Max Alexander SOFFAR, Petitioner-Appellant, v. Gary L. JOHNSON, Director, Texas Department of Criminal Justice, Institutional Division, Respondent-Appellee, 237 F.3d 411

DeMOSS, Circuit Judge: Petitioner Max Alexander Soffar, convicted of capital murder and sentenced to death by a Texas state court seeks a certificate of probable cause (“CPC”) to appeal the district court’s dismissal of his first federal application for writ of habeas corpus, which he filed pursuant to 28 U.S.C. § 2254. The federal district court refused to grant Soffar an evidentiary hearing and granted

summary judgment in favor of Director Johnson, who has custody of Sof-far pursuant to his capital conviction. The district court then entered an order denying Soffar’s application for writ of habeas corpus. Soffar’s application for a CPC is governed by the Antiterrorism and Effective Death Penalty Act of 1996 (“AED-PA”).

We therefore construe Soffar’s request for a CPC as a request for certificate of appealability (“COA”), and because we have determined that Soffar has made a substantial showing of the denial of a constitutional right with respect to his claim that the State violated his Fifth Amendment rights by interrogating him while he was in custody after he had invoked his right to counsel, we grant him a COA as to that issue.

We also grant Soffar a COA as to (1) his claim that the State violated his Sixth Amendment rights by interrogating him after he had requested and been appointed counsel, and while he was in custody, regarding an extraneous offense presented during the penalty phase of his murder trial, and (2) his claim that he was denied effective assistance of counsel based upon his trial counsel’s alleged failure to investigate, develop, and present available evidence with respect to the surviving witness’s statements to police or with respect to ballistics evidence.

Because we have also determined, based upon the undisputed facts and for the reasons discussed herein, that Soffar’s conviction and sentence for capital murder are constitutionally infirm by virtue of the State’s violation of Soffar’s right to counsel during custodial interrogation, we reverse the district court’s order granting the Director’s motion for

summary judgment and remand this case to the district court for entry of an order (

i) granting Soffar’s application for writ of habeas corpus, (ii) setting aside Soffar’s conviction and sentence for capital murder, and (iii) ordering Soffar’s release unless the State commences a re-trial of Soffar within 120 days. Our decision today renders MOOT all motions pending in this Court. I. BACKGROUND We have conducted an independent and exhaustive review of the entire record of this case.

The following, extensive factual background is taken primarily from the facts found by the state and federal habeas courts, but we have also included those additional relevant facts which, based upon the record before us, we find to be undisputed. We note at the outset that this case involves a peculiar and unique set of factual circumstances the likes of which no court has yet seen, nor likely ever will see again. A.

The Offense In either the late evening hours of Sunday, July 13, 1980, or the early morning hours of Monday, July 14,1980, four young people were each shot in the head during the course of a robbery at the Fairlanes-Windfern Bowling Alley, located at 14441 Northwest Freeway, approximately 13.5 miles northwest of downtown Houston, Texas.

The victims included Stephen Allen Sims, a young male who was the assistant manager of the bowling alley; Tommy Temple, a young male employee of the bowling alley; Arden Alane Felsher, a young female non-employee; and, Gregory Garner, another young male employee of the bowling alley. Garner was the only victim who survived. During the night immediately preceding the robbery-murders, the Windfern Bowling Alley had been burglarized. The side door of the bowling alley, which was broken by the burglars to gain entry the night before, had not been fixed by the next evening and could not be locked.

As a result, at around 7:30 p.m. on the night of the 13th, Jim Peters, the manager of the bowling alley, asked Greg Garner and Tommy Temple, to stay late after closing to keep an eye on the premises, at least until the early morning cleaning crew arrived at approximately 4:00 a.m. At approximately 9:30 p.m., Garner moved his car across the street into the parking lot of the Houston First Church of God, which was directly across the Northwest Freeway from the bowling alley, so that after closing it would appear that no one was at the bowling alley.

Just as the bowling alley closed, a robber or robbers entered the bowling alley, shot the four individuals, and absconded with approximately $1,000 in cash. Shortly after the robbery and shootings, at approximately 12:08 a.m., Greg Garner managed to telephone his mother, Nellie Garner, from the control booth next to where he and the other victims were lying. He relayed to his mother that someone had been at the bowling alley and that he needed help. His mother told him that she was sending his father, Ira Garner, to the bowling alley and she asked her son if he was all right.

After Greg responded “yeah, I’m all right,” the bowling alley’s other phone line rang and Greg told his mother that he was putting her on hold. The other caller was Jim Peters, who was calling to check and make sure that everything was in order at the bowling alley. Mr. Peters testified that Garner’s speech was garbled but that Garner told Mr. Peters either “we, he, or they” made us lay down. Peters, sensing that something was awry, told Garner that he was going to call the police. After Peters called the police, he started on his own trip to the bowling alley.

When Greg Garner returned to the phone line with his mother, he told her again that he was all right and that the robber or robbers had just left. He answered his mother’s questions by telling her that he was bleeding from the side of his head and that he was holding his eyeball. Mrs. Garner then hung up the phone and headed towards the bowling alley. After he hung up the phone with his mother, Garner walked over and laid down next to Arden Felsher, who was the only other victim still alive at the time.

When he laid down next to Felsher, he was positioned closest to the front door of the bowling alley, just inside the doors. Garner’s father was the first to arrive at the scene. When he arrived, he parked his car in front of the building with his headlights facing the front door. This illuminated the inside of the bowling alley and he saw four people lying on the floor. When he honked his horn, he could see his son lift his head and it was immediately apparent to him that Garner was injured. He ran inside, comforted his son, and then tried to telephone for help from the bowling alley phone.

He was unable to make the call because he could not get an outside line. He then drove across the freeway to the church and asked a woman, who had gathered with several others awaiting the return of their children from a church youth trip, if she would call the police. He then returned to the bowling alley. As Ira Garner described the scene, his son was closest to the door on his stomach; Felsher was lying on her stomach, still alive, next to his son; Sims was lying dead on his stomach next to Felsher; and Temple was lying dead on his stomach on the other side of Sims.

The first three victims were lying closer to the control booth where the cash register was located, and Temple was located closer to the concession area. Photographs of the crime scene indicate that, in general terms, Felsher's, Sims’s, and Temple’s bodies were positioned in a somewhat semi-circular array, with a greater distance separating Temple from Sims.

Garner was found aligned next to Felsher, but as discussed below, by his own account, and consistent with a bullet hole found in the carpet between the bodies of Sims and Temple, he was lying between Sims and Temple when he was shot, thus filling the gap in what would have been a fully semi-circular configuration at the time of the shootings. After Ira Garner had arrived back at the scene, Jim Peters arrived, and he was followed shortly thereafter by Mrs. Garner. Additionally, two men from the chureh across the street arrived at the scene to assist.

Felsher was flipped over onto her back to clear her airway because according to those present, she was gurgling blood. Police and medical personnel arrived at the scene shortly thereafter. Dr. Daniel Bethingcord, a second-year resident from Hermann Hospital, was a member of the life-flight team of medical personnel that arrived later at the scene by helicopter. He directed efforts taken over from the fire department EMS personnel to resuscitate the only two living victims found on arrival, Felsher and Garner. Felsher was given priority of treatment because of her critical condition.

All efforts to resuscitate Felsher were unsuccessful and she was pronounced dead at 1:40 a.m. Dr. Bethingcord then turned his efforts to treating Greg Garner, who had previously been determined to be in more stable condition. Dr. Bethingcord thought Garner had suffered from two gunshot wounds to the head, but it was “difficult to tell which was the entrance and which was the exit.” In fact, it was later determined by Dr.

Phillip Gildonburg, the neurosurgeon who performed surgery on Garner at the hospital, that the bullet which hit Greg Garner entered just above and in front of his left ear, and exited just below his left eye. The bullet also caused some skull fragmentation resulting in embedded bone fragments in a small portion of Garner’s brain. As result of his injuries, Greg Garner ultimately lost his left eye. Once Greg Garner had been airlifted to the hospital, the police began their investigation of the crime scene in earnest. Autopsies later revealed that the victims suffered the following injuries.

Tommy-Temple suffered a gunshot wound to the head which entered the back of his head on the left side and the bullet remained lodged in his right ear, never exiting his body. Steven Sims suffered a gunshot wound to the head which entered the back of his head on the left side and which exited his left cheek; he also suffered surface wounds on the front of his chest which resulted from bullet fragmentation. Arden Alane Felsher suffered a gunshot wound to the head which entered the front of her face just under her right cheek and which exited near the rear center of the top of her head.

As stated above, Greg Garner suffered a gunshot wound to the head which entered the side of his head just in front of and above his left ear and which exited his left cheek, just below his left eye. Gunshot wounds were ruled the causes of Temple’s, Sims’s, and Felsher’s deaths. B. The Investigation The crime scene itself was most aptly described at Soffar’s trial as “contaminated” in the sense that medical personnel attempting to resuscitate Felsher and Garner disturbed the positioning of the bodies and left debris scattered throughout the area surrounding the bodies.

Additionally, Garner’s parents, the bowling alley manager, and two men from the church across the street entered the crime scene, moving items around and touching crucial areas of the crime scene. The forensic technicians testified that they had a difficult time recovering very many usable fingerprints. Despite this fact, several fingerprints and one palm print were lifted from the area surrounding the cash register. It was later determined that none of these fingerprints matched the fingerprints of either Max Soffar or Latt Bloomfield, Soffar’s alleged accomplice.

Investigating officers who questioned those present at the crime scene determined that there were no eyewitnesses to the shootings, but one individual by the name of Frank Karibus told a Houston homicide detective, G.J. Novak, that from his vantage point across the street at the church several hundred yards away, he had seen someone running from the bowling alley and getting into a small brown car, possibly a Honda. He initially described the individual as 5’ — 8” to 5’-9” with blonde shoulder length hair, but later gave a varying description of the individual he saw.

Karibus was never called as a State witness to identify Max Soffar. Melvin Neal, the youth pastor at the church testified that it would be virtually impossible to specifically identify any individual at night from across the highway. Investigating officers also learned from pastor Neal that the church had been burglarized in the late evening hours of that same night as well. At some point that evening, entry was made into the church through a pried open door and the church’s main office had been broken into and ransacked.

Crime scene investigators were dispatched and attempted to lift fingerprints from the church as well. During the night of the murders, an interested and curious local citizen, Richard Civitello, who came to the scene sometime after he heard about it on his police scanner, pulled into the parking lot and saw a billfold in the path of his headlights. He stopped, picked it up, and turned it over to investigating officers at the scene. That wallet belonged to Steven Sims. The very next day, a truck driver by the name of Andrew Davis, passed by the bowling alley on the inbound lanes of the Northwest Freeway.

Traffic was bogged down, and as Davis looked out of his window he noticed a billfold on the pavement next to the grassy median separating the inbound and outbound lanes, approximately 100 yards from the bowling alley. The wallet was on what would be the driver’s side of an inbound vehicle. He pulled over so that he could walk back and retrieve the wallet he had seen. On his way back he spotted a second billfold in the same area. One of the wallets contained some money and both contained various other papers.

Based on the information contained on the identification cards in the wallets, Davis tried to contact Greg Garner but was initially unsuccessful. He eventually reached Ira Garner, who informed him that the wallet belonged to his son, who had been shot in a robbery the night before. After learning this, Davis called the police and turned the wallets over to one of three officers who, the next day, accompanied him back to the location where he had found the wallets.

Forensic evidence obtained from the crime scene the night of the murders, and during subsequent investigations of the crime scene yielded the following evidence. Four bullet holes were found in the carpeting of the bowling alley. One hole, which contained a large fragment representing the remainder of a bullet, was located just above the area where Felsher’s head was originally positioned. A second bullet hole, also containing a large fragment was located at or just below the location of Sims’s head.

A third, elongated hole was located near Sims’s body, closer to his torso, accompanied by a dent in the padding of the carpet. A fourth hole located to the right of Sims’s head contained a bullet embedded in the padding of the carpet. No bullet hole was found anywhere near Temple’s body, because the bullet which killed him never exited his body. And no bullet hole was found anywhere near where Greg Garner was found lying either.

Rather, the extra bullet hole, which was not closely aligned with any victim’s exit wound as the bodies were found, was between Sims’s and Temple’s body, and plausibly represented the point of exit from Garner’s head. Homicide detectives pursued all available leads to the fullest extent, but had little success. The news media reported widely on the police investigation and reported all pertinent details as they became available from the police.

For example, as early as the day after the shootings, the press reported that the bowling alley had been burglarized the night before, that four victims were shot in the head, execution style, with the males being shot in the left side of the backs of their heads, and the female shot in the cheek, that wallets were found close by, and that money was taken from the register. The press also reported on the $10,000 reward being offered by the Fairlanes Company, and later that the reward was increased to $15,000 by a private donor.

At the scene, Greg Garner was unable to make any statement to aid in the police investigation. He underwent more than seven hours of surgery the morning of July 14th and remained in critical condition for several days. However, as his condition was improving by July 17th, Garner’s treating physician advised the homicide detectives that Garner was independently remembering details of the offense and was alert enough to briefly speak with detectives.

Over a period of four days, Garner spoke with homicide detectives on four separate occasions, and each conversation was both tape recorded and transcribed by the police. The essence of each of Garner’s interviews with the detectives is abstracted as follows: i Gamer’s July 17, 1980 Statement On the morning of July 17, 1980, Greg Garner gave his first taped interview with Houston homicide detectives Miland Kar-datzke and Gil Schultz. This first interview occurred only three days following his surgery and was relatively brief.

The dialogue contained in the transcript is direct in that the detectives did not employ either leading or suggestive questions. However, in this first interview, which had to be cut short, Garner’s responses can at times best be described as garbled, but he was nevertheless able to relay to the detectives the following basic information. At the time of the robbery there were four individuals present at the bowling alley.

Approximately one hour after the doors were locked, the lone robber, a male individual whom Garner had never seen before, came into the bowling alley through the front door and asked all four to lie down near the control booth. Garner indicated that the robber gained initial ' ■ entrance into the bowling alley by convincing the night manager, Steven Sims, that he needed to fill a white plastic container with water for his car.

Garner also indicated that Sims and the robber went outside together after the robber talked his way in and that when they came back in, the robber directed Sims to get the money out of the register and made all four of the victims lie down on the floor. After a minute or so, Garner stated that the robber just started shooting and he thought he was shot third. ii Gamer’s July 18, 1980 Statement At approximately 4:45 p.m. the next evening, Detective Kardatzke returned with Detective Williamson and Officer Yarberra to speak with Garner in his hospital room.

In this second interview, which was also taped and transcribed by the police, Garner’s responses were more articulate, and he added the following information. Garner had arrived at work at approximately 5:30 p.m. and worked until closing. He and Tommy Temple were going to stay through the night and Steve Sims was going to leave once he finished his paperwork after closing. Garner recounted how he moved his ear across the street to the church so that it would look like no one was there. He stated that Sims locked the front door after closing, but unlocked the door sometime later to let the robber in.

When the robber first arrived, Garner was bowling on lanes 25 and 26. Garner gathered from the context of Sims’s and the robber’s actions and conversation that the robber needed to fill a plastic container he was carrying with water for his car. Sims went out the front door with the robber and they returned a short time later. When the two men reentered the building, Garner walked up to see what was going on. He noticed then that the robber had a gun by his side. Garner stated that the robber took Sims over to the register to get the money out and that they were all made to lie down.

Then, according to Garner, the robber just shot them, “boom, boom, boom.” Garner stated that no one screamed or said anything and that the robber didn’t hit anyone. He recalled talking on the phone to both his mother and the manager of the bowling alley whom he referred to as “the head guy-” Garner initially stated that the robber was a black man, but later corrected the detectives by stating “no, he was white.” Garner also described the man as approximately 25-28 years old, with no hat or mask. He also described the robber as medium build.

In addition to the statement given to the detectives on the 18th, Gamer also identified the relative positions of the victims at the time of the shootings in a drawing made during this interview. His depiction of the victims’ relative positions matches almost identically the police photographs of the crime scene, with the bodies, at the time of shooting, in a semicircular configuration ordered as follows: Felsher, Sims, Garner, Temple.

Hi Gamer’s July 19, 1980 Statement On the evening of July 19th, Garner gave his third interview with Houston homicide detectives Novak and Magan which was taped and transcribed by the police. Garner reiterated most of the information previously given to the other detectives; that is, that Sims let the robber in after he knocked on the door, that the robber had a container for water for his car and that Sims and the robber exited and returned.

Garner added that when he first approached Sims and the robber, the robber asked him if he could open the register, to which he responded “I don’t know how.” The robber then made him lie down on the floor. The robber asked Sims if anyone else was there. Temple and Felsher were called up to the front and the robber made them lie down on the floor, too. The robber then stayed in front of the control counter with the gun on everybody and directed Sims to go empty the register and hand over the money.

After Sims did this, the robber made him come out from behind the control counter and lie down on the floor just outside of the swinging doors. Garner stated that while on the floor, no one said anything to each other, no one screamed, and the robber didn’t hit anyone. Once Sims was back down on the floor, the robber just paused for a minute, said “good-bye,” and shot everyone. Garner recounted again how he got up after the robber left and called his parents, and he remembered the manager of the bowling alley calling him.

He then stated that he went back over and laid down in a different position than where he had been shot. He recalled lying down next to Felsher because she was the only one still alive. Garner surmised that he passed out shortly thereafter. He regained consciousness when his father arrived at the scene. iv. Gamer’s July 20, 1980 Statement Garner gave his fourth interview with Detective Kardatzke and Detective Ladd the evening of July 20th which was taped and transcribed by the police.

He repeated the same general information he had given the three previous days but added that the robber was a little over 6 feet tall, had no facial hair, and had light brown hair pulled back. No additional information was provided at this interview. v. The Composite Drawing In addition to the information Garner provided to the investigators about how the robbery occurred, he was also able to assist a police artist in developing a composite drawing of the lone perpetrator.

Along with the composite drawing, on July 30, 1980, police released Garner’s description of the perpetrator as a white man between 25 and 30 years of age, 6’-2”, 160 to 185 pounds with brown to dark brown hair worn combed back in front and over the ears, but not touching the collar. The composite drawing and Garner’s description were widely publicized in the newspaper and on the local television news.

It is apparent that despite the alleged “retrogressed amnesia” which the State suggested at Soffar’s trial rendered Garner’s memory unreliable, detectives relied on the credibility of Garner’s statements and composite drawings obtained therefrom throughout their investigation and up until the time that Soffar was arrested. Police statements to the press included the investigators’ firm belief that they were looking for one unknown white male “hijacker” matching Garner’s description who talked his way into the bowling alley by feigning car trouble.

After initially receiving over 250 calls in regard to publication of the composite drawing, by August 4, 1980, the exhaustive police investigation into the bowling alley murders had few if any promising leads. C. Enter Max Soffar On August 5, 1980, at approximately 8:00 a.m., a League City, Texas police officer, Raymond Willoughby, observed Max Alexander Soffar traveling approximately 57 miles per hour on a motorcycle in a 45 mile per hour speed zone on the westbound side of West 518 in League City, Texas.

After clocking Soffar’s speed from the eastbound side of West 518, Officer Wil-loughby turned his marked patrol car around and followed Soffar for approximately a quarter of a mile until Soffar pulled into a driveway, dismounted the motorcycle, and proceeded to the side door of the house. Officer Willoughby got out of his patrol car, identified himself as a law enforcement officer, and asked Soffar if he could see his driver’s license. Soffar stat- ed that he did not have it with him. He gave the officer the name Mark Scott and a false birth date.

The officer asked his dispatcher to run the information Soffar provided to see if Mark Scott had a valid driver’s license. The dispatcher responded that the computer was down and she was unable to verify a license at that time. The officer then asked the dispatcher to run the license plate on the motorcycle and she returned with information that the license plate was registered to a different individual and was for a Suzuki motorcycle, not the Honda motorcycle Soffar was riding.

The officer got the vehicle identification number (“vin”) off of the motorcycle and had the dispatcher run that information to determine to whom the Honda motorcycle was in fact registered. The dispatcher relayed to the officer that a Honda motorcycle with that vin was reported stolen out of Friendswood, Texas. Having decided that he would be placing Soffar under arrest for auto theft, Officer Wil-loughby requested that the dispatcher send back-up officers to the scene. i Arrest and Initial Interrogation Officer Willoughby advised Soffar that he was going to place him under arrest for auto theft.

After doing so, he read Soffar his standard Miranda warnings from a card bearing the text of such warnings. Once the back-up officers arrived, Soffar was handcuffed and his pockets were emptied onto the hood of the patrol car. Recovered were a few items of jewelry, several foreign coins, bits of paper, and a small amount of marijuana in a plastic bag. While the officers waited for a wrecker to arrive and tow the motorcycle to the League City Police Department, Soffar was placed in the back seat of the patrol car.

While Soffar was waiting in the back of the patrol car, Sergeant James Palmire from Soffar’s hometown of Friendswood arrived at the scene because the motorcycle involved was reported stolen from Friendswood. Palmire, who had a historically antagonistic relationship with Sof-far, testified that he leaned into the front window of the patrol car, advised Soffar of his rights, and at some point stated, “I’ve got you now, punk.” Once the wrecker had removed the motorcycle, Officer Willoughby drove Soffar to the League City Police Department for booking. En route to the police station, Soffar was talkative.

He stated to Wil-loughby that he “wasn’t going to jail for some little motorcycle theft” and that if he was going to jail it was going to be for bigger things, so they better check Houston. He also stated that he had knowledge of the then-notorious bowling alley killings in Houston. Soffar also asked to talk to Bruce Clawson, a detective in the Galveston County Sheriffs Organized Crime Unit, because Soffar had been an informant for Clawson. Officer Willough-by did not respond to any of Soffar’s statements, other than to say that he would see if they could get Clawson over to see him.

When they arrived at the League City Police Department, Willoughby took Soffar to the booking room and began processing the paperwork for the auto theft arrest. Willoughby informed his supervisor, Lieutenant Steve Johnson, of Soffar’s “bigger things in Houston” comment. Lieutenant Johnson immediately notified the Houston police, and because he was aware that Bruce Clawson had an extensive relationship with Soffar and would be helpful in getting Soffar to talk with Houston detectives, he called Galveston County Sheriffs Office in order to have Clawson report to League City.

Lieutenant Johnson stated, “I believed that Max trusted Bruce ... and would talk to other officers attempting to interrogate him if Bruce were present.” Houston police officers, together with an Assistant District Attorney, Terry Wilson, quickly came to the League City Police Department to interrogate Soffar, and Clawson showed up shortly thereafter. Before Clawson arrived, Soffar was taken to Lieutenant Johnson’s office and was questioned by Johnson and some of the other officers. By the time Clawson arrived at 9:45 a.m., Soffar was in a holding cell. ii.

Enter Bruce Clawson Sergeant Bruce Clawson, at that time an undercover detective in the Organized Crime Task Force of the Galveston County Sheriffs Office, stated that he was summoned by Lieutenant Johnson to be a “friendly face” for Soffar in the sense that he would “hold Soffar’s hand,” in an effort to convince him that “he should talk to the Houston detectives.” Clawson was asked to find out what Soffar knew and to “get him to talk.” His activity log for August 5, 1980, which he used to account for where he traveled in a particular day, reflected his notation that “Soffar refused to talk, so Lt.

Johnson called me [to League City].” According to Clawson’s affidavit filed in the state habeas court, “Max definitely trusted me and thought of me as a friend. All in all, I was used to get Max to talk.” The friendship between Soffar and Clawson was not a two way street. Claw-son stated that “Max might have considered me a friend but I didn’t consider him a friend ... my primary job as a police officer was to get Max to talk.” Clawson had gained Soffar’s trust over a substantial period of time during which Clawson would use Soffar as an informant to assist in arranging undercover drug purchases.

Soffar had a history, not just with Claw-son, but with the entire Friendswood Police Department and that history involved his hanging around the station house on a regular basis trying to befriend the officers. Of his police officer relationships, Soffar considered Clawson to be his best police friend. On August 5, 1980, at approximately 9:45 a.m., Clawson arrived at the League City Police Department, found Soffar in a holding cell, and had a brief conversation with him.

Shortly thereafter, Clawson accompanied Officer Willoughby and Lieutenant Johnson as they transported Soffar just up the street for an appearance before a magistrate judge on the motorcycle theft charge. Clawson had suggested that Sof-far be given his warnings by a judge. It is undisputed that at his appearance before the magistrate, Soffar was read each of his Miranda rights by the judge and signed a form acknowledging his understanding thereof. Soffar was returned to the League City Police Department by 10:15 a.m.

Approximately fifteen minutes after returning from the magistrate, Clawson had a second conversation with Soffar at the beginning of which he recited the Miranda warnings to Soffar himself. This conversation, which lasted approximately 30 minutes, occurred at the request of one of the numerous detectives who had questioned Soffar immediately after he was returned from the magistrate. According to Claw-son, his job was “to go down and hold Max’s hand.” The conversation began with a joke to put Soffar at ease and continued with light discussion of the stolen motorcycle charge Soffar had been arrested on.

They also discussed briefly the bowling alley offense and Soffar mentioned Latt Bloomfield, an individual known to Clawson as the son of a Houston detective whom Soffar had frequently run around with committing petty crimes and small robberies, and who had a wide-spread reputation for violence. Soffar then told Clawson that he did not like, and did not want to have to talk to either Officer Pal-mire or the Assistant District Attorney, Terry Wilson.

In this second conversation, Clawson informed Soffar that the bowling alley offense was serious and that, while he did not know what the minimum would be for such a crime, he knew the maximum could be death. He told Soffar that “there is no way this is going to be easy.” Soffar ultimately agreed to talk to Houston police detective Gil Schultz, whom Clawson introduced to Soffar. Clawson remained in the room for the first 10 to 15 minutes of Schultz’s interrogation. According to his state habeas testimony, Clawson observed Schultz hand Soffar a piece of paper and ask him to draw a map of the bowling alley.

Soffar drew a rectangle, but was unable to provide much detail. After that, Clawson stated that Schultz and Soffar both participated in marking the finer details of the building. His recollection was that Shultz added the details regarding the turnaround between the inbound and outbound lanes of the highway and the fact that there were two entrances to the bowling alley, and that Soffar had no knowledge of either the turnaround or the fact that each side of the highway was a one-way feeder-type road.

Clawson also stated that Soffar was apparently unable to properly identify which side of the Northwest Freeway the bowling alley was on, and that Schultz drew the control counter on the diagram for him. It was Clawson’s opinion that Soffar had no knowledge of the bowling alley’s location because he was completely unable to draw the map. Shortly after observing the attempts to draw a map, Clawson left Schultz alone with Soffar.

Clawson remained at the League City Police Department, and 30 to 45 minutes after he had left Soffar alone with Shultz for interrogation, Schultz emerged from the interview room and told Clawson that he had “hit a brick wall” and that Soffar was refusing to talk again. Schultz asked Clawson to talk to Soffar again so as to “reassure him and communicate to him that he should talk to the Houston detective.” Clawson then went in to speak with Soffar again privately. This third conversation lasted approximately 45 minutes and is by far, the most critical dialogue relevant to our disposition of this appeal.

Soffar was more nervous when Clawson went back in to see him. Clawson first engaged Soffar in some preliminary small talk and then asked, “what’s the problem?” or words to that effect. Soffar responded with a question of his own. According to Clawson, Soffar asked whether he should get an attorney or talk to the detective. Regarding Soffar’s inquiry about getting a lawyer, Clawson stated in his State habeas affidavit: That [question] prompted a crisis of conscience on my part. I understood Max to be asking my advice as a friend.

However, my job as a police officer was to get Max to talk.... [T]he Houston police were extremely interested in pursuing this lead to the maximum and [ ] they expected me to get Max to talk, and not to derail their investigation by advising the only lead to consult a lawyer. Because of this crisis of conscience, I replied to Max’s question by asking him whether he was asking me as a cop or as Bruce. Max didn’t appear to understand what I meant. I then told Max the detectives were serious and that the maximum penalty for the bowling alley killings was death. Max again did not seem to appreciate what I was saying.

He asked me again what I should do, talk to the detective or get a lawyer. At this point, I had done all I could do as Max’s friend, to alert him to how serious things were. My obligation as a police officer was to keep Max talking. Although I do not recall my precise words, I told Max that if he was involved in the crime he should tell the detective he was in it; otherwise, he should get a lawyer. Max then asked me how he could get a lawyer. I asked Max if he could afford to hire a lawyer on his own.

Max laughed at this because I knew, and he knew I knew, that he did not have any money to hire a lawyer on his own. Then Max asked me how he could get a court-appointed lawyer and when he could get one. I told him that I didn’t know Harris County procedures and that it could take as little as a day or as long as month. Max responded by spitting in the trash can and saying “so you’re telling me I’m on my own.” I did not respond to or disagree with this statement^] Max had already been given his rights by the judge.[] I asked Max if he would talk to the cops. Max said that he would.

Clawson confirmed the sequence of his and Soffar’s dialogue in this colloquy during his re-direct testimony at the state habeas evidentiary hearing. As a result of this colloquy, Soffar started speaking again with the investigating detectives, and over the course of three days of on-and-off interrogation, he gave three written statements implicating himself and Latt Bloomfield in the bowling alley robbery-murders. Hi. Clawson’s Precise and Concise Trial Testimony-Half the Picture Despite all of the foregoing, Bruce Claw-son initially made a strong witness for the State. Both in his testimony at the Jackson v.

Denno hearing on the admissibility of Soffar’s written statements and at the trial itself, Clawson answered only the questions put to him by the prosecuting attorney Andy Tobias without elaboration. In short, his testimony at these hearings was technically accurate, but it was not the whole truth. No information regarding Soffar’s questions about getting a lawyer was presented to the jury.

Clawson answered only the narrow question put to him, “did Soffar ask for an attorney?” His response was that “no, Soffar did not ask me for an attorney.” And when asked if Soffar had any questions about his rights, Clawson stuck to an understanding he had with the prosecutor to narrowly interpret that question as relating only to the period of time immediately following the reading of his Miranda rights.

His response was “no, he did not have any questions about-his rights [then].” The nutshell of his trial testimony was that he was called to help put Soffar at ease and to be a friendly face for him because of their prior relationship. He testified that he read Soffar his Miranda warnings, that he did not coerce or threaten Soffar, and that neither did any other officer. He said he told Soffar that the bowling alley offense was serious and that the maximum penalty was death. He accompanied the other officers when they took Soffar to the magistrate judge to have his warnings read to him.

He testified that Soffar’s refusal to talk was a refusal to talk with particular officers, namely Pal-mire and Assistant District Attorney Terry Wilson. As a result of painting his testimony with such a narrow brush, no information regarding Soffar’s subsequent questions about his right to have an attorney made it to the judge ruling on the admissibility of Soffar’s subsequently obtained written statements nor to the jury.

Clawson, without question, technically provided accurate responses to the questions put to him, but he kept substantial other parts of the picture to himself, and from the jury, because he was not specifically asked. iv. Clawson’s Habeas Testimony-A Different Picture The repressed portions of the truth regarding Clawson’s dialogue with Soffar finally saw the light of day when Clawson was interviewed by Soffar’s habeas counsel and executed his affidavit, which was filed with the state habeas court.

Using the broader brush of telling the whole truth, Bruce Clawson painted a very different picture of his dealings with Soffar than the one which was exhibited at the suppression hearing and trial. In very candid detail, Clawson’s undisputed affidavit account of his private conversation with Soffar portrays a previously undeveloped scene in which Soffar specifically inquired about his right to have counsel present to assist him in dealing with the interrogating homicide detectives from Houston. The following is a

summary of the pertinent information added to Clawson’s previous testimony through his undisputed affidavit and state habeas evidentiary hearing testimony. Clawson acknowledged regret over not responding differently to the. questions Soffar asked.

Indeed, he noted that he no longer responds to questions from suspects about whether they should talk to a lawyer with the standard response he used then, which was “if you are guilty talk to the police, if you are innocent then talk to a lawyer.” Instead, he quickly and firmly advises any suspect who asks him that when dealing with the police you should have a lawyer and that if you’ve been arrested, you “darn sure” better have a lawyer.

By his own account, at least with respect to answering these types of questions, Clawson has abandoned the “push-the-envelope” philosophy he subscribed to at the time he talked with Soffar on August 5,1980. Clawson also explained in the habeas proceedings that at the time of his talk with Soffar, he felt pressure from the Houston detectives not to screw up and “derail their investigation” by having their only solid lead ask for counsel, and that he suspected that the detectives did not want him to interfere in their investigation.

As a result of this pressure, Clawson testified that he “derailed [Soffar’s] inquiries about the subject of obtaining a lawyer,” and that he “took steps to keep Max talking instead of seeking to slow things down for him so that he could understand what was happening.” Specifically, Clawson knew that Soffar did not have enough money to retain private counsel when he implied to Soffar that he would have to pay for his own attorney if he wanted one. Clawson testified that he also knew about Houston’s 72-hour rule under which a suspect had to be either charged or released within 72 hours of arrest.

Finally, Claw-son knew that Soffar could demand that all questioning stop until he could get an attorney and that Soffar did not have to be “on his own” when Clawson responded “yes, you are” to Soffar’s question, “so, I guess I’m on my own?” With respect to Clawson’s relationship with, and history of dealing with Soffar, Clawson acknowledged that given Soffar’s mental limitations and tendency to talk himself into trouble in order to gain police favor or to get out of trouble for an unrelated offense, he thought that Soffar was especially in need of an attorney to help him deal with the detectives investigating the bowling alley murders.

Notwithstanding this special knowledge, Clawson explained that at the time, as a result of the pressure put on him by the Houston detectives to “get Max to talk,” he was dealing with Soffar “as a police officer” and not as his friend. And Clawson acknowledged both that Soffar was seeking his advice as a friend, and that he knew based on the nature of that relationship that Soffar would “follow his lead.” In the state habeas proceedings, Claw-son was also very candid about his conscious effort to narrow the scope of his testimony at the Jackson v. Denno hearing and at trial.

He acknowledged construing questions narrowly and answering them literally, without elaboration.

In his state habeas testimony, Clawson stuck by his answers at the trial, stating that he would answer the same narrow question, “did Soffar ask for a lawyer?,” the same literal way today, i.e., “no, he did not ‘ask for’ a lawyer.” In his State habeas testimony he reiterated, “I was asked [at trial] if Max Soffar asked for an attorney and my answer was no he did not ask for an attorney and still would be no he did not ask for an attorney.” The most crucial addition to Clawson’s prior testimony came during Soffar’s habe-as counsel James Schropp’s re-direct examination of Clawson at the state habeas evidentiary hearing.

The relevant colloquy begins with a question from Schropp: Q. Did you draw any ... conclusions based on everything you heard and observed from Max and everything you observed with regard to his situation .... What did you conclude that Max wanted at that point? A. What did I conclude? Q. Yes. [Assistant State’s Attorney] FLEMING: If anything, Your Honor, if he wanted anything. THE COURT: Yeah, if he did. A. Well the obvious answer is he wanted an attorney. MR. SCHROPP: That’s the obvious answer. Thank you sir. QUESTIONS BY MS. FLEMING: Officer Clawson that seems a bit inconsistent with what you— MR.

SCHROPP: I’m sorry I’m not finished. MS. FLEMING: I apologize. MR. SCHROPP: That’s okay. THE COURT: That’s your answer now right sir. You said that’s the obvious answer is that he wanted an attorney? WITNESS: Yes sir within the context of his question yes, sir. When asked by Ms. Fleming shortly after this colloquy if he was “a little confused now,” Clawson responded, “not as much confused as slightly disappointed in myself for not doing things differently.” D.

Interrogation and the First Three Written Statements With Clawson having insured that Soffar would be willing to talk to the investigators without invoking his right to counsel, the detectives resumed interrogation of Soffar. Over a period of three days following his arrest on the stolen motorcycle charge, while he was in custody and without counsel present, Soffar would sign three written statements, prepared by detectives, in which he implicated himself and Latt Bloomfield in the bowling alley robbery-murders. i.

August 5, 1980 — The First Statement After Clawson’s efforts to get Soffar to continue talking were successful, Detective Schultz interrogated Soffar for an additional two hours. At 3:30 p.m. on August 5, 1980, Soffar signed a written statement prepared by Detective Schultz. The statement was identified as State’s Exhibit 108, and while not introduced into evidence by the State, it was used against Soffar during the guilt phase of his capital murder trial. In this first statement, Soffar stated the following.

He and Latt Bloomfield went to the bowling alley one night in the first part of July and he entered through a side door and checked the cash drawer. Latt asked him to return the next night with his pistol, but he told Latt he wasn’t going to do it. He did, however, later agree to drive Latt to the bowling alley and wait outside. While he waited in the car outside the front door, he saw Latt move some people around and he heard two shots when Latt was out of his sight. He then saw Latt make some people get on their knees. As he moved the car forward, he heard another shot and then two more shots.

He stated that Latt told him that someone pulled a gun on him. They then went to Galveston where Latt robbed a U-Totem convenience store and they bought some drugs.

After giving this first written statement, Soffar was transported to Houston police headquarters, where he spent an additional 3 hours with Houston police officers before he was transported to the jail at approximately 7:43 p.m. ii August 6, 1980 — The Second Statement Beginning shortly after 9:00 a.m. the morning of August 6, 1980, Detective Kenny Williamson mirandized and interrogated Soffar for approximately 50 minutes in a tape-recorded conversation during which Soffar relayed more details of the same basic scenario, i.e., that he drove to the bowling alley and that Latt did the robbery and shootings alone.

At approximately 10:00 a.m., Soffar was taken to a line-up arranged for surviving witness Greg Garner’s viewing. Garner failed to positively identify Soffar. Soffar was then mirandized and interrogated again by Detective Williamson and another detective, J.W. Ladd, for approximately 1 hour and 15 minutes before giving his second statement. At 2:44 p.m. on August 6, 1980, Soffar signed the second written statement prepared by Detective Ladd. This statement was identified as State’s Exhibit 109.

As with State’s Exhibit 108, the second statement was not introduced into evidence by the State, but was used against Soffar during the guilt phase of his capital murder trial. In his second statement, Soffar told the same basic story as he had in his first statement, adding the following details. The night before the robbery-murders, it was Soffar who kicked in the glass side door of the bowling alley to commit the burglary. The next day, Latt picked him up at 1:00 p.m. and they hung out together for the afternoon.

That evening they drove back to the bowling alley at 9:00 p.m., but since there were a lot of people there, they just parked the car and drank beer until most everyone had left. Again, Soffar stated that he pulled the car up in front of the doors while Latt went inside of an unlocked front door. Latt was approached by two people and then another, and he made these three lie down on the floor right in front of the door. Latt motioned someone else to come over and then Soffar heard the first shot. He could see the feet of the people on the floor. He then heard another and then several other shots.

Latt came running out of the bowling alley with the gun in one hand and the lady’s stocking he had put over his face when he went in the other hand.

Latt told him that someone pulled a gun on him so he “did what he had to do.” Soffar added that they went to buy drugs that night from an individual named “Pops,” and that several weeks after the robbery-murders Soffar told Pops about the “deal at the bowling alley.” He asked Pops “if he heard about it and that Latt and I had done it.” At some point after signing his second statement at 2:44 p.m., Soffar was visited by, and he spoke privately with: his mother, Zelda Soffar; his uncle, Carl Lander; and his aunt, Celia Nathan. Ms.

Nathan informed Detective Ladd that the family was in agreement that Max should cooperate with the police. At approximately 4:00 p.m., Detectives Williamson and Ladd checked Soffar out of the jail and took him in a patrol car to the crime scene. They pulled into the parking lot, but did not go inside of the bowling alley. At approximately 5:30 p.m., the detectives drove Sof-far to an area south of Houston where he took them to the individual named “Pops,” from whom he and Latt had allegedly purchased drugs the night of the robbery-murders. Pops was identified as an individual by the name of Lawrence Bryant.

At approximately 7:30 p.m., the detectives then took Soffar to Galveston where Soffar pointed out a convenience store Latt had allegedly robbed. Soffar was checked back into the jail at 10:55 p.m. During the time Soffar was riding around with Detectives Williamson and Ladd, the police released Latt Bloomfield from custody, citing a lack of any corroborating evidence to justify charging him in the robbery-murders. in.

August 7, 1980 — The Third Statement Beginning at approximately 8:42 a.m. the morning of August 7, 1980, Detectives Tom Ladd and Ted Thomas interrogated Soffar for approximately two and one-half hours. Soffar was also briefly interrogated that morning by Detective Williamson. That afternoon, a felony capital murder complaint was filed against Soffar alleging that he intentionally caused the death of Arden Alane Felsher while in the course of committing or attempting to commit the armed robbery of Stephen Allen Sims.

Upset because he had learned that Latt Bloomfield had been released and because he thought that he was going to be charged with all three murders alone, Sof-far contacted a family member and asked them to have detectives come and see him at the jail. At approximately 7:30 p.m. that evening, Detectives Ladd and Williamson came to see Soffar again. Soffar inquired as to why Bloomfield had been released and the detectives responded that they did not yet have enough evidence on Bloomfield to either hold or charge him.

Detective Ladd then began actively interrogating Soffar for another 30 minutes before beginning to take and prepare Sof-far’s third statement. At 9:25 p.m. on August 6, 1980, Soffar signed the third written statement prepared by Detective J.W. Ladd. This statement, identified as State’s Exhibit 110, was introduced into evidence by the State, and used against Soffar during the guilt phase of his capital murder trial. The entire text of Soffar’s third statement reads as follows: My name is Max Soffar. I have been in jail since Tuesday morning for this bowling alley deal.

I gave two previous statements, one to detective Schultz and one to detective Ladd. I didn’t tell the whole truth in those statements and want to now so that I don’t take this whole thing by myself. One thing that I didn’t tell the truth on was that Lat Bloomfield and I did this thing when we first got to the bowling alley, not like I said about being there in the parking lot for awhile. Lat drove in and we were in his brown thun-derbird. Lat pulled right to the front door so that the passenger side was next to the bowling alley.

I think that there was a couple of cars in the parking lot when Lat pulled to the door. Lat pulled a stocking over his hair so that his hair would be pulled back. I pulled up my t-shirt over my nose and mouth. Lat had his 357 revolver which I think is an R-G model. This gun had about a three inch barrel. He had the gun under his shirt when we walked in a guy asked what we were doing. Lat pulled the revolver and stuck it in this guys face and said, “This is a robbery.” Lat pulled this guy by the hair and made him get down on his knees and xx walked up. This was two dudes and a girl.

Lat told them to get on the floor and if they didn’t do what he told them that he would shoot this first guy who was already on the floor. They got down on their knees away from the counter and Lat made them come back closer to the control counter and they did. They were laying from the door so that there was a dude and then a girl and then another dude and then the last dude. The second dude was trying to look up and Lat told him not to be looking and to turn around and lay facing the way all the others were. He then turned around so that they were all facing back towards the snack bar.

The second dude kept looking around so Lat fired a warning shot into the floor. The girl screamed and then Lat told her to shut up and she kept screaming. Lat kicked the girl in the back and then the second dude who was the one who kept looking up started to raise up. He was about half way up when Lat shot him in the back of the head. Then Lat just turned around and shot the third dude. This third dude was the first one Lat grabbed and made get on the floor. He shot him the same way as the first one that he shot. Lat threw me the gun and told me to shoot the other two.

I hesitated and then he said, “Shoot them now.” I aimed the gun and the other guy who was still left who was closest to the door and fired one time. I hit him in the back of the head behind the ear. I walked around the other side of them and heasitated [sic] and Lat said, “Shoot her.” She had her face down and she just looked up at me and I aimed and turned my head and shot her. I think I hit her in the cheek. I had the gun and ran around and looked in the cash register over by where you get the shoes. I got all the bills and a little of the change and then went to the office but the door was locked.

I went over to the cash register by the snack bar and took bills out of it too. I put the money in my pockets. I went back by the office and tried to force the door open but I couldn’t get it opened. Lat was looking under the counter for a money bag and I think he got 50 or 60 dollars. We walked over by the office and I told him I thought I saw some headlights. I went outside but I didn’t see anyone so when I came back in Lat was rumageing [sic] through their pockets and took the wallets out of their pockets. He took the money and I think that he kept the wallets.

We looked around to make sure that nobody was looking and we didn’t see anybody. I asked him if he wanted to check in the back and he said no. So, we looked in the bathrooms making sure no body was in there. Then we left. I still had the gun. Lat drove and we had the windows down to his car. He made a right on the highway and drove down for a little bit and then turned around and came back past the bowling alley. I asked him why he shot the dudes and he said he shot the dude for raising up and playing hero. He said he made me shoot the other two so that I would be as guilty as him if we got caught.

I put the gun under the front seat after I reloaded it and it only had one live bullet in it before reloading. I don’t know where the gun is now. The last time I saw the gun was I believe last Saturday night and Lat had it at that time. We went to score some pills and got 24 pills over at the dope house. These were preludins. After the gas and pills I got 95 dollars out of the deal and I think Lat got a lot more. We went to my house and did some preludin and Lat said he was afraid someone had seen his car so he went and took it home. He walked back over to my house that night and we did the rest of the pills.

We stayed up all day and went out to the park the next day. I was scared and that is the reason that I did not tell the whole truth before and I feel like shit and feel bad about what happened and ought to take my punishment for it. I think Lat and me both ought to pay for what we did. In addition to his written statement, Sof-far drew a diagram of the positions of the victims at the time of the shootings. In the diagram, Soffar depicted the four victims lying parallel to one another with their feet aligned along the edge of the control booth.

This diagram was not introduced into evidence during Soffar’s capital murder trial, but was admitted into evidence by the state habeas court. It is attached to this opinion as Appendix “C”. E. Inconsistencies Between Gamer’s and Soffar’s Accounts As a factual matter we pause here briefly to note that when juxtaposed, Greg Garner’s and Max Soffar’s accounts of the robbery-murders appear dramatically at odds with one another. The numerous fundamental factual inconsistencies between these two versions of events are both obvious and striking.

The most noteworthy discrepancies between Garner’s interviews with detectives and Soffar’s third written statement are summarized in table format in Appendix “A” to this opinion. This appendix is followed by Garner’s diagram of the victims’ positions at the time of the shootings (Appendix “B”), which also differs dramatically from Soffar’s diagram of the victims’ positions (Appendix “C”). We also note that the physical evidence in this case supports Garner’s account of events more than Soffar’s third statement.

With respect to the forensic and ballistics evidence, as discussed swpra, the bullet holes found in the carpeting of the bowling alley are consistent with the body configuration recalled by Garner, that is, with him lying between Sims and Temple where he was shot. There is no physical evidence to support Soffar’s account of Garner having been shot lying between the front door and Felsher. In fact, the.only unmatched bullet hole, which could represent the final resting point of the bullet exiting just beneath Garner’s left eye, is the one between Sims and Temple.

Also with respect to body configuration, the photographs of the crime scene depict the bodies aligned, not parallel to one another along the edge of the counter as depicted in Soffar’s account, see Appendix “C”, but in a semi-circular configuration nearly identical to that depicted by Garner in his diagram, see Appendix “B”. Indeed, the photographs show a large vacant space between the bodies of Sims and Temple where, according to Garner, he would have been lying when shot.

With respect to Garner’s account of how the perpetrator gained access to the bowling alley by feigning car trouble, a passerby to the bowling alley, who was never called as a witness by the State, told the police that at approximately 11:50 p.m., he passed the bowling alley and slowed down because he was looking for a place to purchase cigarettes, and that he saw a car parked directly in front of the bowling alley with its hood up. This individual saw just one person walking from that car toward the front entrance of the bowling alley.

Additionally, one of the police photographs of the crime scene showed that there was a white plastic water jug like the one described by Garner as belonging to the robber located on the control booth counter. F. Appointment of Counsel and Pre-trial Developments On August 8, 1980, the day after Soffar gave his third written statement, Soffar made his preliminary initial appearance on the felony capital murder charge before the 232nd Judicial District Court of Harris County, Texas.

During this appearance, the state court appointed Frederick “Rick” Stover and Joseph “Joe” Cannon to represent Soffar because of his indigence. These attorneys, who were present in the courtroom to accept their appointment, were advised that their client had already signed three written statements implicating himself in the charged offense. Immediately after accepting their appointment, defense counsel instructed the State’s attorney that their client was not to be interrogated regarding pending charges or any other matters unless they were notified and provided an opportunity to be present. i.

August 19, 1980 — The Fourth Written Statement Notwithstanding defense counsel’s instruction to the State’s attorney not to interrogate Soffar without notification, on August 19, 1980, Harris County Sheriffs detective Earl Bockel removed Soffar from his cell in the Harris County jail and interrogated him. Bockel testified that he received information from Houston homicide detective Jim Ladd on August 15, 1980 that “during a homicide investigation,” Sof-far had admitted to raping a girl in the Friendswood area sometime around December of the previous year, 1979.

Bockel checked into the unsolved rape files in Friendswood and determined that a young woman by the name of Caroline Knight had been raped on September 23, 1979 in Friendswood. Bockel then contacted Ms. Knight and informed her that they had caught someone who confessed to the rape. He went to her workplace and showed her a photo spread containing Max Soffar’s and five other individuals’ pictures. Ms. Knight stated that two of the photos, one being Soffar, looked familiar, but that she was unable to make a positive identification.

On August 19, 1980, Detective Bockel visited Soffar at the Houston jail and interrogated him regarding the rape. According to Bockel, he read Soffar his rights and Soffar said that he understood his rights and did not want his appointed lawyers present. As a result of this interview, Soffar signed a fourth written statement implicating himself in the rape of Caroline Knight. On August 28, 1980, the State’s prosecutor, Andy Tobias, requested that Detective Bockel arrange for a line-up to be scheduled on August 30, 1980. Defense counsel was notified and the line-up was assembled that morning at 9:45 a.m. Though Ms.

Knight again thought Soffar looked familiar, she was unable to make a positive identification. According to Bockel’s report following the line-up, “[u]pon the request of Assistant District Attorney Andy Tobias, this case is being referred directly to him without charges.” Accordingly, Bockel indicated that the rape case was “cleared due to charges filed in other [capital murder] cases,” and Soffar was never indicted for the rape of Caroline Knight.

During the penalty phase of Soffar’s murder trial, having twice been told that the police had caught someone who confessed to raping her, Caroline Knight made an in-court identification of Soffar as her assailant. During her testimony she recounted how Soffar stated that he had killed three other women before and that she was scared when he said that. ii Additional Interrogation When one of Soffar’s defense counsel made his first trip to the Harris County jail to interview Soffar on August 21, 1980, he was informed that he could not see Soffar just then because Soffar was “being interviewed by a Mr.

Armando Simon, an employee of the Harris County Sheriffs Office.” The very next day, the 232nd District Court, upon motion, entered an injunction prohibiting the Houston Police Department, the Harris County District Attorney’s Office, and any other law enforcement agency from “questioning, interviewing, interrogating or in any manner attempting to gain information from the Defendant, MAX ALEXANDER SOF-FAR, about any cases, whether charges have been filed or not, without first advising Mr. F.M. Stover or Mr.

Joe Cannon ... and giving them a reasonable opportunity to be present during the entire questioning, interviewing or interrogation.... ” Hi Soffar’s Letter to Counsel At some point after first meeting Joe Cannon, Soffar wrote a letter to Cannon explaining his side of the story. In a handwritten letter, Soffar wrote: This whole thing started when, this detective in Friendswood said he was going to lock me up cause I was a habitual criminal. His name is Mr. Palmary. He’s busted me a few times and he does not like me.

He told me next time I bust you for something bad I’m going to put you away for the rest of your life. Well anyway, he busted me the last time for false imprisonment. Me and a girl had an argument and she wanted to leave and I wouldn’t let her. So someone called the police and he talked her or rather he therened her. She had a 38 snub nose pistol in her pocket when we were arrested, so he told her if she didn’t file some charges on me for kidnapping or false imprisonment, that he would file on her for a concealed wepon. Then he comes in and says I got you now boy.

So when I got arrested on that stolen bike I look up and who drives up, Mr. Palmary, and he’s standing there with them lueague City police saying, I’ve got you now punk. So we go to lueague City Jail and I started thinking well Ill fix you smart ass and I told them I wanted to talk to bruce Clawson about the bowling alley. I knew it would be hell on me if I said anything but at that point I didn’t care. I was already on a years probation out of galveston co. and I’m caught on stolen bike.

By the way that bike had the licence plate on it from another bike I had stolen, plus I had been on bond from an auto theft charge from Brazoria County, plus I am holding pot and some stolen jewels. So I told them that so palmary couldn’t put his slimy hands on me. I told my sister when I saw that drawing of the killer, I told her it looked like latt. he stole some silver from my house so I was going to tell the police he did it and get the reward, and get evan. She told me not to do it so I didn’t. Then when I got pulled over and I see palmary standing their I decided to say I knew who did it.

Next thing I know them homicide detectives had me saying I did it. the truth is I did not kill anyone. There is a lot more to this than I can write. I will tell you the whole thing when I see you so you can check out my side of this to be sure yourself. - Them police had me say what they wanted to hear. Did you know I took a polygraph test? I was on acid when I took it. The night before the robbery, their was a burgurly at this bowling alley. I told the police the night before the robbery, I broke into the bowling alley.

That was what I saw on the t.v. so I said in a statement, me and lat bloomfeild did the burgurly. When I told them I killed some girl, which was another lie, they asked me if I really broke in the night before. I said no. They asked me that quiestion about 100 times. I put in a statement that I did. But after they kept asking me that same question over and over I said no, just to see what he would say. I did not put in a statement that I didn’t brake in the bowling alley. I said I did. Then he told me I didn’t do the burgurly cause they arrested some kids for it.

If I really did this why didn’t I say I didn’t brake in. Cause that was what I saw on the news. I thought the brake in was done by the same person or persons that did the robbery. Me and 2 homicide police went out looking at bowling alleys. They wanted me to point out the bowling alley we robbed. They were drinking. We stopped 3 or 4 times for cokes for their mixed drinks! I asked them for some for my nerves and they said no. But they were drinking and that’s when they started getting forceful. I made 2 more statements later that day.

I will take a polygraph test to prove I’m not lying about the drinking or the force they used. They also told me that greg gardner picked me out so I might as well say I did it and get a life seentence. They also asked me why lat shot the girl in the face before I made the last 2 statements. I said in one of the statements that I did it. In the 3rd statement after they gave me a few details, I said I shot her, to get them off my back. I went thru more quiestions than I thought I would. After I went back to my cell after I gave the second statement I was so tired I just gave in to them.

The officers that were drinking was detective ladd and detective Williamson. They took me to galveston and to la-marge, to check out some robberys that I told them me and lat did. They all turned out to be lies. I admit that I did rape that girl in Alvin I told them I did. I told the Galveston County Sheriff I stole 2 motorcycles and I did. But I told them I shot the girl in this case. It’s a lie. I knew I was in lots of trouble anyway, for all the other things I have done, that’s why Im in the trouble Im in now. iv.

Additional Pre-trial Investigation On August 21, 1980, after all of Soffar’s confessions had been taken and the State had been enjoined from interacting with Soffar any further, the State submitted Garner to questioning under hypnosis. Presumably, the hypnotic interview was conducted in an effort to bolster the strength of the State’s case against Sof-far.

However, in the end, Garner’s account of events under hypnosis only served to confirm the version of events he had described in his initial interviews with investigators, and that version of events differed dramatically from the version given by Soffar in his written statements. See Appendix “A”. As a result, Garner’s testimony at trial, if consistent with the statements made to investigators on July 17-20, 1980, would have served only to undermine the State’s case against Soffar. The State did not call Garner as a witness at Soffar’s trial. Indeed, at trial, instead of calling Garner, the State called Dr.

Gildonburg, the neurosurgeon who operated on Garner, during its case-in-chief. Dr. Gildonburg testified that Garner could be suffering from retrogressed amnesia and that Garner may have created a false memory of events. Dr. Gildonburg did not express any medical opinion that Garner was in fact suffering from amnesia.

Additionally, we note that Soffar’s trial counsel was informed by the State that Garner was a “vegetable” with no memory of the offense, and incredibly, based upon this assertion and the fact that Garner was not going to be called by the State as a witness, Soffar’s trial counsel did not even attempt to interview Garner themselves. Rather amazingly, defense counsel instead chose to bolster Dr.

Gildonburg’s testimony by asking and receiving an affirmative response to the question, “would it be a fair statement ... that a person that suffered the type of wounds that Greg Garner suffered, no one, including Greg Garner, himself, would ever know whether he was giving an accurate account of the events that caused his injury?,” thus implying to the jury that, indeed, Garner had no useful memory of the offense. G.

The Trial Beginning on March 16, 1981, Judge Van Stovall presided over Soffar’s capital murder trial which, exclusive of nearly four weeks of voir dire and jury selection, lasted two and a half weeks. i Guilt Phase During the trial, and pursuant to Jackson v. Denno, 378 U.S. 368, 84 S.Ct. 1774, 1781, 12 L.Ed.2d 908 (1964), Judge Stovall conducted a two-day hearing out of the jury’s presence on the admissibility of Sof-far’s first three written statements. During the Jackson v. Denno hearing, Bruce Clawson testified that Soffar neither asked for an attorney, nor had any questions about his rights. See

Part I.C.iii. At the conclusion of the admissibility hearing, Judge Stovall entered an oral ruling that the three statements were freely and voluntarily made after appropriate Miranda warnings. A written order to the same effect was entered on May 22, 1981. In his rulings, Judge Stovall held that each of Soffar’s first three written statements was signed after Soffar “knowingly, intelligently and voluntarily waived the Statutory and Constitutional rights.” Clawson and the other witnesses who testified at the Jackson v. Denno hearing, also repeated the essence of their testimony before the jury.

The State offered the testimony of Lawrence “Pops” Bryant and his girlfriend, Mabel Cass to corroborate Soffar’s confession. Bryant ultimately testified that several weeks after the bowling alley robbery-murders, Soffar asked him if he had heard about the bowling alley murders and then stated to him “if I told you who did it you wouldn’t believe me.” During this conversation, Soffar told Bryant that three people got shot. And Bryant testified that Soffar indicated to him that he and Latt were involved in the bowling alley deal.

Mabel Cass did not participate in, but witnessed the conversation between Bryant and Soffar, and confirmed in substance that Soffar talked to Bryant about the bowling alley robbery-murders. Defense counsel presented its case based on an alibi theory. Soffar’s mother, Zelda Soffar and other witnesses confirmed that Soffar spent the entire weekend of July 12-13, 1980 helping a family member move. Martin and Donna Naylor testified that they dropped Soffar off at his mother’s house in Friendswood sometime after 7:00 p.m. on the evening of July 13, 1980.

According to the Naylor’s, all of the men who were moving the family belongings were exhausted from working all day, for two days straight in the summer heat. Mrs. Soffar testified that Max was exhausted when he was dropped off and that he watched a little bit of television and then went straight to bed. She testified that he was in the house when she awoke the next morning, July 14,1980.

On March 31, 1981, the jury returned a verdict of “guilty of the offense of capital murder.” ii Penalty Phase Beginning on April 1, 1981, Judge Sto-vall presided over the penalty phase of Soffar’s trial, which itself lasted three days. During the penalty phase, and again pursuant to Jackson v. Denno, 378 U.S. 368, 84 S.Ct. 1774, 12 L.Ed.2d 908 (1964), the trial court conducted a hearing out of the jury’s presence on the admissibility of Soffar’s fourth written statement, that is, his confession to the rape of Caroline Knight.

At the conclusion of the hearing, the trial court ruled that Soffar’s fourth statement was freely and voluntarily made without compulsion or persuasion and that the requisite Miranda warnings had been given. The State called numerous witnesses to attest to Soffar’s criminal history and reputation for having a violent temper. The State also called Caroline Knight, the rape victim, to identify Soffar as her assailant and to relate to the jury that Soffar had told her during the rape that he had killed three other women and that she was going to be the fourth. Defense counsel did not interview Ms.

Knight prior to trial and cross-examined her only with respect to her prior inability to identify Soffar in either a photo spread or line-up. Soffar’s defense counsel presented no testimony or evidence of any kind whatsoever during the penalty phase.

The jury was instructed as it began deliberations in the penalty phase that it could “consider the evidence of the extraneous sexual assault of Carolyn [sic] Knight for the limited purpose of aiding the jury in answering any questions that might be presented in the punishment charge.... ” The three special issues submitted to the jury pursuant to the applicable version of

Article 37.071(

b) of the Texas Criminal Code were as follows: A. Do you find from the evidence beyond a reasonable doubt that the conduct of the Defendant that caused the death of the deceased was committed deliberately and with the reasonable expectation that the death of the deceased or another would result? B. Do you find from the evidence beyond a reasonable doubt that there is a probability the Defendant would commit criminal acts of violence that would constitute a continuing threat to society? C.

Do you find from the evidence beyond a reasonable doubt whether the conduct of the Defendant in killing the deceased was unreasonable in response to the provocation, if any, by the deceased? On April 3, 1981, the jury returned its verdict answering each of the three special issues in the affirmative. Thus, the trial court entered an order sentencing Soffar, in accordance with the jury’s verdict and pursuant to Texas Code Criminal Procedure

article 37.071(e) (Vernon 1981), to death by lethal injection. H. Post-Conviction Proceedings Soffar’s conviction and sentence were automatically appealed to the Texas Court of Criminal Appeals which, on September 23, 1987, affirmed Soffar’s conviction and sentence in a written opinion. See Soffar v. State, 742 S.W.2d 371 (Tex.Ct.Crim.App. 1987) (en banc). Soffar’s conviction became “final” for purposes of this appeal when the United States Supreme Court denied Soffar’s petition for writ of certiora-ri on October 10,1989. See Soffar v. State, 493 U.S. 900, 110 S.Ct. 257, 107 L.Ed.2d 206 (1989).

On December 14, 1992, Soffar filed a state application for writ of habeas corpus in the 232nd District Court of Harris County, Texas, alleging twenty-four grounds for relief. Judge A.D. Azios conducted a thirteen-day evidentiary hearing during the time period between August 16, 1994 and September 8, 1994. On November 10, 1995, Judge Azios entered written findings of fact and conclusions of law recommending denial of Soffar’s application.

On April 8, 1996, the Texas Court of Criminal Appeals, in a two-paragraph, unpublished per curiam opinion, followed Judge Azios’s recommendation and denied Soffar’s application for habeas corpus relief. On April 22, 1996, Soffar filed his first federal petition for writ of habeas corpus in the United States District Court for the Southern District of Texas alleging twenty-four claims for relief. Soffar filed a motion for partial

summary judgment in the district court, and the Director filed a motion for

summary judgment on all of Soffar’s claims. The Director did not contest that Soffar had sufficiently exhausted his available state remedies, except with respect to claim 24, as to which the Director waived exhaustion, and with respect to a portion of Soffar’s Brady claims, which were premised upon the State’s alleged suppression of a ballistics report and the pretrial statements of Greg Garner. The district court assumed that Soffar had properly exhausted his state court remedies with respect to the Brady claims, and denied Soffar’s Brady claims on the merits.

The district court refused to grant Soffar’s motion for discovery and an evi-dentiary hearing, and entered a written order granting the Director’s motion for

summary judgment on all claims. Soffar timely filed his notice of appeal, and his motion for issuance of a certificate of probable cause to appeal was denied by the district court. Soffar has now timely moved this Court for issuance of such a certifícate. II. DISCUSSION While in both his state and his federal habeas petitions, Soffar asserted twenty-four claims for relief, in his pending motion for

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