further explore the meaning of statutory language and to consider extrinsic evidence of legislative intent is where statutory language is ambiguous when considered "in the context of the statute and initiative as a whole." ( People v. Superior Court (Pearson) (2010) 48 Cal.4th 564, 571, 107 Cal.Rptr.3d 265, 227 P.3d 858.) This is because an initiative's " 'language must also be construed in the context of the statute as a whole' " and its " 'overall ... scheme.' " ( Professional Engineers in California Government v.
Kempton (2007) 40 Cal.4th 1016, 1037, 56 Cal.Rptr.3d 814, 155 P.3d 226, quoting People v. Rizo (2000) 22 Cal.4th 681, 685, 94 Cal.Rptr.2d 375, 996 P.2d 27.) In Building Industry Assn. v. City of Camarillo (1986) 41 Cal.3d 810, 226 Cal.Rptr. 81, 718 P.2d 68, this court interpreted the meaning of the phrase "governing body," as used in Evidence Code former
section 669.5, subdivision (a), a statute that sought to limit growth control legislation "enacted by the governing body of a city, county, or city and county." Opponents of a local growth control ordinance, adopted by city voters as a local initiative, claimed the ordinance was invalid because it did not comply with the requirements of Evidence Code
section 669.5. This court acknowledged that, under its plain meaning, "[t]he term 'governing body' excludes the electorate." ( Building Industry Assn. , supra , 41 Cal.3d at p. 818, 226 Cal.Rptr. 81, 718 P.2d 68.) But the court further noted that "the words 'governing body' cannot be considered by themselves, but must be analyzed within the context of the entire statute," which also included an exception for certain voter-approved initiatives, and when so read, "[a]mbiguity does exist within [Evidence Code]
section 669.5." ( Id . at pp. 818-819, 226 Cal.Rptr. 81, 718 P.2d 68, italics omitted.) This court then reviewed the legislative history of Evidence Code
section 669.5 in order to reach the conclusion that it does apply to growth control legislation enacted by local initiatives. ( Id . at pp. 819-820, 226 Cal.Rptr. 81, 718 P.2d 68.) In Kennedy Wholesale, Inc. v. State Bd. of Equalization (1991) 53 Cal.3d 245, 279 Cal.Rptr. 325, 806 P.2d 1360, this court interpreted a provision of
article XIII A,
section 3 of the California Constitution (hereafter,
article XIII A,
section 3 ) that stated that any changes in state taxes collected for increasing revenue " 'must be imposed by
an Act passed by no less than two-thirds of all members elected to each of the two houses of the Legislature....' " ( Id . at p. 248, 279 Cal.Rptr. 325, 806 P.2d 1360, quoting Cal. Const., art. XIII A, § 3.) Opponents of Proposition 99, a measure passed by the voters in 1988 that increased the tax on tobacco products, contended that
article XIII A,
section 3 rendered the measure void because only a supermajority of the Legislature may impose such taxes. This court acknowledged that, considered in isolation, the plain meaning of
article XIII A,
section 3 would have such an effect. ( Kennedy Wholesale , supra , 53 Cal.3d at p. 249, 279 Cal.Rptr. 325, 806 P.2d 1360.) Instead, however, the court found
section 3"ambiguous when read in the context of the whole Constitution." ( Ibid . ) We construed
section 3 in light of
article IV,
section 1 of the state Constitution, through which "the people expressly 'reserve to themselves the powers of initiative and referendum.' " ( Kennedy Wholesale , at p. 249, 279 Cal.Rptr. 325, 806 P.2d 1360, quoting Cal. Const., art. IV, § 1.) Accordingly, we concluded that "[t]o interpret
section 3 as giving the Legislature exclusive power to raise taxes would implicitly repeal
article IV,
section 1, pro tanto" even though
article XIII A,
section 3"does not even mention the initiative power, let alone purport to restrict it." ( Kennedy Wholesale , at p. 249, 279 Cal.Rptr. 325, 806 P.2d 1360.) This court then turned to the ballot materials of the measure that enacted
article XIII A,
section 3 and found "[n]othing in the official ballot pamphlet supports the inference that the voters intended to limit their own power to raise taxes in the future by statutory initiative." ( Kennedy Wholesale , at p. 250, 279 Cal.Rptr. 325, 806 P.2d 1360.) In People v. Hazelton (1996) 14 Cal.4th 101, 58 Cal.Rptr.2d 443, 926 P.2d 423, we interpreted a provision enacted in 1994 by Proposition 184, the initiative version of the Three Strikes law that mandated life sentences as the third strike penalty for those who have " 'two or more prior felony convictions, as defined in paragraph (1) of subdivision (b) ' " of former
section 1170.12. ( Hazelton , supra , 14 Cal.4th at p. 105, 58 Cal.Rptr.2d 443, 926 P.2d 423, quoting former § 1170.12, subd. (c)(2)(A).) At issue was whether former
section 1170.12 permitted third strike penalties for similar out-of-state prior felony convictions, which were defined not in paragraph (1) but in paragraph (2) of subdivision (
b) in
section 1170.12. Instead, paragraph (1) defined an eligible prior felony conviction as "[a]ny offense defined in subdivision (
c) of
Section 667.5 as a violent felony or any offense defined in subdivision (
c) of
Section 1192.7 as a serious felony in this state." (Former § 1170.12, subd. (b)(1), as added by Prop. 184, Gen. Elec. (Nov. 8, 1994).) The defendant in Hazelton contended that the life sentence required by former
section 1170.12, subdivision (c)(2)(A), should not apply to him because his prior out-of-state conviction was not included in "paragraph (1) of subdivision (b)," and the life sentence provision did not expressly refer to out-of-state felony convictions described in paragraph (2) of subdivision (
b) in former
section 1170.12. We rejected this argument by concluding that "[r]ead in the context of
section 1170.12 as a whole, the language of subdivision (c)(2)(
A) is ambiguous regarding the inclusion of out-of-state convictions...." ( Hazelton , supra , 14 Cal.4th at p. 105, 58 Cal.Rptr.2d 443, 926 P.2d 423.) This court observed that introductory language in
section 1170.12, subdivision (
b) stated: " 'Notwithstanding any other provision of law and for the purposes of this
section , a prior conviction of a felony shall be defined as:' " followed by the list of subparts that included both paragraph (1) and paragraph (2) of subdivision (b). ( Hazelton , at p. 106, 58 Cal.Rptr.2d 443, 926 P.2d 423, quoting former § 1170.12, subd. (b).) When read in light of this introductory language, we concluded that "[s]ubdivision (c)(2)(A), therefore, arguably proffers a different and inconsistent definition to the extent it limits the definition of a prior felony for purposes of the three strikes provision to only adult California convictions." ( Hazelton , at p. 106, 58 Cal.Rptr.2d 443, 926 P.2d 423.) As a result, we turned to the ballot materials of the initiative that enacted
section 1170.12 and found "no evidence in the legislative history that the voters intended to exclude out-of-state convictions from the purview of the initiative's third strike penalty." ( Hazelton, at p. 108, 58 Cal.Rptr.2d 443, 926 P.2d 423.) Consequently, Building Industry Assn. , Kennedy Wholesale , and Hazelton all established that statutory language, even if it appears to have a clear and plain meaning when considered in isolation, may nonetheless be rendered ambiguous when the language is read in light of the statute as a whole or in light of the overall legislative scheme. 3. Ambiguity of
Section 1170.18's Application to the Three Strikes Reform Act
Section 1170.18, subdivision (
c) states: "As used throughout this Code, 'unreasonable risk of danger to public safety' means an unreasonable risk that the petitioner will commit a new violent felony within the meaning of"
section 667, subdivision (e)(2)(C)(iv). The dissents argue this language should have made it plain to voters that only offenders at risk of committing a super strike could be denied resentencing under either Proposition 47 or the Three Strikes Reform Act. But the initiative's language is ambiguous when viewed in the context of the subject matter of Proposition 47 as a whole and, in particular, in the context of
section 1170.18 in which subdivision (
c) is located. The ambiguity is compounded because the alleged effect on the Three Strikes Reform Act is not reflected in the uncodified provisions of Proposition 47 that set forth the purposes of the measure. First, although the words "as used throughout this code" in
section 1170.18, subdivision (
c) may appear clear and unambiguous when viewed in isolation, the ambiguity regarding the intended meaning and scope of subdivision (
c) becomes apparent when this language is viewed in context. To begin with, the subdivision was enacted as part of an initiative measure-Proposition 47-whose primary focus was reducing the punishment for a specifically designated category of low-level felonies from felony to misdemeanor sentences. The measure did not purport to alter the sentences for felonies other than those that the measure reduced to misdemeanors. Moreover,
section 1170.18, subdivision (
c) itself contains language that reasonably supports the conclusion that it was intended to apply only to persons who are eligible for resentencing to misdemeanors under the provisions of Proposition 47. To reiterate,
section 1170.18, subdivision (
c) states: "As used throughout this Code, 'unreasonable risk of danger to public safety' means an unreasonable risk that the petitioner will commit a new violent felony...." (Italics added.) As the Attorney General contends, the use of the phrase "the petitioner" in
section 1170.18, subdivision (
c) is significant because
section 1170.18, subdivision (a), provides that an eligible person may file a petition for a recall of sentence in order to reduce the conviction to a misdemeanor, and, thereafter, the statute repeatedly refers to such a person as "the petitioner." (§§ 1170.18, subds. (b), (c), (l), (m).) For the reasons described in Justice Kruger's concurring opinion, it is unclear whether the petitioners referred to in
section 1170.18, subdivision (
c) include "any petitioner in any proceeding governed by any provision of the Penal Code, including Proposition 36" or whether it refers "only to the lower-level offenders who have petitioned for relief under Penal Code
section 1170.18, subdivision (a)." (Conc. opn. of Kruger, J., post , 220 Cal.Rptr.3d at pp. 260-261, 397 P.3d at p. 962.) Moreover, the use of the definite
article "the," instead of "a" petitioner, is an indication that Proposition 47's definition of "unreasonable risk of danger to public safety" applies only to those individuals applying for relief under Proposition 47. If Proposition 47's definition of "unreasonable risk of danger to public safety" was intended to apply to petitioners both under Proposition 36 and Proposition 47, then
section 1170.18, subdivision (c), should have referred to "a petitioner" or otherwise made clear that it applied both to individuals seeking relief under
section 1170.18, subdivision (a), and to those seeking relief under
section 1170.126, subdivision (b), part of the Three Strikes Reform Act. To read the statute as applying to the latter individuals would transform the meaning of the phrase "the petitioner." Additionally, the location of the provision in question within
section 1170.18 is informative. As noted,
section 1170.18 creates the procedure through which those persons who, having been previously convicted and sentenced for those low-level felonies now reducible to misdemeanors, may petition to have their convictions resentenced as misdemeanors.
Section 1170.18 begins by listing the previously designated low-level felony convictions that are eligible for relief under Proposition 47 in subdivision (a). This is followed by subdivision (b), which describes the criteria a resentencing court may apply in granting or denying relief to Proposition 47 eligible offenders. ( § 1170.18, subd. (b).) The next subdivision of
section 1170.18 is subdivision (c), and it defines the phrase "unreasonable risk of danger to public safety," which is one of the resentencing criteria listed in subdivision (
b) for the resentencing of the low-level felonies described in subdivision (a). Thus, the placement of subdivision (
c) tends to reinforce its application to crimes that had previously been low-level felonies. Given that nothing in the subject matter of
section 1170.18 as a whole suggests a connection to the Three Strikes Reform Act or serious and violent felonies, the placement of subdivision (
c) in
section 1170.18 obscures any indication that the subdivision was intended to amend the resentencing criteria for the Three Strikes Reform Act. (See, e.g., Lonicki v. Sutter Health Central (2008) 43 Cal.4th 201, 210-211, 74 Cal.Rptr.3d 570, 180 P.3d 321 [relying upon the location of statutory provision in ascertaining its meaning and scope].) It is true that the use of the phrase "[a]s used throughout this Code" in
section 1170.18, subdivision (
c) could support an alternative
interpretation of its intended scope, under which the limiting definition it sets forth would apply to persons seeking resentencing under other statutory provisions in addition to
section 1170.18. For this reason, these two opposing
interpretations render
section 1170.18, subdivision (
c) ambiguous. But, as further explained below, the
interpretation that takes into account both the meaning of the phrase "the petitioner" and the location of subdivision (
c) itself within
section 1170.18 appears more consistent with the express purpose and intended scope of Proposition 47, as stated in its uncodified sections, which we describe below. Second, another indication that
section 1170.18, subdivision (
c) is ambiguous rests on the fact that the subdivision, as construed by defendant and the dissenting opinions, is difficult to reconcile with Proposition 47's uncodified
preamble, which was presented to the electorate. The
preamble, which describes Proposition 47 to the voters, contains uncodified sections expressing the measure's "Findings and Declarations" and its "Purpose and Intent." (Voter Information Guide, Gen. Elec. (Nov. 4, 2014) (Voter Information Guide) text of Prop. 47, §§ 2, 3, p. 70.) "In considering the purpose of legislation, statements of the intent of the enacting body contained in a
preamble, while not conclusive, are entitled to consideration." ( People v. Canty (2004) 32 Cal.4th 1266, 1280, 14 Cal.Rptr.3d 1, 90 P.3d 1168.) As we explain, these uncodified provisions are inconsistent with and beyond the scope of any intention to amend the resentencing criteria for the Three Strikes Reform Act or to release additional three strike inmates.
The initiative's Findings and Declarations state that the "act ensures that sentences for people convicted of dangerous crimes like rape, murder, and child molestation are not changed." (Voter Information Guide, supra , text of Prop. 47, § 2, p. 70.) Similarly, Proposition 47 reiterates its Purpose and Intent as being to "[e]nsure that people convicted of murder, rape, and child molestation will not benefit from this act," and to "[r]equire misdemeanors instead of felonies for nonserious, nonviolent crimes like petty theft and drug possession, unless the defendant has prior convictions for specified violent or serious crimes." (Id ., § 3, p. 70.) The Purpose and Intent of the initiative is also to "[a]uthorize consideration of resentencing for anyone who is currently serving a sentence for any of the offenses listed herein that are now misdemeanors." (Ibid .) Thus, the expressly stated central objectives of Proposition 47 were to redesignate specified minor felony offenses as misdemeanors and to permit those persons previously convicted of these same low-level felonies to seek resentencing as misdemeanors.
Proposition 47 further assured voters that persons convicted of murder, rape, and child molestation would not benefit from Proposition 47 and specifically declared that the "act ensures that sentences for people convicted of dangerous crimes ... are not changed." (Voter Information Guide, supra , text of Prop. 47, § 2, p. 70, italics added.) It is not unreasonable to view the term "dangerous crimes" as encompassing the serious and violent felonies addressed by both the Three Strikes law and the Three Strikes Reform Act.
The uncodified introductory provisions of Proposition 47 further assured voters that the measure would reduce low-level felony convictions to misdemeanors, "unless the defendant has prior convictions for specified violent or serious crimes." (Voter Information Guide, supra , text of Prop. 47, § 3, p. 70.) By design, those convicted under either the former Three Strikes law or the amended version enacted by Proposition 36 are persons convicted of dangerous crimes and have prior convictions for various violent or serious crimes.
These uncodified introductory provisions, therefore, are inconsistent with any intention to make the resentencing provisions of the Three Strikes Reform Act more favorable to the resentencing and release of three strike inmates, who are felons with recidivist convictions for serious or violent felonies.
Also, an extension of Proposition 47's definition of "an unreasonable risk of danger to public safety" to the previously enacted Three Strikes Reform Act would conflict with the measure's stated purpose to "[e]nsure that people convicted of murder, rape, and child molestation will not benefit from this act." (Voter Information Guide, supra , text of Prop. 47, § 3, p. 70.) As previously discussed, the list of super strike offenses is limited to a set of eight categories of serious or violent felonies. (See, ante , 220 Cal.Rptr.3d at p. 235, fn. 3, 397 P.3d at p. 940, fn. 3.) The only sexual offenses included in that set are specific sexually violent offenses involving threats, force, violence, duress, menace, or fear of immediate and unlawful bodily injury and specific sexual offenses involving minors under the age of 14. (See § 667, subd. (e)(2)(C)(iv) (I-VIII).) Thus, contrary to Proposition 47's Purpose and Intent, three strike inmates previously convicted of nonforcible rape or molestation of a child over the age of 14 would stand to benefit under Proposition 47's definition of "an unreasonable risk of danger to public safety." Proposition 47's uncodified Purpose and Intent, therefore, appears inconsistent with the application of the phrase "[a]s used throughout this Code," under its
section 1170.18, subdivision (c), which would have the effect of extending possible sentencing relief to convicted rapists and child molesters. Construing the phrase "[a]s used throughout this Code" as a more expansive standard to permit the resentencing of three strikes offenders would thus be inconsistent with Proposition 47's uncodified findings, declarations, purpose, and intent. This stark inconsistency reinforces the conclusion that the meaning of
section 1170.18, subdivision (
c) is ambiguous. 4. The Voter Information Materials Concerning Proposition 47 Accordingly, we turn to evidence, outside the measure's express provisions, to ascertain the voter's intent in approving the initiative. Specifically, we examine the materials that were before the voters. ( Robert L. v.
Superior Court (2003) 30 Cal.4th 894, 905, 135 Cal.Rptr.2d 30, 69 P.3d 951 ( Robert L. ) [in order resolve questions of purpose and ambiguity, "we look to the materials that were before the voters"].) Nothing in the materials accompanying the text of Proposition 47 suggested that the initiative would alter the resentencing criteria under the previously enacted Three Strikes Reform Act, resulting in the potential release of additional recidivist serious or violent felony offenders.
"We cannot presume that ... the voters intended the initiative to effect a change in law that was not expressed or strongly implied in either the text of the initiative or the analyses and arguments in the official ballot pamphlet." ( Farmers Ins. Exchange v. Superior Court , supra , 137 Cal.App.4th at pp. 857-858, 40 Cal.Rptr.3d 653.) Proposition 47 voter information materials focused on describing the reclassification of certain theft- and drug-related felonies to misdemeanors and did not make any reference to three strike inmates. For instance, the "Official Title and
Summary," which was prepared by the Attorney General, states that the measure "[r]equires [a] misdemeanor sentence instead of [a] felony for certain drug possession offenses," as well as "petty theft, receiving stolen property, and forging/writing bad checks." (Voter Information Guide, supra ,
Summary of Prop. 47, p. 34.) The Official Title and
Summary further clarifies that a "felony sentence for these offenses" would remain intact if the person "has [a] previous conviction for crimes such as rape, murder, or child molestation or is [a] registered sex offender" or unless the court "finds [an] unreasonable public safety risk." (Ibid ., italics added.) The Official Title and
Summary makes no mention of the Three Strikes Law, the Three Strikes Reform Act, three strike inmates, or life sentences for recidivist serious or violent felons. Nor does the Legislative Analyst's Analysis of Proposition 47 included in the Voter Information Guide make any reference to the Three Strikes Law, the Three Strikes Reform Act, three strike inmates, or life sentences for recidivist serious or violent felons.
Under the Elections Code, the Legislative Analyst must "prepare an impartial analysis of the measure describing the measure and including a fiscal analysis of the measure showing the amount of any increase or decrease in revenue or cost to state or local government." ( Elec.
Code, § 9087, subd. (a).) Accordingly, if the Legislative Analyst had recognized that Proposition 47 would have also negated life sentences and facilitated the resentencing and release of third strike inmates under the more restrictive definition of an "unreasonable risk of danger to public safety," the Analyst would have been required to provide the voters with an estimate of the fiscal scope of such an application.
Yet the analysis provides no estimate of any effect on third strike offenders and their crimes nor any discussion of the fiscal effects on the state prison system from the invalidation of life sentences for recidivist serious or violent felons or on the parole system in handling the release of inmates caused by a resentencing of third strike inmates under a standard that would be more favorable to them.
In addition, the Legislative Analyst must provide an analysis that is "easily understood by the average voter" and it "may contain background information, including the effect of the measure on existing law and the effect of enacted legislation which will become effective if the measure is adopted, and shall generally set forth in an impartial manner the information the average voter needs to adequately understand the measure." ( Elec. Code, § 9087, subd. (b).) However, the analysis mentions no "effect" on the "existing" Three Strikes Reform Act.
Instead, it focuses on Proposition 47's proposal to reduce punishment for nonserious and nonviolent felony crimes.
In explaining what Proposition 47 proposed, the Legislative Analyst declared: "This measure reduces penalties for certain offenders convicted of nonserious and nonviolent property and drug crimes," and would allow "certain offenders who have been previously convicted of such crimes to apply for reduced sentences." (Voter Information Guide, supra , analysis of Prop. 47, p. 35, italics added.) The analysis then lists the offenses for which the measure would reduce punishment-grand theft, shoplifting, receiving stolen property, writing bad checks, check forgery, and drug possession. (Id . at pp. 35-36.) Thus, the Legislative Analyst discerned that Proposition 47 would provide reduced punishment for only nonserious and nonviolent property and drug offenses.
Turning to the assessments of Proposition 47's impacts, the Legislative Analyst again focused solely on the effect of the reduction of certain crimes from felonies to misdemeanors: "We estimate that about 40,000 offenders annually are convicted of the above crimes [grand theft, shoplifting, receiving stolen property, writing bad checks, check forgery, and drug possession] and would be affected by the measure." (Voter Information Guide, supra , analysis of Prop. 47, at p. 36.) Furthermore, the Legislative Analyst expressed uncertainty regarding the measure's fiscal impact, noting that "[i]n particular, it would depend on the way individuals are currently being sentenced for the felony crimes changed by this measure." (Ibid .) There was no discussion of the probable fiscal effects related to the resentencing of third strike inmates, especially notable considering the significant costs associated with life sentences for recidivist serious or violent felons.
Finally, the arguments in favor of and opposed to Proposition 47 discussed only the reductions of certain felonies to misdemeanors and did not mention the previously enacted Three Strikes Reform Act. (Voter Information Guide, supra , arguments regarding Prop. 47, at pp. 38-39.) Accordingly, nothing in the voter information pamphlet for Proposition 47 informed the electorate that the definition of "unreasonable risk of danger to public safety," contained in
section 14 of the measure, proposed
section 1170.18, subdivision (c), was intended to amend and narrow the resentencing criteria under Proposition 36, the Three Strikes Reform Act. The materials for Proposition 47 signaled no relationship at all with that prior initiative. In fact, based on the analysis and
summary they prepared, there is no indication that the Legislative Analyst or the Attorney General were even aware that the measure might amend the resentencing criteria governing the Three Strikes Reform Act. 5. The Absence of Procedures for Resentencing Third Strike Offenders under the New Definition Further weighing against the defendants' proposed
interpretation of the phrase "[a]s used throughout this Code" is the fact that Proposition 47 provides no guidance whatsoever concerning how to implement the resentencing of three strike inmates under the new definition of "unreasonable risk of danger to public safety." (§ 1170.18, subd. (c).) Given the effective date of Proposition 47 in 2014, any amendatory effect on the previously enacted 2012 Three Strikes Reform Act raises serious procedural questions that the measure does not address.
This circumstance further widens the gap concerning the voters' understanding of whether Proposition 47 would amend the resentencing criteria for three strike inmates. As previously described, Proposition 36, the Three Strikes Reform Act, took effect on November 7, 2012, and it gave inmates "two years after the effective date of the act" or "at a later date upon a showing of good cause" to file any petition for resentencing. (§ 1170.126, subd. (b).) Proposition 47 took effect on November 5, 2014, two days short of the two-year window enacted by the Three Strikes Reform Act to file a resentencing petition.
Assuming Proposition 47 were construed to amend the Three Strikes Reform Act, its provisions are silent with respect to whether its definition of "an unreasonable risk of danger to public safety" in
section 1170.18, subdivision (c), would apply only to inmates who had not yet sought resentencing, or whether it would also apply to inmates whose resentencing petitions had already been filed but not acted upon, and to those whose petitions had already been denied. An application only to inmates who had not yet sought resentencing would mean that such inmates would have only two days to seek resentencing under the new definition, unless the passage of Proposition 47 could constitute "good cause" for an untimely resentencing petition under
section 1170.126, subdivision (b). In any event, it is reasonable to infer that, by November 5, 2014, most of the three strike inmates eligible for resentencing under the Three Strikes Reform Act would have already petitioned for resentencing.
Even if we were to assume without deciding that the new definition may apply to any inmate who had filed a resentencing petition, but the proceedings on that petition were not yet final (see In re Estrada (1965) 63 Cal.2d 740, 744, 48 Cal.Rptr. 172, 408 P.2d 948 [without legislative guidance to the contrary, courts ordinarily presume that newly enacted legislation ameliorating criminal punishment is intended to apply to all cases not yet reduced to final judgment on the statute's effective date] ), such an application would serve, only a subset of third strike inmates-those who had unsuccessfully petitioned for resentencing and whose judgments on those petitions were not final as of November 5, 2014.
Although Proposition 47 created new procedures for the resentencing of felons as misdemeanants, it created no similar procedural mechanism enabling previously unsuccessful third strike petitioners to seek a second opportunity for resentencing using the new definition of "an unreasonable risk of danger to public safety." (§ 1170.18, subd. (c).) If one of the purposes of Proposition 47 was to narrow the criteria applicable to resentencing third strike offenders, one would expect the drafters to have addressed at least some of the above described problems. Instead, the measure was silent on these matters.
This further exacerbated the unlikelihood that the Attorney General, the Legislative Analyst, and the voters understood that the measure would potentially release not just low-level, nonviolent offenders, but also three strike inmates with repeat convictions for serious and violent felonies. In fact, had Proposition 47 tried to answer the questions surrounding its procedural applicability to the Three Strikes Reform Act, it would have alerted the public to its proposed direct applicability to that prior measure. 6.
The Presumptions Concerning an Initiative Adopted by Voters In favor of applying the defendants' proposed
interpretation, defendants and the dissents rely heavily on two presumptions we generally apply to measures approved by the initiative process. The first is the assumption that voters who approve an initiative are presumed to " 'have voted intelligently upon an amendment to their organic law, the whole text of which was supplied [to] each of them prior to the election and which they must be assumed to have duly considered....' " ( Amador Valley Joint Union High Sch. Dist. v. State Bd. of Equalization (1978) 22 Cal.3d 208, 243-244, 149 Cal.Rptr. 239, 583 P.2d 1281, quoting Wright v.
Jordan (1923) 192 Cal. 704, 713, 221 P. 915.) The second is a presumption, which we also apply to the Legislature, that the voters, in adopting an initiative, did so being "aware of existing laws at the time the initiative was enacted." ( Professional Engineers in California Government v.
Kempton , supra , 40 Cal.4th at p. 1048, 56 Cal.Rptr.3d 814, 155 P.3d 226 ; see also In re Lance W. (1985) 37 Cal.3d 873, 890, fn. 11, 210 Cal.Rptr. 631, 694 P.2d 744.) Even if we assume for the sake of argument that these presumptions apply here, they do not alter our conclusion that the electorate did not intend to apply Proposition 47's definition of "unreasonable risk of danger to public safety" to inmates seeking resentencing under the Three Strikes Reform Act, because the presumptions have no bearing on our determination that the statutory language is ambiguous and that this ambiguity should be resolved by construing the definition as inapplicable to those inmates.
In any event, we have found compelling reasons not to apply such presumptions in prior cases, and, to an even greater degree, they are also inapt in the present matter.
a) The Presumption that Voters Have Considered the Text of the Laws Proposed by an Initiative In Taxpayers to Limit Campaign Spending v. Fair Pol. Practices Comm. (1990) 51 Cal.3d 744, 274 Cal.Rptr. 787, 799 P.2d 1220 ( Taxpayers ), we declined to credit the presumption that voters had thoroughly studied the probable impact of proposed initiatives. ( Id. at pp. 769-770, 274 Cal.Rptr. 787, 799 P.2d 1220.) There, we considered the voters' simultaneous approval of two overlapping ballot measures regulating campaign contributions and spending. We examined the reach of California Constitution
article II,
section 10, subdivision (b), which provides: "If provisions of 2 or more measures approved at the same election conflict, those of the measure receiving the highest affirmative vote shall prevail." In determining the voters' intent, the court had to decide whether this constitutional provision required the measure with the highest votes to prevail entirely or whether the rules of statutory construction required the individual provisions of each measure to be grafted into a hybrid form and put into effect, despite any conflicting provisions. ( Taxpayers , supra , 51 Cal.3d at p. 747, 274 Cal.Rptr. 787, 799 P.2d 1220.) We observed that both a state commission and the Court of Appeal had attempted to reconcile the measures using the latter approach, but noted that each had reached "divergent conclusions" concerning whether various provisions from each measure were irreconcilable and whether the voters would have adopted various parts of the measure that had received fewer votes if they had "not been part of that measure." ( Id . at p. 760, 274 Cal.Rptr. 787, 799 P.2d 1220.) In rejecting the contention that the voters intended a hybrid version of the measures if they were both approved, this court acknowledged the "presumption that the voters thoroughly study and understand the content of complex initiative measures." ( Taxpayers , supra , 51 Cal.3d at p. 768, 274 Cal.Rptr. 787, 799 P.2d 1220.) But we refused to assume further "that voters not only recognized that they were approving initiatives with fundamentally conflicting provisions intended to regulate the same subject, but also analyzed the remaining provisions in order to predict which would be implemented if either measure received a lesser affirmative vote." ( Ibid . ) This court remarked "that even the most conscientious voters may lack the time to study ballot measures with that degree of thoroughness." ( Id . at p. 770, 274 Cal.Rptr. 787, 799 P.2d 1220.) " ' "We think the assertion may safely be ventured that it is only the few persons who earnestly favor or zealously oppose the passage of a proposed law initiated by petition who have attentively studied its contents and know how it will probably affect their private interests." ' " ( Ibid ., quoting Wallace v.
Zinman (1927) 200 Cal. 585, 592-593, 254 P. 946, quoting in turn State v. Richardson (1906) 48 Or. 309, 319, 85 P. 225.) The present case is similar. In defining the phrase "unreasonable risk of danger to public safety," it is peculiar that
section 1170.18, subdivision (c), extended that definition to the Three Strikes Reform Act by use of the phrase "[a]s used throughout this Code." When Proposition 47 was presented to the voters, the phrase "unreasonable risk of danger to public safety" appeared in only one other
section of the Penal Code. (§ 1170.126, subd. (f).) Given this unique circumstance, it is highly unusual that the drafters of Proposition 47 did not simply make a direct reference to the single relevant provision intended to be amended-
section 1170.126, the resentencing statute previously enacted by the Three Strikes Reform Act. Such a direct reference would have expressly disclosed to the voters a connection between Proposition 47 and the Three Strikes Reform Act. Instead, Proposition 47 applied its definition of "unreasonable risk of danger to public safety" to the entire Penal Code, which has thousands of sections encompassing hundreds of thousands of provisions, only one of which was relevant to the proposed new definition. Consequently, without an express reference to
section 1170.126, part of the Three Strikes Reform Act, the average voter would not have known the impact or import of the phrase "[a]s used throughout this Code" in
section 1170.18, subdivision (c), unless they had exhaustively sifted through the voluminous Penal Code in order to find the single other reference to the phrase "unreasonable risk of danger to public safety." We similarly recognized in Taxpayers that it is unreasonable to presume that the voters had such a "degree of thoroughness" that they " ' "attentively studied" ' " the measure and analyzed various provisions using the acumen of a legal professional. ( Taxpayers , supra , 51 Cal.3d at p. 770, 274 Cal.Rptr. 787, 799 P.2d 1220.) Indeed, in the present matter, even professional bodies charged with the duty of enforcing the law and assessing the effects of proposed legislation did not identify the need to refer to the Three Strikes Reform Act's
section 1170.126. First, the Attorney General's Official Title and
Summary fails to note or describe any effect Proposition 47 might have in facilitating the release of serious or violent recidivist felons. In general, the Official Title and
Summary prepared by the Attorney General plays an important role in preempting voter confusion and manipulation in the initiative process. If the Attorney General had omitted a key provision from Proposition 47's title and
summary, the initiative's drafters should have brought this to her attention during the measure's public review period. (See Elec. Code, §§ 9002, subd. (a), 9004, subd. (a).) Their failure to do so suggests no such change was contemplated. Second, the Legislative Analyst's Analysis of Proposition 47, included alongside the Attorney General's Official Title and
Summary in the Voter Information Guide, also make no mention of the Three Strikes Law, the Three Strikes Reform Act, three strike inmates, or the life sentences for serious or violent recidivist felons. Defendants and our dissenting colleagues find these circumstances unremarkable and engage in the fiction that we should still apply the presumption that the voters thoroughly study and understand the content of complex initiative measures, even though the implications for three strikes resentencing were apparently opaque to the Attorney General and the Legislative Analyst.
They were almost certainly opaque to the average voter as well. It is not reasonable to apply a presumption of voter awareness when the text of the initiative and the voter information guide supporting it make no reference whatsoever to any effect on a different law.
b) The Presumption that Voters Are Aware of Existing Laws In Robert L. , supra , 30 Cal.4th 894, 135 Cal.Rptr.2d 30, 69 P.3d 951, we refused to presume that voters were aware of the legal meaning of the term "wobbler." (See ante , 220 Cal.Rptr.3d at p. 234, fn. 2, 397 P.3d at p. 940, fn. 2.) There, we interpreted the meaning of a gang enhancement adopted by the 2000 electorate in Proposition 21, finding no evidence presented to the voters of the
interpretation put forth by the defendant.
The enhancement provides that "[a]ny person who is convicted of a public offense punishable as a felony or a misdemeanor," committed for the benefit of a criminal street gang, is to be punished by imprisonment in the county jail, or by imprisonment in the state prison for one, two, or three years. (§ 186.22, subd. (d).) We rejected the defendant's contention that the phrase " 'punishable as a felony or a misdemeanor' " in Proposition 21 meant that the enhancement applied only to so-called wobbler offenses. ( Robert L. , supra , 30 Cal.4th at p. 902, 135 Cal.Rptr.2d 30, 69 P.3d 951.) In reaching this conclusion, we first analyzed the statute's plain meaning.
We acknowledged that wobblers are the only "offenses punishable as a misdemeanor or felony," but we refused to apply the standard presumption that voters are aware of existing law when approving an initiative. ( Robert L. , supra , 30 Cal.4th at p. 901, 135 Cal.Rptr.2d 30, 69 P.3d 951, italics omitted.) Although the term "wobbler" is commonly used by "attorneys, judges, and law enforcement personnel who are familiar with criminal law," we observed that the word "does not have a meaning defined by statute or commonly understood by the electorate." ( Id . at p. 902, 135 Cal.Rptr.2d 30, 69 P.3d 951.) We refused to attribute this level of knowledge to the electorate such that voters would have recognized the phrase "punishable as a felony or a misdemeanor" as restricting the enhancement to "wobbler" offenses.
"We are confident that the average voter, unschooled in the patois of criminal law, would have [instead] understood the plain language of
section 186.22(
d) to encompass all misdemeanors and all felonies." ( Robert L. , at p. 902, 135 Cal.Rptr.2d 30, 69 P.3d 951.) Similarly, in this matter, without further guidance from Proposition 47's drafters or its Voter Information Guide materials, it is unreasonable to conclude that the measure's reference to an "unreasonable risk of danger to public safety" would have triggered awareness on the part of voters that this was precisely the same language applied to govern the resentencing of three strike inmates. 7.
Conclusion The parties agree that the application of Proposition 47's definition of an "unreasonable risk of danger to public safety" to the resentencing proceedings of three strike inmates would ease the burden for recidivist serious or violent offenders to have their life sentences vacated, and render them more likely to be released.
If Proposition 47 had truly intended to amend the Three Strikes Reform Act in order to allow additional three strike inmates, who by definition, have records for multiple serious or violent felonies to be resentenced, one would expect its drafters to have mentioned or referred to such a purpose and intention in the measure's
preamble. They did not. Moreover, such an amendment necessarily would suggest disfavor with the broad discretion that Proposition 36, two years earlier, had given resentencing courts to determine which offenders are too dangerous to the public to be eligible for resentencing.
If Proposition 47 actually intended to curtail this discretion, just two years after Proposition 36 went into effect, and confine trial courts to consider only whether the resentencing of a recidivist serious or violent offender posed a danger of committing one of eight categories of super strike offenses, one would expect to see some mention of the Three Strikes Law, the Three Strikes Reform Act, three strike inmates, life sentences, or why the resentencing discretion required reform in the text of the initiative. But there is none.
Instead, Proposition 47 explicitly assured voters that the sentences of persons convicted of dangerous crimes and various sex crimes would not change. In describing to voters Proposition 47's title and
summary, the Attorney General failed to note or identify any effect the measure might have in facilitating the release of serious or violent recidivist felons. In describing to voters Proposition 47's effect on public safety, the criminal justice system, and fiscal policy, the Legislative Analyst also failed to note or identify any effect the measure might have in facilitating the release of serious or violent recidivist felons. Our dissenting colleagues argue that our decision here subverts the will of the voters and impermissibly interferes with the sanctity of our state's initiative process.
On the contrary, adopting the construction advocated by defendants and the dissents as to the scope of a phrase in a measure without notice to the voters, not mentioned by the Attorney General or Legislative Analyst, and contrary to the stated purposes and assurances described in the measure's own
preamble, would not protect the voters' right to directly enact laws but could very likely encourage the subversion and manipulation of that democratic right. "While we are of the opinion that statutes dealing with the initiative should be liberally construed to permit the exercise by the electors of this most important privilege, we are also of the opinion that statutes passed for the purpose of protecting electors from confusing or misleading situations should be enforced." ( Clark v.
Jordan (1936) 7 Cal.2d 248, 252, 60 P.2d 457.) The statutory provisions imposed on the Attorney General and Legislative Analyst in order to educate voters about the effect of proposed initiatives and to protect them from being misled or confused, would have no meaning and would not serve their intended purpose of protecting the democratic process if we adopted the defendants' and the dissents'
interpretation of Proposition 47. In that scenario we would be imputing to voters an intent that could not reasonably have existed, where even the Attorney General and Legislative Analyst, in advising voters, apparently were unaware of that professed intent. We cannot infer the realization of a voter intent where there was nothing to enlighten it in the first instance.
As we have aptly recognized, and reiterated in Robert L. , " '[i]n the case of a voters' initiative statute ... we may not properly interpret the measure in a way that the electorate did not contemplate: the voters should get what they enacted, not more and not less.' " ( Robert L. , supra , 30 Cal.4th at p. 909, 135 Cal.Rptr.2d 30, 69 P.3d 951, quoting Hodges v. Superior Court (1999) 21 Cal.4th 109, 114, 86 Cal.Rptr.2d 884, 980 P.2d 433.) For the reasons described above, we decline to credit defendants' proposed
interpretation of
section 1170.18, subdivision (
c) as enacted by Proposition 47, the Safe Neighborhoods and Schools Act. Given the circumstances, it is reasonable to interpret
section 1170.18, subdivision (c)'s definition of an "unreasonable risk of danger to public safety" as applicable only to the resentencing proceedings that are authorized under Proposition 47. C.
Equal Protection Does Not Compel the Application of Proposition 47's Definition of "Unreasonable Risk of Danger to Public Safety" to the Three Strikes Reform Act We further conclude that refusing to construe Proposition 47's definition as applicable to the previously enacted Three Strikes Reform Act does not violate equal protection or due process; nor does our determination raise any question concerning cruel and unusual punishment under the federal Constitution.
"The concept of equal protection recognizes that persons who are similarly situated with respect to a law's legitimate purposes must be treated equally. [Citation.] Accordingly, ' "[t]he first prerequisite to a meritorious claim under the equal protection clause is a showing that the state has adopted a classification that affects two or more similarly situated groups in an unequal manner." ' [Citation.] 'This initial inquiry is not whether persons are similarly situated for all purposes, but "whether they are similarly situated for purposes of the law challenged." ' [Citation.]" ( People v.
Brown (2012) 54 Cal.4th 314, 328, 142 Cal.Rptr.3d 824, 278 P.3d 1182, italics omitted.) It is not difficult to conclude that those resentenced under Proposition 36 are not similarly situated to those resentenced under Proposition 47. These are two very different populations of offenders. As the text of Proposition 47 indicates, that measure focused on offenders convicted of a set of low-level, nonserious, nonviolent felonies and reduced them to misdemeanors.
In contrast, Proposition 36 concerned the resentencing of recidivist offenders who had two prior violent or serious felony convictions and a third nonserious, nonviolent felony conviction, and who are serving terms of 25 years to life. Obviously, those recidivists with criminal records involving serious or violent felonies, who may have already been incarcerated for a lengthy period, raise concerns for public safety different from those who committed what were previously low-level felonies.
Thus, the two groups are not similarly situated for purposes of resentencing because one group consists of recidivist serious or violent offenders, who may have the propensity to commit serious or violent felony crimes and the other generally consists of low-level offenders. For these same reasons, the defendants' Eighth Amendment challenge fails as well because there is a valid reason to apply less lenient resentencing criteria to third strike offenders, as opposed to low-level offenders whose crimes are now reclassified as misdemeanors.
Because we hold that Proposition 47's definition of "unreasonable risk of danger to public safety" does not apply to resentencing proceedings under the Three Strikes Reform Act, we need not address whether, in People v. Chaney (S223676), that definition applies retroactively to petitions that a court has already denied but are not yet final on appeal. III. DISPOSITION For the foregoing reasons, we affirm the judgments of the Courts of Appeal in both People v. Valencia (S223825) and People v. Chaney (S223676). We Concur: Chin, J. Corrigan, J. Kruger, J. CONCURRING OPINION BY KRUGER, J. Kruger, J.
A provision of the Safe Neighborhoods and Schools Act of 2014 (better known as Proposition 47) permits inmates serving felony sentences for certain drug- and theft-related offenses to petition to have their sentences recalled and to be resentenced as misdemeanants. ( Pen.
Code, § 1170.18, subd. (a).) If the inmate otherwise satisfies the statutory criteria for resentencing, the court must grant the petition unless it "determines that resentencing the petitioner would pose an unreasonable risk of danger to public safety." (Id. , subd. (b).) The provision goes on to specify that, "[a]s used throughout this Code, 'unreasonable risk of danger to public safety' means an unreasonable risk that the petitioner will commit" one of an enumerated list of violent felonies, colloquially known as super strikes. (Id. , subd. (c) (
section 1170.18(c) ); see Pen. Code, § 667, subd. (e)(2)(C)(iv).) The question before us is whether this definition of "unreasonable risk of danger to public safety" applies only to petitioners who seek resentencing under Proposition 47, or whether it also applies to individuals who have petitioned for relief under a different provision of the Penal Code-specifically, life prisoners seeking resentencing under the earlier enacted Three Strikes Reform Act of 2012 (better known as Proposition 36), which contains a parallel recall procedure.
I agree with the majority that the text of this definitional provision contains conflicting indications about its intended scope. I also agree that standard interpretive aids resolve the ambiguity in favor of the narrower
interpretation. Every other provision of Proposition 47 reflects a clear and exclusive focus on affording relief to individuals who have committed specified drug- and theft-related offenses, and neither the stated purposes of the proposition nor the ballot materials alerted voters to any possibility that a favorable vote might also result in a significant change to the separate statutory scheme governing the resentencing of life prisoners under the "Three Strikes" law. Although this is certainly a choice the voters could make, I do not think we can say it is a choice the voters have already made. I.
At issue in this case are two related statutory schemes: Proposition 36, which amended the Three Strikes law, and Proposition 47. As first enacted in 1994, the Three Strikes law provided that the prison sentence of a defendant convicted of a felony who had a single prior conviction for a violent or serious felony (a strike) was doubled ( Pen. Code, § 1170.12, former subd. (c)(1)), and a defendant convicted of a felony (no matter how minor) who had two or more prior strikes would be sentenced to a minimum of 25 years to life in prison (id. , former subd. (c)(2)).
Nearly 20 years later, partly in response to the swelling prison population and rising incarceration costs, voters passed Proposition 36. It provides that a defendant with two prior strikes who commits a felony that is neither violent nor serious is no longer subject to a 25-years-to-life sentence; instead, the sentence is merely doubled, as is the case for a defendant with only one prior strike. ( Pen.
Code, §§ 667, subd. (e), 1170.12, subd. (c).) Proposition 36 also permits inmates who, before its enactment, had received a life sentence under the Three Strikes law as the result of a conviction of a nonserious and nonviolent felony with two or more prior strikes to file a petition asking the trial court to instead impose a second-strike sentence. ( Pen. Code, § 1170.126.) But not all such inmates may apply.
Those whose third strike was a sex offense, involved large amounts of drugs, involved a firearm or deadly weapon, or was committed with the intent to inflict great bodily injury may not seek resentencing. ( Pen.
Code, § 1170.12, subd. (c)(2)(C).) Also barred from applying are inmates with prior convictions for certain extremely serious crimes that have come to be referred to as super strikes: violent sex crimes, child molestation, homicide, solicitation of murder, assaulting a police officer or firefighter with a machine gun, possession of a weapon of mass destruction, or any crime punishable by life imprisonment or death. (Id ., subd. (c)(2)(C)(iv).) Finally, the trial court may deny a petitioner's request for resentencing when "the court, in its discretion, determines that resentencing the petitioner would pose an unreasonable risk of danger to public safety " ( Pen.
Code, § 1170.126, subd. (f), italics added), based on the petitioner's criminal record, disciplinary record in prison, and other relevant evidence. Proposition 36 did not define the phrase "unreasonable risk of danger to public safety." In November 2014, two years after the enactment of Proposition 36, the voters approved Proposition 47. Proposition 47 reclassifies certain drug offenses and theft-related crimes, which previously were either felonies or wobblers, as misdemeanors.
Much like Proposition 36, Proposition 47 creates a recall procedure that permits previously sentenced individuals to seek the benefit of its ameliorative changes to the law. Such a petition may be brought by a person whose felony conviction was based on conduct that the initiative reclassified as a misdemeanor ( Pen.
Code, § 1170.18, subd. (a) ), but resentencing may be denied when "the court, in its discretion, determines that resentencing the petitioner would pose an unreasonable risk of danger to public safety" (id ., subd. (b)), based on the petitioner's criminal record, disciplinary record in prison, and other relevant evidence.
But unlike Proposition 36, Proposition 47 defines "unreasonable risk of danger to public safety": "As used throughout this Code, 'unreasonable risk of danger to public safety' means an unreasonable risk that the petitioner will commit a new violent felony within the meaning of clause (iv) of subparagraph (
C) of paragraph (2) of subdivision (
e) of
section 667." (Id ., subd. (c).) The specified clause lists the super strikes. In other words,
section 1170.18(
c) states that a court may find a petitioner to be dangerous to public safety only if it finds that there is an unreasonable risk that the petitioner will commit a super strike offense. II. The question before us is one of statutory
interpretation: whether Proposition 47's definition of "unreasonable risk of danger to public safety," set forth in
section 1170.18(c), applies to petitioners who have received life sentences under the Three Strikes law and are seeking resentencing under Proposition 36. California cases have established a set of standard rules for the construction of voter initiatives. "We interpret voter initiatives using the same principles that govern construction of legislative enactments. [Citation.] Thus, we begin with the text as the first and best indicator of intent. [Citations.] If the text is ambiguous and supports multiple
interpretations, we may then turn to extrinsic sources such as ballot summaries and arguments for insight into the voters' intent." ( People v. Mentch (2008) 45 Cal.4th 274, 282, 85 Cal.Rptr.3d 480, 195 P.3d 1061.) On the other hand, " ' "[i]f there is no ambiguity, then we presume the lawmakers meant what they said," ' " and the plain meaning of the language ordinarily will govern. ( Mays v.
City of Los Angeles (2008) 43 Cal.4th 313, 321, 74 Cal.Rptr.3d 891, 180 P.3d 935.) In interpreting a voter initiative, we "give effect to the voters' formally expressed intent, without speculating about how they might have felt concerning subjects on which they were not asked to vote." ( Ross v.
RagingWire Telecom., Inc. (2008) 42 Cal.4th 920, 930, 70 Cal.Rptr.3d 382, 174 P.3d 200 ( Ross ).) Proposition 47's resentencing provision states, as relevant here: "As used throughout this Code, 'unreasonable risk of danger to public safety' means an unreasonable risk that the petitioner will commit a new violent felony within the meaning of clause (iv) of subparagraph (
C) of paragraph (2) of subdivision (
e) of
section 667." ( § 1170.18(c).) The central interpretive task before us is to identify the "petitioner[s]" to whom this provision refers. Does it refer to petitioners seeking resentencing under the provisions of Proposition 47? Or does it refer to any petitioner in any proceeding provided for in the Penal Code-in which case the definition also applies to life prisoners seeking resentencing under Proposition 36? The text of
section 1170.18(
c) alone does not provide a clear answer. On the one hand, the breadth of the introductory clause of
section 1170.18(c) ( "As used throughout this Code") suggests that the "unreasonable risk" definition is designed to apply broadly, for purposes of evaluating the dangerousness of any "petitioner" in any petition proceeding under any provision of the Penal Code. And not coincidentally, the phrase "unreasonable risk of danger to public safety" appears only in one other place in the Penal Code: the earlier-enacted, parallel resentencing provision of Proposition 36 ( § 1170.126, subd. (f) ), which contains an essentially identical petition procedure. But on the other hand, reading
section 1170.18(
c) in the context of surrounding provisions, the focus of the provision appears much narrower. Subdivision (
a) of Penal Code
section 1170.18 explains that "[a] person ... serving a sentence for a conviction ... of a felony or felonies who would have been guilty of a misdemeanor under the act that added this
section ... may petition for a recall of sentence...." The next subdivision explains that "[u]pon receiving a petition under subdivision (a), the court shall determine whether the petitioner satisfies the criteria in subdivision (a). If the petitioner satisfies the criteria in subdivision (a), the petitioner's felony sentence shall be recalled and the petitioner resentenced to a misdemeanor ... unless the court, in its discretion, determines that resentencing the petitioner would pose an unreasonable risk of danger to public safety. In exercising its discretion, the court may consider all of the following: [¶]
(1) The petitioner's criminal conviction history.... [¶]
(2) The petitioner's disciplinary record and record of rehabilitation.... [¶]
(3) Any other evidence the court ... determines to be relevant...."
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